Case File
sd-10-EFTA01306878Dept. of JusticeOtherEFTA Document EFTA01306878
UBS UBS Financial Serwes NC Private Wealth Management 299 Park Avenue 26th Floor New York NY 10I71-CCO2 ithrloC037,0253oug VI 0 Account name: MAX FOUNDATION Friendly account name: MAX FCUNDATON Account number: Your If sandal Advisor. SCOTT STACKMANILYLE CASRIEL Questions about your automat? Call you; Financial Advisor or the Resourceline at 800-762-1070, account 02%23661 Meteor website: www UncorNinanoalsonoces Items for your attention . Please note. Average coly Balance and
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sd-10-EFTA01306878
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Summary
UBS UBS Financial Serwes NC Private Wealth Management 299 Park Avenue 26th Floor New York NY 10I71-CCO2 ithrloC037,0253oug VI 0 Account name: MAX FOUNDATION Friendly account name: MAX FCUNDATON Account number: Your If sandal Advisor. SCOTT STACKMANILYLE CASRIEL Questions about your automat? Call you; Financial Advisor or the Resourceline at 800-762-1070, account 02%23661 Meteor website: www UncorNinanoalsonoces Items for your attention . Please note. Average coly Balance and
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UBS
UBS Financial Serwes NC
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10I71-CCO2
ithrloC037,0253oug VI 0
Account name: MAX FOUNDATION
Friendly account name: MAX FCUNDATON
Account number:
Your If sandal Advisor.
SCOTT STACKMANILYLE CASRIEL
Questions about your automat?
Call you; Financial Advisor or the
Resourceline at 800-762-1070,
account 02%23661
Meteor website:
www UncorNinanoalsonoces
Items for your attention
. Please note. Average coly Balance and
PPY valurs es the Depout Account PAY
sedan of your December statement were
misstated unary statement values haw
been corrected
Business Services Account
January 2019
MAX FOUNDATION
Value of your account
on December 31 (SI
on lancery 3? (I)
Your assets
976 91
977 23
Your liabilities
0.00
000
Value of your account
$976.91
Tracking the value of your account
$977.23
7,2362
5.23112
.2382
5.2433
9769
977.2
Dec 2014
Ott 2015
Dec km
Dec 2017
Dec 2010
fan 2019
Sources of your account growth
during 2019
Vake of your &count
atwas end 2018
Your mestrrent return:
Dividend and
'wrest ncome
Change in
market value
Value of your occoent
on mon unto
397691
50 32
5000
$077.23
Member SIPC
♦.➢70002000749253 N>7000071 997 00001 0119 000000000
000000
Page 1 of 6
SDNY_GM_00324605
EFTA_00 97380
EFTA01306878
$UBS
Business Services Account
January 2019
Your account balance sheet
Summary of your assets
value on
January 3i IV
Percentage of
your accomt
A
Cash and money balances
977.23
100.00%
B
Cab alternatives
0.00%
C
Equities
000
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
00
0.00%
Account name:
X FOUNDATION
Friendly account name:
pore.,;DanoN
Account number
Value of your account
$977.23
Your current asset allocation
Total assets
$977.23
100.00%
A
Eye on the markets
Index
S&P 500
Your Koons:id Advisor:
SCOTT STACK M Alhtt.YLE CAMEL
• Cash and money balances may include
ayaiable cash balances, UBS Bank VSA deposit
account, (IBS FCC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual fujbd
sweep balances See the important irdormanon
about )ous statement cn the last two pages of
the statement for detais about those balances.
Russell 3000
MSC I - Europe, Australis & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on January 31, 2019
3-month Treasury bills 2 36%
One-month LIBOR: 2 51%
Percentage change
January 2019
Year to date
8.01%
8.01%
958%
8.58%
6.59%
6.59%
1.06%
1.06%
AW70002000749254 N77000071997 00001 01190=0%00
000000
Page 2 of C
SDNY_GM_00324606
EFTA_00197381
EFTA01306879
*UBS
Business Services Account
January 2019
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account name' MAX FOUNDATION
Account number
January 2019 (1)
Year to date (3)
Opening account value
$976.91
$976.91
Dividend and interest income
0.32
032
Closing account value
$977.23
$977.23
Dividend and interest income earned
101 pupOStSCi INS Steetentntlacatillty CE Pima aryl Chidend WOW bed Oren delernknel Sall a VS
tat oat , re1 Peessetleoe. Based coon the residence of the account kidder. account hpe, ot plotaxt bps.
son* Interest sole* deickno molests may not be %teed 10 VAIN( WIN (UP order ',ten° Faro (P10
income tees The merit monthly gatemen is ml Intended to be used sx1 cannot be retry.] tan Ser Is/
Folpskes. (lents thou,' Wet to the apel cade tat top:ehno forms they recenw roan UBS amnesty, such as
the Fouts 10e9 and the Fenn 480. lot to rep:rens information nit the practice at UBS to fit the
stplicryse IS eeportong form walk the US Interns Relents Serra and PR Treasury DePadment. and In
such learn scummy clxery &resit ardor usterr.t star exempt or tare axone. nee corp.11 your
Included, Id. mower
Cash activity summary
Set account al Melly
month Ice at3li 0:131Th on your Sweep Op= are occluded in the cpenrg and
clam; bastes ra us FDIC traurancesscAes to &poets at UBS Sank USA 3%1Sn:hanks partcPahl9 m ft*
UBS FCIC hsuced DAMS Sways n coes not 'coy to 'noses el UBS AG. saarnrord Branch sec
=tee son Wit: to money market wasp fund adding: but rd bank deposits Seer :portant in formaton
'boot your :Innen< on theist two one: of IN,: &wrent ter deals.
Year sande/ Advisor:
SCOTT STACK MANLYLE CASRIEL
January 201911)
Year to date ff
Opening balances
$976.91
$976.91
Additions
Dividend and interest ncome
0 32
0 32
Total ad:felons
$0.32
$0.32
Net cash flow
$032
$0.32
dosing balances
$97723
$977.23
UBS Bank USA Business Account APY
Sanuary 2019 (1)
Year to date (1)
(merest period Dec 7 - Jan 7
Taxable interest
007
0.07
Opening UBS Bank USA Business balance Dec 7
81,246 91
Total current year
40.07
S0.07
Closing UBS Bank USA Business balance tan 7
1977 23
Pror year adjustment
025
0.25
Number of days in merest period
32
Total dividend & interest
$0.32
$032
Average daily balance
8976.96
interest earned
80 .32
Annual percentage yield earned
0.37%
AS1'700020107492% NP700007199100031 W19000010000
COSMO
Page 3 of 6
SONY_GM_00324607
EFTA_00197382
EFTA01306880
SUBS
Business019
Services Account
nary2
Your investment objectives:
You have identified the following investment objectives for thisaccount if you have questions
about the* oWectnes, disagree with them, or wish to change them, please contact your
Financial Advisor or branch Manager. You can find a full description of the alternative
Investment ohiechees in Important information about )our statement at the end of this
document.
Account name:
friendly account name- 1 '
Account number.
Your retell objective:
CaptalappeedatiOn
Your risk profile:
Primary- Modwate
nvdstmenl eligibility consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO. Rrst In, fist Out
Your Pleeeciel Advisor:
SCOTT STACKMantYLE °MIR.
are7C0:2CC0749256W100007%9970C031 0119COOCOOC00
0C0000
Pogo 4 of 6
SDNY_GM_00324608
EFTA_00197383
EFTA01306881
SUBS
Business Services Account
Your assets
Account name:
MAX FOUNDATION
Friendly account name:MAX FOUNDATION
Account nurober.
Scene prcts. «ome and (torent kalms:ham Te oe apocorimate As a mot. 9arry indam mot ncri
te windel/ renected Set importeer olametacn abces >cue Statement a the end of thi docurnert Cor
ofcce ,n1corotron
Cash
Cash and money balances
CFanJAdfoss b/
-; m) .nci Wt avalasce ach bahco«, 085 Bat* USA Ø1Øt account relax"
u85 F
Intured bega/nWol Warce9 u8S AG Startoord Ertarch *noot account bint,
andmoney
makel nNua lundswetp tOlanCeS
Set the Important teloanatton Staatse« Stateeeent at ex eed d this ~rent la *tab Mout those
Winch.
nacht?
08S RANK USA BUS ACCT
Your total assets
emir Maande/ Advisor:
SCOTT STACK MAINLYLE CASRIEL
U8s mik 115A endtll U OS FDK Inreed stogsmBaNc doorat wonit bilances be Inused by i he FOK hhhin
appluble I mis. bed ace not ~bed by WC uBSAG Stenlord bant,' dnosit xcount Urm.% are not inwies,
ty FOIC and se not protectoS th 9K Way malket syreep balances are pcdededby SK bul he not insureOty
the SCK
~neg helix.
Close% bdénce
Fixen« stwe
Meren.
Ohtden0 MIN.«
Dar n
on san 1 (D
on 18n 31 (1)
on ;en 31 (1)
rate
enlod
beried
Cip omsta (1)
9)&91
9)723
250/080.00
Percentage d
Cost
BlitnaltO
Uncealized
Mix co Jan 31 (1)
sou( account
base (f)
annxt 'Kome (fl
»no/ Ibis (1)
cash
Total
5977.23
100.00%
597723
Cash and money balances
97723
10000%
97723
Account activity this month
rot irae Info/mail«, aØ tte pikt' velde storm S,. feftlKICd1K. OB*" set »petoet entonoatoe ethyl
put st gemene at the ~ot INS Oaconem
Date
0<thhy
Dec 31
Cash and money beknot
597591
Jan 2
Interelt
U8S 8ANK USA BUSINESS ACCOUNT ASCC 1331/18
25
977.16
Jan 8
interest
085 BANK USA BUSINESS ACCOu NI AS OF 01107/19
07
977.23
Me 31
Closing cash and money ()Ene*
Description
YOUI
Durer,
espenu ode
Face vtlur
;mbo** (1)
Cash
Cash and
/munt (1)
mbo') balanCe (f)
597723
Al.70002000749257 No700907t 997 00031 01190)0086CM
CCOCCO
Page 5 of 6
SDNY_GM_00324609
EFTA_00 197384
EFTA01306882
SUBS
Business Services Account
Ize cory 2019
Account activity this month (continued)
Ode
Money balance activities
Madly
Account name:
MAX FOUNDATION
Friendly account n ant' MAX K)UNDADON
Account number.
Your financial Advisor:
SCOTT STACKMANLYLE CASRIEL
Otsocdon
Amount (I)
Doc 31
Mahn forward
Jan 2
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Of 12)31118
025
tan 8
Deposit
UBS BAK USA BUSINESS ACCOUNT A5 OF 01107119
0.07
km 31
Closing UPS Bank USA Business Account
The IRSBank USA Big nen ACCOunt IS youi carnet sweep moon.
697631
6977.23
AaP700320:07492S8Nr700007199700C0I Cil I 9 003C00700
End of statement for account number
OCCCCO
►age 6 of 6
SDNY_GM_00324610
EF1'A_00197385
EFTA01306883
Important information about your statement
IS Francis' Stream am. (the firmer UBS 'intros
Seemed, as a member ol atprndpaluosmy, canna:Sty
and optionsaahages UBS Enamel Samos and LIBS
Bart USA an tilted obsclas at UPS A6 ad
if Nies of WS Smuts11C the km% frontal
laterite. it nobble to:amount Therein's ennutto
offces re at
inarcael Senices ht.
1200 Hata Boulevard
Waharden N)07COS
IM flainnt r•r•contc the ore, atrialWad of you
rnmial Seems account Other records. tr.dd
064 tar clocurerts. e Wring coracle., elatitshaid
not be relied boat F you bele* there 6 rarer a
omoson. ohne report a marredately n twang to the
Bergh Marucpt of to office wren; 'ea oxoLre
Atha* al Mures dorm we melded lobe acorn&
inane% data tail not be tied for en rowan ray
*Zs" )40-4,14 isliOnTM. Se. Form 1099. 5498.
tic ) Yr" ream, Yar tar return the Fen it
mound be taw to sepal to he RS all untie drglords.
reoortabbnrtnabb dnidends and !nab* Merest
earned on tecuntei held n sots recent. net proceeds
cn sae Wanted am. a4
barb on cenan canted
:taints.
Caremankations with the Finn
• nen. M.O.:Minn rysal<onjncatore n Arena
to further pram, you firm. raort3 you erlI
Vierto SINOP{ V•41100 Proton*, An (S A)
• II tho Oneida cacao', on the fop leer ci te More
of thit isienere 6 ra ABS Felting Serena.
MANI Sows cartes your roam at (hang
&Ow by rarer*
avir the rekaud flflitO
We darned pad the FAS:orb fltoInro
oPentd. theratan h By case. as fats and
wades we located a UBS Franco, Sown ad not
We nod clg brcter. and saw ens. make a upon
of ay ma a amnion to both Inm
• As devised n de 4CCCtal KreinentS. you ma!
notify us of any eras or bad nrolorn reels
reflected a, your searomont *mho 30 den other it was
Mad a made notable
• Rene deal OfVOinfl ffelitninit a VtIlinti to the
ern% Clone Mica Deparement at 201.352 • 160)
tol.bee a B00.35.9la IICOA.0 to 600
IT Made, though Foley, a in sad rotO
nrool *Yon x.. Clore IttleMon Department.
PO Bo. 766 Lhon Cep In 07087.
• Al statements shall be deemed complete a-drone
a not *bonedto it rang stabil60 days
• for TTY sewn. Cal €ud12.09B6 or from outside
the U.
CA2171457.1495
• h (Me 01 roll a gorse *OA an elnera
fats trier ([ales bill parent a U135 Vet debit
<ad oansectiam cal 804762.1000. Or *Me to UBS
f narcul SWOPS tot.. WOO Harbor Sad, 620 flow.
Wishaelln, NI 07084 Ann RMNBSA Sawn
Cotta erne n soon as SC•J <an. sae Met pa
statement a /wept 5 won) or you need more
Mammonabout a transferal the ironer+ a
mecca The fern or Card basun aroluble)rrtni
hear horny:ono lie than CO days aria Verem
sea scoevfnt daternal al *rich th Ma or
Problem *Pend
- Prow:. sax name rd adore minter Of any)
- Desoto the error or 04 transfer you so kilosr
about and Api , xcbry asyty cal will )co
We. r K n emu a why pa need more
dorm/hr.
- horde the dollar amount of to expected error.
The Fern or Cad basin. nvestore your <emplane
and on correct airy tote. prirrotb• Foe Anted cats
maw .?l 5We dabo cad transacto-6.l we tie
crone thr 10 banns day; to do It, we /All melt
you watt kr the anate you the* I4 n OM. SOthat
putted Nos the ute of
money dung to Imo
tales tes to complete at ntesIdatran
Plea make all chocks payable tote rem or the
ftancul nti&ck s cdcated an tie Nara of to
statement In add/ionto moues roam fen accounts
may be 9beeet toman:enrol fees. chases for Ire
payment for retort.; purchases and charges fce u-pa4
anions mash reams AIOT.ret that re roanefand
to other oblivion. may be sullen to a tinier fee
IAS Swim pOplkwas
CBS ohm orations kt sweetwq cash balances to bark
depose *comet at ncebabluted bats ardaHilated
bans and nay Markel Maui lends (Money fbrds).
Depose accosts at LOS Bari, LISA and 4:n.21th:cod
bents priming n the UBS RIC -MendDepud
Program ar• MC-nosed n accordance went( rule:
For man riomtabon, please sate maw tocsin. Depose
account at UM AG Slorlad arch rd tors of
Nasty finds re not ivied by the IOC.
Barn deposits are not protected by SIPC Monty hnd
Owes we protected by SIPC See "WS Inmost Services
Accent 'rola-tat' below
won at masa baron hr .bat alma may be
*redraws. and than of a Navy Raid may be
Itiadaled and reamed, retired to pa a cow
tOnird
.x<ct.rd
Fallon en:moon tout tradable stamp options.
nclxlma eaten meantries and yields. basalt* el
www bbs comfsweepmelts. bean you. Channel Arno
a by <aim 800 762-10:10
UK financial Services account protection
Ihe tan it a member of tie Stomas nada Praencn
Capaabon (UK). which VOIPCIS inuretti customen
of AS frinfbelliAt to 1500.000 (nclialmt 1254000 fa
dame fa cash) &planetary brochure nobble spas
atone a a wave SOX or9 The SIPC are Cnalection
lints ;pet to if newts tot you hold h a prikular
browny
The AM together at clean affilates, has abo
Pschosed supplemental cosine* The rroarbm
manparable to adage* norm. coltrob under
the prolechon 1500 mllas at ol °natter 14 2016
Subsea to the poky condi." end Intr."
bah al
the
6 Mho( touted
t
10 SI 9.'4h:flat Os
aggregate ltf AI Wu secantheti n a probate
(Aar ty. A hal <copy of the poloy wardirs; it amiable
boon retort
Wetter We SIC pramlon roe the steaparmetal
CoOlttle1401/ 10:
• Crean 'nabob, nun anvoried by fad molded A
SOI/ Kea" yawl but led away ROMMS financul
SNOCel Fo ennolt (frith CO into( &Negroid',
na.drsa drub* metes. red
sham of mewl
Ant no:need tithe name of the roam holder on
dobecks of the out, a trier nee),
• Penmen! carts a nwsinerst meet le e.
tented patnenhps »1aerie placements) that re
not read acd under tie Sautes Act of 1932.
• Commocarot <crtracu (eg, foreign oahargo Jnel
pry as metal conliaolf./. int lodni)
oteirlat
ad lrel"Cdt7 (Van contra; and
• Depose accounts 0ncept trek**, of deposit al U35
Bre LISA. UBS AG US branches and brit n It*
'used Depose Proorn
The YPC pronto" and Me ta.ppetmenial pronto" do
not apple to these tare earn if they armee< amen
onyx.' stiernenti. The SIPC protection and the
supplemental seediercb not protect agent changes
me the work°. new of yes evestrneres Wafter es a
mu, of market movement. is,.. brarWrya
othenbisol
Dividend Reinvestment Program DNA
The one tglininf a an anrale aa. you may obtain
the actual ace Irmo pt I nary al &Miser Onlr Mon
*Mel see pnhxrdude DRIP. partial 'hoes wiI be
sold rd theta WI be &pouted n your xcc•-nt The
dredged 'entrain,* once rasped by she issuer IntY
defer from the male ate at which to Patel sham
resold
Cads-ireliett
hay wholetnn may be held nye.' ware d you re
WIMPS I0 a panel vie se a wail of a &Mendgenera
or ~roe. the rem weether sell whet vat at
owlet prce a accept at ante determased tat a
reaVend Oterma army. rd credo yobs OCON.nl
Immanent objectives
The rwestrat objectors rdnsk bred Ve are speck to
ear account and may vary between your
Nap. ace
therms prormlbrelemln9olr,
011AC ant Chan). A you
maw a
Intonfore oblectiws For Nth Account Mkt you
choose ore of Mr &bong imminent thaws,
• hake& CurrentMont Inentmerts team the
otnereicn of none aly
• Atha., CapotarAripWurcex VitoilnWif Meng
grOnth of also., odor ten the genranxi
none
• Probe* CombnimA ofitkome owl CAMM
AppfeCkiti3n eareumerns seeking tar the generation
of mem, erlgomh of principal
OvreN rielcfrofk•
• Caymane. SIT., to fronton onlef shed' web
bw ridc at, salinity to the mast *mat men if
but mean the noose does not gene* remnant
roan, u fauns and may nOt it° Pre •ah
nitihan
• Moderate Wing to accept sane nst to antic's:rat ard
token, sane s aldeyfa seek lo•te return
• Aperesne With; to accept NO it to pnrKpal ale
hqh sobbley me cud ho ()mint oar lea
• fen:owl Ara* ConseirrAA I **cod, a
paten of the patlao for ha r cam may entlud•
comer. neon, leered Iranlm and raw
yalatini
%element Thossaholdrer
We may ccesso-dalt al retrA0 account itaWnerts sit
the same xklms n the sane ernekoe. e
because
they hem wenn who abe martin pee accee.ni
/flaw...hen a+ other okras al the sane eotes)
you prefer to mew red ideal statements mailed n
copra. enscbspos, you marclecloo hooter:king by
oaten sass throat Mama
Friendly wow% name
Rte kende/ &awn name re fa tudeadable •nokrorro•
Masa, by you to ewtt you wit, you re< Ofdlttepro t
ben ft, kV] effect en per ACCCult. IS not mended to
(Ow fry stn. fin:4.Al,
mertmentcbjectne a real pohle anettItS wit you
'COMM and a not a promo> of garflee that wrath
or ell Internal mutt. aria will be achond Al
then/NM /IWO* toed of lab nekedtv to nit of
loss of Me Merle etamma Youcandung. yob.
handy rattle names throe* Oran. Sanas or by
CallaCteci sae incur Admor
Accartomnriew
• Vabe rat axe accocrot9aambia Net ol assets red
• Aspen. Preludes naafi*
anchors,ros. solos for
'twinedtaunt/ fest).
alone
b
Depouts,
knolged moat to market. and anon amen not held
by the cm Does not mesh inked seasihriassels
the and a tie prior rd oaten patonmen periods. a
rase ernannwes. anted dock *pions and
mercdabb nod *phone
• tobless WWII fifth NIXON. amtring nova
loans. trod Ire. that rout balances
• Cathenoney Wren Total ol brineared notable
cash talamm p14 depose bine, al alldied rid
nayafflubed bares. rd worm main ma.* pad
sweep biros. a the dosed the It
perod
Naniormsedly het credit balances not a(Canl se
ml seaaaned from other Defames ad the Fern tray
toe rydd Ora Ibnis me adnry Ian ol at
banns There fah are payable teaon your demrd.
Dv, total 6 marled m to cant prod ebbing value.
Leans infremehen
For detailed Scallion mthefrms Iran; practices
rd &clown refer to yas Clore bebteornhp
Ageernent a Arran Adytiffitnl and to Genoa
Terns tad Co :Mons UBS kelernent of Credit Minket
araiabk nAreem•nt and C.& busts
a sawn u4 a mare rte reri,lm,rrs
SDNY_GM_00324611
EFTA_O0197386
EFTA01306884
Important information about your statement (COntaued)
Yow rru
ros ademde ~es securem ad oen« anets held
n Nee attente at the ani of We Wammen, prud va
for ckatoy
fuly pad ~nos d arrt tree
Yw rorry Wen. Wolk« uw] at ban <ohaat dm
• aan dry bint* due ontbeen Ary mouw,
trandered topfim ding the statement pen:dam
berd at madal vabe al Ot Ilse and o# the statement
para
• Casiabaraio. en determnena
<me bars ofre
~Mes inbed n ritoraen. *here ndcded
wat the nurrte • I: Le5 Franc& Staat ha eend
Normnon Maria horn tams other Mrt U3S
faldsod Stoa t. nedeg inamme Iran ~h«
Irma Mae you mag.ha
prorand to yen lerend
Mater ih firn doet not nd•parebndy ardy or
~riet
the K N Kyava-01ytia n Ildmaten
Øe
~ces <ether than
Fnanoal Smack
addeert aha.* LOM innaai Snee, genera
wiedes thn donnaten as e o maant tbc fere
does rot tronie day asswaren Wat tee Scanden
~Cent
bate' ad •Urnaleed
ielen es
emoe* at ot lodsed t. «memory Aio"
aow daset regn *PS ntarninca a matte
p-nbase a tab dececret, kt ta• pal:om or
"erwt» A(<." transferia] to *Ome nel
allee, gasslot e-lamsla+ only lot te pand d
tere ihey se hed at re fim More holorecal
reconnon art be .ilded by >ca rand Adotof
• UiwSind paindlosas neon doms ~tabla.
eer ereeed amateedgandlostes m akutded
(amant latere be the ~Lsd en data for
narvarme be mar or may led nalket orernosom.
Aart ad« Manty Morgan:rent/van«
Duidend end Ohm ren.~
bis and sneerde
praam br n ach Øreed to diely ene
aoragal lot Te,?' Teade date" <Øn galants wo
teg.' traniatinn trape dale
• blikla muffin kad. and pat ed dak erwt
the mue• <ab lor *NV Fednetzt.on wil be wideed
~Ma by lot ton arg dl ~os
<d Prat
issue bed n ovnanis ee n roernee name lot at
Cl...,', (al kade ~kon
n oblaat teem tred
pa-los and as doncy es nol yaranteed Othw <dl
leans nv; nat wenin coda affect rat Ølre
nlonnators wette tionted koonmaa
• Priodvalea PrKet Otpleyad lor *asem red «hm
pØ
may be heteir er twee een th pate tie
avviould nuav Weent n ene maffia Prat re
iteltaned hom veeui tred Party ~Ce, Muth ne
beha, to be retable. bul se do nol ~are
ter
aconcy.
- Wegenerayus to ~g
pek* abn ~Lab,. or
the men of the bed and ot ram la bied
WO. 'in and opeens aait bidpees ke OTC
aorta
- Inc lettake te aOed ~mee .dyb rad ede» a
vasten maal ce the mon mam vice `we
cbtaned anina/nat raten n actual ~kat Ine
aak
- <laan waskan mar twee affloot • orke and
wasbord as pee wand ~Jane d we ae
taaie bobben t pee toet
-
Otpotis «toruin &panne...ad in onnet
«het dun u.5. daas aarellMed at th* ~hangt
arte rocl the attenar dab
- For <Manfacvew, wang n nomodormng
denemnstens, pree ard guawey Ilse st) may
hunt ban zrasted to fadkar proper .ban.
To drain corem gooiden.. *NO malta?. enmad
yen Faxtil IkInsor
• Patat* inenastmonta and atruebrod ~does.
Private ~ment 14<knhtt (n<Ø deed
oralrode Vaan anima egde renben anel
mat« ani gruttendInduwt are geraak he"
óaed Conan *uiver, eeniels hanret ban
maand weh 1h Seeen os and bchancao
Comme° a ad« ael stele >muitte% tm We
porde estanded vans toe padie naam«
senaten rderurtved p•cdacts Ia ntorma hem,
CistOt“ ske Auknot d no gwaránteed
- These valetnuydla stkneint" trom poet d
aske, a *eith a went ~neemt ittvrity Or
inutlutedprodtxt mal be beun ce sold and do
not ratly
gepalet the vale aren enry recette
tØ Sauidnon.
- lhed party entende, of vale re af ot *celen
dia ni re, stookdl Minimal Stram n a
mala" base by an ~k«
Marion arm
- gaar. ~ai woof atoom:e atenaud ab«.
d ry. Mitedo ned to te F tm by th* munt
anaal panne' or sproot aM may be cattAated
baseden «kam naammm ban lhat uwd by
'bid palet to den., ter smaad aars
- You tan <aan adStinal damden restarcfrg
wed to dearrene the egnste
maa and the date ot te nitnnatinthat n the
buk sa the «wauw by (ruleg yeti Fraton
Ader
- mad party onraad valies regy be Slab:d as
'Nat rad' rn omwal munten' aten n
dtptaint alsdan Ina hat rot Øled ad
tnabk to 4npn a vale eken we bram aan
*wit a malend me« ha ceorred bat ~alla
Art~ rePorld abt nor asstern. « *ken J
tutu, laJd be Nolay spetoloode date to Ine nare
of Wo money
- Wren noch« an co" glem partes« et tprace
«touwt aks nar at/dpay Panen, rast n
proalen. the rak of int mosty wil be deken
from a inch». pree
- 'Cartoonn to date mag «kade getand
opaal, norm or bah
▪ 'Origrui ane We' eeprellnli tie nej Marino
por ps esa and ~ra rellen va» tost base
- Dit and erlitied KIT teonies se rat kaden a
nstenal "een, Mant, and are gemat,
intrad and reen d dna ca be sold. the vee
naad mat be kas ~to
pee share rensed
ralu• promoot, n thé "ten anowne
• Reelrieted ~aide. Frareb ~net "'Way
renet arrerty digeble for va* lab. LIIMinawd
Snoet von dna mant ante cl tne terestrtled stock
d the same nuet as an morstb vake. la *te
mendel stak he praats of dei sfaered rk. To
ex enten tut metaled aardes re elgble lor safe.
Wo vake waad mrt be Ørn dy kof ten te
impueed val* Woon.
• la ~name arcome. went aalt indam.
An antenne ol aske,{ rentte is bredm tand
dwØ ani Oer« tas. meng te taaien veil
be heb fa one Wat kom statement date ce sand
morvy Tave eamato d cake a goddank acctexy
ni ce« ~d tm". n not guarantoed
ramded mal none and <area raad lor
«elan Wel Of ~ion opuld tnebtle net" of
Praamt a wilg gans n etfeth cate ene ed
norne and coma yØ would be enerstated.
- ratstad aramd norne end <unrll yeld and lee
raad ame and ad mora be bate ee Imker
~Me mtnesealaneounts
- An *neme ol anualrod name (dvdord ader
interen) dØ by ten <omen nonet
valdarno. Dolven e~
on aa last dodend
rx naast payrnme made by the mar and
~rein re acdatestdeposts vnl b heb Ir om
ar front te Xnement date or unedmaldy.
Atoracy
waard pekt se net gasrad.
• Anno not bad by en Knancial Seer. Celen
mets" not hobby Weien, ani rot aam Me
leas postaten or ~nat These aam. re
defarad on yen slate~ for dammend
pLepot“ tely Patent and abri pramrad
protadby tho enting hem ues ~ui
Sinas es
not ~rist» la tos nionnmen ad doet nu
%waan rh adorry these aar n nerl paadd
byWC or Wee Faas teadramental SPC *omarm,.
• Rans 'haring and additianal compaewation
- In *Man to con :mens en sales sid 17h' 1 lem
mened ncc/meden ach the dabden of nejlud
hack to oor dom we nar« or otitis* ratio
mens raag parerts Iran daarom and«
Maria tb> trawl haat tal wo all tinne
mam are bard en tao «front orrpnwer
dna nart of laks by 1ØS d a contra», maal
Vel Ina/ to oor deal, and lid th* anti mi» d a
aerokat menuar kaf tankes aam beid at te
fim.
- We iaat aaide ah* maa networlay and
anebus proesttg lees n <raderden ka oneer
aard anion V« ta poe& to the mdual handt
Tenten.: ~IS
"pad fixen cactee stat eh
ta rndualhnd and n ~0 &nv nare bard
on Me nat« d scans at to broker-dak.
Iwan, ~uil funds cd th., ludlyn ty
- In *daaJn to errninanrearted n ~echo.
wat te sale ee ~buten d ~ob contmds ad
Vor ~mei
Vat ent lods (Ier" we andor
ca agaat nare nor»! InhIttnl ~nogal
bon ms»; ot the ~and <orrarres veenmerg
aha murw «maat, naar: ti the innam*
corepdnot ee citroen of the unit fro~lielt nunt
yeeditfloun
- h addein to ttemmantrettnid ten ebor
vitae and sa d ~stat.
we ander or
aaide maa an asv+based nara shogina
galmen, korre ItedShires ckterixdors as wed as
haan (or ledviologn eetpenen, training and
edutaten
- Pa atlant aho reces, vadeg etriticen ad
otter torproden from triatual hint and rude
afton« abn geolat wo derbn
- Wi. ment < °namat o, Iran U95 Bar USA. LeS
AG SerdordEranch and maar dadd bras
*reist. air cash 90009 pegam bos
~don
may be a ~TM, pa scan fa cr
mw be a wonen. ot ~ar day daad
bil arts
Aeteky
nforrndion reosdnatommesen and ah« thyrs
~led in «enen Ko met Ine ennalon ot badet.
""
1"9 goten onattent Ni bton ',Sied co
Collterrohont genaak, f urnseed tola. and wil be
Vonded to au volvet, ten maar,
Short Delling
pou se englyd n short abn a tentay, >Co may
mor a chotte Me 10 <stam bonown) donsla elur
Wo.» tarra,
Opren orden
P49 06n9 ogen or • god ollandker «das tot
marot ~eind by the naam date, open boy and
set nop orden re 'telend by nee amant ol atedrels
reas eer not dradexh a ex reeds date unies
nansmd oninves•by yen You a. resporabb lee
aan leut we ~OM due toyen lakse to tand
~Ping open ceders
Privacy
To
Øn
a copy ol ced eenst Geen Nerf ~ka.
Oase~
"'ta InmiiIAdrne er en w websee
ai awatthtremioreannstt
- Let5 FnmeralSentert è ~abn
The Ft/A4. aren
Sentas Account BSA and MAA re brok rage
attounit wbeh pand. Men tO breng ~es ani
proddis laan\ artangrams orm :Ahmed bres
and oraw respit baett andpeg:nam acces.»
naome and anranty poert ismad by ~MOOK,
thedtnany envane otenOlnon trast iniurece
tegency stbalunes el tel Frontut Saars M.
- hmansent, nsuance ani amuky prodyb
- ebt ICK rond • No bant g‘orreee May Ira al.
- Mia Resaga lAnnemem Avant Business
Sne~ Adam ESA, IghtA and nternatenai Retort*
Mangemm Meeat re reasend snee maas d
Lei tromp., Sames rit
- VISA n a regrtwed namat vond by Ydel
aandamt Stade Attaution and uld Lede<
lams the Lei los credit <ede rebbe LEIS Visa
Ø
ards a, raad by LØS Sant USA wok
PernsantranYna USA Inc omgord ~her
dadenaks, regotwed tradonas. servet maas and
raggend tante mat re of nee respect.*
compants
ILOS Paasdag Servida kit
Pen 701&IO
SDNY_GM_00324612
EFTA_00 197387
EFTA01306885
it4 UBS
UBS Financ04 Senices tic
Private Wealth Management
299 Park Avenue
26th Fbor
New Yak NY 10171-0002
ANP7002069796702i9 VI 0
Account name: MAX FOUNDATION
Friendly account name: MAX FOJNDATON
Account number:
Your 15 nandal Advisor.
SCOTT STACK MAN LYLE CA SRIEL
Phone
Questions *bout your statement?
Call your Financial Advisor or the
Resourceline at 800.762.1000,
account 029023651
lAritoor website:
www ths.cornanancialsennces
Items for your attention
Help protest yourSe4f from fraud and
frACW bank. credit card, and brokerage
statements regularly. Also. get your free
credit report arinuaily horn
www.annualcreditreport.ccen.
Value of your account
Business Services Account
February 2019
MAX FOUVDATION
on January 31(S)
on FebnAtry 28 ft)
Your assets
977.23
977.53
Your liabilities
0.00
0.00
Value of your account
$977.23
$977.53
Tracking the value of your account
7,2382
Dec 2014
Dec i015
Dec 2016
On 2017
Dec Zeus
"977.2 -
977.5
•
•
Jan 2029
Fe 2019
Sources of your account growth
during 2019
Vake of your zcount
alyez end 2018
597691
Your Prfte5OTellt MUM:
Dividend and
InlereStnCOMe
Charge
market yak*
Whin of your =card
on Feb 7b 2019
50.62
WOO
$877.53
Member SOD
ahP70032CC0936967 NP700006at 43 00001 02190=03000
OCOOCO
Pogo I of 6
SDNY_GM_00324613
EFTA_00197388
EFTA01306886
*UBS
Business Services Account
February 2019
Your account balance sheet
Summary of your assets
value on
February 28IN
Percentage of
your account
A
Cash and money balances
977 53
100.00%
B
Cab alternatives
0.03
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
T N-x FOUNDATION
Friendly account name.
Account number
0.00%
Total assets
Value of your account
9977.53
100.00%
$977.53
Your current asset allocation
A
Eye on the markets
mdex
S&P S00
Your fleencial Advisor.
SCOTT STACKKAAN/ME CAMEL
. cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC Waved Deposit program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual held
sweep balances. See the important tformetion
about ow statement en the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 29, 2019
3-month Treasury billy 2 40%
One-month LIBOR: 2.49%
Percentage change
Maim 20te
Year to date
3.21%
11.48%
3.52%
12.40%
2.56%
9.32%
-0.06%
1.00%
AhaT00020:0936960 NT7000064I 43 00001 0219 CO0000000
C000:0
Page 2 of 6
SONY_GM_00324614
EFTA_00197389
EFTA01306887
UBS
Business Services Account
February 2019
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account names, MAX FOUNDATION
Account number.
February 2019 (3)
Year to date IS)
Opening account value
Dividend and interest income
$977.23
$97691
0.30
062
dosing account value
$977.53
$97753
Dividend and interest income earned
fof pu WM Of MS Statement I/Outlay d Inteleil and deldteld Income has been cluercrined lion 0 VS
fax tepwling peemedne. Based won the residence of the account hddef. aC(Ount Ism Of pfdlzt bye.
SOM. Ihteeett ands dvS:leadOasmentS my nil be SiAlfell SO United SICans (us) aroSO. PIMISO WO (Pa)
Income toes The (Hero monthly Valente. is rot Intended so be used end cannot be !eked tam for is
Fnticraces. (ionic thou':Wit to the arnica:Arta temeting tome they seethe loan UBS annualt such as
the f orrm 1009 ma the Fans 460. lot as neparting ink:mato, nit the practice of u61. to lie IM
vont* rat ftoortex) loins with the US MIN skit Revenue Sent( e at PR Treasury DeNdMenf. and In
If:chicane atcsratey <Mary divetro atacc intern[ star ramp or tau* encore. flat comic you'
Inchodual tar peon,
February 2019 (3)
Year to dale
iarabb interest
030
037
Total current year
$0.30
$0.37
Pror year adjustment
000
0.25
Total dividend & interest
$0.30
$0.62
Cash activity summary
see Account ac teeny Nu: month oe meats smarms in your SwesepOptiort are included in the opening and
sliming Mantes Mut ;DC tre.urance *Ors to Spouts Y UBS Bank USA and
bank; partAiabl9 m 1M
UBS FCC Muted Deposit 'swam n cces nOt Soy 10 deposes al UBS AG. Stanford Breath 51PC
stow ton aspries to money issue[ "imp fund hadfrtas tut re bank deposits See Important inbrmaton
tout your :trenent en the sus two pines d t M 'krt.-mink, coats.
February 2019 (I)
Year to date (S)
Opening balances
$977.23
add ins
Dividend and interest ncome
0.30
$976.91
0 62
Total additions
$0.30
$0.62
Net cash flow
&0.30
dosing balances
$977.53
UBS Bank USA Business Account APY
merest period Jan 8 - Feb 6
Opening UBS Bank USA Business balance Jan 8
$0.62
$977.53
$977.23
Closing UBS Bank USA Business balance Feb 6
8977 53
Number of days in nteresl period
30
Average daily balance
$977.23
Interest earned
$0 .30
Annual percentage yield earned
0.37%
Your Rwanda Advisor:
SCOTT STACKMAIELYLE CaSRIEL
MP70002060036969Nh7000064143 MO COI ern
OCOCCO
Page 3 of 6
SDNv_GM_00324615
EFTA_00197390
EFTA01306888
ft UBS
Business Services Account
February 2019
Your investment objectives:
You have identified the following invesuneni object es for 1h6 account. d you have q estions
about theSe0bgChve5.dnagree with them, Of wish to change them. please contact you
financial Advisor or Branch Manager. YOU can find a full descnpticn of the alternative
nvestrnenloticthves in Important informatron abotit )tar statement at the end of this
document.
Account name:
MAX FOI/NDAPON
friendly account name:MAX f0
ATION
Account number.
Your roam objective:
Capul appreciation
Your risk profile:
Primary. Moderate
rwstment efigbility corraderaban - None selected
Your account Instructions
• You account cost basis default dosing method is FIFO. First In, Fest Out.
Your rionclai Advisor:
SCOTT STACKMANLYLE CASPIEL
'WI:00200°9959n N, 700004, 1000001 0219 03COCOtaCCOCf
p
4 0t C
SDNY_GM_00324616
EFTA_00197391
EFTA01306889
SUBS
Business Services Account
February 2019
Your assets
Amount name:
MAX FOUNDATION
Friendly sccount on
MAX FOUNDATION
Amount number:
See precis Kong MO Mescal wave, Shawn may be approvirnale As
gam and IOSSes my sal
be exptutel. reflected. See important sformalsn ahoof 'our statemera S the end of ths skewert fee
more Polly/nation
Cash
Cash and money balances
Cain and notary Nuances may yxlvaa avatars. can balances. U8S an USA avast zcount Maxon,
uBS F
Muted Rogan Bank taancess uBS AG Stamford Stanch *pool account Waxes and nroney
inakel ntAua lund Sweep bataXes
94 the im poled' slosnabon about )our statement at Me end oe this doarnent foe deals about tense
talanCeS•
Behind
1181 BAN(: USA 8uS ACCT
Your total assets
Ccenag Iaaarae
coon; Mince
on Feb I (I)
co tett 28 (S)
977.23
977.53
vain oo Feb 28 ($)
Your Muncie/ Advisor:
SCOTT STACKMANN:YU CA5RIEL
tiFIS Bell USA and SI 1113$ FDIC Inured ROgarn Bank deposit a (Cunt Masan at riddled gibe FDIC WIWI
amiluble penis. PA are not ;tattled by StfC MS AG slanted Branca deposit account balances ate not roared
by fOiC and se not protected by 9PC Money market sotto toLlneel an wanted0y UK tot ale la mattedCy
the FOC
Once per snare
kakis*
Diddeact littered
cops In
co Feb 28(N
Fee
Pedal
period
Ca> num (S)
250,000.00
Percentage cf
Cost
Blanatect
Untealzed
your KICunt
bald (I)
afloat Interne (S)
gond loss (S)
Cash
Cash and money balances
977.53
10000%
977.53
Total
$977.53
100.00%
$977.53
Account activity this month
for nut rbme¢ndb2u1 Its piled Mut ShOrvn Fa restrictedwanes, see important stomata* abss
)ta.a a oases s the end or this rix antra
Your
Ourray
pee
ActSty
Description
expense code
Face Mut
He 31
Gish and money balance
$97723
fob?
Interest
U8S BANK USA BUSINESS ACCOUNT AS CA 02,06, 19
30
977.53
FecerValue (5)
Cash
Cash and
amount (1)
money Mace (S)
Feb 28
dosing cash and money balance
$97753
M.70002002093697114.7000064143 OCOOI 0219000000000
000000
Page 5 of 6
SDNY_GM_00324617
EF1'A_00197392
EFTA01306890
SUBS Business Services Account
February 2019
Account activity this month (contousi
Date
Stoney balance activities
Jae 31
kb 7
Fob 26
the UE6 San, LISA 0.2nOS AS(Oceil .1 yew pima} PNWOOptrOn,
Account name:
MAX FOUNDATION
friendly account name. MAX FOUNDADON
Account number:
Your rineociai Advisor:
SCOTT STACK MANLYLE CASRIEL
AtInfly
0cxrpico
Amount (1)
balance forward
697723
Deposit
UBS BANI: NSA BUSINESS ACCOUNT AS OF 02/0919
030
Closing UST Bank USA Business Account
6977.53
Aw700070000769771av'000064I 47 00071 0719CCCCOCCOO
End of statement for account number
OCCCCO
Pegs 6 of 6
SDNY_GM_00324618
EFTA_00197393
EFTA01306891
Important information about your statement
LB5 Frurcial Sown hc. (The Firma UBS I Martoal
Sawa*, as a ~mar ol alprndpalØy, ormcdty
and abr. mehraes !SS inertial Santa and LW
Bart USA re ~ea obsciaraosed UPS AG rd
alert of U35 Seater U.0 the Pim't frontal
statement eavr46kttamnVuest The Fern's mane
°flees at at
ISS regret Senior nt.
1200 are« Boulmeed
Weehaver N/02086
IM nannuni (COWIN Th. ony oltkial tamed of pit
LOS Farrel Senter rant Olin•Winhh. uteel
oft.c
la docurerts tonlanng cord faro clatesInsid
rot be relied Lan F you bete* Moe 6 neva of
ameba, please~ at rrenedately n err, to the
Burch ~or
of the office wren; >or start.
At~
al hers Chown re mended IOW amnia.
malmul C1313~ na be saad fa ta psposes ray
"Z $
" )4. 4nd lax 1~4 Pe. Form 1099. 5450.
1
tichkTwn ~I
-10~
Las ream The Fern is
requIld by law tompol tot* atS al Doable ~a,
reportable n:n-ttrabb cfriedends and tattle roes,
tamed on larked held n your ~net
voted,
r Mk !WWI nee. ad cost hifii on («Ian (0nned
:KW Wei.
Comounkstione with the Finn
• Mehl ceicceiiiin an/cealcanancrons fining
tofut her pans you ref*. rebc1M3 Pr" er
roe. red $.Nays manta Prousten Act (SPA)
• II Me tetra Anginal on the lop lee ei te trot
of tapssnoa e tal IRSFnrxiaI SiienC44.1.151
eurayal Sams curet you scone at <brio
broker by rarer*
eiti the Muted mina cm
We nformal >ad the 'Aare* fihenyCo
gamed the rart
h Ms tex, or, finch and
*wiles as located al UBS faunal Sent es ard eve
te nvoacro bro. ard yob man mate a ',ton
of nonce a orison la both Inns
• Az devised n to rant artmenta you mat
notdy in in any uno; oe bad nrolong dwell
twinned on yes claninwnt *inn 30 dal after n veal
Mad« made art*
• Der Oral asuren ~plan% a VtlinK to the
awe Chem I *Ira Da.pan•nem a 201.352 • 1699
a talker x IOW SA-9I03. IMOA.M. to *00 P M.
IT Made, Thrwigh Fri*, a in Ant rva 10185
Frwcad Serum Ix.. CIM ~pore Department.
P.O. Bo. 766 then Cly. 141 07087.
• Alstamen,' shall be deemed erealete ad atone
å not abettedto n Meng othie CO days
• fa TTY *ryas. CA814-612.09% ot fromarid'
the U.S. Cal 701.752.1495
• hose of won a ~lens aØ antledrork
lads Vander (EFT), bill parent cr ISS Vase debit
cad Truchas; cal 800.762.1000. Of arr. to UBS
Fria-col Shwa, Pc.. ICCO Raba Gad, 6th 'tor.
Vararkr NI 07006, Ann RMNBSA Sent«
Cal er "rile a soon a yco can. 4 a% Folk yak,
statement a /trot is army a byou need more
infonnetenrxe a transfer as the statement a
repp, Tse inn or Card bat, fat aplablebnai
but from rYI no lit« then 60 dins ala the firm
car >0.a en bet ~err
ar sachet* Era or
Problem rowed
- bade >or nave rd accan ant« Gt any)
- Descrbe the HMI or the wander yea le~
about and tibian as derå as ya
oh/ >co
tame n h an to& a why pa reed more
rionnelcn
- bade the dollar armere of te waned error.
the firm re Cad bsterml nvestate your <replant
rd oaf area soy ere racily For reed ran
rnottmo LEK Vesaeolobe cad tratactons. d 11•01P*
crone that 10 bare« cloys10a IM, we Mllmde
•
alnatån la Ins arras* you the* is n eyel.
(Ka
you vol east thaw,* Or ~Toney dui"; re trane
tabus Leto complete Ca enellgiihn
Fier make al chars payable to therm or the
f mancial infittLacet a-44~de,, the lam of aha
natem•nt In addition to mats '<cosy bet wants
may be P.IPICt tonun:enrol fees. elutes fa Ix*
parer ta sesames ~char and <harga fa uØ
roan n ash acorn A«orits thr are tranyberel
tooling ~vials may be siaea to a unite lee
WS sm.«. opacas
k85 oifien cofion,
»~.,
cash balmy so birk
depart scant at non-elated bats and ahlated
banes and ratty Itti6Al avail lath Prone~
Depose roam at LB5 Bs* LISA arid an. ablood
banes partaccang n the UBS Kg Wend
re
Program • ECKa
-nnd n accordance wehr
i
Crults
Fa mon meroson, please me awn. Idygn 0.1~
n<Olint ei LBS AG Slarnford Birch text rues el
Monty bads ere rice teved ty the IOC.
Bank deals are not protected hYSIPC Monet kid
ryes are protected by SIPC See "WS Inn til knees
anCinni Feaksens' below.
tØ SP repro. bares n ~bark agues may be
erhdrar, ad than of a Morey Fard may be
Ia.:Wei and Mt crowds returned to pa ce >as
l<Veef WC'S..
fade ~ors
tat ~Table 'rep options.
nc1x1ng tusen «nest bees and yields. n 43/4/41bit al
many ik4 Orrhweepynkas, from yor F namolAdescr
a by calm BCO 761.1000
LeS f Mandel Sere kes account protection
The fern is a minter of ter Sauces neon Protecion
CuPerabon(SSC), which protects utanes turporer
of es~
La to 11.00.000 (relord I2S400) for
<lame fa cab) &plenary bnxhute nobble war
recAea ce ei we". SP< a9 The SIP( awl Cralation
lives ;ply to all accord MA you hold a a prabr
apse,
The Firm together firth colais *bales, has air
~chased supplemental ~are
We man"
awe payak to Strodedom. <canna under
the prolate" n 1%0 mar, at of Beret« 10. 2016
babe° to heroic? ordoxiy and intåttywi. Orin el
lait earn 0 Amain CitOliKted Cy to to $1 9 miler in Ike
~Nate la al you scan, hell n a palmier
~CC), Aka copy of th• polry we age ~able
Loon rectart
tarter the SIC prarchen ea the ~real
prolecuon apply to:
• Colin Inroad awn overatied by( and raided n
Yea rout wake) be Fed away Irons UPS Petrol
Senors For tank (elan CO mutate mach,
ncl.dro wassbk rotes. and Ghlwes of nifloal
kris registered nth. rare of the rat
holder on
the becks of the oar or unse sorb
• nattnam calm% a ~name* enemy, (e 9.
Itnina patnenha ard what placements) Ba re
not !nerd Leanne Scamp Act of 1933.
• Commcdmet <cream (e 9, four ~barge and
prec at metal <reach/. inithadn) finish saint
rtl cre"00t0 (Vann commis. and
• Depose accounts feria arbors of cliposel) r LBS
Bak LISA. UBS AG U S branches and barn**
FDK ~al ~en Pros^
The SIK ()Mahan and Ihe ~rental prcteacn 00
eW apply to these assets erm if they drawee cone
any>, sidemen% We SIPC ~Leann and the
supplemental prot«tion clan*, POW pan* changes
in the market miles of was reestrnats Wetter as
whit of market movement. IMP t.PPROW a
«hairnet
Dividend %invitee* Program (DFM
The pace ref bead et an sneer cree YOJ may °Man
the roil wee kan yar IntegralLaw Only ~Le
ern me ~chased under DRIP. paid sham mil be
sold ad the cash *Al be defamed n you secant The
dwdendrerwes~ pre W0PIPILY Ike nuen my
diner ban the mad« weer vrth te Prof shars
re sot
Cash-irblieu
0 */ oholetna nay be held n osa acoare
Inlaid l0• panel VII se a rest,* ol a dmandpansr
or ~rob
the NM wi tiler seal oral unts al
ms/ 44 pre a accept an ~VII Onymty1 tay a
~end caosma arty. "haulm, pta KCC‘ril
ewe ebjedier
The rearm« *bears criclnsk ',Sib are spade to
PKIN account and may valy barer yea roses
Per sarse the Pam promalbr
wrong dry
brier chair b >Ca lønd MI!~ P
mertom ~ma
fn. meth scant fat >nu
duste cr. of the I &loving msmenent
bars
• Proace Current Income Inn-timer°
teeing
the
great tcn of rant. orly
• Aram. CapeatAarbanory ~inverts weary
gionth of
parad taelyy Wen the greaten cf
ncome
• ProrAre Cambnahatatimome ~Kara
An/ e nnOn Innaireens seeing tab the generation
of ryane end growth of principal
On& rek prof als
• Cernrear Seeks torn
*need ~tat
rede
br rid and %dray tote want *mat men å
tat mere the 4•Cilint *in not 9 • nt• Mt >antre
ram a mans ard may non lea pre *1k
irflann
• Modmaro Wang to accept ore n* So pfincoal and
teler ° sane volatility so so* Mire Minn
• Ay ycasy WiliYy to accept l'41 "t b Fnix19.1"
P4' rabble, to ad, Noreen or tent
• fry.renantfårar Considerate. I tactod, a
person of the ocelot° lot hat roue ma Mode
cargo. arateges, hewed ladrty and anser
valet%
~emir Toteseitoliwita•
We ma «au:4M* ail related account ~as
vet.
the same ~ea n the same ernekr. e.g. because
they here amen »ha *semen's" pee rote
relronst,os wet other dents el the some .Stea I
>a prefer to meat rod fad stasunse mailed re
ulna mernepa, >co may ado. housercoUno by
oaten yea infra Adana
Friendly strewn name
Behar* room name e luntarthible •ruckrerre•
Ø
by you to hint you Wit, jots recordation, k
has no legal effect on par accost. is not rtenad to
relied any sunny. peal-et rtarrinrIenn.
mersement objects a re& pubic asscated wit MS
acorn, and es nota prom« or oar«
that rah
or any terra neobL an« wit te shred Am
enamors guava to reA 04 kve, ntØte
ank of
ess doe *Yr. may:~ You <an change yaw
handy aren't isms throor OW. Satyrs or by
antaato you FranelAden«
Acme* —few
• Vats of yore anocoapombla Net of rat and
Bobask .
• Asters Weal ~Akita:hatern vet*, foe
tetradtaunts, (est). end Gets Tine Nate;
averted its to rrwkel. and (*nail "NS not held
by the Fun Dam not refade ~cal searitelassets
at the end of she peer ad Ontlt Catelaia prods. a
passa onnianWel rowed stock wars and
eme«dabb nod 00)1441C
• au/siffey Whin doh, batiVIO0 ~ring
magn
lore <rode Ina, that scare ~cot
• Ca:Mooney Want Total of ~wad rabble
rah barn, plat di~i bares al all Nod rd
ncm alf loud brit ad money ~re mnal fund
weep barn. r M <teed lit staven perod
Neniermally bet wede bares n >Ca a«Ouni ar
na seas gned from other balances and the Fern ay
ute ry åd three knob nte «dewy cored et
bares These tint re payable teen your demrd.
The Iota n rt.:led en the one prod closing vatn.
Led% ebb:aerie^
Fa dared momsion on the. PnWs feed-granites
ad auburn refer to yos Clore Reatiornhp
Ageman
Astart ACIP~I 4(4**GNIP*1
Tern and Orders LBS kernent of Credit 'rears
salable n Ay ~manta an I C:x bauras
al ay/.
ry any wi
SDNY_GM_00324619
EFTA_GO 197394
EFTA01306892
Important information about your sta teuxmi (COMmued)
%e ses
Vott Palemted ~es stextes ed oter enet, held
thea rave at the rodd te Mionlard pricra Tom
ad for *bry cd 'uty pad ~nos
ry Irre
You mai [Heve Word*t used at ban <otrer atm
Paire ans beinet due rotten Arv wcurbm
rardered lotet irn dana the statement p«edae
'sted el midel vale as d the end d the stabenent
p« ed
• ~brei.
In deternmno the <ost basa of the
~Mrs intbded n his liatement. *telt redused
wth the nurree '
ISS Froncial Senen ha releet
On Sammen cblared Itorn taren adainwitas
friarar Serves. ndadeg ~manet Iran ~ha
leme Mot you mag have prceded to yois amenet
Adm« the garn dees not rudgatnintls ~dy a
~eke the x<voya valdy d wri Samneon
prorded ty searces *the the LeSfininail ~e.
addlicek *hot.* LeS in." el Senkes genera
tedon M .Bantunas e o mened the arm
don rot vonit arry Mitti« tat the niarnithe
~Con
base' sd 'Mrealcedg.Wlon o
retire at os %nedmed the summere. As *de,
plire dorm 1.4 on his etarnilen •3 malte
~chow a ule datoent la lav parbasas a
OlhenInle, A«/XIMS Onkel.] totehm mai
fenad om-noe neomalm *ly loe te pral of
line they se hed at te inn More hblericel
uralfen can be ridd by >as fraxiil Ackos.
• Unrealired ginelosses liten date is notable.
neonhi utehird omlunke se </kuttet kr
eductot year ry bal the traneten dau for
ndvdaat bas nya nalr n« reiten carrnasere.
Arget ada co:umy toorgri,:x.ca ~nu
Genhald sncl «her rens.-~ las r
viten<
archre ble ro etb «mened to clootei <ro
aeragad lei Th." Trade date" tobinn ~nis the
agnlatrameten rade dale
• [diablo suuntim. Beat ind pnlined mak ten
the -rour <dh for Isy ~ion
Ml be setested
ir rhalig by lot Iren ~en a1 storities d ekst
Mue hed n out narre or nnomi-isna*. lot car
dients (al teatre ~bon
is °bered bom rod
preet ed es roa) , es nol yierameed Odm
femnt ~renn whoh avta alten yekt. Øka
~en
vol be paceded ka:onnauer
• Pritievaluo PrK44 Onoteyed lor servert, ad ah«
podar maibe hø« os byet tun the pnce tex
yx•would aktualitetane in the mark,' Pron*
ebtahed from ~yd
Party Rentes et the
bel:rette be Sable. bul ne do not %trente der
acency.
- %V* gentral‘• uti the <kano ptke *he »dobble or
the ~ot
te bel and at prim la åsted
~sees and optens a rev bid aen la OTC
setenes
- IeM nn.y trodd winnes *dy b prute! va» a
valenen ~bl or the inc., ren ake ve
cbtared ed myre realt« sr. ettal maket ake
a vau?
- («lan pashirn mer twer wilhota e ake and
watten
'pce nonet salane' d vie ae
,roble to cblan a eke la Manty-
- Otposts a uordet deremnsed n orre.%
ah« tron u.S. dottet re (*fra«, i the ~hange
rate asal the nattratte date
- Fer perlon Rovene, Irring n nonicriermny
delemna, ens, ake ed pist ty daa rakemei
Hva bom atjusted to freknaproper raklane.
To oboenonn quotatorn, vewn nabb*. antatt
yas
41%0r
• Prima inveelmente and strand produas.
Private ~mnal $4014,14 (eCia/M-9 dreel
omveten Vedr«, end vel tiratt reintet PUS
manes) ad seructarelprodacts se gentraly higet
di.ed. («tan *utamd prodris ha* not ben
rerstered wth the Snart es and &dumt
Carmen:na yder :ny state rennes ben Wc
prove. esimated vaies fer penede reeetnen
teatret soa Yrulkend VCClacte fa nicernsficnr
~X« c,
Auka} 4 not Man!~
- Dul* veles nUy del« salaseetrir kan in^ d
stry, si ,h1,4(h a i fl ire ~inerti se“rity or
*attved product maj be boar* a tokt eid do
rot reken-var teomen the vale exe myr 'eta*
trinn Squidren.
- %ed bety ',tentes of vele se as ot • (elan
date and ire tuppar:110 OBS Prorkul Serven on a
regys han bI n rdroenket Magtion Inn
- iccuu,
prmet crtponca andened ra
dry. re ~10
tie Fim by the nve.
gimra' panna" a spana ard may be tablett,
bieden dekn« ~on
kan tat used by
ted pines lo den* ref simated esle,
- Tau tan drain addia‘al rikmenn tearcfna
ured to detten.* the egnete ot
vake eid the disc ot te secrentionthat n the
bris sa the ramma by tontactrgyas Fnamet
Birør
- Med party armrod vafla may be rentered
'Nr parad' n stmatenuatons• veen an
rd~ratt valt% on lem hat rot Øled cr
knatte to nygal e vale eten spe bare ~se
*ul maltem mere hes rored tet may ti la
Ire~
~ed
yale mo cuesron, cr nem J
*lue ma.ad be Nolay speoleare die 10 the ru/ve
d let >Meite
b...Onnot« an reluer, genel latsne et cperuce
ntmand vale 1
steder -ty einer, valga
pcmckd. the rale of te meny MI be deira<
from es peche,* pree
- 'Date/ krit to date' mer "lide repro ol
teel, irane a P0111
• 'Orlorui unit sve Vprevnli the mal ilt reg
pike ps inn end ~øla reiten year ant base
- OPP sd araMed Kfr teo"ies re nr lenden a
mimret sectabes ~e,
and art onroll/
eksed relewn d the y (in be sold, the pal«
ram« mer be less ~te
Per Sbs! ellented
Vits prOulkd n Ve XeCtsli maleover
• Reelneted ~Mi
~NR id ~RIN sønwaty
art not treaty rigebb lor pa4:elf ule Les F na-K e
Serv<4,Unn4 the nurk« VOV Ol tie uronlented mak
ta the sene mor as an inpaetd vale lor ene
**kle/ slak kr papases of rei lekamar/y. To
du Meld live volta led rorve es se <kable lor sale.
de vake weiøed mer be ubstrnital kos Kn te
~ed vake tonn.
• Cm (estenatee blar«. nemnt helte andras.
An utenat of anla ramt o basa, (n (Urent
deeitro ed alloren rale% ~tanna the stank. val
be hella ore yta from ruterne« dale or amt
tnryncy the manne 4 Cl+ å gedeline, ar CV,ky
ad contrardtmant re not guranteed
(simrad mel mare and tanet raid la
talane/Phi a meitet mått node aret" of
PreX0al a WilItigits n Mitti rat the tel
;norne (ed tunene >eelc) «old be ~edit&
- (Aneled aval ntane ed <ni yeld and the
«roal navne indyeld mete be biter or hetet
the the estrnsted "ore
- An erimasool avaelred nome (dinand anda
intense dinded by thearven manet
~nano
bale« e~
onde Let dvdend
a ment paruret maie by the alte r and
nynn te lensar/eke:4es ml be neid les orre
ry tran she sl sanert bate or tanet ~selt
kerry ed cortiand veid se not ~nid.
• Aun not held by VIS Finsadel keik«. Cellen
asete ret enn held ty the lun vri not !Vann the
east ~tat
or tennt tren urde are
drolned on se sutenere lor Somrene'
Nepa« el, Postens and vaket pretented ae
pronded byte 6~9 tvm UBS lnantui Smett
not retpristde los rin rronnaten a-ddenne
girafla ds attorey. eine ~eks re nal parlad
by SIK or the arms aaaanenttl SPC covera,.
• Renate sharing end Øksesel ~nation
- n addei>n to tamme" ai tales and 17b.1 lem
mened n cennedie Wth the deerbarlonol niul
/ude to or <benes ne råa as 'Haiti rann
*vev Mang primtete Iran derktron ande
>down ot the trawl tint tal ne all theta
anasts re based am un> «kront arriznemst
te ra"
of saks by LØS of a omner nifat
hid friar lo ot* d*nel.. and OB the ~I rake el a
catnier ~kut land limi/s taes tiid at tir
fim
- We andas altlak el» recae ne, wal,i+) and
Ornerbris pansag lon nconsderem kr transfer
nem senitet the no ~de to the meual herdt.
thea tres omena% repad toen ~a
X44« n
ert earual kad and re a lied dalar «matal baud
on the runt« ol staret at te bnakerdeake
holding ITLAWI bedi of thr I urd lamay
- h addti)n to tornnesanneened nornene.
eit the sale er dedrbution d arvely minte«, ed
teet ~me
Ytra tres lo Oar tlmM,, ne anda
os "lote raene tener.* Skrina (*Pente."'
fit...vyd the roveret ~perm unclemeeng
the rudy «made, ~res d the in ane
<Orrpanel b sponset of the une ~antre mots
mdarbute
- n addain to tevmnsi"receted from the
~e
and sa cl Ne•TShres
sve «loar
altlab? teler? an asva.based
rosenu.
>samen, from NeeSeeres danar-rors.
well ar
hedeg for latin:kg, cintbanent, uenig ed
arktren
-
aha rene Pedro (omrissa" ed
ot« carpensabe from minutener sd rovem
canainot ,horo proalett vo dorb*
.• IV* wen* torroonsaton Iran LeS Dei Leik LeS
AG SurderclEtinch andronallitredbirks
th~
am Cash 9000p prOgn/nt IM
COni~ihnervy bo a manthly pa ~i
lee cr
may tea paareaped &rage dalr depoet
tel ras
Activit?
hforrniron *ordna arnmetem and aher ~os
stared n tenecticn noti the enn-trona ras.
reld^3 gren vercxtens hann ncluded on
COnlinrulerro rX4,1,›1» furns.44 toar, ed mil b•
pro.idtd to >co acnvall a regane
Short
Il you re4~d
n den sting a sentay, yta may
ulte achge &e lo <sla. borvann, tose la ta
Who,lir seere,
Open alven
Peardn9 open or 'ased ittcentekt ceders tir
vimret ~mnd by the nemne dale, open bue and
sel nve orden re recbced by dit amma ol ehidrels
anen an an ordnidends cr nier.' date unnte
ntinsted ~ne
byyr Yta re responsa* lor
adr; tit re ~Med dat lo >ev lanse lo carte)
~seng open adr,
hiver
To dalen a <on ol as osten Cliern Priwxy Nake.
Please~ ytte Framsal Aden, Ce vet cv welasite
ai »Ww ("As revniternen waf k k
- ISS Tnancial Smitete rot adr* The ItlAgEhanex
Smia; Account BSA ed RUA re lederne
at<ouni‘wh‘h Vade Utett to bal/ ing ~n
ånd
pakkis li~arrinotments nen :Atal ed bres
rd etir tenort, bets. and tenkt eten to
"Larke and anroity patxtt itsued ty ~Mr«,
lhednirty "vane ernpanws trast muren
erney sakoclunn ol IBS Frontul Senkes nr.
- bedne«, Mare and mune IX/XLCIO
- ten ICK reval • No bare g‘warett• Mal lose~
- RMA Rorcarte lAmicemem Atm". Binnen
aarogreACCCunl ISA, MM and reerniberui batne
Manarment Moe" re raystered savet mrs d
LES enineal Senke ex.
- ViSA o a regitNned Ve!~ *med by Voa
Vrainsi «ei Senete Amauten ånd utad Leder
Rense the ISS los «edb tids ed the IDS Vita
det« tids se ostett by ISS Stel. LISA with
snemissen Iran Vesa ti SA h apotaled Malm
Yedenakx reoared nedervd". servet midt and
regrand tenke merkt re el fri reswkw
«moenes
ILOS Fistel Serviem Inc
Pen 701810
SDNY_GM_00324620
EFTA in) 197395
EFTA01306893
SUBS
U8S Financial Senrces M.
Prwate Wealth Management
299 Park Avenue
26th Flaor
New York NY 10171-0002
luvricOMMONS0319xiS Yl 0
Account name: MAX FOUNDATION
Friendly c=ount name: MAX FOUNDATION
Account number:
Your Nnandal Advisor.
SCOTT STACFMANLYIICASRIEL
Phone
Plosions *bout your statement?
Cal 'our Financial Advisor or the
rtesourcelirve at 800.762.1000.
account 029023%1
1fi sit oar wobsite:
www. kbs.corrifnancialsennoes
Items for your attention
. Help protect yourself from fraud and
renew bank, credit card, and brokerage
statements regularly. Also, gel you free
credit report annually horn
wwwannuakrechtreportozn
Value of your account
Business Services Account
March 2019
1,,AXFOLPIDATI0N
on February 28 (1)
on March 29(31
Your assets
977 53
977 81
Your liabilities
0.00
000
Value of your account
3977.53
Tracking the value of your account
$977.81
Sources of your account growth
during 2019
Value 018:0 &COunt
at year end 2018
397691
733112
Your mestrrent return:
Oivelem1 and
'merest ',come
$090
531112
Change in
metier worry
$000
,239.2
Value of your =cant
1,2433
on Yof 29. 2019
$977.11
9769
977
9778
•
•
DK 2014
Dec 2015
Dec 2016
Dec 3017
Dec iDiti
Feb 2019
11/2
2019
Member SIK
A1970003001074875 N77000I 2028/00001 0019COCODCCO3
00010
Pogo 1 of 6
SDNY_GM_00324621
EFFA_00197396
EFTA01306894
*UBS
Business Services Account
March 2019
Your account balance sheet
Summary of your assets
value on
Math 29 (V
Percentage of
your =oust
A
Cash and money balances
977.81
100.00%
B
Cab alternatives
ace
0.00%
C
Equities
000
0.00%
D
Fixed income
CO
0.00%
E
Non-traditional
000
0.00%
F
Commodities
0.00%
Total assets
Value of your account
9977.81
$977.81
100.00%
Account name:
MAX FOuNDATION
Friendly account name. MAX FOUNDATION
Account number.
Your content asset allocation
A
Eye on the markets
index
S&P 500
Your Allende' Adviser-
SCOTT STACK M AntvLE CAMEL
• Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC Waxed Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money make mutual had
sweep balances. See the impottaor n formation
about ow statement cel the last two pages of
th is statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 29, 2019
3-month Treasury bills 2 31%
One-month LIBOR: 2.49%
Percentage change
March 2019
Year to date
1.94%
13.65%
1.46%
14.04%
0.74%
10.13%
1.92%
2.94%
Ant70XIX01074876 NP7000120281 °C0C0 0719 000000000
00010
Page 2 of 6
SDNY_GM_00324622
EFFA_00197397
EFTA01306895
SUBS
Business Services Account
March 2019
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account name. MAX FOUNDATION
Account number:
March 2019 (51
Year to date IS)
Opening account value
5977.53
5978.91
Dividend and interest income
0.28
090
dosing account value
$977.81
$97791
Dividend and interest income earned
for pu poses 0 Ito Stamen lacatillty Cl Inkiest ad chickrid Income has been del...nal km a VS
t* ', Paling latelpeelive. Based loon the residence of the account holder, account type. or product type.
sortie Interest andCe Ovidenditaament Mar not be Salad ID LIMN, Stan (U9 Watt Nada RIM (Fit)
Income tam The chew monthly gatemen is MI Intended to te used ad cannot be read icon tor lot
pripaces. C teat thous, ate: to the arylKa:letat tepcchng forms they room* awn UBS annuix such as
the forms 1099 at the Fans 480. lot tar reporong information n is the planet of UBS to fie the
name to repOrte4 loins with the U5 Ikea Revenue Sauce aid PR Treasury Department. ad In
such kerns awed), &vary March ardor intern it tar exempt or tare exam nese <omit your
Indudual tat peoater.
Match 2019 ($1
Year to date IS)
Taxabh interest
0 28
0.65
Total current year
40.28
$0.65
Pror year adjustment
000
025
Total dividend & interest
40.28
$0.90
Cash activity summary
Le Account anis" tha month la dna Ramer in your shampoo= we tnduckd in the comm and
cam; mantes raw FDIC man/4.4:0es to spoors at UBS ant USA as al Dana partcparg wire
UBS FCC hfured WOW Bogart It does not 800y to deposes al UPS AG. stamtoki Branch. SVC
protecton agora: to money multi lump fund Ivldirqs tut not bank depouts See Important informatsan
about yout :teener'? an theist Moon: d Ito: downent kr &tau
Your Rwanda Advisor:
SCOTT STACKMAI/LYLE CA5RIEL
March 201915/
Year to date (S)
Opening balances
$977.53
Add tons
Dividend and interest ncorne
0.28
$976.91
0.90
Total additions
$028
$0.90
Net cash flow
$028
dosing balances
$977.81
UBS Bank USA Business Account APY
Interest period Feb 7 - Mar 6
Opening UBS Bank USA Business balance Feb 7
$0.90
$977.81
$977.53
Closing UBS Bank USA Business balance Mar 6
8977 81
Number of days in nteresl period
28
Average daily balance
8977.53
interest earned
TO 28
Annual percentage yield earned
0.37%
AnP700.3300I074e77 N01000'20281 0:00I edict 009009000
COMO
Page 3 of 6
SDNY_GM_00324623
EFTA_00197398
EFTA01306896
SUBS
Business Services Account
March 2019
Your investment objectives:
YOu have identified the following investment objectives for this account d you have questions
about theSe obiectnes. disagree with them, or wish to change them. please contact you
Financial Advisor or Oraxh Manager. You can find a full description of the alternative
Bluestone,' of echves in Impatantintomlatron about Kew statement at the end of tins
document.
Account name:
MAX FOUNDATION
friendly account name: MAX FO
AVON
Account number.
Your retest objective:
Caput appreciation
Your risk profile:
Primary - Modwate
Investment eligibility consideration - NOnt selected
Your account instructions
• You account cost bass default closing method is APO. Fist In, lest Out
Your Illetiodel Advisor.
SCOTT STACK MAIILVIE CASRIEL
AnnIX03001074878 HP7000120284 Man 0319 OPOCCCOS 103010
Page 4 of
SONY_GM_00324624
EFTA_00197399
EFTA01306897
SUBS
Business Services Account
Your assets
Account name:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Some or Ca. ,nccere aid(orral taws slams may be 4:0(00wie. As a its4a. flans aM Imes mar col
tie &wisely reflected See Important Afcernereco eboutweestatenoera a the end of ths caumert for
etre eicrenence
Cash
Cash and money balances
Con arx/ moms bo., -; era .nca avalabie cat. balanies UBS Bank USA Otani account balances.
UBS FDC Mural slogan MN Barnes. UBS AG Stamford Branch decant account Waxes and nroney
meal mut al I und lotto telanCes
See the aportant Nlofmanon aixwit)our stattoent at the end at this document foe Wats about ttose
Wan°,
Honing
Lies BANE USA 85)5 ACCT
Your total assets
Your Ream:id Advisor:
SCOTT STACK MAJMNLE CASMEL
1)85 Bent USA and an Via FOC Insured Rogon Bank davit atone babas are Insured by the FDIC Winn
axiltabli l mts. NA ate not mimed by SITC UBS AG Stamford Blanch deposit account Warms ale not natal
by f OIC aid are not snotemo by
facet market Steep tolanCeS are pecetned by SK brat ase Mt raved by
the FCC
caner) balance
Clang batiste
Mercer snare
Average
Dada.° Moat
Days n
on Mar I (S)
on Mat 29(S)
on Mar 29 (5)
ram
period
paned
Ca mount (5)
977.53
977 81
250)7C0.00
FrecCentage
COSI
Blimatal
Untainted
Vare on Mar 29(3)
your account
bald (I)
armee Interne (SI
wino( IOSS(S)
cash
Total
$977.81
100.00%
$977.81
Cash and money balances
97731
10000%
97781
Account activity this month
for more Amman about tie pike value snoops lot muscled saunas. at woofrant fawner:a aboa
put aatement a the am of INS dell anent
Dale
Actiery
sour
Nanny
Description
expense code
face olue
fecal/aka (I)
Cash
amount (1)
Cash and
money Nana (1)
lib 28
Casts and money balance
$97733
Marl
interest
UBS RANI USA BUSINESS ACCOUNT AS CG 03/06, 19
28
977.81
Mar 29
Closing cash and money balance
8977.81
AnD7C00300I 074829 NeT000I 20284 00001 0319GCCOCCCO3
00010
Page 5 of 6
SDNY_GM_00324625
EFTA_00197400
EFTA01306898
taUBS
Business Services Account
March 2019
Account activity this month «oniinvedi
Account name:
MAX FOI/NDAPON
friendly account name' MAX K)UNDADON
Account number
Your Pinned.' Advisor:
SCOTT STACKMANIXLE CASR1EL
Cele
Allftity
OtS(Itydcal
amount II)
Money balana aaivitias
Feb 28
Palen forward
$97753
Mar 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS CF 03/06/19
028
Mar 29
Closing UPS lank USA Busmen Account
The UBS Bank USA fuoness Account is your penury Sweep Option.
6977.11t
A P70033001074880
n
HP70001202134 MO 0319 =COMO
End of statement for account number
=no
►age 6 of 6
SDNY_GM_00324828
EF1'A_00197401
EFTA01306899
Important information about your statement
ISS fnmelSarrect et. (Me firma UBS Finartcul
Sonoma, o a member of al propel teorty, ormcdty
and options «hanges UTIS binomial Santa and LEG
Bart USA are naked 'babas cd UPS AG rd
ablates of U35 Searites U.0 the Fim'i
statement n nibble spr mount the Fein's anoint
ditt at at
L1TS Fare' Senior etc.
1200 Bata Boulrerd
Weeharden ål)020136
IM dell(rwal ladoKantcyhe onn, oltkial %odd Pt "ant
LB'S Farcial Sent (I rOunt 0th.. ranlecd. +tea
offal la clownerts. <canna correcting claarltdd
rob relied Lan l you beta. tue 6 al err« of
«acorn, peer iepat t erteredotely n writing ti the
Berth ~can of the office wren; >as axon
Alaou.r al I art dawn re Monad yob* amnia.
Aare* dot* dad not be toed fa ta ~es
Poly
etyseerned ten Icinnts Pe. Form 1099. Sae.
1
tic )vbfn Frang
lar ream the Fern it
ronured by taw 1o.Ø tote atS alto:dd. drnfera,
reportable n:ntaabb cfr•dends and table retest
caned al murakt, htid n your accul. net frotet4f
on sele barer CM. and (cot bill, On Sedan <Quailed
steng
Carenunatione Nibro the Fir
• lia sae et.confiren an, 014 carrunrabons i, vertr9
to further voted M., ntin. rt1ca9 pow
n
er
tear the Senates daslaPr00000
p
• II ell0firtilhOl reClautal on tie up lea el lee freed
of On slate~ is not PBS FelreCial 5100444. LES
runc.al Sams cartes your ~um at <boom
Ø« by rarer*
with the rickat‘d mina en
We nformed you d the retaBott
evened the rani h Bal
>Pt (tall and
*codes a located al UBS f maul Somas ard rya
Vle invocarn bider. and >a mel nuke a ',ton
of nonce a ononron lo both ferns
• Az deviated n te rant artments, you mat
nidy lo ot any err. or Bad errobrig dwelt
tenoned on your tiomens solhn 30 days rer n was
malodor ad. oval**
• nose 4,00 ~ones ~plant. Ca nynes to the
ern's Chem larns ~ant
a 201.352 • I 60a
a attire. r B30.35.9103. FAD A.M. ton.®
IT Made, those Folly, a .n ant red to L85
Trurxel Street, kc.. (lent Relive Ørnen.
PO. Bo. 766 then Cly. 14 107087.
• Al statements shall be darned correlate ad atone
å not *betted to n anted within 60 days
• tot TTY serval. CA814412.09% ot fromWade
theUS 0.1121)1.752.149S
• hose of anon a ~Pant sØ an electrons
lack transfer (Ult bill parent or 1.13S Vow* den
cad transactiat, cal SOO-762.1000. Of write to UPS
~col Swat arc.. ICCO Harbor BM, 6th kor.
Werra^ NI 07006, Ann MASSA Sweet
Calla write a soon a )w <an. 4>a Lot sat
statement a incept 6 twirl or 4 you need more
nionnetors Coo a twister an the statement a
re/e04 Ille Fern or Card Ins fat applable)mai
her horna no tat« tun 60 day, ria tn. firm
Call tar ev. lest ciatamcce ces*Awh the Era or
Problem Cowed
--- horde >as nave rd roast nente d arry>
- Darr be the rot or the wander y:u se tatta.
about and npLin as der/ as you can %eh/ >co
Mew n K an fa& a why >Oa PPE inn
rionnelleCh
- Wade &toddle rant of he wadedera
The Fenn or Cad ban ail reettate your carols*
and WI erect ary
prarettb• fa ropedaeon
~no
LEK Vefoodebn cad transactons. d ~tan
more ihr 10 banns days 10 do he, we will «sole
you rant fa IA.anent you thee it n rot. tollral
you wit Nan the use of Nmoney dun; Ow time
taes into complete as enellgilian
Neer malt all chars payable to therm or the
financial nfirksion edosed an Pe from of ra
arrant In additionto nods ray
feet accounts
may be P.Iptet tomann~ lei. data la Ire
parent tor secure« Nathan and thanes fa u-patl
rasa n ash ocean A«ares mr ate transferred
toaler inlieulph may be sub/Kett> a order let
opacas
Les oifien cofion,
»~.,
fah Rant, so birk
deposit account at non-deleted bats and ablated
benet and weer Mina nauel lads <Money ;staid.
Depot< X0Pern ål LB5 Ba* LISA and an. alined
banes partnatag n the UPS Kg lined Deposit
Program rFOCroard n accordance ~Fir( rule:
ror man rdomnhon, obaw ea we* Idcga. 0.0011
410114" at Les AG %mead Bar ad sham el
Wray rah ae not ivied by Ow IOC
Lint dears are not protected by SITC Monry Fad
renn re protected by SW( See "LOS lard Setae
Storm, ~on'
below.
taw. >oke reaest barn en tio bark Ocurc may be
wrendrate. ard than ot a Wray Tad may be
ladated rd the aired, returned to >a >as
1~405 WW1
Fate ~on
tat anti* snoop options.
nckolino <untie ettint (del and yitlds. is nobble el
www LOS ocntweepyinlas, horny's, erannalkhiscr
a by yang 800 262-10)0
Les f ia,ml Son las account protection
Pe Fem 'fomenter of Inie Sauer we.:by Prcocion
Contrition (WC). ?dds VOledl YOurawn cuncerons
cl as intirbe is sal to 11.00.000 Tr hard 12SCOX.) for
clam fa cash) fetlaway bin:chute ~bible soon
noen aen woe as old ile SIP( awl "'dear
Brit col, to 411 r orb that >a hold in a petals
elaseleY
Therm, loptthe aith conan *dais% ha*,
~chased supplemental rare
We moan^
oar
pbrabk to ratableder" adeeneb under
the prolechon e ISCOmllat as of Dart« 10. 2016
Same! r Myopic? corsaisx6 and Imitators,. Can at
tit tam n knew snoleded ta sp to SI 9 melon in its
aBT~e for al >ay atamr bed in a pain »,
cape ty. A ful coy ~poky wa-drg it :rabbet
con rewert
tatter the SIC pardon me the ~real
acted«, cob to:
• Cron batted awn ~died by (ad ridded en
Y0'S acoua vatelat fieldaway Irons UPS Natal
Seniors kw eink orlon CO mutate octants,
na.de0 wsebb, ~tot. re lihNfts
krb too:owed n the rare of the ram held« on
the bed, of the oem a Urfa art>,
• hatman <snares% a rattmoe raciest, (e 0.
lensed pertnnahass ard Pend° Phoneme "I re
not encored snake the Ssoontin Act of 1971,
• Commorre <arm (etg, feria ...charge and
preens nn/taw-esla, nydag kart antra%
ad 1~
PPP, comp's. ad
• Depose accounts(eaca connotes ce dean«) a LBS
Ba* LISA. UBS AG U S larches and bras n te
FDK hurl )wen Proyern
Te SJPC protolon and the sidoWnenial pronto" 00
PP atria to thaw assets eden if they arm« ram
«nyo adamants We SlIC protecton and the
supplemental orot«tion dana Pinallel *pond dugt
it the market volt of you restmens (whether at a
eeau ol market movement. rat baknpeeya
othavynel
Dividend %imaginer %g ran (DFM
The «see reflected et an swage ace. 00J may dean
the actual ace kan you Iarc la &Omer Ont, strok
that me of. '<bawd under DRIP. prat ,hat hill be
fold and the tar will be defamed n yoa want The
dwdendreesearm price 0/01/10P by the 66.61 mat
dall hon the mykt ate al 0,40(h 1110 INIMel ~el
re %PI
Cash-indieu
0 */ wholetenet maY be held
yos coal
d you r
«Mad toa pane, use at a vault of å dmadond
or ~set.
Ow Fenn wit &the WI pen el rat al
mata area a 04«10
Onernted try a
regsta<d <bu' v szaty. arc kteda yar KCP.rd
~nor
objective'
the ~carrot *tarter rein* ',Sib are trait to
hhh account and may day barer yxe rasa
Per rvne the Fern pronabr n wring ed
precare caLvige 4, >Ca hard Maker a
41000rpe ~bpi
for each rount fat you
<hoot* or. of Ow following resonant dajaten
• Proace Current Income anystmeres seekno the
errata , of rant orb
• Aram, CaptatAopenann ~intents wean)
gionth of aerial laIlw than the ~rah:nod
ear
• Pro.da Combnann of wont ~Cara
Appreoron antatrems seeking tads the peneration
of tame and growth of psinndil
Owe& risk woe«
• Coranre
0? marlphalP
reth
kin rid, mid %dray to the wart oral. men
tut mere the 4(COP0 Chef not gene,* >enfant
rant a runt and m ay non laio pre nth
irtlaton
• Mod•ore Wang to accept tone ma to papal and
batman scent Watley Ha ear« rant
• Asefazw, Wilig to =Kt e.qr rid. to Tnix*kl rd
no rabble, to vat tor rant or lent
• frnantantfraney Comdr.!~ I tactod, a
paten of the pricedlot tat roue may isode
comply. tarmac" Unwed loudrty and gene
valiant!
Statenwm Tousaliekrintr
We may conua-ditt all feta•,eO want ~as
rot,
the tame admires n the tame enakse. e.g. because
they here *fern sto ro amen pie aeccuM
talromt,of v./bother dents el the tar edIress I
>a prefer to recent tnd fad 113Iemeell mailed re
wan. •41,01004:4, you may clodno hamatibloo by
calegyos infra Adma
Friendly coma name
Me ;reedit account Arne 0 fl ustcanstable •rakrarre•
chosen by you to art you wit, your reaidtenana k
la no legal «lea on you accost is not rtenad to
felled ny raw. prod-at recorrnweanr.
• warnent *rte. a rei mac atcattd wet. pots
POW,. ard o not a pron« or wares that wratt
a any Inn<ial neut‘ ora wit br aneord. Al
enoommtt ensdva
Ns cl tnn, ayanIncjito alp of
lots of the art etanarant You <an <King, tan
PriencRs acnnt nano throup Onto. ~et
a by
(nntactro rid Seasonal Adana
Amin t —in•
• vatic of you anoundpartfolb Net d awls ad
• Aapri. Muhl Palk* oak. barn valet fa
rnradtecontf (eft), rd Global Ter Darr;
armload arts to ~kn. and Chilli OMPI not held
by the Pam Don not veldt uviced atositielabets
at the and cd te Ør and Cuhltle aalrrnr prods. a
roam, nentmaeld ~ad
Slat *anon and
aroabfa nod wont
• (.utdros tvisclei debit Idiot" ~ring
merge.
loans. <real Ire, that scare ~cot
• Cash,roney War: Total of ~wood aolabb
cathedra, pla depoet Lariat al rubed rd
nratfård bait and moray maim masa lund
sweep batmen. at the date d the sta
ri wed
hlonionenolty Ise wed. barites n)Pr aPOP4 are
no
from other bares end One fern entry
toe sydd thew fint ner adnary teused to
tarots These tint re payable con your cirri.
Dv, total e exaltd m the «unnt prod cbang value
bading irefaretien
fa detailed Manton onto Omit lendng practices
atl dalcoun refer to >as Clore Retitiornhp
&gatemen! a 010)Plt 0.7~1 and **Girlies,
Tent rd Grata% LIEtS karnent oe Credit Trinket
salable nAremerta and 0ucØ
el wen.
ar.,
SDNY_GM_00324627
EFTA 00197402
EFTA01306900
Important information about your statement ussionsoo
Vow sea
Your xatemem ~es
storeys and other 'rats hoed
nth. accord at the end of to statement grad YOU
rial at fa *hay a luly pad aorta
xso, en*
You may Wane tatted*. usad at loan camera/ ale
Men any baba* due colleen Ary seta t et,
wandered to the f irrn dreg the statement peard
Wed at InPla yak* al a the end o# the statement
penal
• ~bap.
In date/morn the Mt ban oft*
secLobes included es Ins statement. *here evicaod
ede the neat«
LeS Frontal Sena« hat robed
Natestes Maned lrom source caber Own LIS
f nand Sense" rdedrg racernatran Iran another
Irma the you may NI...pomadedto you Finaal
Mawr The Pen does not ndeparckntfy ~Ay a
~Inlet
the Ko..recy ce var.,*
cm
an/ elorerutas
pronded
sorces other than LeS hunted Sews«.
Is Adhere athough LeS Friax al Serval, genera
ratan* try nearnatrm as h o mewed the Fero
does rot vow* any asnoen that the ularnaixe
~Cost
base a-d • tan leed girlies,' is
imam* at of do dated this «remora. At ouch,
please ob not fey on tit riam*cna
make
prehase a sale deem:" See la• maze a
°therms* Aasons transferred tote few nay
telloct gar/kan Manalen only for to period of
time they se bob at lee Fern, More hotarcal
ontenxcn can be added by par Fevgal Adeta
• Unrealized gainblossas Mies deals awdabk,
estimated unedited gen nosses are </Waned la
nductut storey lots the unman
data for
minlaat lts rmy or may nte rol kit carenstant
draw 'ida oxwmy reorgan.tagron tenet
Orodend and other reru~
lots ant spun<
perch's* bs re each (canned to disLyro
aewagad lot Tea Trade date' (darm peasants the
anuenn pa* dale
• Callable anueltias Bads"! gmbeed dock that
the ^wet cab for *eV ~on
wit be wleted
~all/
by lot kom arson; al seines cd that
eat bed n out rum, a n name** name Ia car
<lamb Cal kart ~toms
obtained kom Ord
palm ard as rosary rs not patateed Other <SI
letten moy evnt shah cola aart yekt. ample*
Mars
write ponied exon 'vaunt
• Maaltel.
hete 'OM forward*, and Other
dattellt maybe hop« or bee "anew price that
>annuli am*
wawa n to market trat xis
itaxantd Irem repay tied Piny %VC ay which we
heir., to be ratable. bie eet 03 not parent. ter
accteacy.
- We genera* use to <bang peke when ~Labia or
the memo/ the bet and mi.. pekes la aged
590,4t4 and options a - only bid aces la OTC
seoritot
- tea whey traded anima may beBroad taw» a
vakaton mxbl or the 'non roam price we
oteaned ani new not reflect an actual make trice
a Wk.?
- Crean poshkes enter appear without a peke and
veal show as 'ace wand ~lane
d we ere
knob* to ebb. a Vat Ia
OW0: tt a Kasbef anallnaal n <Vreetel
Other tan en. dotes ao relkdel at the ~hang*
rate asdl tbr gagmen date
- For °eaten wawa, dalmg n rancortormna
denomnstens, award prep
(lace valud new
tow been teased to hobs* papa walolm.
To Main *rem quotacea. when nib*.
<vitae,
sat Fnandtal Aiwa.
• Potato innolmenta and ~ad
~duets.
Private nastam seessnas (raldrg deal
Write* en Program aid teal ntegt ~awl
trust
manes) ard greased ~es
re gamily hap,
Axed Cart n a a Lred g at
hare not been
nerved wol the Sore en and Tzar";
Connote° a u -dee my sale ~the% Ian, We
poesy estimated al"
tor pan% ma/ma
learatt ad ~tied
aortas fa nicernaficng
Ilapa44 an* AZAVIO/ 4 not ~owed
- Thew vd.res may Odle stkneintani, Iran Peg"
any, **loth a pirate nerffinent tal
ce
'Patti** productmal bebaste ce
awl do
not neessady maestro the sate you mw wee
taxes Soudanon.
- Bird party estmeles of ate se at Ca *cedars
deb and are supple:110 UPS gamma, Stevan on a
ropy*. base by as rdapenkre 'Marion fun
- tame. great pr mar a spantor patnaud value.
day, teete
SKI to to Frm by the moat
"twat panne' or sponsor and may be catenated
bawd cn Mee< nhernean ban that used by
tadpoles to demo ter slanted *Sun
- You can drain add!~
Hammon regrefrg
,,,,te~ey
used to deteneene the est.** ol
aloe and the date of to sacenution that is the
bun Ice the «taut* by mot run yea Fnotatl
telnar
- Tnrd party onenaled values maybe rehear:1as
'esa prod' n steal IstuatOrt Vahan a,
a:4N~
valuZon Inn has rot SeCrilad a
enable It
vale ~we
became mere
tat a maenad rent his awned tat riveodd
PreaxOte reloaded rule Imo eueston, ce when a
ado, mr.Id be hrolay speaker., dat to the naive
ti the >aunty.
- When flotsam an our, genial partner of cp:nace
Metaled oaks nor a ~darts
eantated wag is
prowded. the vat* of te mosey wit be &dead
from es 'archive once
- 'emoted am to date may Mule aasnol
opt* ncane a both
▪ 'Onnrui una site represents the neat calving
pane pee tin and ~Me
reflect yeas <pubes',
- DP? ani Wined KIT sasees re not lasdm a
neohl NOY. C. Mane, and re cientrah
dload and even l they can be sold, the phis
rayed may be Ins tan to per shre ranted
value proakd ei the XCCISI °Mann
• Raeriotad meats. Redneted Gaat« "moray
are not oxen atorble hor petalf sale LEtSFna-oul
Sava" *PK the mirk« once of te armstrend dab
o# Ms sane slue as an espied yam la te
mantled steak for papaws of Ni Jai/mental., To
***dent ihst tetra led setae es re *bath lor sale,
the value reamedmay be
less thin he
reputed vale toen.
• Est (estimated) :loam went yields and rates
An estrum ot erns/ mane ri beset. current
&aim/ ad ~alto,
ammop the weenies wit
be heb fa ene yea kom statement dale a stil
finely The «maw c cry a gudelne, money
ad centime, no:~ am• not guaranteed
Estrnrel ~al
near* and cement yob la
<elan Wet of ~ion
<odd include are"
of
torracol a capital pent n Mich care the eo
interne and taunt WHO would be overstated.
- blinded armall axone and aired yield and the
awl aeon and yerld anti be bone or here
than the etenstel snores
- An annul* of anaktod ncornaBtedord ardor
interest) dmied by the orient market
suldavene balance e bred on the last dvdond
or meet payment made by the mow and
Johann tee aCtsPirldep011s wet be hob krone
ry kan the te /Mental date a untilmin".
Amory rdortnurd yeb se not gunned.
• Anew not hold by MIS financial Serrioate. Cereal
Watt
na held by the Ira and not *rem the
inWs ~sat
or °rant These asses re
displayed on >as naterne! for Sonnies:eV
()Loot« sly heions and vats pardelted tee
voided by to nsurg hen ues ~tat
Sweats a
not rospantaa fee the nionnaten ad donna
Guerin es aecurry. Rine assets are not yodeled
by WC a the Ferns tra denental SPC coverage
• Revenue sharing and additianal amptawatioa
- M *Milanto cane:mom on salts .rd 17b. I lets
maned nee/meta, web the diserkerton of mutual
fundstoas dents we id
ea or asair,* ratio*
neat* tang parents Iran &wanton ardor
admen of en> nttual tint tat wo sol the
stasis ate !aced en two ~rant orrpanamst
the rote
of sales by tie S oe a pancular maul
Id) tat*/ low <beats, and Gd lea asset vatted a
>Mauls mutual fend langs shares held .0 the
fen
- We "Sow Pt hale also reeve newodin and
antibus paean; lees ineons-0er~ for transfer
nerd cacao VW M provide to the manual hals.
Iheto foot gear" repaid frees errata ascot ei
t e mewl had and we a head dolls "tea
bawd
en thereat.« of accoses at **broker-dealer
hcbrg metal knds d the lurdlamly
- In addeir, to eciernatecns wend in correction
wit te sale or Okada/lion of amity contracts ad
era mestnwel had units los
dens, we ads
as aflame It« ~/~lelhIliCKI
<corPermet01
ken may of the ~awe care.'*
undemenng
the arnuity oraracce, Aimee cé the nosance
amain*, a sponsors of the oase "KNISH liudt
wt delft**
- n addeisr, to 0:MIMS•SnnettMd Iran the
astute and tab ci hite,hares sell. we idea
situate ream? n asvettsawd **rat *win,
payment fromMenShire chub-don. as well as
fundino for lahria tatty 60440a/sent, training ad
educator,
- Ces *limes aha ream naming arrisIcen ad
ote«arpensaban from rravalhiedi sd reara-ce
corp.:nos seam point
aso darde
-
tee* componsae wk.:enUM Bra. USA, LeS
AG Suredord Chinch a-do:n.41, 4~
barks
tee.. , our cash harp ern rns
anyensxon may be a moon* pa scam fee ce
mw be a percentaged swage dart depten
teal axes
Activity
nfoneution rogsdna cenernMan and ether ~on
incurred n cornedion on Itt the weoacn of vas.
n ek-rdeg pion ertsreis has been secluded on
cateruhons prenany forms/rod to rem. and all be
Pronded to ster rowdy cnrecaod
Short sang
II you re <and
e, short wing nanny, you may
mu a char eta 10 <slain barmen, costs fa the
pato,tv security.
Open orders
Pogadrg open or 'ixod idlancekt cedes tat
ewe not eacual by the namem dale, open buy and
sell slop wan se reducedby the amoral Ot etedonds
or errs en re eednidexls or eiiris date unless
nstrueted °taws* by you You re respornbb lor
abn that Mt aélkeled due to >nit false to 0~
toasting ccen ceders
Privacy
To obtan a copy of ete oorent Client hioxy Nuke.
Please contact yew relintial*Occe or vet a
nabate
ai »WrifolaseeS,Invot:et
- LeS nrantialbentse. è noted,* The MY Renren
Sankt: Accure BSA and IlIdA re brokerage
Jimmie *Mesh pea.* Matt 10 bring «ewe and
pedals Wean\ areingements at :Ahmed bras
art mew thadpony birat. and provides access to
Meta
and anreaty Frocks/. issued by ~Hated
thediserty eft
6:moron trout cunt
arty hand"
ol tan Tiunal$wvices kg.
- heeansert, ~tree.
ani snaky proton
- nyt FOIL roved • No bank guarantee May lose vale
- tMA Rasara Ma gemem Aware Busaso
Services Account BSA, MIA and niernauceul Raton°
Manrateent Accost re ream «ad sew< marks cl
I
j trunnal Senecas tw.
- VISA n a regittead Vadanark owned by Una
Vremsberia Sawa Au« inca and used says
Rene the WS los credit <ads a-d the IBS Vila
debt cads am eyed by LOS Sank USA with
Premises from yea USA no aporaltd Mother
trademarks. registered trademarks. serve* marks and
rep:seed service nurks re of ter respecter
companies
LIBS Fikandal Swim Me
tee 201110
SDNY_GM_00324628
EFTA_00
197403
EFTA01306901
UBS
UBS Financial Services ric
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 101 7 1-CCO2
rearacColos991 Nig VI 0
Account name: `.14tX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your 15 naarial Advisor:
SCOTT STACKMANLYLE CASRIFL
Phone
Questions about your statement?
Call your Financial Advisor or the
Resourceline at 830.762.1000.
account 029023661.
Malt oar wiebrite:
www itoscorrifnanciakennces
items for your attention
. i-ielp protect yourself From haul and
reMCW bank, credit card. and brokerage
statements regularly. Also. get your free
credit report nwally horn
www.annuakreditreport. corn
Value of your account
Business Services Account
April 2019
MAX FOUNDATION
on March 29 al
on April 30 al
YOLK' assets
977 81
978 10
Your liabilities
000
000
Value of your account
$977.81
Tracking the value of your account
5978.10
23I12
5,2302
.239.2
1 243 3 —
9969
•
997.6
•
sin, •
Dec 2014
Dec 2015
Dec 7016
Der ki 7
Dec 2018
Mx 12019
41 2019
Sources of your account growth
during 2019
Value 01 rOUt 8count
alyez end 2018
Vourimeuwentretum:
Orudend and
interest tome
Change in
marlet value
Value of your occult
on Apr 34 2019
397691
SI 19
$000
Member SIPC
ASP700020307C6991 HM0006392902031 0119000000000
CCCCOO
Page 1 of 6
SDNY_OM_00324629
EFTA 00197404
EFTA01306902
*UBS
Business Services Account
April 2019
Your account balance sheet
Summary of your assets
Value on
April 30(11
Percentage of
your aOCeleit
A
Cash and money balances
978 10
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
0.00%
D
Fused income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
MAX FOuNOATION
Friendly account name. MAX FOUNDATION
Account number.
•
Total assets
0.00%
Value of your account
5978.10
100.00%
$978.10
Your current asset allocation
A
Eye on the markets
See
S&P 500
Your Anent:id Advisor:
SCOTT STACK MANLYLE CASPIEt.
• Cash and money balances may include
avalable cash balances, 0BS Bank VSA deposit
account, u8S FCC Insured Deposit Program Bank
accounts. VBS AG Stamford Branch deposit
account balances and money market mutual he'd
sweep balances See the important information
about you/ statement on the last two pages of
this statement for detals about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2019
3-month Treasury bills 2 38%
One-month LIBOR 2.48%
Percentage change
Apri 2019
Year to date
405%
18.25%
3.99%
18.60%
2.91%
13.33%
0.03%
2.97%
Atea/002O30, 09392 rin000063929 0CO0I Cul 9 CC0C0X0SCOOOCO
Par 2 of 6
SDNY_GM_00324630
EF1'A_00197405
EFTA01306903
Business Services Account
UBS
A
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account nametMAX FOUNDATION
Account number.
April 2019 en
Year to date IS)
Opening account value
Dividend and interest iacome
$977.81
$976.91
0.29
1 19
dosing account value
$978.10
$978.10
Dividend and interest income earned
for Du DORI d< thS gattreient latatilky Cl Inserts' and tandend bean< has teen delertnned Item a VS
tar Iepoling petspective Bated icon the residence of the account noldec account gee. ot pro0.el Ice.
Kinkelmerest antler Ovilendarymtnn they not be Amen 10 Urged WIN rust enact awn° alio (aft)
Won* ton The dere Monthly gagmen Is rot Intended to be used end cannel be eked t
kir lea
Fu Tows. Clank should Wet to the nista tat fop:ding forms they native I icm UBS annualt such as
the forms 10:9 and the Fairs 480, lot La reporting infamatcn n 1f the practice of UBS to IN the
ciplocatie tat repeat"; loans lath the US Mlernal Raente Strafe acv! PR Treasury DeOadenea. and in
such lams acckrady clx2fy dreamt/ ardor ireercot star ecerria or lacable exam nest torraA your
Inclgclual tar pa:tater.
Cash activity summary
See ACCO4OO activity Our month Ice Wait fteartecm your Sweep Op= re tricluckd in the opening and
darn; Maims vats FOC traurance Accies to &poets at UBS Bank USA most banks partcPear9 .11
UBSFOIC Muted Deposit FTegein. n does not aaCiy10 ClegOsiry al UBS AG. Pardo &Web 51K
protreton awes to money Maatt :weep fund hddingt but not Am* &pads Seeimporeane inbematon
about your theemere an theist Nee pokes d t M docunent kr Wats.
April 2019 (Si
Year to date (5)
Opening balances
$977.81
$976.91
Addtions
Dividend and interest ncome
0.29
19
Total additions
$0.29
$1.19
Net cash lbw
$0.29
$1.19
dosing balances
$978.10
$978.10
Your Reasmial Advisor:
SCOTT STACK MAATLYLE CASRIEL
UBS Bank USA Business Account APY
April 2019 (5)
Year to date (3)
brerest period Mar 7 - Apr 4
Taxable interest
029
094
Opening UBS Bank USA Business balance Mar 7
5977 81
Total current year
$0.29
$0.94
Closing UBS Bank USA Business balance Apr 4
1978 10
Pror year adjustment
000
025
Number of days in merest period
29
Total dividend & interest
$0.29
$1.19
Average daily balance
1977.81
Interest earned
$0 .29
Annual percentage yield earned
0.37%
Ae970002000705613 MI00006392900031 Olt 9000000000
°COMO
Page 3 of 6
SDNY_GM_00324631
EFTA_00197406
EFTA01306904
UBS
Business Services Account
April 2019
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about theSt objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Oraxh Manager. YOU can find a full description of the alternative
nuestmeni of
in Important atematron about wor statement at the end of thrs
document.
Account norm:
MAX FOUNDATION
Friendly account name:MAX FO
ATION
Account number:
Your recurs objective:
Capul approcianon
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost bass default closing method is RIO. First In, In Out.
Your rimancisi Advisor:
SCOTT STACKMANLYIE CANNEL
AnflaC0a2000T0S694 WT0000639290000] oil 9000000
Page 0 of 6
SDNY_GM_00324632
EF1'A_00197407
EFTA01306905
SUBS
Business Services Account
April 2019
Your assets
Account name:
MAX FOUNDATION
Friendly account name:MAX FOUNDATION
Account number.
Some prtts, mote MO ewer(' dues :hewn may te doorcuirrole As armlet Gomm andtosses nmr sal
be excurAely reflected See important Arotmatron Mont your statement S the entl of this dxwtert for
wore Infonnediott
Cash
Cash and money balances
Cam JAI wanly balance may *Ida evade cash balarres. UBS Bank USA anew account tiataoces.
UBS F Cc( Muted Rogan Sant (Warms. UBS AG Stamford Branch of moot account Waves and n-oney
mykel mlua I und sweep taxes.
Set the important AnYinabOn atoot)ou StOteaent at the end ca this document fof detats about Mdse
Nantes.
Hokin'?
UBS BANE USA BUS ACCT
Vow total assets
Voir Noun:id Advisor:
SCOTT STACK MANLYLE CASRIEL
UBS Balk USA and ill UBS etc insured ROgtm Bank depOSIt account betimes Me Insured by the 10K wIlNn
an:citable i mos. but an not peened by WC UBS AG Stamford Branch deposit account Waxes at not Oftiltd
by FDIC arc ale not protected by 9PC /lofty market Sweep b31811(eS are preludedby SiC but de not 'flitted Cy
the FCC
°tering Nance
ciosinotiaince
filfe per share
Avesage
Calder.° Inleres1
D.Sr in
on Apt 1 (I)
co Apt 30 (1)
on ro30(S)
tee
peeled
Pena/
Cfp amount (S)
977.81
978 10
250)000.00
Percentage cr
Cost
Bernatecl
Unceadized
Value on Apt 3Q($)
sour account
basis (51
amid income (51
vino( loss(/)
Cash
Total
$976.10
100.00%
3978.10
Cash and money balances
978.10
10000%
978.10
Account activity this month
for more infoonsion about tee Wel Wilde ShOtell for rcnncledtecultes, see Woottont olormahan about
your statement S the !Ad ol this Ox sow,
You.
Ontorry
Date
Actsly
Description
expense code
Face vdue
Mar 29
Apr 5
interest
UBS PAW USA BUSINESS ACCOUNT ASCE 0404119
29
918.10
Apr30
Pixelvalsie(9
Cash
Cash and
amount (1)
money Nance (t)
Cash and money balance
9977.$1
Closing cash and money balance
9978.10
AuP70002000701.995Nee0000639290003I 011900000M00
COODX.
Pogo S of 6
SDNY_GM_00324633
EFI'A_00197408
EFTA01306906
SUBS
April
Business Services Account
20
Account activity this month (continued)
Ode
Moan balance naivitin
Mar 29
Balancer toward
$97711
Attnity
Account name:
MAX FOUNDATION
Friendly account name' MAX FOUNDATION
Account number.
Your Financial Advisor:
SCOTT STACKMANLYIE CASRIEL
Nscrbeco
Amount II/
Apr 5
Deposit
1./EIS BANK USA BUSINESS ACCOUNT AS OF 04/04119
029
Aid 30
Closing UPS Bonk USA Sus moss Account
The UBS Bank USA Fulness AcCaot 2 your penury Mete %ton.
$975.10
A tenooncoN6e96 trocoo63929oxo pit 9000000000
End of statement for account number
0CCC00
►ogo 6 of 6
SDNY_GM_00324634
EFTA_00197409
EFTA01306907
Important information about your statement
LOS Francis' Semmes Ix. (the firmer USX Finned
Servant et a muter ol al octopi assn, cownxity
and arias mehahaes LOS hereof Sohnos and LOS
Bari, USA an rdeect se-bsciartesct LOS A6 rod
ifitalm of WS Secutees1LC Merin
.; renal
statement es hobble tor request Therein's orcutro
often we at
LOS Farmel SInICH
1200 Raton Boulevard
Weehroden N/02COS
IM elarldovell nhte•i•ntc to ors ohaul fOCCect of ybf
LBS r fl annel Semen ac<ount Olhor reccedS. 009!
*NOW clocurerti fonleeing cantina clatitshaid
rot be relief Wen F you balms. them 6 react a
anapon. plea* repat a werredutely n errand to the
Bergh Manson of as office sera; 'ea cgcount
Alta*
atfouree therm we Melded tOb• at(rale
stelemere data toil
not be err ter La rowan rely
ta:eysonriand
lone+, be. form 1099. 5498.
I
Inc) wten Van,
Sax tax worn the inn n
mound by I
t he Opal let* RS Auntie &Mends.
reoortabh or -Webb dnedends and !stable Meets
tamed on sectentai held a sour accent. net CrOdetlf
as tie Neer cm. w4 toil base on erten coveted
ones nits
Communkarliena with the Finn
• nem re.coefirm and sal carennorbons se vetting
tofurl/we prate you , rit.O. ro b-6, 3 you re
cedar dm 54<yd es Vuribar Protecteel All CS A)
• If the enamel rowan on the up left ci te from
of teed014VMM enor LES Farina Sleet... 1.85
MANI SHWAS cartes you xcoum at ihanno
teokfr by rarer*
•vih the rekaud fel &A en
'doused load the relleOnria hhnyar
OPteeellet.6404(asil h to Ole. IOU lade and
'nudes re located t UBS Carnal Snakes and rot
Ihe eirocicrg Dicta, and 'cm met make a report
of flans
a amnion to both ferns
• As drirbed n to acoccol nutments. you mat
eddy us of any mos or need nerolormdvels
reflected en your slabonent teethe. 30 days after et was
MAIO a nude available
• Owe Onaci colon*. <teiplirdi a Mind to the
ern% Cleni tetanal. Cuointunt at 201-)S2 • 1659
tol-nee ae 800-35ANI03. (MOM' to 6.00 P PA
IT heady ',weekday, a en Ani co to LOS
Fara.' *eon
. Cleat kir ore Deprive&
PO. Be. 366 wren Cey. Iii 07087.
• Al statements shall be deemed correalete rd aurae
ii not abetted to n rang stabil 60 days
• fa TT' sewn. Called-612.09%ot Irana-Aside
the U.
041201.)57.149S
• heat of Mon a 0....flalS *OA an Nedra
lab Manske (DM bll parent a IRS net debts
cad mansxtens, cal 800-762.1000. or vent to UBS
P am-col Sweet hc.. 1000 Rabor8W. 620 I kor.
Wishes. en, NI 070314 Ann RMNBSA Sauces
Cotta mile as soon as )0J can-fir:ea Ire pa
statement a inept es mono or you need more
Samson abate a transfer at the 'manner+ a
retept The Fern or Cad Issur fat amicable) mast
her Morn yaa no Its than CO days Site We Inn
tell sae eV fed Vatarnied al 'Mehl:toe NYC( Or
Probl em *Pence
- horde ace/ nano rd wear hunter (0 any)
- Dhab the error or the transfer so to crave
about and hpLin melt/Sas yorer eel sal
blew it K an eta a why sae need mat
rionnelica
- horde the data emoted al to Respected error.
The Firm a Cad bps win nee:tore you ampler(
rd WI correct try era prorptb• to sapped erten
na
g LCISVeseackba cad namactom. a we tie
awe that 10 bacons day; to da he, we ma made
yas watt
fee the anon you the* It n mot. so tna
waned hoe the our of ...money dune to tere 4
teen ..610 complete as Medicine:a
Rene malt all tricks payable tote rem or to
fnancial insieLsica edcatedca to Mica cf IM
itiltenent In addeionto regular aCCOull foe.. accounts
maybe 9.berct to mantenrce fees, chnes fa late
payerearn fa secure.; purchases and <fagot fce u -pa4
rant
nail
atoms. Aeccursehz ire et ansternd
tootle/ nodisal4 nu, be 4&blet IOa &nide fee
WS Sweep Optkem
IRS often options fa 'wenn) cash Ranch to bark
depose =arm at noNaillisted bats rd affixed
banet and nay
Market Maui limos (Money heck)
Depose =en.
al LOS Bari, LISA and nr. itleacd
tones panicoseng n the UCK FOC-Meted
Prosram re FCtC-nswedn madame wehDr
i
C rule:
For more riommon. rinse eel nee 'Sere. NOOK
scout at LOS AG Slorlad Bach ad 'hors of
Nary fend Are not awed by The FOC.
Bare &coin are not Pe:dieted bY SRC Morey ren d
Owes ice protected by SIPC See "LOS Inmost Stakes
Atom, . Protectai below.
won at expect Nixon me bark alum may be
ream%
and shams of a limey RANI may be
Iliacliee and the mete& returned to pa craw
Wye es xecyd
Pi-ether 'Memnon *bout mailable sheep options.
ackeing <rent melon rote, andyields. o hatable al
www tin carfsweepwelds. Man yoke insmolAdmscr
a bi <atm SCO 362.1000
MS financial Serekes account protection
The Fan es a member of to Scores nada 'rarer
Ccepaaton (UK). which protects Seturem cuetomen
of es mertben to to SS00.000 (ndafro I254000 for
dorm fa cash) &planetary brochure nobble was
ma" , a lo www $ox erg. Tic SIPC owl Cnalection
lints ;pet toil accoLerts tut yam hold n a preabr
<vanity
The rem Keehn at clean attires, has abo
Padmutd supplemental rosince The rromn.m
amt. payable to adage* clemk colecrob under
the protection it 1500 mileala. Of 04<eltor 10. 2016
Setntcl to the poldy confines end lentleeen. (Mal
'he Fern n further protected to W to SI 9 mace. on the
aggregate fa ail per altOJef held in a articular
carve ey. Aka <coy of the poky werdinp is Amiable
Loon retest
fleeter to SIC warden roe the stopkentreal
peCeleclel cold IO:
• Grua formal huts canratied by (ad addeda
Yaks xldAl vase) tut held away ROM llt5 inancul
Send., do. turret< ct•labo CO any:text geoid%
na.drm yob* notes. and
awn of medial
Ands moaned an* name of the •C(Okal holder on
to to a5 0# the wow a Work? fl eet.,
• Irweamod (coifedn a nwslevell Merest, (e 9.
tinted patnenhps rd prem. placements) that are
not mooned under the Secunten Act of 1931.
• Commocitrot<critacit (e q, fire In **charge rd
prase metal contradict rolled.") keyn centrals
en/ er rettle7 Weis. comraas. and
• Depose accounts °rapt medicates of devout al IBS
Bak LISA. UBS AG U S branches and larva
We
KIK hear Divan Proven
The SIC protector's and the teopiernmial pronto" do
eve apply to these shell men if they cetmayeee coral
onyx.. sidenienh The SIPC protection and the
supplemental prot«tion cb nor poled agarelt changes
in the market mkt of you erwestrneres (white. es a
maul al market movement. ivear bat nrcY
otherwesel
Dividend Reinvesomena Program 03IBT)
The V" *hold
en enr age tea. you may obtain
the actual sae loom yaw Ituasaal&alter Only Mick
awes tee FV (based taie DRIP. partial shoes well be
sold rd the cads wit be &paned a you ecco-nt lye
&raked renniment price Roofed
IN the nue. In tl
diner hem the mien prat at earth to oral shams
retold
Caehiniieta
01 / %MolttellsMON held m dos ware
t you ne
ertIlled Loa paletulk a a amen of a &Mend wnere
or ~roe.
the rem eel elf., 'NI pseud unti at
neck ace a rapt an retie
dettemand tat a
maitnel cterma reeky. rd credit pate OCCOlfill
Immigrant objectives
The reesnrom *beams wed elk profile
specdk to
ere account and nay vary between yca =cut.
ry as teed the Fen prottlAb, .1 *TA mg
ma/
ssyliciee change al ply hand Metal Oe
dreilevre cbtecteho For each account held you
domeore of Mr °bang imminent dajnows
• Prakce CurrentIncome arentmeels velem the
generic. ol name air
• Ache., CoptaiApaweion yaminwits mane
growth of pampa, otter ten
ameamxi
emorne
• Ramos Combnita• of income se•ICAMM
Apprecasten arrestmems 'tang toes the generation
of ("acme and cem•Ah of principal
One 'IN risk peen
• Cervename Seim to fronton mlui peacoat nth
km rid( rd salinity to the mast octal. men if
tae mean the none don not genree remnant
ream ce roans and may not Lap pre erne
.rttih:n
• Modern. Wing to accept some nt to pnecoal and
tole*. Kee W91eyb we Nix
rams
• Andoove Wilioa to accept NO amt b outvote' ale
hqn sobelty to tea ho ("hint ow tent
• frale•••-t(Agotty CanselwAran I selected, a
paten N ci te amid° for Nor acreage my Include
Olerplee tualecart, lowed hanlay and tin'
vedette!
Sta
llouseeliontr
We may ccaso-otble at reteed eccouni stawrets we.
the same *flees
she same ernekoe. e
becaute
they hem wenn who ale merman pee saw+
/elate...INN a/holler clot al the care ertIgna
>cm prefer to mane ad rdai statements mailed n
coparato terleiltlen, yet. eery done hcosehablem by
eaten yae instal Mama
Priwwly Kinn
name
Me Helen, account nature Sluedendable •ruckruered
chasm by you to asset you wits your reoofdlueprla t
by no kcol effect on you accost is not mended to
felled any Wank OeCtldfl, etteenrecedatee.
are
cbjectwe a - re& profile executed Mb you
marls. and o not a pronto of gazette that synth
any Inarmial Ns"
aria will be achered.
eluntresiatt Ow/veteft* oltd.C. et berg to na of
ton of the eras* rtmerrent You <an Change yOte
Frendly rearm names tea*
Caine Senate or by
comacteg rat f nem tat Admor
Amon overview
• ICON Oros accocredpam1/444 Net of assets rid
• Assets Model leelebt.<40104tOldel. vide, fa
'Weekbelledu6te deflated Gobi, Taw Tema;
esmealued mires to market
and(
antes not held
by the Fern Dots not relicle umenced seasihriassels
at the end a dm prior and anent eatenwt proda
aste mestenres. anted dock *pions and
mercdabb ned cram
• Cubist emboli debit balanon. worming maga
loam. nod+ In*. that roan biome'
• CashNonsy Warne: Total of unmoved hobble
cat lama,
p1.4 Oipoor lames al ruined eh/
remalf bated bares, rd norm make naafi
-ad
sweep balsam at the dote of the "tame+ wed
la,ntoewredty het ovdd balances slaw ado:ye re
ad segprxd from other [minxes end the Fan miry
toe ry
thew Fuck me adnry cane ol St
harms Thew hack we payable soon your demand.
Tw late n exIdeclm the cant prod clamp value.
Warp infewersetien
for dared Manion referent° Iran; practices
rd dtcbc.ns ray to tear Clore Rabtacenho
Agennent a lamest toyeNeent and e*Gterited
Tern and Ca.:Mons LOS keennent of Credit Fraction
ratable nAgreem•nt and C•Cx busts
al saw,. u4 a mere a.. rte-ne.tem
SDNY_GM_00324635
EFIA_00197410
EFTA01306908
Important information abs ut yo ur statement (ceulmued)
Vom sta
Vett nitimen ~ei :nisen ad eder anes leid
n the stant :e the end of the liniment Final Yen
rasry ad for *bey cd 'uty pad stavenat ry Inn
You rna raene lintan tad at ban toeseal atar
any batnet dut an e hm Arv wete ne s
fan/med ro the hm dåna the statement passiare
'sted al madet vasa d the end d the statement
per cd
• Can IS
In dettentreng treost baks ol the
savnes murged n len sunementenete .detog
sch the nusle«' I,' ISS Frontal Senat has roled
o, Sonaten <bland hom tonen aha Inn ISS
e ~cd Sagtn.reged.,drunse«han ~ha
lernegs you malehave Ølled to yoa
Adm« Ila Fim don not nd•pankrely vady
~elet the sos xy 'urd,of an/ dormitrm
aronded ty alen other than LGS ?naut Serven.
»inn akhough LES en" Skoren general,
togate, Ihn rdomvti,nw n et mened the Fm
doet roe ande any Jen ne *Vit the etamin:n
~Colt
basn' a-d • ~ed
garflon'e
setts* at os M dra d the natemare At such.
plire do not
on tet riceminn b make
Nedtas.« ule dafne" la lar WI:OSe «
,haveige RICO" Ganske.] totehm nal
fenad {arna. *«halm only loe lx (»raid
leme dry se lad at fe inn More hearcal
nkein3tOntri be .Uded W >as fescal Acktoi
• Unrealirod sainalloner Whan dann notable,
esenatal arena.] aen/Ivan se </kutta:Ikr
nductut savry las the trauden dau for
rdwalutke, my«mry altt rol ad carensseare.
~rc Ytt tevy toorga+:x.cnvenct
Oudend and aha
lett all
~dvs* km ro techn:mened to diab,tare
treard lot Ev' Trade dia' <dann asenet the
0.~
imen63(1.31 lei4e dale
• Callable. .vent*,. Badsrdtrlened mak dut
the etaer alls for esle ~ion
nil be wirseed
~ude by lot kom nag al saunbes d due
mue bed n oms rurn: « n nomne* name lot as
dømt, (sl ~e
~kones °band komet-urd
pren sd es xosacyrs nol ,etageed Othe
lomre my/ enn *ard. aula Stedt sitt. Øla
~on
ml be toneed ~nnou«,
• Priteivalua Preet 6tptayed etttetten sid alte
pratens male be hø« or breer ton the ete tut
youwauld actualipbcon• n the marki! enasie
datanedlnynvargan tadParty1P~ tduch ake
beine to be relabie. bue ra do en gasane Seer
imenexy.
- %Ve genera* ute the <lang peke *hm ~ikle or
Us rend trebad and ait. pekes la åsted
~nem ard op."
crey bilpien
OTC
W,444
- Inc nusle~~~
nuy be pficed henga
webnan meelel a the mon mani pron tve
adined and ~ymt rele« n atal marka tea
or val*
- Celan posilMn nyp sper veisul a ake and
vål show SI pc. ess na selebak' 4 ake
inbid to ebbe, a rna la e ,tvle-
- Otposts «senenes &namna.] n cartrom
*the tron u doen se rellecied Adb ~bnr
rate nal tak sznemern dele
- Fer enten ~nei vedr, n noniodermn;
dencmnsats, pene eld purt ty (lite rake) my
haw ben a:Mad to fanane papt valveten.
To oboene:~ quotatorn. *hen nebb. «nest
leta, Inntil ~or
• Primen invearnents and seraireed produas.
.(Hata ~anm saaarbss (relOna date
curtecutat Mase end reed heldt Minnitel ten
snurte) sed sen-avedatodacts se genera, h4O
dioud («Lin tinxtani grodaas hare not benn
brund wen the Sto-tan and Eichscp
Cammesena vdre>y inte ,tynn Inn Ytt
vorde ettenaled ne" for pinte tentinint
lente., ard ~ard
acdices fa nlorma hem,
Nri»l« enel ilwAkeary 4 nei ,vetoand
- The* vs lure iney eldle• Steefed‘blee/ Ilem aget d
any, at *Ith a enale ~sement sev a
*attved product nun be bourmt a toe sd do
not naesunly term-sere the sals su rna/ bare
tan Souidarton.
- %ed orry ', ennids of enle se at el • anen
date and re sanne,» OBS erureut Serven erta
n9ffs base by an rdnanket valens Inn
- case. ~ai armer cr sponsor enmote
d ry. are ~Sed to te erm by the stak.
general panner a spana tad may be cablated
bendm Utfart mit:annan kan Katt/sed by
thrd penes to dane rer nimated isne,
- Tau tan desin addicnal nfermetoneecenerng
tnte.4.4,,ei used to detten-ne the egnete cl
tube sd the date ot h nIcrwohan thai n the
bens la the «anno by anactrgyea Fnat
A denor
- Ihrd party m«a«d vabel mye reltoned as
'blyt prood' n ~al auaans• Vflei
rd?iNakee valt% on limhal rot Øled e• 6
~tonar
vals nem ake betane isse
enet am/lerka treet tue coosred hat ~olla
Pen~ baneg rale mo ~sea. a akten a
tube nagd be ,okay nautne dut 10 the neve
cd the xtunty
- %tronno/he an «us, 9~14 panner et pace
nanalel nal» ror a ~baste feleeNtlei vag
pos..:k4 n o ula of h penny MI be delsra
from n pachateproe
- 'Ontritut nen to Ose mag netutle reiar, el
ental, Male a toth
▪ 'Onnrui une na' Ønsk das ratal "onn
peke p« Mg, sd mynd relled >na «61 base
- Dit ind a-Med Kfr st-
ret re na tadet a
neitur devig, enthrmae, and re oensay
ilicmci sd enen
cal be sold the pme
nemnd matt be less ~tapte sture rant«,
raa proekd n the stevn asenst
• Ratmod .rordua Riannw3 ~ein 9in•eny
ara nol tvteer afigb4la purk tab. IBS Fnroa
Sleven hen nt n/ritttnt el ne umnit•led Rock
oi the syne muer as st riaitd ens la the
binde/ slod for pantes of Ptii flikete« ode. To
ne enere Mit 1.116C led smatt es se elgi* loe sak.
da vake rateed men be ubstentullf hos Omn te
nweed vake *tonn.
. Est (astenne4
yelt ondartet
An enal eit el ~J
ratene us bate, on nwir4
deniend ard nesen ale% tel
fe stevnes nal
be held la ane yta kom putra, dale ce ritt
tra,scy Ihn Kolla» 4 Cl+ a gullro, afilay
ad tomnid «Kav ab not guaranteel
f. Famnet rNY mane ard raren reid lor
<sten etan Of advart «ad "lde arena" Ol
Van,' a Cipeled ge,ne n *hen unt tete ni
;norne (sd tunene >fekb Ovnuld be omsen&
- Estineted Ynbal «ane erd <temt yfeld ind the
stud ncome indyeld mehe be bm. «Ø
thenthe lenet. d Selt‘nti
- An *ame» ol ral eted «om. (gigant ander
Manetdm:1rd ty the <aren manet
vaia:1~30i baler« cbxed en the bet dedond
a ment Narrane male by the nosr and
~renn te betrar/astma ml be held larme
ry kan ihe tesen« date a unettnat".
Acuracyrd ostiand yeid se net ~sleid.
• Aun not hold by VIS !teregal Servs. Cerian
enet> se not held by the enn and rot anen the
In% pounsin or ocnIrrat Thea astat re
drmlayed en ',fur natmel lor Samamt
papa« crly ammen and nibs pramrad se
pronad byfa MIX9 tern UBS enara Senene
not mp:rista la Int Monnen a-ddonna
%innta M accurxy. New anets n rbl tidelet
by SIK «the Frues ~intet
SPC Ørige.
• Rena» sharing endada:anal wereatenation
- b, sidaento comme" at saks sid I 7tr. I len
mtented n caneacn vett, the doerbuton of ~bad
lunds to ca dem et st
os Saab rane
revna Surna pantrats Iran dalmatta. anda
admat of da nuvel Lan Tal no all thea
~al
re baseds 140 «kront «eps-adv
da nose of teki by LIBS of a Piensb'
Vil fane/ be «Samt% and lia the ante mi» d a
1336.33le tMwl land leni/e states edd at the
fim
- ake n1 N ell lure ah> .arte nelMVI.i'.) ard
agerbus POCS'ag len n<orndwacn for teruter
agent union trot ta~
to the metaal ladt
Tine nei genInity ro plid frem nista stift n
the nutal lad and n a kad daler nam trasee
i:Mest-Lete of acceumt x to brolardeake
holding ~Uti kndl of ths f urd famly
- f addtitn to armattanneened nansats ,
ein fe sale er didrbution d neuly conVects ard
vs enennefil eat urin loa, elenes. etre anda
as niob arme referat fuling adratmlaban
Han «ryd the roveret ~penn untkaseng
fe arnuityosereas, etats« d to svana
torn:uno, ta eponters of ft une ~ant
nys«
~dart:uta
- In salten to «emna^ r.cend front the
~e
and tak d t*.09na astads. sak sd« os
attlate tea+w an asseinned ~ni
neiing
>samen, from lentSheres dareaulort s well as
hegn, fa lahnelatty einebarnet% tanna sd
*dualen
- 0v "LINS ah* rante vedr, corraissrms sd
odbe a:spanna from nyttal Cards ard mkra-ce
canaina st«. aØt
VLO deben
t. ~feira < aromat at Iran LG; Bere L6A. LGS
AG SardordEnsch ånd nen* ilsed birks
Mast. aue ash 91.~peOgre,
cempenssinnay bo a ~tene pa ~i
cr
rnay be a 'attentatad amor dale daroot
belexes
Acarity
nforrniron regsdnecommtssom and «ha elvas
noarred n Ceene(ten wn Ire tainttOn 01 bein.
r6"n3 43:n nre.Xtnli hai Onn ncluded on
antennen, prenauskr furnarod lona. ard
Isonded to ara roma/Y an mast"'
Short altte
you re eroseed es troet alna a teLny, yta. may
nett a chage as lo <son barcnvna cent I« tel
pretal, ~sit/
Open sedan
Iferdn9 open or 'ased iiienekt adm tut
sent ~mnd bytak stakene« dale, open buy and
tel stop «bm se nedadbl the .mave ol 03.106n
« rires m rentdrudendscr
orls date unless
minste' alvvev byraa ren, se responsbb lor
ords; Ihs art ~med øst lo >tar lanse lo <troti
~ing ocen orden
Privat/
To otrtan a copy of as can« Glimt Pin cy Nake,
deng corned ytt. tohelse MK« Ce vet Cl• miste
ei »fem
romAtnentroat
- LES Frontal Settes b ral *bank the RIM. Elanen
Senen Acccunt BSA fed RUA re &den,
kattunet whch am.* MC•It to tan ing ~n
and
Frodets lee~arringe~ts wen Skinet tat
ånd oter tvetten, benes and premSes sats to
mane and anna, afatisk essued by ~Manna
thedasty mane «namn tv astri", raxe
swcy skk6clunn ol LG'S innad Senen ne.
- ~nem ~erne and mune podiet,
- etat FOK nued • No bant gtisrareee Mal lose~
- MIA Retaste Itnicpmem Arm," Dafnen
Senen Account ISA, RMA and nterniberui bussa
vantalent Moare re matsted arme entres ot
LES enarmet Sneen Se
- VISA n a regittened ',dann *mad by V4.e
YntnilHY Sanke Atteeutea and tad Leds
Rense the LES isa «edb <sd' sd the LES Via
OR« caf
se .verd by LES Sant. LISA mb
aerosol Iran Vita U SA re apotaltd Malar
vedmalt mooteed nedervd". tovet makt sd
age:bred terme merkt re ol ete res~
C011pielatS
ILOS FfleneMiSrnia• lat
Pa. 4IBIO
SDNY_GM_00324636
EFTA_001974 I 1
EFTA01306909
SUBS
LIEIS Financial Serwes M.
Prwate Wealth Management
299 Park Avenue
26th Nam
New York NY 10171-0002
ruvrrxD36954630519 VI 0
Business Services Account
May 2019
MAX FOUNDATION
Account name: MAX FOUNDATION
Friendly account name: MAX FCUNDATON
Account number:
Your IS nendel Advisor.
SCOTT STACKMAWLYLE CA SPIEL
Phone.
Questions about your statement?
Call your Financial Advisor or the
Value of your account
ResourCeLine at 800.762.1000,
account 029023661.
on April 30!31
on May 3! (11
Your assets
978 10
978 42
dt o
wobsIte:
www tbs.comananciakonnces
Your liabilities
0.00
000
items for your attention
Value of your account
$978.10
$978.42
. Help protect yours44f from fraud and
rewew bank, credit card. and brokerage
statements regularly. Also, get your free
credit report annually from
www.annuakreditreport.ccen
Tracking the value of your account
7,2382
5,23x2
238.2
I 243 3 —
9769
•
970.1 •
9264
•
pet 2014
Dec 2015
Dec 2016
Dec 2017
OK 2018
Mx 2019
Mw 2019
Sources of your account growth
during 2019
Value 01 you: . count
alyez end 2018
Your mwstmeot return:
Dwand and
Interest ncome
Change in
market value
Value of your nand
on May 31. 2019
397691
SI St
$000
$97e.42
Member WC
444.7003300:66S463 Ne7000062908 OrX0I 0519 OXOCCCOO
0000[0
Page 1 of 6
SDNY_GM_00324837
EFTA_001974 2
EFTA01306910
*UBS
Business Services Account
May 2019
Your account balance sheet
Summary of your assets
valueon
Mar 3I (S)
Percentage of
your aCCOLIM
A
Cash and money balances
97842
100.00%
B
Cash alternatives
0. CO
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
00
0.00%
Account name:
I.It x FOLINDAnON
Friendly account name:
potezmioN
Account number,
Value of your account
$978.42
Your current asset allocation
Total assets
$978.42
100.00%
A
Eye on the markets
Your Amanda' Adviser:
SCOTT STACK M Wolf CASPIEL
• cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC Instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the impottenr mformedon
about jou/ statement on the last two pages of
th is statement for detail about those balances.
Index
Percentage change
may 209
Year to date
S&P 500
-6.35%
10.74%
Russell 3000
-6.47%
10.92%
MSC I - Europe, Australia & Far East
-466%
245%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on May 31, 2019
3-month Treasury bills: 2.27%
One-month LIBOR: 2.43%
1.78%
480%
aremooncoses464 in000s2soe =Ca We0000000a
000000
Page 2 of 6
SDNY_GM_00324638
EFTA_001974B
EFTA01306911
*IBS
Business Services Account
May 2019
Change in the value of your account
May 2019 (S)
Account name:
MAX FOUNDATION
Friendly account name' MAX FOUNDATION
Account number:
Year to date IS)
Opening account value
Dividend and interest income
$978.10
$976.91
032
151
dosing account value
$978.42
$978.42
Dividend and interest income earned
lot puo0145Ci INS statement tatatillty Cl Wont and Ondend Income has been delercrined Itcm aVS
tax '<Partin Respective Based Lyon the residence of the account holder. account hire. or proSct brie.
Sr* (Merest andCe rave:teed pigments my not be Stteed 10 tinted SION (US) arder Pinto) RICO 040
Income toes The there Monthly wienere it rot Intended to be used I'd cannot be Wird tern icr is
purples. Clank thou', apt to the and Katie tax Nosh ng forms Inn meow Iran UBS annualys such at
the form 1099 aro the Faint 480. for la nip:rung in:mama n is the practice of sieS to IN tire
giolicaeie is reporting loins with the US Internal Revenue SeritIe and PR Treasury Department. and In
such kerns accurately clzafy de:Reit ant cc 'Merest star earriat or taints ncome Iles< tomtit yarn
Oxliodual tar peon,
Cash activity summary
See Account achvny mu mentor°, sea Martel in your Sweep Doom are included in the cperen and
dosing balance; raise HNC insurance appals toSpools at ties Bank USA and SI bank; partcPabr9 in the
UBS FCC wined Deposit ssogan n cons not scat 10 decosas at um AO Stanford Branch. SIC
prott<ton arzgl.e: to money market sweep fund holding: tut not bank deposits. Seeinportane inbrmabon
&bog:your :tremor an theist Morrows cf tb, dRunent kr &las
May 20i9 14)
Year to date (f
Opening balances
$978.10
$976.91
Ackicons
Dividend and interest ncome
0.32
1.51
Total additions
$0.32
$1.51
Net cash flow
$0.32
$1.51
dosing balances
$978.42
$97842
Your Koaocial Advisor:
SCOTT STACK MANLYLE CASRIEL
UBS Bank USA Business Account APY
May 20191S)
Year to datea)
Oterest period Apr 5 - May 6
Taxabb interest
0 32
1.26
Opening UBS Bank USA Business balance Apr 5
8978 ID
Total current year
$0.32
$1.26
Closing UBS Bank USA Business balance May 6
$978.42
Pror year adjustment
000
0.25
Number of days in nterest period
32
Total dividend & interest
$0.32
$131
Average daily balance
8978 ID
interest earned
$0 .32
Annual percentage yield earned
0.37%
AeP7C00.20C06&5465197000062906 00031 05190CC000000
0000[0
Page 3 of 6
SDNY_GM_00324639
EFTA_OOI 974 I 4
EFTA01306912
UBS
Business Services Account
May 2019
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about the* objectives. disagree with them. or wish to change them, please contact your
financial Advisor or graxh Manager. YOU can find a full description of the alternative
msYsfmenf obfie(hves in Important anformatron about your statement at the end of thrs
document.
Account name:
MAX FOUNDATION
friendly account name:MAX FO
ATION
Account number
Your return objective:
Capital approcunon
Your risk profile:
Primary • Moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost base default closing method is AFC,. First In, first Out.
Your Ileeodei Advisor:
SCOTT STACKMANLYLE CASPIEL
Afien0:00309aS•66 W700006290000001 0519COCCOCCOO
0:8300)
Pegs 0 of 6
SDNY_GM_00324640
EFTA_00197415
EFTA01306913
SUBS
Business Services Account
May 2019
Your assets
Account name:
MAX FOUNDATION
Friendly account neat MAX FOUNDAMON
Account number:
Some poets, texpete ancl Genera rises shoan may team/04~e AS
grim or lag rrsgr nol
be emuiSely reflected See mr portent Warne», ebb« »bur yistement 8 the end of thi &mantra for
rm.. FM ~Mimi
Cash
Cash and money balances
Cain and nobly bance may Ada avalayie rah bedew" UBS Bank USA Wont amount Daa"
UBS f DC (Muted Rayon Gant Barr" UBS AG Stamford Branch *pout accoure Waxes and money
motel ~NI lund Syrup tarlanCes
See the empodant entoninsmon *output secrete« at the end ol thes document foe detals ODOM trOSe
balances
Your Masada' Advisor:
SCOTT STACK MANILYIE CASR1EL
UBS Bat USA and SI Uos fat mimed podiam acie* *pout &taint balmier are inwted by l he FDIC oliNn
alltuble (mit, bN an not tarried by TIPC UBS AG Stamford Stanch demset account ihdrsces ale not insured
by FOIC and ae nor protected by SMC May market sand balances ate prcleded by 59C but ate rot ruttedCy
the FCC
~nag tea".
ciosen9 [ideate
Nice per sham
Ammge
'golden° names,
Dar et
Wiring
on May 1 fr
on May 31 (t)
on Ma; 31 CD
Fa«,
peeled
penod
anoun
U95 BANE. USA BUS ACCT
978.10
97Ø.a2
250;03.00
Your total assets
Peantage ci
Cost
Estimated
unaudited
Yak* on May 31 (5)
your account
bats CD
armed encome (SI
on* loss (t)
Cosh
Cash and money balances
9798
100.00%
978502
Total
$978.42
100.00%
5978.42
Account activity this month
10i woe information about Its pikervalue Shaven For msincled secu rms. see Import/Ai arforrseron about
rim slefuireM x the end of this a Linen,
Dale
ActinN
Your
Nary
Description
emente <ode
face Niue
FrueNValkit
Cash
amount (S)
Cash and
money balance (5)
Apr90
Cash and money balance
$978.10
May?
Interest
UBS HAM USA BUSINESS ACCOUNT ASCf O90Ø19
32
978.42
May 31
Closing cash and money balance
8978.42
AtmaC0320ZOisis546f Net000042908 03031 05199COCOS03
tC00:0
Page 5 of b
SDNY_CM_00324641
EFTA_00197416
EFTA01306914
UBS
Business Services Account
Account activity this month (continued'
One
Money balance *abatis
MOON
Account name:
MAX FOUNDADCN
friendly account nor yMAX FOUNDATION
Account number.
Your Financial Advisor.
SCOTT STACKMAnftflE CASRIEL
Disobey,
amount (1)
Apr30
ilalamakmW
May 7
Deposit
UOS BANK USA BUSINESS ACCOUNT AS Ce 09OE/I9
032
May di
Closing UPS dank USA Ousiness Account
The UBS Bank USA Dane% ACCOunt is your piney amenoption.
$971.10
$978.42
afe7C0720.70505468 W7000067908 00001 05190003003070
End of statement for account number
_____
Pegg 6 of 6
SDNY_GM_00324642
EF1'A_001974 I 7
EFTA01306915
Important information about your statement
L.25 Feuncul Sexes thc. Oho firmer UBS Finned
Sump, a a member ol alprndpaludany, anvoccity
and options mehahaes UBS Enamel Sauces and IRS
Bart USA re naked absclweesct UPS A6 wed
*filet of WS Settles ftC the Pim% trunnal
statement n nobble upon request
F rm's earners
offset we at
LTC Fnaxel StrUces he.
1200 Harbor Boulevard
Werharden N)07COS
IM flatmunt remelt( the or., official weed of tow
f afloat Serial account Other records. +**91
offset to &foment.. *Mating corner., clatitthocid
rot be relied we) F you telex. thee 6a...era a
*mop" Dime regal it norrechately n writng to the
Bergh Manure of to office win; )w oxoLnt
Alta* at f gruel dawn ore intended lobe arcuralo.
stalmert drag-all not be toed kr tee Newts ply
"Ze n rex-mid w lams, be. Form 1099. 5498.
I
4
. fetc.) whm Tram, Yas fax worn the Fein
mound by taw to sepal TO the RS Mused. drglecIl,
reportabhmmtnabb dnidends and !nab* Mewl
tarnedon leaflet held n sOur *Mune net Crated,
tie traMSCII:03. SW WV bash on (Man covered
axis nes
Communkationa with the Fins
• Deese re.cordinn ars teal oarrramorbons n vertn9
lo further Voted you not. ixbrrah3 you 9i4t
haler the See-vies Horace Protecttn Act CS A)
• lithe finmcd cacao', on the sap lsff cl re tree
of trut 0.114soira a
anti IBS Ferricial SienC44. UBS
(UMW Sawn cartes your xoum at (Isom
bake by arrarent nth the nekat4 relita en
We Sawed road the reili1/4 0040 'henry
oiChnhed theSC(46rd In no cafe. ye*/ Iran and
securbes se lotelcd t UBS FnenwulSenses and not
Vw nerodena brcta ad sou met make a repeal
of ay ma a amnion to both firms
• As devbed n the accaral aretmenta you mat
rofify kr, of any snort or lead arrolmig dwelt
reflected on your slaroment wen 30 days *a a ryas
MAIO Cr made available
• Item dean nentanti arliglarit a /genii to the
ern% Clem II•lalont Diyartnint at 201.752 • I 6O)
tolirce t 800.35.9103. PCO A.M. to 600
IT Monday though Foley, a in In ny 10 te5
Frhncd Seven , m.. (lent Rale Kra Department.
PO. Bo. 766 Lrion Cly. IT 07081.
• Al statements shall be deemed complete a-decoys,
ii noi *betted to n retro rebel G0 days
• fairy sewn. Cal Ilo4412.09BSot from outside
theU.S. Cel M1457.1495
• hose of roll a awnlals aboA an eletrorx
finds Vander OBfrb tell parent a IBS Uccae debit
cad vanisher; cal 800.762.1000. Of wreak UBS
f na-cul Save ten.. ICOO Harbor Bad, 6th flow.
Wenaelen, NI 07086, Ann Rhia/BSA SeteCin
Calla wile n sum as seu <an. a saa their foie
statement a wept es wrong or 4 you need more
Mainssn thou a transfer on the summery a
mane The Fern or Cad bus(* arolcale) mei
her Morn acu no lee aonethlays ante he Fon
coni yea to fen ctatern.re on *rich the eace or
Prolate" *Pend
- horde yxy nano and =are nude/ d any)
- Deka* the error or the transfer you a* kilos.
*out and npLan molest's, as you cal end far
blew Ali an ems a why youneedawe
dorm/lien
- ProeSe theca:4w areal of the weeded error.
The Firm or Cad basin. nvestgate you <emplane
and mal correct any ens. promptb• For Aged Orton
mohng LEIS Veneckba cad areactons.l we lie
wine the 10 banns day; to do It, we roll awl(
reel acute for theanent you the* n n mot. so MA
scowl tare the use of to money dung to Imo I
fibres halo templet, at nnesligitran
flees mats all &was payee. tote rem or the
financial nrittaicn Masted*, Iv front et no
statement In additionto war WWII fps, accounts
may be abfect toman:mance fees, throes fa late
payment to wearies purchases and charges kr u-pasl
rams n ash stems. Account the re roansfend
to other rettenons may be sublet to a stele lee
WS cottonbite
IRS o
s kr smeepro cash Winces to bark
depose scorn at nal- AWES bats and aHilated
barns and money markel maw' lode (Money kat*
Depose %Gnat al LOS Brit CIA and nm.athleacd
tads pansepseng n the UBS PDC :Petted
Program re PDC-nosed n accordance withDrC trule:
For IT
riomuton. please use WNW febtgart Depose
seam at LOS AG Stanford arch ar4 'hats of
Nasty feeds ore not ivied by the FOC
Sant deposits eery Wattled hy 9PC Monty had
threes we protected by SIPC See "WS financial Senses
Secant Protease' below
upon )pree:met berm, alt obark depute may te.
vat-drawn and thaw of
rod may be
leiadeld and the
ramrod to 'cocoas
Wu. en Sense
halo nkmmton tow nibble sweep options.
mclang <unto, interest rem and yields. is soak* al
mem abs carfsweeprelds. Man you insmulAchiscr
a bitatng SCO 762-10:10
UK financial Sorekes account protection
IM Fern es a member of the Scones nada Praetor
Catoreen (SSC). which protects secureen customen
of is nrenclant gate SS00.000 (ncludna 4154000 for
clam for cash) Splamtory brochure nobble yxn
'tam>, as www $00 019 The SIPC use Protection
lints ;ply to al scours that you hold no p.rtizube
caraway
The Peen, together with eerlan *Tales, has abo
laschned supplemental coerce The man-run
anxm payable to **at* dents. <oleos b under
the prolechon it 1500 milua as of Cocenter 10. 2016
Subast to the coley <ado" #4 lint/Inn; each
the Fm n hikes aot.04 ke La to SI 9 mdse. in the
*gradate fa all your alcoves bed it a articular
tanker A tut copy of the poky wading es bailable
loon reset
nether the SIC peceedon ow the stakenertal
praetors spay to:
• Celan Inanual nun overoried by fend needed n
yOu IOW"( yaw) ha held away ROM Lan FnaMYI
Senitel Foe eawycle (elan CO antreme yodels,
nckdrm arable emotes. end TO thaw of ercdual
hesth.reorutetel nee name of the scowl holder on
the told of the Mir a Uleirke fl ea),
• hemmed ((roads a nwsinent niertin. le 9.
Imied partnenhps teed Wrote Pleienenth) that are
not waxed under the So:unties Act of 1931.
• Commaltin<crtracu (e g,
achaego rd
pea an metal <creel* exhalms haves toelbleta
and Crenbdt7 elitiri contracts. and
• Depose accounts (rapt torte Kean of depose) at 1.85
Bat LISA. UBS AG U S branches and bras n tie
ICK McLeod Drama Prowant
lye YPC prottelan a4fhe im*Awroonial proe<lo, do
not sonic to these astir rant they otnewse appeal
onyx.' steernenh The SIPC protection and the
supplemental prot«tion dyne protect agent changes
in the market mkt of foe roestrntels (abetter as a
meal of market movement. axes banpya
othemeel
Dividend Reinvestment anagram (I3ITT)
The V" *hoed a at enrage tea. you may obtain
the slue WC. hat, ens I inancial A&sa Onhr stick
sewn at au thamd unde DRIP. paid Owe, mil be
sold rd theca WI be &pouted n your scout. The
deeded remestment once woofed by the issuer mat
des horn the make arse at art eh to Pineal Owes
re sot,
Cade-Mies
0 * whole arm may be held m yaw scare drum
rolled lo a partial 'AI as a renal of a &Aland peened
or ~yea. the rem mR ether set panel unit al
nude pace a nape at anon deteernimd by a
koVertel csesma perky. ordaedo yoke scone
Intranet ebeeetires
The reestmet m
ays rdnsk profile are speck to
ear. account and my ray be
en raw scorn.
Pena whase the Fon proerplbr
emln9ol we/
Op/Cant crave ea Wahl...Wad maw a
tiannenee Obieclinn For *al, account Mkt you
<homeore of Um °bang antonym dajecores
• Peaks& Current Income Innotmenit setting the
genres. of mone air
• Atha., CopterAopenaset varanwits wing
rand) of pitapat rather
le
ef
none
• halves Combnamn of income sad CAPOI
Apprecaren Inommerns seeking bah the generation
of mcme aid pooch of principal
OveraN riek TSB,*
• Conassuane Seem to martenmid re Moot web
bat rid ad vdmilty to the mane oretal. men if
that neap the account don not genres awaits<
mone cr roans and may rot Peep Pee •ab
.rf alba;
• Moderate Wiling to accept some me to pnrecpal and
tolerate sane Wataeyb sea bite. rettent.
• Agoesne Wiling to accept NO ^* to a'rc'T'l ad
Pio *lathy to teak home/fa bier taw
• hew Own Ara* Can:drew. a, *bard, a
natal of the prink* for the thwart my include
compare Walegotb Ironed 14rdmy and gee..
Wain'
Statement Thousehooner
We rosy (CoWitleit Mt reteA0 account itaWnertseeth
the some **km the same ernekpe. e.g. because
they fine wenn who ebb maroon pia imam
eelthonshen avtholher (lents al the sane eoletby
>agree to wax kd rcta.4 statements mailed n
warm Wintillaan, you encercloone hovanoblem by
Cglre) you inancial Mama
Mandy mown name
The Friend/Jr account name it fa tuOICATraible •nekranx•
chosen by you to asset you will you recordlreepro t
Kai to legal tiled on
accost es not mended to
reflect ary SbttQy, pm:1AL reOrrinrdilen.
ontarrent objects* a rd: profile *scouted wth par
Kau,. and o not a promm a gierrite teat wrath
or any tremor result <wi or wit be aeheind
nnanribeat /NOW then* of tic et Wm; to na of
loss of the ay.*. naiarrent You <an <Puny. yaw
handy xccull names area* °nine Serval or by
Calladeig
farm tat Admor
Awn* owning
• Vete blew accocree9aam1/444 Net ol awls ad
herbal n.
• Asters Preludes nibble <ash beams. vales fa
nitrided stunt/ (era end Globs Tine Deport;
veralvd marts to market. and tenon assets not held
by the; ern Dots not include wined seositielassels
at the end of the poor and one catorrem periods. a
wag mestrewet uwetted dock *bons and
etercaabb nod *phone
• (Walton MLitt debit balailfee. taanbaning Malin
loam. aeon In.. then accrue base: et
• Cacrenhorroy Warne: Total of unnoarod salable
Carl) tolan:ef.. plat depoet tuLrects al ennead and
ncnatfliatalbaris. ad moray made mate fund
sweep balances. at the <bee of the itarenwi wed
Ncniormrotity bet crede balances en ytur Wear. at
hot seat anrd from other balances and the fern may
vs rydd thew finds nee adnry cane des
bares. Thew heck ant payable icon your demrtd.
Tx total is nclelechn the cured prod clang value.
Lease inferenatien
for detailed mansion cn the nu' s twang prelims
ad &down ref or to yaw Clore Ratiteornhp
Agreement a tenhet keerileel atit*G4044
Terns and Castors CBS States set of Credit 'mikes
eatable nAreem•nta and C•Cx bacons
a we, t,4 . - eau tes rerb,/nt]trs
SDNY_GM_00324643
EFTA_00197418
EFTA01306916
Important information oho ut your statement (eOntsued)
Wee mets
Vos matenere ~es smoren, ord otter met held
n Hee ~nl g th* end of ene nabomol po-cd Ycy
ma, ad t«d•h«yd fuly pad stortos a ry tree
Wo myreetat Wolk« med at ban <aard dm
pryrg etry balen* dat ontbeen Ary wegge
veehoed totifim ding the statement pen:dam
bied at motet vare al 01 the end o# the serenere
perod
• Oret Wao.
determnrm
tose ba» oF the
~nes indook!! n *n anemad. vanero ^dage
ude th* none«
La Front al Sonnet hal rded
o, Normaal Stand hom tabsetat cdor Ihr LBS
Snood Sens" etdaner reamaten Inmi~th«
Irma th g you nvg havo Øreled to yota lenancial
Mom The Pan does not odeon-eend; verdy
gelee the garecy
vaidey
ani damden
Ø
eronied ty ~ces <Mee aan LBS humde ~a.
addeert akhough Les in" el Servet, genera
oxides go ~Mons
re o memel tbc Frrn
does rot pronk any rootten aa go tinnone
yeti' 'Cost bate' ad •Urreiteed giet ton'
amor* at ot ~draaf tbc «sonore At mcb,
Matnorm reyen fes Normran nero
enhare «reb dececen.Set ae pØ
Of
"emoe Accounts transfereer] to tefan tryg
fel)", geraas Namam only lor ge pond ed
tree they se hed at re ion More hela/cal
~mar
er be addedby yar erreol Adotof
• Meewegend gaindosses Ween deze ~tabee,
nimrod vredeed ~Oom n oalcutredfer
roernul wo, ey be The (raam °n dage for
robrolo, kis 'nero, 4.4.4 n« rel ka comnsseare.
chrgat ander ratny roorganarga aam
breed and olim reen!~
tors and spierde
waas Ion YO <och <cm:~ to deals ene
>mar! lol
' Tilde dal.' eggen poses tro
<narol kamden gade dale
• Caltable ,.eetba. Badt and ombned doek Mat
Ilar rauw uth lor eek, Fedeetzt.on wil be Mated
~Mg by lot trem arricro al Korea d dut
eneheld nou name ot n nomnee name lot ar
client, Cal forse ~kond
obtared trom afd
pa-los ard ds sorry rs nol gasweed Othed <dl
lesjet rery ~II engheid eed yekg Ølege
~o's
vat ba rronted koon roemen
• Prlostralue had elatayed 'durvend ad dim
tee"
may be logt« or km« gunt* prot that
ym %suil stoa* n.C.,. rite merkel nee n
<W ened apen varems tod Panyle•SfeS *1,0 ne
Wem to be !getik. br we Op nol gewante ter
sorry
- We gmeraly uu the <kano pek* aha-, editie or
Uw ~of
the bel and aik prees la lood
5~444
and opeens ir crey beieren kr OTC
Serge
- ban smal,. traded tattabit fitly be pede uw» a
vateronmxtd or th* rnon man -`we
cetaned aniMand reek, n ,ctual maa vee
°tobbe
- Conan poshkes mee sper ~out a pee and
wil show as 'poe wand malta.' it we are
unoble tochten a pet tor I Muety
- Oreade «Kermes denonne n osreecel
*trof ton U • debet ra nallocied r the ~hang*
rate red tbr napmm date
- Cor Oenen ~eeg aede? n nceoxiormge
dencennatens, pree ad runy Ilxe dar) rmy
hm been »inbed to fantasie proper ralualon.
To Man corent gatateng. een nee». gele
yW Fereol ~Or.
• Prime inveatronts and strand red«.
reeg ~mei wok:~ (radrg dred
~eggen doofs, ademt hat meteen trane
genie ri semouedgrod-oes ae gentraly hiyhy
digeid. (Irian anackred ;rollen hare nos been
mattend wen ar Mirt os and Txchrge
Camm,ma ur te ry state >mee ben We
revelt ecleated vale tor enle name
serge ad sturkred ;eo:tact:fa nlorrnaheng
p
otie ce+ Auknoa, 4 no ~stad
- These varhm e(OOM stbStintigh< Irae tege%
any, at ne» a emoe Mannen set
Or
Molure
MolurenproAx t mar bebomde «soll ad do
not nmessrly redeure die vals are inry retein
axel Si:luid:st
- Ibrd party esernala of tabla, re as ot *colon
dato and are suppantlo UPS <rar ol Smoes en a
relt base by an ndserokee valartion tem
- tam. ~ai armer er Ørn eivenae deu+c
d ry. are napled to Ie Fon by theemunt
waal panne" or spornot and may be cattiated
broden «Me« nkerna aa kon ad treed by
'bid ooms to deme ter *naad son
- You <'n drain addeer& Hemmen regorded
det ~ndnJAw tred to dataene tbc tabnoten
vake ad the dr. ot to recnnation thee n the
bint lor th* rommurby roomden ras Ponscol
Adri«
- thrd pa" anmod vatas nyl moten as
14x prest' n ~al duatons• woon re
enpantet valer on len has rot Ølod er •
leek to een var eten we benen? ~se
aal omreist even ha noned fv ~alla
Pee~rePorled rata re ~eted. «eken a
vane sold be hee, weldoe da to Ace egge
dik munty
- Menno.« an aeo"gaereci panne< oe tp:nsce
nernmed WW 1
at/dpaty ene
ragt
prowdot the sater of at sorry wil be dekem
rom es larchase pree
- 'Denim oen to date' ram nek& rennol
capaal, norne
bon
▪ 'Crigrui ane ei eeprelletithe mal dreng
pree ps Lid end may na rellen Solre ~base
- DOP and Wind KIT ~skin se nx kneden a
nevel :wee «duge, and art omwaai
skrid aderen 1 they ca be sold. tbc pree
roeed may be kas are to pee shre eninated
ede* vaak:d n Oe gaten aatenem
• Raeleticted maaide. Rentte gene "Neeg
are not ani« ageble dor pd:alc salt 5$ Froncul
Saucen ures the mattes ome ol te urreseroled stock
o# tro sar om« as an isaied vake. lOr Ose
renrkied nod. Anarp:en of eed sertement °rk. To
*e enere Mat terre red word es se <babi* lor sale,
the vake weird mar be tAbsternieg les Kin te
irouted vake Poen.
• la (estrnated) asem. amens aalt and ratst
An ,armre ol arnai etane is budm contra
dwØ and moest nies, arme lee evnes wil
be heb la one yea" kom stromen date etand
rnancy Dm stomu d cny a gudelro, acatacy
ad contneid inter.s n not guaranteed
Estrnred arnal norm and <drom rel! lor
<elan tabn Of ~ion duld monade aceton of
traas' er wier gans n urion <metro ell
;norm and marl yØ wad be omruden
- Cstinded werd nemend oeremelt yeld ard Iro
smal exen* and yell «44 be bos or heter
the neen:eed amore
- An *neme ol ardIrod rooms (dwdord ander
interen) dried byte» <Welt madon
valuclawas Dolven ebrtd mee bat dodend
a mand pa mene made by the new and
~en
myegegtOrteig g me be heb ler om
>es kan te noemer* dage a unhlmosiy.
Atoracy rel sortnord yod re not garend
• Adem not held bp, VIS linancial Sordoas. Conan
enen n%hebq the Fre andre niesende
Inir ~sen
or orrot Tbr.* andt re
drolawd on rer slatornOnt lor eendenei
()Loot« och Pedant and ok.< 'Veelte 144
prorohd by ere nong hem ues ~ui
Serene
not rorpande la as rronnatere ad does roe
orante es sorry lhno aswels ant rol pede ed
by SIK or ere Frcs urboaens SPC oenig
• Ramme shorts end additianal ~Mien
- b addiir eo cavenenscn laks and 17h' I ka
rnowed n cenneder, *th ar dabden of ~Mal
hands to oor <bents we ed« ar afgiet gezel.*
reen* Yang penen Ironi cLite•Ays »dor
Meert of rh') neet tyylc na ve rel glye
nam gebased <n tod delirant orrponnest
** rose of labs by UBS d a aanrol,' mAeat
had felle/ to out treas, and ge th* aso rat» o# a
cortrculd reveku,ka-d Irdis stores beid al fe
firn
- We anf w Je IS eh* refehenegwedig and
ornnbus vaalt.; ten n (ondereen, for arder
arre drom an aa gade to te m-tual funds
aow hm genet" ro pad fem neemt, 344,«
the rn.rualhnd and weeheid00W "ne bad
rente-Lab« d scans at Iro backorder«
hokkig ~mal funds of the find lamt>.
- In addtion to orrnesons moerend n ~mto.
win Oe sale or <Wamt en ot aauly <oneens end
ure intalen el enne rats lodt <Ier" we ander
os Mare Mee teevee nee <ween en
han mavo/ the ~and comparres undermeng
at een uity <Øses, glaw.et d the norans
corrodnot er saxen of the ree Il0~44
Int
*dealge
- n addeir eo derromentrettmd trom the
ardme and tab d l*-, naealras. we ander or
altrate reerrme an aSel.based resectie naring
bannen, kom Meng-mes chniaulors. as ~II as
funding toe inhnology cloolopmem, warong ad
educabr.
- Ps alkoles oho reces, tradng (enne
ae
dro«orpereatkr from 'nijd fords and reasa-e.
~rot
neem grol" wo datbr•
- We meet conyensat dna:enLa Brt LISA, LIBS
AG Suardord &and, a-do:n.04~ bras
d'~
oor cash woog groga-ns TM
~gaan
ma/ be a money pa zeel fa cc
mm Ma pront/ged moge dak &goot
turnen
Activity
bomma ion roesdentrimmers and ah« ~ma
nisted n «natuin ninu Ine teven of tree
""
1.9 goten yercocens hat ben Mode co
werden, prenany f unrsrod toas. and wil be
prosided to aa grondt, en riaben
Short Peprag
you semegaged n short reling a warm, >co may
ocre • "eg* Me h) gein bonown) gooit fa the
pro.» seority
Open Mets
Peandrg open or 'ised talancekt «dm am
eendl *ene by gewoons.« dale, open bug and
res nop «den se redredby ereamant ol dodo-els
«emoes re anoi.dradereher ereyen date unies
nansted onswede by ya You s. respornbb lor
ordes Om ar ~mud CM eo >ar lalde to twen
~Ping open ceders
Inreed
To Stan a copy ol cat arren Clean Privacy Patke,
chose contact >tv regest Me« «vet cv «ebde
ai »wo,
romervarroset
- 16$ marmot kroon è nat abn*.
RMA.Elanen
Servet:Account BSA ard MAA re brokten)
roodt ~h pende eet to bil, eg ~e
and
tred" Ihnura artingements eva e/eiland bres
ad Wee ehrolpony bents. and pronik, sens eo
nssta-Ke and anrorty ween moed by urelfilAge
frockergy egale ~eeg
tra* ~roe
serey wAndunn 04 tin inent tel kners Inc,
- leerament, naars. ani nukar Andrea
- Hoe FCK nand • No bant murwer Mal lost vatli
- MIA Resarce Mansemem And." Busross
Smeet Adam BSA, IRMA and moertour baard
Mare« Assist re reget red mise naad
LES grondt Scenes Inc.
- VISA n a moetend Vakman owned by vóa
kramming Serre e Atoxuben and Med Leder
kent Tbc LEIS los credit <odia-der* LEIS Visa
debt <rel se moed byl.S5 San' USA web
Pernissadran Vee U SA Inc orporatd Moa«
zedenski, regoered erademand. sonce meld and
regeleed same nurks se ol thee respect.*
<omarm
ILOS F itendelkerim kit
Pa. 701810
SDNY_GM_00324644
EFTA_00197419
EFTA01306917
*1_3S
U8S Financial Servees rx
Private Wealth Management
299 Park Avenue
26th Flaor
New York NY 10171-0002
ANP7C04774161 0619 X12 Y1 0
Account name: `.1AX FOUNIDAT ON
Friendly account name: MAX FCUNDATON
Account number.
Your menial Advisor,
SCOTT STACKMANLYLE CASRIEL
Phone:
Plosions about your statormant?
Call your Anancid Advisor or the
Resowcetine at 800462-1000,
account 029023661.
1ficitoor veubslte:
WNW kbscomilmancralsennces
kerns for your attention
. Help protect yourself from fraud and
review bank, credit card. and brokerage
statements regularly. Also. gel your free
credit report annually horn
www.annuakreditreportccen.
Value of your account
Business Services Account
June 2019
MAX FOUNDATION
on May 31 (SI
on lune 28 (I)
Your assets
978 42
978 73
Your liabilities
0.00
000
Value of your atom nt
$97842
Tracking the value of your account
$978.73
Sources of your account growth
during 2019
Vale ol put ,xeount
atyez end 2018
397691
7,2382
Your mestrrent return:
Oividend and
Interest rcome
S182
5,2302
Change In
model value
5000
,238.2
Value of yow =cant
on Sur 20. 2019
$970.73
2433 -
9769
978.4
9791
•
•
De< 2014
Dec 2015
Oec 2016
Dec X117
Dec 3018
L146.2019
1
sun 2019
Member SIPC
ASP70025034774I6I W000261883 OCCOI 0619012796335
lo:CO
Page 1 of 6
SONY_GM_00324645
EFTA_00197420
EFTA01306918
*UBS
Business Services Account
lure 2019
Your account balance sheet
Summary of your assets
Value on
tune28(S)
Percentage of
your accost
A
Cash and money balances
978 73
100.00%
B
Cab alternatives
0.03
0.00%
C
Equities
000
0.00%
D
Fixed income
ODD
0.00%
E
Non-traditional
000
0.00%
Account none:
"I'' , FOUNDATION
Friendly account name.I.N.
AliON
Account number.
0.00%
Total assets
Value of your account
5978.73
100.00%
$978.73
Your current asset allocation
A
Eye on the markets
Your neendel Adviser:
SCOTT STACK MANLYLE CAMEL
r Cam and money balances may include
avalable cash balances, UBS Bank USA deposit
account. UBS WIC tenured Deposit grogram Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important mformedon
about you/ statement on the last two pages of
this statement Sot detail about those balances.
Index
Percentage change
low 2019
Year to date
S&P 500
7.05%
1834%
Russell 3000
7.02%
1831%
MSC! - Europe, Australia & Far East
5.97%
1449%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on lunar 28, 2019
3-month Treasury bills' 2.06%
One-month LIBOR: 2.40%
1.26%
6.11%
Ate70005004774162 Nr7000261883 00001 0519012796335
Imo
Per 2 of
SIONY_GM_00324646
EFTA_00197421
EFTA01306919
UBS
Business Services Account
Ilene 2019
Change in the value of your account
Account nerve:
MAX FOUNDATION
friendly account name:MAX FOUNDATION
Account number:
Ate 2019 (5)
Year to date a)
Opening account value
$978.42
$976.91
Dividend and interest income
031
182
Closing account value
$978.73
$978.73
Dividend and interest income earned
for pm00Mo( Ides lteleentnl lotatillty of Intent and Oiddertd Income has Otto delerroned boo 0 VS
tar reP:Thec perspective. Based won the residence of the account hcfder. account Ia. Of product hp.
some i Merest 'near civiClendpe,mtntS rn
not be stgell le Voted States CUR eke* Piet° RICO (PR)
Income toes The client monthly stalernen is rot Intended to be used end tannOl be reed sae tar is
Po Totes Climb should We toes. appl eaole to moat nu tones they (0(144. nun UBS mealy, such z
the Fome 1093 and the Faro 480, for tax rep:menu ink/malice n It the practice of UBS to IN the
copoizo tar reporting loans loth the US Inlerni Raenue Semite ahl PR loasurY De(Nflant. Mid in
such fors accLeatoy ctsify desires arCI cc intere.t star earriet or tau* mean/ vie se core4.11 your
Indedual Wr perrater.
Cash activity summary
see macaroons.* ow montnIce <bin adareet in your sweep °plot are inch:cod in the opiumq and
tlallg bdanott yaw. FISK incurance8ophet to &point gun Bent USA and al bank; panel:along n the
UBS FCC routed Deposit Prnao. n Wes not axty 10 &costs al UBS AG. Scarnlord &arch. SIPC
protectonapories to money Milktt weep fund hicidirqs bat rot bank deposits Seenporcare inbrmation
abovr your :Cement an theist MCI coPes dthin&consent br (Hats.
/One 2019 15)
Year to date (S)
Opening balances
$978.42
$976.91
Addcons
Dividend and interest income
0 31
1 82
Total act/eons
$0.31
$1.82
Net rash how
$031
31.82
Closing balances
$978.73
$978.73
Your Ritaedel Advisor:
SCOTT STACK MANLYLE CASRIEL
UBS Bank USA Business Account APY
line 20191S)
Year to date (1)
Interest period May 7 - Jun 6
ravabb interest
031
157
Opening UBS Bank USA Business balance May 7
8978 42
Total current year
$0.31
$1.57
Closing UBS Bank USA Business balance kin 6
$978 73
Pror year adjustment
000
025
Number of days in merest period
31
Total dividend & interest
$0.31
$1.82
Average daily balance
8978.42
Interest earned
S0.31
Annual percentage yield earned
037%
AhP70006004774163 NP70002618,33 °owl 0619 012796335
10X0
Pogo 3 of 6
SDNY_GM_00324647
EFTA_00197422
EFTA01306920
UBS
Business Services Account
June 2019
Your investment objectives:
You have identified the following investment objectives for this account I you haw• questions
about the6e objectives. disagree with them, or wish to change them, please contact your
financial Advisor or Oraxh Manager. You can find a full description of the alternative
swestment °titer:yea in Important mfoernatron about ma statement at the end of this
document.
Account name:
MAX FOONDATON
Friendly account namesMAX FO
AllON
Account number.
Your retire objective:
Capital apprataleack
Your risk profile:
Primary. Moderate
investment eligibility consdetabon Mane selected
Your account instructions
• The account record was signed by your Financial Admix and approved by a Pnncipal of the
Fim
• Your account cost bass daub closing method is FIFO, First In, fun Out
Your financial Advisor:
SCOTT STACsMANLYLE CASPIEL
arP700C5004T/clea W7000261683 MO 0519027%335
icon°
Pepe 4 of 6
SONY_GM_00324648
EFTA_00197423
EFTA01306921
UBS
Business Services Account
lone 2019
Your assets
Account name:
MAX FOUNDATION
Friendly account name:MAX FOUNDATION
Account number.
Some prccs. item Old (Vertni waves shown may tie sonyvnuty Ay a mot gains arc:losses may not
be &andel/ reflected. Se impottent ✓rfamatxn Woutiout statement a the end of ths &cornett for
acre mlormdion
Cash
Cash and money balances
ash and manly mance may *Klock naiad. cash bylaws UBS Bar* USA abbe account Waxes
UBS FpC Poured RoganSane Ban" UBS AG Stamford Branch clecool xcount Waxes and money
rnMel nUud lund Swem PAM."
Ste the m portant olonoston *out aour Stattatna at We end of (NS Coccanem fa Wale about those
Winces.
U9S BANE USA BUS ACCT
Your total assets
Voir named Advisor:
SCOTT STACK MANLYLE CASRIEL
UBS Beni USA metal OBSFIX Insured Rogan Bank *peat attain( bents ate insured by Ilk FDIC vAINrt
applicable pmts. but an not beceecied by WC MG AG Stanned Blanch dean wcoum latexes ale not insured
try FOIC and se not roomed by WC Waxy market Sweep Winners ace ptdeted by SSC Out we not muted by
the roc
Obenng Wane.
cioww9Gtence
finm per share
Avesace
byldenct Interest
Daps in
on June (1)
on Jun 29(1)
on Ion 30 (5)
rat
Petrol
IRMA
Cep amount (S)
978.42
978.73
250)070.00
nepcentaged
Cost
Estimated
Unedited
Value on Jun 20 (S)
your account
bms (S)
annual inCOMe (SI
pane loss (fl)
Cash
Cash and money balances
Total
978.73
'100.00%
978.73
100.00%
S978.73
Account activity this month
$978.73
for my'r ielpandlIco about Its Wel vane storm be restricted seat flues, see Am paint)? +la:woman about
)oca statemene at the end of this Ox dem
Date
ktnity
YOUI
Oumvne
DeKription
expense code
Face value
nxelvalue (I)
Cash
amount 63)
Cash and
money balance (1)
law 31
Cash and money balance
9978.42
fun 7
Interest
UBS RANI US A BUSINESS ACCOUNT AS Cf 0006, 19
31
978.73
/en 28
Closing cosh and money balance
997833
Aelt7C005004774165197000261883 0003I 0519017796335
toCCO
Page S of 6
SDNY_GM_00324649
EFTA_00197424
EFTA01306922
UBS
Business Services Account
Account activity this month (continued!
ode
Mean balance salukis
Admity
Account name:
MAX FOUNDATION
friendly account name. MAX FOUNDATION
Account number
Your Financial Advisor:
SCOTT STACKMAKILTLE CASRIEL
Deltti001
kn0wil IS/
May31
Balance forward
An 7
Deport
UBS BANK USA BUSINESS ACCOUNT AS OF 06106119
031
kin
Closing UPS Sank USA Business Account
The UBS sank USA Bulo ntSS /gortelt is sour en may Swett) option.
S97142
$975.73
A nP7C0C5004774 I 66 NP70002611:03 OXCI1 0519 0127963a
11CCOO
Pogo 6 of 6
End of statement for account number
SDNY_GM_00324650
EF1'A_00197425
EFTA01306923
Important information about your statement
1.85 f condi Sane Mc. (the firmer UBS Tinned
Sonoma. re a manta ol al anapal tro-nty, aranccity
and <paces mehahaes LOS Fnarxralketras and LOS
Bart USA re rdred ILlasciattesct LOS A6 rod
ifitalm of WS Wailes TLC. Mafia.; truntat
statement n
awl request The Fen', mantra
°floes re at
LOS Instal Seroces eX.
1200 Hata Boulevard
Weaved-en al)02COS
IM narinnt nOCAK.ntc to orW Octal Wad Of yea
LOS Enamel Sental ac<ount Ono. recants. Av..da
*NOW 00Curntirtt targeting cantina datitthoild
nor be raid scat I yOu Colossi thfre 6 rarer a
emotion. piton MOP" it norredittely n twang to the
Bergh Mardept of the office sera; 'ea cgcoLet
Atha* at egures dawn are Mended lobe accumile.
statement data tail not be ted fcr tar µspans ray
9:Z son rex-mid w lams, be. Form 1099. 5498.
I
Plc >whm Pram, yea tar room The Fenn
reputed by law to sepal lore RS all taste Makin*.
reportabhrtrtnabb dnidends and !nab* Matn
tamed on nevem held n sour accent. net Crated,
as sr Uteri wt. *4 toil base on <erten <oared
Correwnkationa with the Fin.
• Nose miccnifinn ay teal ecarmnorbons n wrens,
to further Vaal Mn firs. ndb-6, 3 You Tt i
std. di* Stew*, boarder Moth(*) Act(S A)
• II the tared cacao', on the asp lie el re kart
of nut Staratirli <rot LES Perini Samar,. LB)
SAMMY' Se(vC44 Laura Ira/ X<Oull at them)
&Ow by artarent nth the rekaud riflitt en
We Some(' yd..d Ore re4kArt, AM,700
cowed the /Cavil h ty c*W. fat half and
wades se located t UBS fermiSewn and rot
the erect-erg Wan ard Y<6n ins. nuke a apart
of any erns a <mown to both fans
• As tubed n the accamt aretments, you mat
nobly us of any comet or neu3 mrolorioctecls
reflected cn your reran( who 30 dap after n ryas
march made available
• Mau dna Cuttelhal fferiallbelt a Mir*s to the
Fern% Clem Malan Cooarrnent at 201.752 • HA)
tol/ roe t 800.354.9103. PCO A.M. to 600
IT Mardis though Fraley, a in wino to LOS
Frunoi *van Ix.. CITnt Iterrnont Department.
PO Bo. 766 Lhon Ctp Iii 07081.
• Al statements shall be deemed correolete mad none
it not <bodedto it retro arthe 60 days
• fa TT' services. Cal lia4412.09BSot from onside
the()
M1457.1495
• h (Me 01 tochla 0.ethICIIS alxa an .Intror(
Ina Panda (BFlibll µsprat a LOS Vet debit
cad transxtirs cal 800.762.1000. Or air to UBS
Fn.-col ShWell et, ICOO Harbor Owl, 6th f kor.
Wahastar, NI 07086, Ann RMNBSA Sawn
<Outwit. X soon as )0a <an. a you Fmk Sat
statement a /erect 6 iwOng or 6pWeed more
Samna, about a transfer as the statement a
meg The Fen or Cad basun amicable) mast
heat Morn 'nano bee tun CO doss rite de Inn
Cent year to fret draw* on *rich the Ma or
Prolitra *Pend.
- Pronee ya.r nano rid accart aunt/ (f any)
- Dna be the error a the transfer you rte kilose
about and *vitt *clearly as yeucr oil )co
Wove n is enema a why youwedinn
rionnalicn
- harde the day arnawit of to expected error.
The Firm or Card tarsal nvestore you <emplane
rd oaf corned ary to premptb• For i teged roam
noreha CGS Waockbo cad urisacto-n. a vain*
crone than 10 batons day; to do tn, we roll (rode
Axe watt fee the ammo you Mr* Ie n mot. so thee
you nil tote do use of tenons., dorm; Ma Imo n
teem RAM complete at Medico/al
Owe make all checks payable tote rem or the
fnancialendLeice ndcatedcn to front Cf Ma
or anent In addition to rogues '<care feat, accounts
may be plopect to manterance fees, chasm to late
perm for wines purchase and <haw for , pad
;mans n ash octants. AcCantS hr nroanshond
rootlet remakes ma, be sutentle a erne, fee
WS Sap Options
IRS offers options fa anew., cash Winn to bark
deposit xecan at nen-Ahmed bats andattired
brit and money market maual lads (Money km*
Depose %aorta al LOS Brit LISA and nr.athleted
pits petticoat-9 n the UBS FIX :eased
Program re FOC-nstral n accadance %writ( rule:
Pot rm. riomtahon. OW .M.4 wee. Itic re. Deposit
recounts/AU% AG Slonlad arch 'titres of
Nary fads are not ivied bat the FOC.
Baal depails se not protected la SIPC Money Red
shares at protected by SIPC See "LOS tercel Services
kart, Prot/ace' below.
upon 'wee:arm baron alto bat alum may be
**draw. and sham of a Navy !aril may be
Igadated and the moat reared to '<versa./
Sens. Os aaOsil
Fate efcenston abbot eatable meep options.
nc1.4ng <Untie nitre), reef and yields. is atatatie al
atm Ws cadswetwelds. horn you. Fnnrul Achno
a bi <atm SCO 762-10:10
CIS f Mendel Somkes account protection
The Fern is a member of to Sauces neon Protean
Capaaton (SVC). which Mons Snurrta custaren
of et Mentnelaa to 1500.000 (indialn; 1254000 for
clone for cash) &planetary brochure nobble won
Mut” a el me, SOX er9 The 5IPC awl Protection
lintsaway to if '<corm tut you hold ha p.rikular
<away
The Fern together Wheaton affilits, has Aso
Pschesed supplemental rosance The marmot
await payable to all etiatacleres. colecirob under
the prOtecliOn 51500mtkn at 01 Decent.. 10. 2016
Subpo to the polcy °soft." and Ininatmns. Orin el
Ihe Sem n Mho( notated ketp to SI 9 mann on the
aggregate fa all you alcoves heti in a pricklr
taw ty. Alai <Copy of de polcy trodro es amiable
Loon rewert
fleeter the SIC prardon ay the staaplanertal
prceenongeoly to:
• Goan leancial atom overdied by (rd molded A
YOU. x(001 vela) bat held away ROM Lin Firlieltial
Services the wimple anal 6) intarxe grodan
nckdrt, yob* notes. and BO shorn of m.diaal
Ands recetered nth. name of the scowl holder on
the tees of the our a Prier net),
• irwestrrent ratots a nmsiment Merest, (e 9.
looted patnenhps aryl ;remit placements) htt re
not rog card under the So:unte Act of 1931.
• Commocitet<critacu (e;.fregn **charge rd
pre as metal ccrerants). inthredny turret roolrlat
ad cawrodt`f <Tarr comraas; and
• Depose accounts (rata tcrtekaas of deposit) al U35
Bak LISA. UBS AG U S branches and Weenie*
KIK Waal Divan Program
The SIPC wanton and the ttplitramial pranks, do
not *pin to these amen Men r they citawrie apiatat
on you' sidernenh. Tre SleC protection and the
supplemental prot«tion 4, not protect agent* <henget
cite market ekes of wis mastrneres fahether a s
ream of market movement. Mar batnpl(ya
othersitel
Dividend Reinvestment Program IIMPI
The µice *hood a an enrage Geo.. YOU May Obtain
dm KW ace Ban Asa I nano/ILena Onlr ate
*ere are or-Maudtilde DRIP. partial sham all be
sold andthecash all be deported n your xcc•-nt The
dividend remeOrnent price wooled IN the eaten mlY
diner horn the maket PICO al Mich to What than
re sot,
Cadoialiest
0 * whole tat/ slay be held m you ream d you Xe
Willed to a prat ire le a I* tub of a chnlend ware
or ~see. the tom al either 'Owlet urn al
natee ace a rape al SWUM etlettermarod tat a
reoVertel cteenva fl eecy. rd (tufa yet, OCtgerel
lemmas* objectives
The mestrreee *beams
nsk profile are speedo to
exit account arid may ery
be
=can.
Pena Om. the Fen proergebr n writing el NV
,;fern orator its Des leach.( maw of
ftwolrnere cbtectiws For each Account Mkt. you
dome ore of Ur fob:meg imminent thaws,
• hakee CurrentIncome arrestmeres team the
generic. of none air
• Arlene CaraterAopwuhax yhminwits mane
roach aamp., !Ow Pen the sewage, of
Mane
• Prolix* Cominnatai ONnomtaH000,
AppfeCbeibn btreurnerns seeking both the generation
of rocme adcomb of principal
Dwell Ski:Silo
• Caroms", Wks to wrier. mlef abKalmh
ben* ad sanity to the mast or/tat men if
that moor the novae does not generate 'comfier<
meant a roans and may not WOO pace elk
irf
• Moderate Wing to ynv tone me to pancoal ard
tolerate sane vialie fa sea Nix return.
. Animate Wit i-sa to accept NO it 1° pnrr<pal ad
Pio robbery to
ho (*hint oar tent
• fen:6,4n (ArAty CanselorrAA
tactod, a
paten of the ocelot° for hat raw* nay Much
comply. Otalog•K tarried trardmy and Teem
valatlihe
Stelemonelwaseholintr
We may certso-delt aft retrA0 account ttatea*et, sit
the tone **Ws .n the same ernekpe. e.g. becaute
they here vane oho abo mentan pee nave
relate ...Ws sihot er clot at the save eolrest
yev prefer to mane nd rda.4 statements marled n
crown /TO elatrat, you Try cfrodno hoorah:4We by
(Oleg yov PnancialAdata
Friendly Kowa name
Rte Friendly kraal name it fa tuatAntible •ruckrarre•
doter, by you to twist you wilt your rebaidlef epee; t
hat no troll effect on your accuse. is not mended to
relied any sunny. pro:1AL rttOrrirkeliten.
interment **tat a re& profile asseeoted wrh pair
Marla. at e not a promos of Searle* that *bathe
a nos learif Cal Me" <al Or wit be ad-toned Al
noastrniatt net. O.
rttdrgte nia of
ton of the era. nollfront You <an chin.). yore
handy xcami names trot* Give Samos or by
Castacteg Ate frintslAdmor
ACCOsetravervirwr
• Vatic or you account/ionic& Net dates aid
• Atseri hclides nailfble wit biros. tales for
fetrithd wait% (eat), *2'4
Ten/ Depoins,
knolged moat a marlin and (men /Wet not held
by thefirm Dots not attack uviced seasitielassen
a the and /f the prior and <awn datermen penock.
aerie orestrwert anted dock *pions and
erettobb nod *phone
• duesitos Wide. debit balthat. Cullhaning Moon
Ions. trod+ In, that roam Way: et
• Caseemonty Warren Total of unmoved notable
cash tulan:h. OA dote toLmat al tilted ad
nraff tubed brit aid moray main naafis-id
swap balance. at the <boot the Annum perod
Nentonencolly Ire mede balances not sawn at
not
from other Waxes end the It,, nay
it. ay Ora Le* nthe adnry tan ol m
tearea These finch are payable icon your deed.
The total is needed m the ant pen:rickety value.
Leans inkrersolien
Fa Wailed Memnon on the nn's leering practices
ad &clown refer to yas Clore Ratiteernhp
Ageement a Adahre Agotriont and teGeoral
Terns and Ca.:tons LOS keSeenrit of Credit 'makes
salable nAgreem•nt and C.& busts
al awW cr e-ormitesi red ,Inu irrs
SDNYGM_00324651
EFTA (20)197426
EFTA01306924
Import= information abo
yo ur sta te me ni (COntinued)
Vom sti
Vott latemne ~es «este ed *er ~b held
oho rava at Mo ord of de neonol pral You
my ad for *bry cd 'uty ord ~nos nr, Irre
You mai alne taturext used at ban <Aperi arter
Pairel any batnet &e rollens Ary ritv be,
trandered toleten dana the slatement peedse
Istid al madet vaken d the and d the starnat
pemd
• Gmt brå. In detenninng treent ba» of the
~Mer included
Ibis rammel. N
redueed
~h the ard:«'
Fruncial Samen hanks
0, Normat<n <bland hom sarms Dert Mr ISS
F
ad
~
Sem.ces. nadrg Matronen Iran ~ha
lem« thetorimy hr* pecreded to yar
Advar th•Parm don not nahreckntly vady
gateelet the ettory
valdty or tre dormatas
~ed
ty kures oder Chr LI3Sfninahl Service..
Ø »ilen akhough LIBS Fnrciel Senkes genera
weteates IM naernatas as et o mened the Inn
Ø
rot parilt any motsi« tat de Talarve
~Con
bere" rd • Urredded girl loss' o
amer* at ot tv iltad tha .Hamara. Atna
pitre 6a roa 1.4 on his ~malm-iamake
praie.* a ml* basens, kr la penows «
othenrme A«Oarilf Urutland tote hm mai
tillatt gallon dormar only for te Aerodal
tine iler se led at te inn More hbtaical
ela:anse:an can be skled by >as Ford Ackot.
• Unrealitod gataltre« Wien datais nolabk.
esendied «redsel ~noss., se </kutta:Ikr
nchnisal Mamy loh the tunspenn dra for
rdrrolut kas nya navnet ral leet tronuere.
dorget ytt to:umy toorgr,:x.ca *rem<
0,nsetd and olh“ mai
lott ant snuatate
~Mye bli ro ert ttembned to aids/ e*
amtacjd lot Th• "tradedaa' «Anm ~ritt tel
crrantItransactnn rade date
• [Sable socurkin Beat and pilelad mak dut
the -muer <db for tarY ~ion
Ml be setested
irarhalk by lot laut( nr; al storities d the
ratled n oms nam, or n nomi« ane fot car
dimt, Cal kart ~bris
obtaired kom Med
prim ed as treryk nol waranteed Odw <ad
fonn tror aust men:hauld alten yekt. templer.
Hamrar nitte utmatte knran Martre
• ~Nabo hen Okattyed lor uoveria and aler
podast re>,, be hø« or bayer thin the pro. Mat
)Diepuld actuallpecen• in the ~br Preet re
~rom
urtut Med Party siam astuch
betre to be Sable. bul re do not ~anke tier
raner
- %Ve "nerk ve the <kano peke *hr smikk ot
ne mer ot abe bel and mk pikes la åsted
storhet ard opi." a air bi:linn ta OTC
~tel
- lap aarelr ~ad anta« nuy te Deltid raa» a
valsar model a the rann tert plir
cqated ardme/rot mfl.« an actual maket ake
or vale
- Crlan postrieb my sper eithcan a ake and
ashowai 'pc. nonet sak'
d ne are
unable to cbbn a ara ka t Marry-
- Otposts «nurites &nomne«, in urtrenet
ah« tron u.S. doar "(Wien«, itle ~ronga
rate asal the strimen date
- For terten ~nes vedr, n nonicriormrd
dencmreats, pnce aM durt ty daa max) may
hm ber »used to tisteda proper mauren
To oboen<:~ quotatom. *loe ~Ia*. «nød
ryas truts AantOr
• ~all itnnulmenta and armband produas.
?fri»e nemmet tett:det (eCisteq deal
NettehltCe CrOnree sd rer eglet namn tn.ol
savnes) ed sen-aisedirod-icts re gentory hipory
"ad. («un rarurtared ;rodd, hare not ban
nractred wah the Snertes and Erchroo
Carmosian er ande ry state >meite, ben Yte
~de *simrad valet ter pene* ~min
teamet ard ~and acart fa nlormaficnat
Amaret teild Luve; 4 All garantile
- Taes+ silosnit dal« vintrer./ kan an" d
*Ty, x vki(h a prent nentenent kny er
strutta& product tvte be boar* a tok eddo
not naesarly iranere the vale p.r myr 'neie
LIX" $tilidattgel.
%ed purty eitt~ of valmad
• anar,
date aret re 54~110 OBS trureul Screce on a
a9.re base by O, ~kn
"Marie fon
- iccuu ~ai pr n« crtponcof tegard ra
d ry. am ~Sid tote Fim by the stue
rana' panna" a spana ans may be cablated
bardon daluere nkerne on Iran Mat tand
I:Knipenes lo dane Mer *simrad vakes
- You tan aren addinnal recrmationtettircfrio
01<dbdeanenethe astinate cl
ma and the die ot te ntamationthat n the
basis ty the nemt* by or tactrgyas innval
Admor
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SDNY_GM_00324652
EFTA 00197427
EFTA01306925
SUBS
UBS Financial Senaces
private Wealth Management
299 Park Avenue
26th Fbor
New York NY 10171-0002
ANP7CC07133:090719 VI 0
Business Services Account
July 2019
MAX FOUNDATION
Account name: MAX FCX1NDAT ION
Friendly account name: MAX FCUNDATON
Account number.
Your N nodal Advisor:
SCOTT STACKMANLYLE CA SPIEL
Phone
Punkas about your statement?
Call your Froncial Advisor or the
Value of your account
ReSourCeline at 800.762.1000,
account 029023661.
on lune 2801
on A;ly 31 (1)
Your assets
978 73
979 04
1risitoor witbs/te:
Your liabilities
0.00
000
WWW UncorNfrunciakannces
Value of your account
5978.73
$979.04
Items for your attention
. Help pith/CI yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report rknually from
www.annuakreddreport.ccen
Tracking the value of your account
7,23.2
9,2302
239.2
243 3 -
9769
•
970.7 •
9730
•
Dec 2014
Dec 2015
Dec 2016
Ott 20'7
Oct Zola
fun 2019
ful 2019
Sources of your account growth
during 2019
Wthe 0170Ut xcount
arras end 2018
Your rivestrnerif return:
Oivilerid and
merest rcome
Change In
model value
Value of your OCCeirt
on M 31.2019
397691
S213
5000
Member SIPC
A77770002000713399 N7700006S2S7 00031 07,9 OCCO0CO23
000000
Page I of 6
SONY_GM_00324653
EFTA_00197428
EFTA01306926
SUBS
Business Services Account
July
Your account balance sheet
Summary of your assets
value on
July 31
Percentage of
yeur account
A
Cash and money balances
97904
100.00%
B
Cash alternatives
ace
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
CO
0.00%
Account name:
Friendly account name
Account number:
Value of your account
9979.06
• rOusicianori
• . P,DiltItiTf.:
Your current asset allocation
Total assets
5979.04
100.00%
A
Eye on the markets
index
S&P 500
sourness':id Adviser-
SCOTT STACkMAiktmE CAMEL
• Cash and money balances may include
avaiable cash balances, UBS Bank VSA deposit
account, lies FIX insured Deposit Program Bank
accounts. UBS AG Starnhxd Branch deposit
account balances and money market mutual fund
sweep balances See the lmpottanr ,n formation
about foul statement cn the last two pages of
this statement for detain about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2019
3-month Treasury billy 2.07%
One-month LIBOR: 2.22%
Percentage change
/tab. 2019
Year to tlare
1.44%
20.24%
1.49%
20.48%
-1.26%
13.05%
0.22%
6.35%
ariP70002000n339Sirdl000065257 00CM Cdr9e00C000a300C0
Page 2 of 6
SDNY_GM_00324654
EF1'A_00197429
EFTA01306927
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830.762.1000Phone
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9023651Phone
9023661Phone
9290000SWIFT/BIC
FOUNIDATSWIFT/BIC
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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK x UNITED STATES OF AMERICA S 120 Cr. 330 (AJN) GHISLAINE MAXWELL, Defendant. x THE GOVERNMENT'S OMNIBUS MEMORANDUM IN OPPOSITION TO THE DEFENDANT'S PRE-TRIAL MOTIONS AUDREY STRAUSS United States Attorney Southern District of New York Attorney for the United States of America Assistant United States Attorneys - Of Counsel - EFTA00039421 TABLE OF CONTENTS PRELIMINARY STATEMENT 1 BACKGROUND 2 ARGUMENT 3 I. Jeffrey Epstein's Non-Prosecution Agreement Is Irrelevant to This Case 3 A. The NPA Does Not Bind the Southern District of New York 4 1. The Text of the Agreement Does Not Contain a Promise to Bind Other Districts 5 2. The Defendant Has Offered No Evidence That the NPA Binds Other Districts 9 B. The NPA Does Not Immunize Maxwell from Prosecution 15 1. The NPA Is Limited to Particular Crimes Between 2001 and 2007 15 2. The NPA Does Not Confer Enforceable Rights on Maxwell 17 C. The Defendant
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SUBS U85 Financial Services hc 299 Park Avenue 25th floor New Yolk NY I 017 1-0032 CNP70056E05870414 VI 0 Account names GHISIANE MAX WELL Your Kneaded Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone 2 12-821 -7000/800-308-3140 Questions about your statemeat? Call your Financial Advisor or the RMA ResourceLine at 800-RMA-I000, account 029323574 %Ask our website: www.ubscomitirtanciatenaces Items for your attention . If you use UBS Online Senices, consider changing your User Name and
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