EFTA Document EFTA01299494

RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 6/M ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 291,846.67 EUR IBD P6XEVSTE 12.04.37 03.30.57 CRE88000003P USDE : $369,623.80 TRADE DATE: 10/23/2014 VALUE DATE: 10/27/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK DEUTDEFFICKX DEUTSCHE BANX AO FRANKFURT AM MAIN GERMANY SECOND EEC 9273616 STATE STREET BANK AND TRUST CO. LONDON TREASURY UNITED KINGDO ULT ERNE 680519 JEFFREY EPSTEIN ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2014-10-23 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING REASON : FAXING I.M. VANE STEPANIAN 212.454.1539. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No USER ID DATE TIME N : I10)1C(P88000003P STATUS COMMENTS CPSAMPS 10/27/14 03.30.57 SNT The Currency wire got settled. MGMVUui 10/24/14 13.11.17 PPR 1.1010,KAN 10/24/14 13.11.17 ULK MMOUUdi 10/24/14 13.11.17 APP APPVD PER L2 APPVR COMMENTS/SUFF EUR IS AVAILABLE HONAKAN 10/24/14 13.10.22 LCK MGNSLEI 10/24/14 12.43.36 ULK MGNSLEI 10/24/14 12.43.36 APP LOA RECD - ATTACHED REF DOC- DB CONFIRMED H STATE STREET SHORTENED IRAN IN INT MGNSLEI 10/24/14 12.40.03 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065512 DB-SDNY-0028337 EFTA 00176012 EFTA01299494 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 10/27/2014 USER ID DATE TIME STATUS COMMENTS P6XEZKOZ 10/24/14 12.33.23 ULK ➢6%22X02 10/24/14 12.33.23 APP THIS IS INTERNAL TRANSFER TO DIFICA 0 FX ACCOUNT - SEE ATTACHED STSTREE EMAIL. P6X22X02 10/24/14 12.31.17 LCK NGNPBUN 10/24/24 12.29.53 ULK EIGNPBUN 10/24/14 12.25.37 LCK POIHCAUTO 10/24/14 12.24.10 APP MOWPWAT 10/24/14 12.24.10 ULK MGNPBUN 10/24/14 12.24.10 BID MONISM 10/24/14 12.22.28 LCK NGNAPER 10/24/14 07.04.44 ULK MOMPER 10/24/14 07.03.46 LCK HGNMMAI 10/23/14 18.26.59 ULK MGNPBUIT 10/23/14 18.26.59 HID PENDING ADDITIONAL DOCUMENTATION. PENDING SIGNED LOA 142NPBUN 10/23/14 18.20.04 LCK WORKAUTO 10/23/14 18.15.25 APP P6X221(02 10/23/24 18.14.49 ULK P6X221002 10/23/14 18.14.49 APP P6XEZKOZ 10/23/14 18.13.42 LCK P6X22K02 10/23/14 18.13.06 ULK P6X221(02 10/23/14 18.06.58 LCK ➢6X22K02 10/23/14 18.00.05 ULK P6X22KOZ 10/23/14 17.50.18 LCK P6XEZKOZ 10/23/14 17.50.17 ULK P6XEZKOZ 10/23/14 17.47.22 LCK P6XEVSTE 10/23/14 12.04.37 SUBN SDNY_GM_00065513 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL DB-SDNY-0028338 EFTA_00 1760B EFTA01299495 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 6XZ ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 1 AMOUNT Ca BARK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 6,434.50 EUR IBD P6XESWIL 12.51.41 03.30.44 CW890000035 OBOE : $8,137.71 TRADE DATE: 10/24/2014 VALUE DATE: 10/27/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK PASCITHMOOL 1417162 BANCA MONTE DEI PASCHI DI SIEN COILS DI VAL D'ELSA ITALY SECOND FFC ULT BENZ IT36I0103071860000001417162 CONSORZIO QUERCETO ADDITIONAL INSTRUCTIONS : ADDRESS VIA DI SPUGNA 2 8 53034 COLLE DI VAL D ELSA SIENA ITALY REF HAINES PULCINELLO ANTONIO 2014 DUES RELEASE DATE : 2014-10-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : UPLOADING LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CMF89000003S Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS CONN:EATS CPSAMPS 10/27/14 03.30.44 SNT The Currency vire got settled. MONTLUB 10/24/14 16.31.06 PPR MONTLUB 10/24/14 16.31.06 ULK MONTLUB 10/24/14 16.31.06 APP SUFF EUR / V/D 10-27 NONTLUB 10/24/14 16.28.17 LCK WORKAUTO 10/24/14 14.49.05 APP P6XEIO4CM 10/24/14 14.49.05 ULK P6XICKNCM 10/24/14 14.49.05 APP REG E INFO ON FILE CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065514 DS-SDNY-0028339 EFTA_00 176014 EFTA01299496 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBM NO : 6X2 USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT ➢AGE: 2 P6XEXMCM 10/24/14 14.48.43 LOX ➢6XEIOICM 10/24/14 13.33.36 ULX P6XEIGICM 10/24/14 13.33.27 LOX AMPSSY2 10/24/24 13.21.42 PAPP P6XESWIL 10/24/14 12.51.41 ARMS Awaiting Mandatory Hold Period P6XESWIL 10/24/14 12.51.41 SU' Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065515 DS-SDNY-0028340 EFTA_00 II 760 IS EFTA01299497 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 62a ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 6,478,903.49 EUR IBD P6XEMPAS 11.30.53 03.30.52 CWF880000033 OBOE : $8,205,531.27 TRADE DATE: 10/23/2014 VALUE DATE: 10/27/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK CHASUS33 JPHORGAN CHASE BANK, N.A. NEW YORK,NY UNITED STATES SECOND FFC 400211939 RBC PARIS, FRANCE- DISFERPFXXX FRANCE ULT BENE FR351529800001VE12098055020 123 MULTINOVA EUROPE Al ELAIA ADDITIONAL INSTRUCTIONS : 94 RUE DE LA VICTOIRE 75009 PARISFRANCE RELEASE DATE : 2014-10-23 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING REASON : PLEASE APPROVE THANK YOUI STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No USER ID DATE TIME N : IMD1011,880000033 STATUS COMMENTS CPSAMPS 10/27/14 03.30.52 SNT The Currency wire got settled. MGNAKAli 10/24/24 11.38.27 PPR MGNAXAN 10/24/14 11.38.26 ULK MGRAIOUT 10/24/14 11.38.26 APP APPVD PER L2 APPVR COMMENTS/SUFF EUR IS AVAIL HONAKAN 10/24/14 11.37.10 LCK IRAPBEL 10/24/14 10.57.41 ULK IRAPBEL 10/24/14 10.57.41 APP PARK RECD, DBAB, ACTIVITY REVWD, SUP? EUR, WO 14 IRAPBEL 10/24/14 10.48.39 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065516 DB-SDNY-0028341 EFTA_00 I 76016 EFTA01299498 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 2 WORFAUTO 10/24/14 10.31.18 APP ➢6XEIOICM 10/24/14 10.31.18 ULK P6XEXMCM 10/24/14 10.31.18 APP P6XE1G101 10/24/14 10.31.07 LCX P6XEMPAS 10/23/14 11.30.53 SUBM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 2143-010261 1 3,644,440.19 EUR IBD P6XEMPAS 11.38.34 03.30.58 CWF88000003D USDE : $4,615,683.50 TRADE DATE: 10/23/2014 VALUE DATE: 10/27/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE 67.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK CHASUS33 JPWORGAN CHASE BANK, N.A. NEW YORK,NY UNITED STATES SECOND FFC 400211939 RBC- PARIS, FRANCE DISFFRPPLOCC FRANCE ULT BENZ FR3511529800001VE22098055068 123 MULTINOVA EUROPE A2 ELAIA ADDITIONAL INSTRUCTIONS : 94 RUE DE LA VICTOIRE 75009 PARISFRANCE RELEASE DATE : 2014-10-23 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING REASON : PLEASE APPROVE THANK YOU] STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWF88000003D Req E Eligible : No CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065517 DS-SDNY-0028342 EFTA_00176017 EFTA01299499 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 3 ACTIVITY REPORT FOR THE DATE : 10/27/2014 USER ID DATE TIME STATUS COMMENTS CPSAMPS 10/27/14 03.30.58 SNT The Currency wire got settled. MGMUUW1 10/24/14 11.41.31 ➢PR MONAIUUT 10/24/14 11.41.31 ULK M3NAKAN 10/24/24 11.41.31 APP APPVD PER L2 APPVR COMMENTS/SUFF SUR STTLD CR BAL MONAKAN 10/24/14 11.39.41 LCK IRAPBEL 10/24/14 11.01.11 ULK IRAPBEL 10/24/14 11.01.11 APP W8 14, SUFF. SUR, PPWK RECD, DRAB IRAPBEL 10/24/14 10.59.28 LCK WORKAUTO 10/24/14 10.31.33 APP P6XEKMCM 10/24/14 10.31.32 ULK P6XEKMCM 10/24/14 10.31.32 APP P6XENNOM 10/24/14 10.31.20 LOS P6XEMPAS 10/23/14 11.38.34 SIM SDNY_GM_00065518 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL DB-SDNY-0028343 EFTA_00 76018 EFTA01299500 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 1 AMOUNT Ca BARK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 60,000.00 EUR IBD P6XEKGUS 12.36.00 03.30.36 CWFS9000003R USDE : $75,882.00 TRADE DATE: 10/23/2014 VALUE DATE: 10/27/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK AIBKIE2D AIB BANK DUBLIN IRELAND SECOND FFC ULT BENZ 58887074 MR DEREK N JAMES ADDITIONAL INSTRUCTIONS : SORT CODE 93 32 36 RELEASE DATE : 2014-10-24 RELEASE COISaNTS RULE NUMBER MESSAGE IBANOSAIEK93323658887074 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03504 -MULTIPLE REQUEST REASON : PLEASE APPROPVE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IND1CMF89000003R Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COhNENTS CPSANPS 10/27/14 03.30.36 SET The Currency wire got settled. NONESMI 10/24/14 17.08.09 PPR MGNKSMI 10/24/14 17.08.08 ULK MONKSNI 10/24/14 17.08.08 APP LOA RECD- EUR AVAIL 10/27 - CAT MIL RECD TO PAY FOR TRADE - W9 MGNKSMI 10/24/14 17.07.17 LCK MONSLEI 10/24/14 16.50.50 ULK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065519 0B-SDNY-0028344 EFTA_00 II 76019 EFTA01299501 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 10/27/2014 USER ID DATE TIME STATUS COMMENTS MGNSLEI 10/24/14 16.50.50 APP LOA RECD- BUR AVAIL 10/27 - CAT HENLRECD TO PAY FOR TRADE - W9 HONSLEI 10/24/14 16.49.18 LCK HGHPWAI 10/24/14 15.49.04 ULK MONP&Mi 10/24/14 15.49.04 HU) PENDING ADDITIONAL ACTIVITY. PENDING JRIIL TO COVER FUTURE BUYS MGNPBUN 10/24/14 15.48.07 LCK HGNMART 10/24/14 14.33.24 ULK MGNPBUN 10/24/14 14.33.24 HLD PENDING ADDITIONAL ACTIVITY. PENDING OPEL TO COVER FUTURE BUY MGNPBUN 10/24/14 14.31.24 LCK P6XECBUD 10/24/14 14.04.11 ULK P6XECBUD 10/24/14 14.04.11 APP P6XECBUD 10/24/14 14.04.04 LCK HGNMER1 10/24/14 14.00.06 ULK MGNPBUN 10/24/14 13.58.33 LCK WORKAUTO 10/24/14 13.48.45 APP P6XECBUD 10/24/14 13.48.44 ULK P6XECBUD 10/24/14 13.48.44 APP P6XECBUD 10/24/14 13.47.54 LCK AMPSSY2 10/24/14 13.06.01 PAPP P6XEMOUS 10/24/14 12.36.01 MINH Awaiting Mandatory Hold Period P6XEICGUS 10/24/14 12.36.01 SUBM Disclosure provided at initiation ACCOUNT TYPE AMOUNT CCY RANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XG-045324 1 40,000.00 GBP IBD P6XEKGUS 12.33.36 03.30.32 CMF19000003Q USDE : $64,120.00 TRADE DATE: 10/23/2014 VALUE DATE: 10/27/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK NWBKGB2L NATIONAL WESTMINSTER BANK PLC LONDON UNITED KINODO SECOND FFC 40509443 WEATHERBYS BANK CLIENT ACCOUNT UNITED KINGDO ULT BENZ 421514 MR D M JAMES CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(cON FIDENTIAL SONY_GM_00065520 DB-SDNY-0028345 EFTA 00176020 EFTA01299502 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 62M ASSET MOVEMENT ACTIVITY - CURRENCY MIRES ACTIVITY REPORT FOR THE DATE : 20/27/2014 ADDITIONAL INSTRUCTIONS : SORT CODE 56 00 60 RELEASE DATE : 2014-10-24 RELEASE COMMENTS • RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03504 -MULTIPLE REQUEST REASON : PLEASE APPROVE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : II4D1CMF89000003Q Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No REPORT PAGE: 3 USER ID DATE TIME STATUS COMMENTS CPSAMPS 10/27/14 03.30.32 SNT The Currency wire got settled. MONSLEI 10/24/14 16.49.12 PPR MONSLEI 10/24/24 16.49.11 ULK MGNSLEI 10/24/14 16.49.11 APP GBP AVAIL 10/27 - USD JRNL TO PAY FOR TRD - LOA ON FILE - W9 MONSLEI 10/24/14 16.46.34 LCK MGNJLAR 10/24/14 14.14.17 ULK MGNJLAR 10/24/14 14.14.17 FILO INSUFFICIENT FUNDS. PENDING ADDITIONAL ACTIVITY 14GNJIAR 10/24/14 14.11.47 LOX MGNPBUN 10/24/14 13.58.22 ULK MONPBUN 10/24/14 13.58.22 APP SUFF GBP AVA V/D 10/27/LOA RECD/USD DEBIT VS FUTURE BUYS/DBAB/EST REQ./MULTI OK MGNPBUN 10/24/14 13.54.11 LCK WORKAUTO 10/24/14 13.47.48 APP PEXECEUD 10/24/14 13.47.48 ULK PEXECBUD 10/24/14 13.47.48 APP 'MEOWS) 10/24/14 13.46.31 LCK AMPSSY2 10/24/14 13.03.37 PAPP P6XEKOUS 10/24/14 12.33.36 AWMH Awaiting Mandatory Hold Period P6XENGUS 10/24/14 12.33.36 SUBM Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065521 DB-SDNY-0028346 EFTA_00 176021 EFTA01299503 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT ➢AGE: 1 AMOUNT Ca BAND( INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 6,000.00 GBP IBD P6XELFLO 13.32.59 15.37.56 CMF8C000004J USDE : $9,648.00 TRADE DATE: 10/27/2014 VALUE DATE: 10/31/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK MIDLGB22 HSBC BANK ➢LC LONDON UNITED HIROO° SECOND FFC ULT BENZ GB79MIDL40061981492543 CHARLOTTE E BOCLY ADDITIONAL INSTRUCTIONS : ACCOUNT NUMBER 81492543 SORT CODE 400619 RELEASE DATE : 2014-10-27 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : PER CLIENT REQUEST STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : IMD1CMF000000043 Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS P6XETWEL 10/27/14 15.37.56 PPR P6XETWEL 10/27/14 15.37.56 ULK P6XETWEL 10/27/14 15.37.56 APP P6XETWEL 10/27/14 15.37.38 LO( P6XETWEL 10/27/14 14.51.43 ULK P6XETWEL 10/27/14 14.41.31 LCK AMPSSY2 10/27/14 14.03.00 PAPP P6XELFLO 10/27/14 13.33.00 AMMH Awaiting Mandatory Hold Period P6XELFLO 10/27/14 13.33.00 SUBM Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065522 DB-SDNY-0028347 EFTA_00 176022 EFTA01299504 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : EXE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 1 AMOUNT Ca PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 5,124.66 EUR IBD P6XEKCON 09.13.28 03.30.42 CWFS9000001I USDE : $6,481.15 TRADE DATE: 10/24/2014 VALUE DATE: 10/27/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK RBOSJZSX ROYAL HANK OP SCOTLAND INTERNA ST. HELIER JERSEY SECOND FFC ULT BENZ GB67RBOS16102850899700 HIGHLAND EUROPE TECHNOLOGY GROWTH L ADDITIONAL INSTRUCTIONS : CHARLES R STUCKEY JR REVOCABLE TRUST RELEASE DATE : 2014-10-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : ACKNOWLEDGED STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No N : IMD1CWF89000001I USER ID DATE TINE STATUS COMMENTS CPSAMPS 10/27/14 03.30.42 HT The Currency wire got settled. MONTLUB 10/24/14 10.19.29 PPR MONTLOB 10/24/14 10.19.29 ULK MGNTLUB 10/24/14 10.19.29 APP LOA / SUFF EUR / V/D 10-27 MODULUS 10/24/14 10.18.13 LOK WORKAUTO 10/24/14 10.09.46 APP P6XELDRA 10/24/14 10.09.46 ULK P6XELDRA 10/24/14 10.09.46 APP CAPITAL CALL PAYMENT P6XELDRA 10/24/14 10.08.36 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065523 DB-SDNY-0028348 EFTA 00176023 EFTA01299505 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 6/M USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 2 P6XEKOON 10/24/14 09.13.28 SUBN ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 54,157.74 GBP IBD P6XETTOT 14.12.38 10.07.12 CWF890000049 USDE : $86,814.85 TRADE DATE: 10/24/2014 VALUE DATE: 10/27/2014 PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK MIDLGB22 HSBC BANK PLC LONDON UNITED KINGDO SECOND FFC ULT GENE GB54MIDL40050101099833 SOTHEBY'S ADDITIONAL INSTRUCTIONS : SORT CODE 400501 INVOICE 92365788 FOR LAURENCE LORENZO LOPEZ RELEASE DATE : 2014-10-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03026 -MONEY FUND CUTOFF TINE HAS PASSED. INTEREST CHARGES MAY APPLY 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE REASON : UPLOADING LOA AND HRH AND REG E ORAL DISCLOSURE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWF890000049 Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065524 DB-SDNY-0028349 EFTA_00 176024 EFTA01299506 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 3 ACTIVITY REPORT FOR THE DATE : 10/27/2014 COMMENTS HCNKSMI 10/27/14 10.07.12 SNT MONNSMI 10/27/14 10.07.12 ULX MONICSHI 10/27/14 10.07.12 APP PPWX RECD, DRAB, SUIT GBP, N9 KONKSMI 10/27/14 10.06.59 LCX MONKSMI 10/27/14 10.06.19 ULX MOIRSMI 10/27/14 10.06.13 LOR MONXSMI 10/27/14 10.05.17 ULX MONXBMI 10/27/14 10.05.08 LCX MGNXSMI 10/27/14 10.05.00 ULX MONICSMI 10/27/14 10.04.43 LCX IRAPBEL 10/27/14 08.54.10 ULX IRAPBEL 10/27/14 08.54.10 APP PPWX RECD, DRAB, SUP? GBP, N9 IRAPBEL 10/27/14 08.50.17 LCX P6XEATUB 10/27/14 08.46.04 ULX P6XEATUB 10/27/14 08.46.04 APP P6XEATVS 10/27/14 08.45.57 LCK P6XEATUB 10/27/14 08.42.06 ULX P6XEATUB 10/27/14 08.41.39 LCX MONPVIN 10/24/14 17.13.36 ULX 24GNPBUN 10/24/14 17.11.27 LCX WRNUMMO 10/24/14 16.33.37 APP P6XELDRA 10/24/14 16.33.36 ULX P6XELDRA 10/24/14 16.33.36 APP PAYMENT FOR PURCHASE OF ART P6XELDRA 10/24/14 16.31.44 LCX P6XELDRA 10/24/14 16.27.03 ULX P6XELDRA 10/24/14 16.19.04 LCX AMPSSY2 10/24/14 14.42.39 PAPP P6XZTTOT 10/24/24 14.12.38 ANKH Awaiting Mandatory Hold Period P6XETTOT 10/24/14 14.12.38 SUBM Disclosure provided at initiation SDNY_GM_00065525 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL DB-SDNY-0028350 EFTA 00176025 EFTA01299507 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: NBSO5OCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID USDE : $2,673.08 TRADE DATE: 10/27/2014 VALUE DATE: 10/28/2014 FEE DESCRIPTION 3,000.00 CAD IBD P6XELUHU 11.55.27 18.08.13 CMFIC0000034 AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL HANK ROYCCAT2 ROYAL BANK OP CANADA TORONTO CANADA SECOND FFC ULT BENZ 5014279 MICHAEL VERCHERE ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2014-10-27 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : PER CLIENT STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : INDIC/MSC:0000034 Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS MUNPBUN 10/27/14 18.08.13 PPR MGNPBUN 10/27/14 18.08.13 ULK MGNPBUN 10/27/14 18.08.13 APP SUFF CAD APPROVED PER PRIOR APPROVER COMMENTS MONISM( 10/27/14 18.07.49 LCK MGNIIRAC 10/27/14 18.04.13 ULK MONXRAC 10/27/14 16.04.13 ESC SLOA RECD-IDENTIFIABLE-SUFF CAD AV MGNXRAC 10/27/14 18.02.19 LCK WORKAUTO 10/27/14 15.12.55 APP CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065526 OS-SDNY-0028351 EFTA 00176026 EFTA01299508 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: 10.5050CA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 10/27/2014 USER ID DATE TIME STATUS COMMENTS P6XERHOP 10/27/14 15.12.55 ULK ➢6XERHOP 10/27/14 15.12.55 APP APPROVED ➢ER TINE BSO EXCEPTION FOR THE STANDING LOA. P6XERHOP 10/27/14 15.12.04 LCK P6XEREOP 10/27/14 15.05.00 ULK P6XERHOP 10/27/14 14.59.18 LCK ANPSSY2 10/27/14 12.25.27 PAPP P6XELUHU 10/27/14 11.55.27 ANKH Awaiting Mandatory Bold Period P6XELUMU 10/27/14 11.55.27 SUBM Disclosure provided at initiation ACCOUNT TYPE AMOUNT col BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID USDE : $9,217.05 TRADE DATE: 10/27/2014 VALUE DATE: 10/28/2014 FEE DESCRIPTION 5,732.00 GBP IBD P6XEJPAR 13.55.54 18.20.08 CWF8C000004T AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK BARCOB22 BARCLAYS BANK PLC LONDON UNITED KINODO SECOND FFC ULT BENZ 80563269 WILLIAMS 6 HILL FORGARDING LIMITED ADDITIONAL INSTRUCTIONS : JOB NO WHD68652 HUBBARDM 37FOURNIER STREET LONDON El 60E UNITED KINGDOM RELEASE DATE : 2014-10-27 RELEASE CONTENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03303 -LEGAL ADDRESS OF CLIENT REQUIRED IN THE ADDITIONAL INSTRUCTION FIELD. 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT-246% OVER STANDARD TIMEFRAME CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065527 OS-SDNY-0028352 EFTA_00 176027 EFTA01299509 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 624Z RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY MIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 09999 -AWL/AGGREGATION ALERT- 3 RULES TRIGGERED IN 1 REQUESTS REASON : UPLOADING DOCS; LEGAL ADDRESS ADDED STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CMF8C000004T Rog E Eligible : Yes WAS a foreign exchange transaction completed in connection with this wire request : No REPORT PAGE: 3 USER ID DATE TIME STATUS COKKENTS MGNPBUN 10/27/14 18.20.08 PPR NONMEAl 10/27/14 18.20.07 ULK NGNPBUN 10/27/14 18.20.07 APP SUFF GBP AVA APPROVED PER PRIOR APPROVER COMMENTS OK *MMUS 10/27/14 18.19.36 LOX MGNTLUB 10/27/14 18.14.28 ULK !PONTIUS 10/27/24 18.14.28 ESC LOA / VOL ADDR / SWF GBP / V/D 10-28 MGNTLUB 10/27/14 18.13.30 LCK WORKAUTO 10/27/14 15.15.29 APP P6XERHOP 10/27/14 15.15.29 ULK P6XERHOP 10/27/14 15.15.29 APP P6XERHOP 10/27/14 15.13.25 LCK AMPSSY2 10/27/14 14.25.55 PAPP P6XEJPAR 10/27/14 13.55.54 AWNS Awaiting Mandatory Hold Period PEXE.IPAR 10/27/14 13.55.54 SOHN Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SONY_GM_00065528 DB-SDNY-0028353 EFTA_00 176028 EFTA01299510 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 23,500.00 GBP IBD P6XEROEE 09.56.37 03.30.42 CMFE90000012 OBOE : $37,670.50 TRADE DATE: 10/22/2014 VALUE DATE: 10/27/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK LOYD0B21086 SC301914 LLOYDS BANK PLC BIRMINGHAM UNITED KINGDO SECOND FFC ULT BENZ GB47LOYD30191403738497 WESTLEY RICHARDS i CO., LTD ADDITIONAL INSTRUCTIONS : WESTLEY RICHARDS ACCOUNT NUMBER 03738497 714 CRESCENT AVE GREENVILLE SC 29601 RELEASE DATE : 2014-10-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG B ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03303 -LEGAL ADDRESS OF CLIENT REQUIRED IN THE ADDITIONAL INSTRUCTION FIELD. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE REASON : UPLOADING DOCUMENTS STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWP890000012 Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : Yes Exchange Rate : Currency : GBP 1.6260(Actual) USER ID DATE TIME STATUS COMMENTS CPSAMPS 10/27/14 03.30.42 BHT The Currency wire got settled. MONISM; 10/24/14 12.19.41 PPR MGNPBUN 10/24/14 12.19.40 ULK MONPBUI4 10/24/14 12.19.40 APP SUFF GBP V/D 10/27/APPROVED PER PRIOR APPROVER COMMENTS MONPBUN 10/24/14 12.18.45 LCK MONTLUB 10/24/14 11.42.05 ULK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065529 OS-SDNY-0028354 EFTA_00 I 76029 EFTA01299511 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 2 HGNTLUB 10/24/14 11.42.05 APP 18INTLUB 10/24/14 11.40.13 LCK WORKAUTO 10/24/14 10.42.23 APP P6XELOAS 10/24/14 10.42.23 ULK P6XELGAS 10/24/14 10.42.23 APP P6XELOAS 10/24/14 10.42.17 LCK DEMMER 10/24/14 10.28.40 ULK P6XEMMIN 10/24/14 10.27.25 LCK AMPSSY2 10/24/14 10.26.40 PAPP P6XEROEH 10/24/14 09.56.38 ARM Awaiting Mandatory Hold Period P6XEROEH 10/24/14 09.56.38 SOHN Disclosure provided at initiation LOA / LGL ADDR / SUFF GBP / MD' / V/D 10-27 ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 10,000.00 EUR IBD P6XECHEI 09.51.38 14.05.41 CWFSC000001W USDE : $12,667.00 TRADE DATE: 10/23/2014 VALUE DATE: 10/28/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK DEUTDYDBMUC SECOND FTC ULT BENS DE25700700240025615600 DEUTSCHE BANK PRIVAT-UND DESCH MUENCHEN GERMANY JOSEPH H BRYAN JR TIES OF JOSEPH M BRYAN JR REV TRUST ADDITIONAL INSTRUCTIONS : 2317 PRINCESS ANN STREET GREENSBORONC 27408 RELEASE DATE : 2014-10-27 RELEASE COMMENTS RULE NUMBER MESSAGE 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065530 DS-SDNY-0028355 EFTA_00176030 EFTA01299512 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 624Z RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. REASON : FUNDS SETTLE TODAY STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No Y : IMD1CW1,8C000001W USER ID DATE TIME STATUS ONOONTS MGMAPER 10/27/14 14.05.41 PPR MOMPER 10/27/14 14.05.41 ULK MGNAPER 10/27/14 14.05.41 APP STI-SUFF EUR AV FOR V/D 10/28/14-SUP? Ne TO CUR USD DEBIT G WIRE FEE/W9 !CHAFER 10/27/14 14.05.20 LCX Mall4RAC 10/27/14 13.49.14 ULM MGNHRAC 10/27/14 13.49.14 APP STI-SUFF EUR AV FOR V/D 10/28/14-SUFF IMF TO CPR USD DEBIT 6 WIRE FEE /43204 RAC 10/27/14 13.31.00 LCK P6XELGAS 10/27/14 10.46.29 ULK P6XELGAS 10/27/14 10.46.29 APP P6XELGAS 10/27/14 10.46.24 LCX P6XECHEI 10/27/14 09.51.39 SUBM REPORT PAGE: 3 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065531 DB-SDNY-0028356 EFTA_00176031 EFTA01299513 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : EXE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 1 AMOUNT CCY BANE INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 21,040.00 EUR IBD P6XESHAN 10.20.49 03.30.39 CMFO9000002D USDE : $26,609.28 TRADE DATE: 10/23/2014 VALUE DATE: 10/27/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK BNPAFRPPPCE SNP-PARIBAS SA (FORMERLY BAKU PARIS FRANCE SECOND FFC ULT BENZ FR7630004008040001097522236 SCI ORION 18 ADDITIONAL INSTRUCTIONS : RIB 30004008040001097522236 ACCOUNT0000005511648 FROM ELBA2E FAMILY REV TRUST RELEASE DATE : 2014-10-24 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO WS/W9. PLEASE REVIEW. 09921 -AML/EXCEEDS TURNOVER RATIO: REG/DOM ACCT-332% OVER STANDARD TINEFRAME 09955 -AML-VELOCITY TOTAL DISBURSEMENTS THRESHOLD EXCEEDED FOR AN EST PRO-CA 09957 -AML-VELOCITY TOTAL TRANSACTIONS THRESHOLD EXCEEDED FOR AN EST PRO-CAS 09958 -AML-VELOCITY-ACAM TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISHED A 09999 -AML/AGGREGATION ALERT- 1 RULES TRIGGERED IN 1 REQUESTS REASON : LOA ON FILE. THANKS] STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CMF89000002D Rog E Eligible : No USER ID DATE TIME STATUS COMMENTS CPSAMPS 10/27/14 03.30.39 SET The Currency wire got settled. MONTLUB 10/24/14 12.32.34 PPR MONTLUB 10/24/14 12.32.34 ULK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON Fl DENTIAL SDNY_GM_00065532 OS-SDNY-0028357 EFTA 00176032 EFTA01299514 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 10/27/2014 USER ID DATE TIME STATUS COMMENTS MGETLUB 10/24/14 12.32.34 APP LOA / SUFF EUR / !IMF TO CVR USD DEBT / V/D 10-27 MGHTLUB 10/24/14 12.31.00 LCX WORKAUTO 10/24/14 12.30.08 APP P6XESTOR 10/24/14 12.26.12 ULI( P6XESYGR 10/24/14 12.26.12 APP P6XESYGR 10/24/14 12.25.51 LCX P6XESHAN 10/24/14 10.20.49 SWIM SDNY_GM_00065533 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL DS-SDNY-0028358 EFTA_00 176033 EFTA01299515 RUN DATE : 10/28/2014 - 00.06.43 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 1 AMOUNT Ca PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 44,925.26 SGD IBD P6XESHUE 10.00.14 12.22.41 CWF8C000001Y USDE : $35,213.36 TRADE DATE: 10/27/2014 VALUE DATE: 10/28/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL HANK DBSSSGSG DBS BANK LTD. SINGAPORE SINGAPORE SECOND FFC ULTEIENE 0220220683 DANIEL PRINCE ADDITIONAL INSTRUCTIONS : 10 ETTRICX TERRACE SINGAPORE 458578 RELEASE DATE : 2014-10-27 RELEASE COMMENTS RULE NUMBER MESSAGE 02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW. 03100 -REG E ELIGIBLE WIRE 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : STANDING STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : IMD1CWF8C000001Y Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS P6XETBI3 10/27/14 12.22.42 PPR P6XETBI3 10/27/14 12.22.41 ULK P6XETBI3 10/27/14 12.22.41 APP P6XETBI3 10/27/14 12.20.50 LCX P6XETBI3 10/27/14 12.19.36 ULK P6XETB13 10/27/14 12.18.36 LOC AMPSSY2 10/27/14 10.30.16 PAPP P6XESHUE 10/27/14 10.00.15 AWMH Awaiting Mandatory Hold Period CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SIDNY_GM_00065534 0B-SDNY-0028359 EFTA_00176034 EFTA01299516 RUN DATE : 10/28/2014 - 00.06.49 REPORT ID: NNSOSOCA-02 IND NO : 6X1 USER ID DATE TINE STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 10/27/2014 REPORT PAGE: 2 ROCESEUE 10/27/14 10.00.15 SUNK Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6( ONFIDENTIAL SDNY_GM_00065535 DB-SDNY-0028360 EFTA_00 176035 EFTA01299517