EFTA Document EFTA01299312

Mayur Rathod From: Velmir Vejzovic Sent: Tuesday, August 21, 2018 1:11 AM To: Mayur Rathod Cc: PWMUS AMLKYC Subject: CLEARED: RDC Alert L. [I] Attachments: RDC Alert Classification: For Internal use only Hi Mayur, BLAFC-WM has reviewed the RDC alert generated on 8/17/18 fors authorized signor for the Zorro Management, LLC, client of the Private Bank. Our Party: DOB resides in Stanley, NM per LexisNexis. is a manager at Zorro Management. Alert Subject: aka =. Member - Council of Monroe, Kentucky, United States. resides in Tompkinsville, KY per LexisNexis. served as BLAFC-WM clears this alert from a Compliance aspect as the age, location and occupation of Our Party do not match that of the Alert Subjects. All the best, Velmir Vejzovic Velmir Vejzovic Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime From: Krishna Dadhich On Behalf Of PWM BIS-Research Sent: Friday, August 17, 2018 5:37 PM To: Mayur Rathod <[email protected]> Cc: PWMUS AMLKYC <[email protected]>; PWM BIS-Research <[email protected]> Subject: RDC Alert_ L. Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC SDNY_GM_00065209 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0028034 EFTA_00175709 EFTA01299312 approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC Thanks and regards. Krishna Dadhich Krishna Dadhich Analyst I BIS Research Deutsche Bank Trust Company Americas COO Wealth Management Operations Please consider the environment before printing this e-mail #Positivel m pact 2 SDNY_GM_00065210 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F I DENTIAL DB-SDNY-0028035 EFTA_001757I0 EFTA01299313