EFTA Document EFTA01299297

Mayur Rathod From: Velmir Vejzovic Sent: Monday, August 20, 2018 8:27 PM To: Alka Babu Cc: PWMUS AMLKYC Subject: CLEARED: RDC ALERT_ Jeffrey Edward Epstein [II Attachments: RDC ALERT Jeffrey Edward Epstein.pdf, AML Clearance on PCR & RDC Alert Jeffrey Epstein 2013.pdf; AML Clearance on PCR & RDC Alert Jeffrey Epstein.pdf, CLEARED RDC Alert Jeffrey Edward Epstein.pdf; Chip Packard Approval - Jeffrey Epstein.pdf Classification: For Internal use only Hi Alka, BLAFC-WM has reviewed the RDC Alerts generated 8/17/18 for Jeffrey Edward Epstein, associated with Southern Financial Relationship. (KYC 1977694) BLAFC-WM previously reviewed the subject matter of this alert and provided clearance on August 13, 2013 and October 13, 2016 for KYC 1651789. I have attached the clearance for your reference. Please attach all attachments to the KYC. All the best, Velmir Vejzovic Velmir Vejzovic Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime From: Mamta-A Choudhary Sent: Friday, August 17, 2018 4:27 PM To: Alka Babu Cc: PWM BIS-Research <[email protected]>; PWMUS AMLKYC Subject: RDC ALERT_ Jeffrey Edward Epstein Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: 1 SDNY_GM_00065151 CONFIDENTIAL - PURSUANT TO FED. R.cON(F IDENTIAL DB-SONY-0027976 EFTA_00 I 7565 I EFTA01299297 Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. Mamta Choudhary Analyst I Research and Control ORO! Global Services Private Limited COO Wealth Management Operations 2 SDNY_Girl_00065152 CONFIDENTIAL - PURSUANT TO FED. R.ctO . N (F I DENTIAL DB-SDNY-0027977 EFTA_00 175652 EFTA01299298