EFTA Document EFTA01300108

From: Jere E stein<eevacatio mail.com> To: < > Sent: 4/2/2009 10:52:11 PM Subject: Fwd:Fw:ftwding Attachments: Combined entities 3.4.09.pdf Forwarded message ------ From: < > Date: Thu, Apr 2, 2009 at 3:52 PM Subject: Fwd: Fw: funding To: leevacation(acormil.com New Low Prices on Dell Laptops - Starting at $399 ------- Forwarded message -------From: Steven Elkman To: jeevacat [email protected] Date: Thu, 2 Apr 2009 15:21:51 -0400 Subject: Fw: funding Steven Munro Elkman Client Advisor Managing Director Deutsche Bank Alex. Brown A Division of Deutsche Bank Securities, Inc. 280 Park Avenue, 3 East New York, NY 10017 phone fax This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. Forwarded by Steven FilananidhAlbcom on 0-W02/2009 03:21 PM SD NY_G M_00077099 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00000226 EFTA_00187571 EFTA01300108 "Bruce H. Uptick" 03/25/2009 12:43 PM ToSteven Ellanan/db/dbcom0DBAmericas cc Subjectfunding Steven, As per your request please find enclosed a presentation on our $ 50.millin capital raise to buy controlling interest in a public money management company and several other private managers.. We could definitely increase the amount to $ 100 million as our pipeline of great managers and new products is very deep.... We would collateralize the investment with all the managers and the public company etc.. I look forward to speaking to you... Regards, Bruce H. Lipnick Chairman & CEO Asset Alliance Corporation Tel: Fax www.AssetAlliance.com 800 Third Avenue New York, NY 10022 This message may contain confidential information. Any views expressed in this message are those of the individual sender, except where the message states otherwise and the sender is authorized to state the views of such entity. This message should not be regarded as an offer to kw or sell any security: instrument or an official confirmation of any transaction. We do not make any representations or warranties that the information contained herein is complete or accurate and it should not be relied upon as such. All itformation included herein is subject to change without notice. This e-mail may relate to the marketing of investment products managed by investment managers represented by Hedge Harbor Inc.. a member of FINRA and a subsidiary of Asset Alliance Corporation. in which event this e-mail will be considered an e-mail from Hedge Harbor Inc. (See attached file: Combined entities 3.4.09.pdf) 50 NY_G M_00077100 JPM-SDNY-00000227 EFTA_00 187572 Confidential Treatment Requested by JPMorgan Chase EFTA01300109