EFTA Document EFTA01299668

RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 1 AMOUNT CCI BANE INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID U4D-004237 1 5,821,185.08 EUR IBD 14.13.21 14.13.21 CMG0X000007B USDE : 86,568,043.12 TRADE DATE: 02/02/2015 VALUE DATE: 02/03/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL HANK BARCGB22 SECOND FFC ULT BENS ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-02-02 RELEASE COMMENTS RULE NUMBER MESSAGE BARCLAYS MANX PLC LONDON UNITED KINODO NATIONAL COMMERCIAL BANK JAMAICA LTD 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09924 -ANL/EXCEEDS TURNOVER RATIO: NIN/FOR ACCT-561% OVER STANDARD TINEPRAKE 09938 -ACCOUNT ON WATCH LIST - HIGH RISK ACCUNT PER ARM US ETC POLICY 09982 -ND.-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR MIN INVESTME REASON : PER LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS 02/02/15 14.13.21 SUBM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065742 DB-SDNY-0028567 EFTA 00176242 EFTA01299668 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 2 AMOUNT Ca PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4D-008378 1 20,000.00 CHF IBD 10.26.39 11.38.14 CWGOX000003Y USDE : $21,748.58 TRADE DATE: 02/02/2015 VALUE DATE: 02/03/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK BAERCHZZ BANK JULIUS BAER AND CO.LTD., ZURICH SWITZERLAND SECOND FFC MERRILL LYNCH UNITED STATES ULT BELIE VASILEIOS PAPADOPOULOS ARGYRO PAPADOPOULOS ELENI PAPADOPOULOS ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-02-02 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 09938 -ACCOUNT ON WATCH LIST - HIGH RISK ACCUNT PER MM US KYC POLICY 09951 -AML-VELOCITY JOURNAL TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISHE REASON : AS PER LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CW00X0000032 Req E Eligible USER ID : DATE 02/02/15 02/02/15 No TIME 11.38.14 11.38.10 STATUS PPR ULK COMMENTS 02/02/15 11.38.10 APP FDS AVA VD 2-3/149/L0A/RECD/CORP/REs/DBAB 02/02/15 11.36.48 LCK 02/02/15 11.19.01 ULK 02/02/15 11.19.01 APP 02/02/15 11.18.04 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065743 OS-SDNY-0028568 EFTA 00176243 EFTA01299669 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: HBSOSOCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 3 02/02/15 10.26.39 SUBN ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4D-013469 1 9,862.77 EUR IBD 09.44.57 03.30.57 CRGOU0000030 USDE : $11,181.42 TRADE DATE: 01/30/2015 VALUE DATE: 02/02/2015 PEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK EFOBGRAA SECOND FFC ULT BENZ ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-01-30 RELEASE COMMENTS RULE NUMBER MESSAGE EUVOINUM ERGASIAS S.A. ODYSSEFS DINITRIOS ILIOU 03100 -REG B ELIGIBLE WIRE 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : AS PER LOA STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : IMD1CWOOU0000030 Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS ATHENS GREECE 02/02/15 03.30.57 MIT 01/30/15 11.29.07 PPR 01/30/15 11.29.06 ULK The Currency wire got settled. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065744 DS-SDNY-0028569 EFTA 00176241 EFTA01299670 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 4 01/30/15 11.29.06 APP 01/30/15 11.28.19 LCX 01/30/15 10.14.58 PAPP 01/50/15 09.44.57 MEN 01/30/15 09.44.57 SUBM Awaiting Mandatory Hold Period Disclosure provided at initiation ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID H4D-078041 1 9,440.00 EUR IBD 11.45.52 14.27.17 CHOW:0000050 USDE : $10,651.15 TRADE DATE: 01/30/2015 VALUE DATE: 02/03/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK CMCIFRPP SECOND FTC ULT BENZ ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-02-02 RELEASE COMMENTS RULE NUMBER MESSAGE CM - CIC BANQUES SNOW CONNECTION 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT-111% OVER STANDARD TIMEFRAME REASON : PLEASE PROCESS, CURRENCY AVAILABLE, LOA ON FILE FROM 01/30/2015 STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CW00X0000050 Req E Eligible : No PARIS FRANCE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065745 OS-SDNY-0028570 EFTA 00176245 EFTA01299671 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : 62M USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 5 02/02/15 14.27.17 PPR 02/02/15 14.27.17 ULK 02/02/15 14.27.17 APP 02/02/25 14.26.28 LCK 02/02/15 11.46.59 APP 02/02/15 11.46.59 ULK 02/02/15 11.46.59 APP 02/02/15 11.46.20 LCK 02/02/15 11.45.52 SUBN LOA RECD-CORP ON FILE-SUFF EUR AV FUNDS NOW AVAILABLE ACCOUNT TYPE AMOUNT OCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID NOD-078041 1 9,440.00 EUR IBD 15.30.06 11.42.36 CWGOU000007J USDE : $10,702.12 TRADE DATE: 01/30/2015 VALUE DATE: 02/02/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK CMCIFRPP SECOND FFC ULT BENZ ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-01-30 RELEASE COMMENTS RULE MASER MESSAGE CM - CIC BARQUES SNOW CONNECTION 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT-108% OVER STANDARD TIM:CERAM 09999 -ND./AGGREGATION ALERT- 6 RULES TRIGGERED IN 6 REQUESTS PARIS FRANCE CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065746 DB-SDNY-0028571 EFTA_00 176246 EFTA01299672 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : EXE REASON FX EXECUTED. LOA ON FILE. ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No N : USER ID DATE TIME STATUS COANENTS 02/02/15 11.42.36 CANC TO ENTER NEW REQUEST 02/02/15 09.51.13 ULK 02/02/15 09.50.58 LCX 02/02/15 06.48.47 ULK 02/02/15 08.44.37 LCX 01/30/15 17.58.46 ULK 01/30/15 17.58.46 RLD PENDING ADDITIONAL ACTIVITY. INSUFF EUR 01/30/15 17.57.05 LCX 01/30/15 16.08.54 ULK 01/30/15 16.08.54 APP 01/30/15 16.07.45 LCK 01/30/15 15.43.56 ULK 01/30/15 15.37.06 LCX 01/30/15 15.30.06 SWIM REPORT PAGE: 6 ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT N40-081062 1 3,055.00 GBP IBD USDE : $4,605.10 TRADE DATE: 01/30/2015 VALUE DATE: 02/02/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON INITIATED INITIATED UPDATED REQUEST BY AT AT ID 14.09.29 08.55.59 CWGOU000006V WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK COUTGB22 SECOND FFC ULT BENZ ADDITIONAL INSTRUCTIONS : 79A PORTOBELLO NARDULLI RELEASE DATE : 2015-01-30 COUTTS AND CO. BRATHEW LTD LONDON UNITED KINGDO CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065747 DB-SDNY-0028572 EFTA_00 176247 EFTA01299673 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : 6XE RELEASE COMMENTS RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW. 03100 -REG E ELIGIBLE WIRE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR.-COMBINED MARGIN ACCT 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE REASON : AMOUNT IS AVAILABLE, FX TRADE DONE YESTERDAY, 01.29.2015. STANDING INSTRUCTIONS STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : IMD1CMGOU000006V Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE 02/02/15 02/02/15 TIME 09.55.59 08.55.58 STATUS SNT ULK COMMENTS 02/02/15 08.55.58 APP SI COMBINED MARGIN EXCESS 02/02/15 08.55.22 LCK 02/02/15 08.27.19 ULK 02/02/15 08.27.19 APP SUP? OSP IN COMBINED, STI 02/02/15 08.21.18 LCK 01/30/15 18.09.44 ULK 01/30/15 18.09.44 HID PENDING ADDITIONAL ACTIVITY. USD DEBIT NEED TO BE COVERED 01/30/15 18.07.29 LO( 01/30/15 15.22.37 ULK 01/30/15 15.22.37 APP 01/30/15 15.21.06 LCK 01/30/15 14.39.30 PAPP 01/30/15 14.09.29 AMMH Awaiting Mandatory Hold Period 01/30/15 14.09.29 SUBM Disclosure provided at initiation REPORT PAGE: 7 ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4D-082274 1 200,000.00 EUR IBD 14.17.47 14.17.47 CWGOX000007E USDE : $225,660.00 TRADE DATE: 02/02/2015 VALVE DATE: 02/03/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065748 DB-SDNY-0028573 EFTA_00 176248 EFTA01299674 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 8 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK SCBLDEFXXXX 50011103 STANDARD CHARTERED BANK GERMAN FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENS suposmico BANK LIMITED ADDITIONAL INSTRUCTIONS : CAVES PROFESSIONAL CENTRE STE 12 WEST BAY ST BLAKE ROAD NASSAU BAHAMAS RELEASE DATE : 2015-02-02 RELEASE COMMENTS RULE NUMBER MESSAGE 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03600 -WA REQUIRED. PLEASE FAX TO PERSHING 09938 -ACCOUNT ON WATCH LIST - PIC ACCOUNT 09952 -AML-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISH REASON : OK STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS 02/02/15 14.17.47 SUBM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065749 DB-SDNY-0028574 EFTA_00 176249 EFTA01299675 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: HBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 1 AMOUNT CCY BANK INIT DEPT DEPT INITIATE INITIATED UPDATED REQUEST BY AT AT ID NE-024950 1 885.09 GBP IBD 14.30.55 08.40.01 CMOU0000062 EDE $1,334.19 TRADE DATE: 01/30/2015 VALUE DATE: 02/02/2013 PEE DESCRIPTION MOUNT CHARGE TO WAIVE FEE REASON WIRE FEE BANK-INFO SHIFT ID LOciT BRANCH CODE/ACCT NO/IRAN NAME $7.30 OPIPICE ti/A CITY COUNTRY INTL BANK BARC01822 SECOND PEC ULT BEE BARCLAYS BANK PLC THE OXFORD GROUP LONDON UNITED KINGDO ADDITIONAL INSTRUCTIONS : 150 BOOKS THE SEARCH FOR PEACE IN THE ARAB ISRAELI CONFLICT BY ROB LARSEN SHIPPING COST RELEASE DATE 2013-01-30 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : 2124540099 STANDING INSTRUCTION : N CURRENCY WIRES REP NUMBER : IMD1CNGOU000006E Reg E Eligible No USER ID DATE TIME STATUS COMMENTS 02/02/15 08.40.01 ANT 02/02/15 08.40.01 ULK 02/02/15 08.40.01 APP 02/02/15 08.37.42 LCK 01/30/15 17.36.39 ULK 01/30/15 17.56.59 SID 01/30/15 17.53.06 LCK 01/30/15 13.32.24 APP 01/30/15 15.52.23 ULK LOA RED, W9. PENDING ADDITIONAL ACTIVITY. SUFF GBP V/D 2/2/LOA RECD/CORP RES IMAGED/DRAB CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6( ONFIDENTIAL SDNY_GM_00065750 DB-SDNY-0028575 EFTA_00 176250 EFTA01299676 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 2 01/30/15 15.52.23 APP 01/30/15 15.49.17 LCK 01/30/15 14.30.55 SEISM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065751 DB-SDNY-0028576 EFTA_00176251 EFTA01299677 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : 624Z ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 1 AMOUNT Ca RANH INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID N4H-031244 1 2,374,813.22 AUD IBD 08.29.30 10.02.26 CWGOU000002C USDE : $1,849,029.57 TRADE DATE: 01/29/2015 VALUE DATE: 02/02/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK NATAAU3303M NATIONAL AUSTRALIA BANK LIMITS MELBOURNE AUSTRALIA SECOND FFC ULT BENZ PETER THOMAS MAGEE ADDITIONAL INSTRUCTIONS : BSB NUMBER 083 028 RELEASE DATE : 2015-01-30 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING REASON : PLEASE APPROVE TRAM YOUJ STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request NO USER ID DATE TIME STATUS COMNENTS 02/02/15 10.02.26 PAPP 02/02/15 09.32.25 AMMH Awaiting Mandatory Hold Period 02/02/15 09.32.25 MCAT Disclosure provided 01/30/15 08.29.31 AWCF Awaiting Client disclosure 01/30/15 08.29.31 SUBM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065752 DS-SDNY-0028577 EFTA_00 176252 EFTA01299678 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : 62a ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2025 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XG-005567 1 500.00 GBP IBD 10.20.27 08.37.27 CMGOU000003J USDE : $753.70 TRADE DATE: 01/30/2015 VALUE DATE: 02/02/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK DEUTGB2L DEUTSCHE BANK AG LONDON UNITED KINODO SECOND NOCOJESH DEUTSCHE BANK INTERNATIONAL LI ST. HELIER JERSEY FFC ULT BENZ DEUTSCHE BANK INTERNATIONAL LTD GUERNSEY ADDITIONAL INSTRUCTIONS : 01GED 985051 FC FSD ANNUAL RETURNSREFERENCE EASY LIMITED 710224 RELEASE DATE : 2015-01-30 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IND1CMGOU000003J Reg E Eligible : USER ID DATE No TIME STATUS COMMENTS 02/02/15 08.37.27 SIT 02/02/15 08.37.26 ULK 02/02/25 08.37.26 APP LOA RECD, W8-12 02/02/15 08.31.59 LCK 01/30/15 17.53.02 ULK 01/30/15 17.53.02 HID PENDING ADDITIONAL ACTIVITY. SURF GBP V/D 2/2/LOA RECD/CORP RES IMAGED./DBAS 01/30/15 17.50.41 LOC 01/30/15 17.02.41 APP 01/30/15 17.02.40 ULK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065753 DS-SDNY-0028578 EFTA_00 176253 EFTA01299679 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 2 01/30/15 17.02.40 APP 01/30/15 17.02.36 LCK 01/30/15 10.20.27 SUER CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SIDNY_GM_00065754 DB-SDNY-0028579 EFTA_00 176254 EFTA01299680 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSO5OCA-02 IBD NO : EXE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 1 ACCOUNT TYPE AMOUNT Ca BANN INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XH-024013 1 5,000.00 GBP IBD Mil 14.32.08 08.18.30 CMGOU0000071 USDE : $7,537.00 TRADE DATE: 01/30/2015 VALUE DATE: 02/02/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 OFFICE N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK MIDLGB22 SECOND FFC ULT BENE ADDITIONAL INSTRUCTIONS : ACCOUNT NUMBER RELEASE DATE : 2015-01-30 RELEASE COMMENTS RULE NUMBER MESSAGE HSBC BANK ➢LC CHARLOTTE E BOCLY SORT CODE 400619 03100 -REG E ELIGIBLE WIRE 03301 -ALL CURRENCY WIRES TO APPROVAL. 03501 -MULTIPLE MARGIN REQUEST REQUIRES REVIEW AND APPROVAL. 03504 -MULTIPLE REQUEST REASON : SLOA ON FILE STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : IMD1CW0000000071 Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE 02/02/15 02/02/15 TIME 08.18.31 08.18.30 STATUS MIT ULK ONOCENTS 02/02/15 08.18.30 APP W9, SUFF GBP, STI 02/02/15 08.16.45 LOC 01/30/15 18.12.40 ULK 01/30/15 18.12.40 HID PENDING ADDITIONAL ACTIVITY. SUFF GBA-I V/D 2/2/STI 01/30/15 18.11.22 LCK LONDON UNITED KINODO CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065755 OS-SDNY-0028580 EFTA_00 176255 EFTA01299681 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSO5OCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 2 01/30/15 16.16.45 ULX 01/30/15 16.16.45 APP 01/30/15 16.15.24 LOZ 01/30/15 15.02.09 PAPP 01/30/15 14.32.08 ARRA Awaiting Mandatory Hold Period 01/30/15 14.32.08 SUBH Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SONY_GM_00065756 DB-SDNY-0028581 EFTA 00176256 EFTA01299682 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 1 AMOUNT CCY BARK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 5XN-182251 1 19,271.81 EUR IBD 13.18.51 14.36.57 CWGOX000006I USDE : $21,744.38 TRADE DATE: 02/02/2015 VALUE DATE: 02/03/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK RBOSIRDX ROYAL BANK OF SCOTLAND INTERNA DOUGLAS ISLE OF MAN SECOND FFC ULT BENZ KREOS CAPITAL III LIMITED ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2015-02-02 RELEASE COMMENTS RULE NUMBER MESSAGE 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST REASON : DOCS TO BE UPLOADED STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CNOOX000006I Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS 02/02/15 14.36.57 PPR 02/02/15 14.36.56 ULK 02/02/15 14.36.56 APP 02/02/15 14.36.51 LCK 02/02/15 13.18.51 SUBM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(cONFIDENTIAL SDNY_GM_00065757 DS-SDNY-0028582 EFTA_00 176257 EFTA01299683 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 6UP-010035 1 335,408.36 BED IBD 09.03.30 10.10.47 CWGOX0000033 USDE : $43,260.97 TRADE DATE: 02/02/2015 VALUE DATE: 02/03/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY comm INVL BANK HASEHKHH SECOND FFC ULT BENZ ADDITIONAL INSTRUCTIONS : ACCT NUMBER RELEASE DATE : 2015-02-02 RELEASE COMMENTS RULE NUMBER MESSAGE NANG SENG BANK LIMITED TSE SHUK YEE CONNIE BIM 02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW. 03100 -REG E ELIGIBLE WIRE 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : STANDING LOA ON FILE STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : IMD1CMG0X0000033 Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS 02/02/15 10.10.47 PPR 02/02/15 10.10.47 ULK 02/02/15 10.10.47 APP 02/02/15 10.05.50 LCK 02/02/15 09.33.32 PAPP 02/02/15 09.03.30 AMIN Awaiting Mandatory Hold Period 02/02/15 09.03.30 SUBM Disclosure provided at initiation HONG KONG HONG KONG CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(PONFIDENTIAL SONY_GM_00065758 DB-SDNY-0028583 EFTA_00 I 76258 EFTA01299684 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSOSOCA-02 IBD NO : EXE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 02/02/2015 REPORT PAGE: 2 AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 6UP-012387 1 150,000.00 GBP IBD 11.41.15 15.09.59 CWGOX000004W USDE : $225,255.00 TRADE DATE: 02/02/2015 VALUE DATE: 02/03/2015 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK BARCOB22 SECOND FFC ULT ERNE ADDITIONAL INSTRUCTIONS : MORTGAGE ACCOUNT RELEASE DATE : 2015-02-02 RELEASE COMMENTS RULE NUMBER MESSAGE BARCLAYS BANK PLC THE WOOLWICH SHERMAN 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09952 -AML-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISH 09999 -AIL/AGGREGATION ALERT- 2 RULES TRIGGERED IN 1 REQUESTS REASON : LOA ON FILE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IND1CMG0X000004W Req E Eligible : Yes Was a Foreign exchange transaction completed in connection with this wire request : No USER ID DATE TINE STATUS COMMENTS 02/02/15 15.09.59 PPR 02/02/15 15.09.59 ULK 02/02/15 15.09.59 APP APPVD PER L2 APPVR CONMENTS/SUFF GBP IS AVAILABLE 02/02/15 15.09.10 LCK 02/02/15 14.55.01 ULK LONDON UNITED KINODO CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065759 DS-SDNY-0028584 EFTA 00176259 EFTA01299685 RUN DATE : 02/03/2015 - 00.06.52 REPORT ID: MBSO5OCA-02 IBD NO : 6EE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 3 ACTIVITY REPORT FOR THE DATE : 02/02/2015 USER ID DATE TIME STATUS COMMENTS 02/02/15 14.55.01 APP LOA / SUFF GBP / V/D 2-3 02/02/15 14.53.36 LOX 02/02/15 14.19.42 APP 02/02/25 14.19.42 ULK 02/02/15 14.19.42 APP 02/02/15 14.19.33 LCK 02/02/15 12.11.16 PAPP 02/02/15 11.41.16 ARNE Awaiting Mandatory Hold Period 02/02/15 11.41.15 SUBM Disclosure provided at initiation SDNY_GM_00065760 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL DS-SDNY-0028585 EFTA_00 176260 EFTA01299686