EFTA Document EFTA01299325

From: A111211Thien32 To: &LUZ/ Cc: Manta-A Choudhary. PWMUS Nit KY Subject: CLEARED: RDC ALERT_ NB, LLC Date: Wednesday, August 22, 2018 10:S4:11 PM Attachments: 2 BLAFC-WM has reviewed the RDC Alerts generated 8/17/18 for NES, LLC, existing client under the Southern Financial Relationship, existing relationship of the Private Bank. Our Party: NES, LLC , located in St. Thomas, and was formed to take care of the expenses associated with running one of Jeffrey Epstein's homes (the UBO to NES, LLC) Alert #1 Alert Subject: Nasdaq Execution Services, LLC, New York, NY, received SEC violations for not being permitted to engage in trading to cover any position, as of May 18, 2012. Alert #2 Alert Subject: National Enterprise Systems, Inc., West Virginia and Ohio, is accused of using strong-arm debt collection tactics including telephone harassment. BLAFC-WM clears these alerts from a Compliance aspect as a false positive as the full name and location of Our Party does not match that of the Alert Subject. Regards, Alyssa Alyssa Taliaferro As SDNY_GM_00065236 CONFIDENTIAL - PURSUANT TO FED. R.COIN(F IDENTIAL DB-SDNY-0028061 EFTA_001 75736 EFTA01299325