Text extracted via OCR from the original document. May contain errors from the scanning process.
*1_1BS
UBS Financial Services M.
Prelate Wealth Management
299 Park Avenue
26th Rapt
New York NY 10171-0002
00,700$7520730119 VI 0
Account name: .:1-115LAINE MAXWELL
Friendly account
• indiv ChooldCar
Account number:
Resource Management Account
January 2019
HI
IV
Your 15 nendel Advisor:
SCOTT CSAMAMIll VI C r atom
Phon
Questions about your statement?
Call your Anancieg Advisor or the
Value of your account
RMA Resourceline at MAMA-IMO,
account
on December 31 al
on Jamey 31 (1)
Your assets
49,270 55
44,737 65
%Ade oar wabsite:
wwwAbs.corNfMancialsennces
Your liabilities
000
0.00
Value of your account
$49.270.55
$44,737.65
Items for your attention
e Please note. Average Daly Balance and
PAY values en the Deposal Account ARV
sedan or your December statement were
misstated tamary statement values haw
Sources of your account growth
been corrected
Tracking the value of your account
during 2019
Value of your &count
Thousands
716
Dec 2015
Dec 2016
Der 2017
Dec 2010
Dec 2014
ran 2019
at year end 2018
149,270 SS
Net deo:sotsad
wthdrarvals
Your imesvrent return:
Dividend and
interest income
$1407
Change in
martel value
$000
Vette of your &cart
on Tan 31.2019
944737.65
-14 .54697
Member SIPt
ChP70003005750073 Nr7000197332C0033 Cul 9 030575COI Y123576550 OCCCO)
Page 1 of
SDNY_GM_00325241
EFTA_00198016
EFTA01307282
UBS
Resource Management Account
January 2019
Your account balance sheet
Summary of your assets
Value on
January 31 (I)
Percentage of
for XCOSit
A
Cash and money balances
44,737 65
I 00 00%
B
Cash alternatives
000
000%
C
Equities
000
000%
D
Fixed income
000
000%
E
Non-traditional
000
000%
Account name:
GlISLAITIE IAAXW(LL
Friendly account n
• n L‘. C
el C I
Account number
F
Commodities
Total assets
Value of your account
544,737.65
Your current asset allocation
544,737.65
100.00%
A
Eye on the markets
index
S&P 500
Your II noncial Advisor:
r:rner 'Mr
CASRIP
• Cash and money balances may include
available cash balances, UBS Bank USA deposit
account. UBS CDC insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual tux'
sweep balances. See the important information
about ybur statement cn the last two pages of
thin statement for detals about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Bart lays Capital U.S. Aggregate Bond Index
Interest rates on January 31.2019
3-month Treasury bills 2 36%
One-month LIBOR 2 51%
Percentage change
January 20'9
rear to date
8 01%
8.01%
8.58%
8.58%
6.59%
6.59%
1.06%
1.06%
0.70000305750074 WT000197332 00033 0,19 03057%04 xi 23576550 GCMG°
Page 2 04 (
SIDNY_GM_00325242
EFTA_00198017
EFTA01307283
$
UBS
Resource Management Account
January 2019
Amount an:
Friendly noun eat
Account number:
Change in the value of your account
Cash activity summary
January 2015 (1)
rear to date IS)
Opening account value
$49,270.55
1•4927055
Deposits, including investments
transferred n
729.45
729 45
Wrthdrawals and fees,
nc Wing investments transferred
out
-5,276.42
-5,276.42
Dividend and interest ixome
1407
14.07
Closing account value
$44,737.65
$44,73745
Dividend and interest income earned
For Cocoas or ten strienent lacabley of Wines' NO Crane income hes been Warn! Bon a US
is teCourg Cersotruee axed coon the resIcknce of the account hadel OCeount tpe, or promo, type,
Scree 'Wiest ands Rivii*nd payments may not be Waled to unit° Stan WA Reda Puerto Rico (PR)
if yen* Usti The client monthly StatenVel Is e01 Intended 10 be used "I tannol be Felted coon for let
PurrOser Glens S40,04colorto the OWKatie ix ;emu ng tome they inehe from u8S satiate. such a
the (WTI 1099 at the fOrfaS 480, tot ty reporeno Surnames it is the practice of UM to Ue the
ippiCatie to reporting loins wnh the US intenal Relent* Seroce aX1PR loamy Deconment. mo In
Stith tent aCCuratny costly (Ivan." an3 Or inter" at tar earns, or IWO* Kent neat COMA y0.0
ndvdual hat mane
January 2019
Year to date (5)
Your Anaemia! Advisor:
Le Account arm,* nut monthlu °Nati Blanes in your Sweep Opocec are included in the apronq and
doting manna vi u• OK mutant. xp14. to &point at UBS Rank USA and SI bank; partcpabna intro
UBS FOC hfured CROORT Pagan tr aces not axty to reposesal Lars AG. Surntoicl Braun. SIPC
proteeton man: to money Milket :weep fund hddingt tut not bat* deponts Seeimpa-tene mbrmation
aboytyountieement ion theist two coat: d leaciewnent let &tab
January 201919
Year to date (S)
Opening balances
Ada ions
Deposits and other funds credited
$49,270.55
729.45
$49270.55
729.45
Dividend and interest ncome
14.07
14.07
Total additions
$743.52
$743.52
Subtractions
Checks and bill payments
-5,276.42
-5,776 42
Total subtractions
-$5,276.42
-$5,276.42
Net cash flow
-$4,532.90
-$4,532.90
Closing balances
144,737.65
$44,737.65
UBS Bank USA Deposit Account APY
Taxable interest
3 19
3.19
hterest period Dec 7 - Jan 7
Opening UBS Bank USA Depose balance Dec 7
149,972 23
Total currant year
$3.19
$3.19
Closing UBS Bank USA Deposit balance Jan 7
546,437 54
Pr or year adpstrnent
10 88
10.88
Number of days in merest period
32
Total dividend & interest
$14.07
$14.07
Average daily balance
148,877 45
interest earned
$14.07
Annual percentage yield earned
0.33%
C.P700030:475007514•700019, 332 00)33 0119 030575C01 Y123576SSO CROCCO
Page 3 of 6
SDNY_GM_00325243
EFTA_00 98018
EFTA01307284
UBS
Resource Management Account
January 2019
My Choice Rewards Points from UBS
Account name:
GI4SLANE MAXWELL
f riendly account name'
'-
Account number
Rewash pcints me reflected as of the 26th d the math cc the rice busmen doe if the 26th Cabana
,seektnerCild.1. Rewards PPM alnity deals can lot found on wow.uPhoyetonMereites
January 20I9
Year to date
Opening balance
dosing balance
7,594
7,594
Your investment objectives:
You have identified the following invesonent objectives for this account. s you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advsor or Branch Manager YOU can find a full description of the alternative
investment of eebyes in Important information about your statement at the end of this
document
7,594
7,594
Your revue objective:
Current income & capital appreciation
Your risk profile:
Pnmary • Aggremwe
investment etigibitiry consderaton • None :elected
Your account instructions
. Your account cost basis default closing method is FiFO. Fru In, Fest Out.
Your Pleanclai Advisor.
O.20006005292026 tr0G0192332 0000.3 Crl 19 030525004 Yl 23526550 CC000)
Page 4 cE 6
SDNY_GM_00325244
EFIA_00198019
EFTA01307285
SUBS
Resource Management Account
January2019
Your assets
Amount name:
GssSLAM MAXWELL
Friendly account man
Amount number:
Some Cruces. occrele MCI Csareel shue$ ShOren may to oporctrirmie Adams& pains 04 losses may nos
te sory.hrly reflected See important AI °matron Moor raw scoter r to a the end of the ckturbere (or
risco rnformation
Cash
Cash and money balances
Cain ant marry balance; may rr KILO avalatie cash balances.. UBS Bank USA cimasst Yount [Waxes.
UBS FOC Insured MayanSank (Warms. UBS AG Stamford Branch decoal xcount Waxers and n-alr y
irtrylrel mUul lund Svretp takes
See the Important oronn salon arxwt 'our staterrent at the red cth6 Cortment to detals about troSe
Wanes.
'MON,
Les BANE USA UP ACCT
Your total assets
Veer Nnancial Advisor:
SCnTT STACY MANI sry F
AcRiFt
UBS Bast USA and SI UBS FOC Insured Rogan Bank depOut arc sunt Nieces me Insured by the FDIC WIWI
atOluble l mts. Eta an not pawed by UPC UBS AG Painted Blanc n deposit xcount planets ale not insured
by FOIC and at not protected by SIFC 14Orn market svieep balances are panted by Woes* no. MusedOF
the FCC
°Leong Ohara.
Closing Unice
hue per share
Ave rase
Paden° Interest
Days in
on tall (S)
on ran 31 (t)
on ran 31(S)
Fee
Period
penoi
Cap anaara (a)
49,270.55
44,737.65
250,000.00
Percentagea
Cost
Climate'
Unitaized
Value on kan 3t (s)
your account
barb (II
annual 'Wore (SI
Ono( loss(;)
cash
Total
$44.737.65
100.00%
$44.737.65
Cash and money balances
44.73765
1000014
44.73765
Account activity this month
Ott
Mikity
Creicistaron
Amount (5)
Deposits and other funds credited
Jan 2
Transfer
FM VI 23575 0100
729 45
Total deposits and other fends credited
$729AS
Cute
aciaty
Desosphon
amount If/
Dividend and iatemstincorms
ranatde ontereSt
Sao 8
Intikont
UBS BANK USA DEPOSIT ACCOLSIT AS OF 011 07/ 19
3. 19
Adseefiantous
Total taxable interest
53.19
Jan 2
Interest
UBS BANK USA DEBOSa ACCOUNT AS Of 12131118
1018
Total miscellaneous
S19.81
Total dividend and interest income
$14.07
04170003005750077 197000197332 00033 0119 03057C:04 Y123576SS0070CCO
Page 5 of 6
SDNY_Ght00325245
EFTA_00198020
EFTA01307286
SUBS
Resource Management Account
January 2019
Account activity this month (continued)
oat
Adisily
Bill payments
Jan 3
Wthdrawal
Jan 3
Wthdrawal
Jan 9
Wthdrawal
Total till payments
Account name:
GH5L4ti€ MAXWELL
Friendly account nart
Account number
Your Financial Advisor.
SCOTT STACKMAR/1AF CASRIR
Destitution
Amount IS)
-3.536 59
399E
-
ACH WITHDRAWAL Saks Ratan
-1.69989
45.27642
Card lbws for your Attention:
The rev/ UBS Visa Infinite credit cad is hem, packed with evauwe trawl bmeils, more rewards and more of what you love. includirti entraxiiiisanh personalized nice. Al
stunningly dad in rnetS S.Isit ubsccoweinfoile a cal us at 636762-1232 so lean mate
Mnn" Wren, Cue
Padnent Dot Dalt
Ott Inc
;Walk* CIPSIt lane
Oulttardng todance
UCS Visa credit oafs)
payment information
50.00
$35,000.00
$35,00000
30.00
Ms teeth aid is <crated wi UBS Pa/ Credi Cad feat we and wit tescrnatcaty te pad horn yew account rout moment 6 SChtahtd
lon February 20, 2019
We pronot the informaK0 Oa your UBS vita crept cans sdely as SS SOvrtesy lo you. Tit UBS MSS teat COO and a(03ted are Issued by LOS Bank
USA UBS Bank USA tens you She OdsPd staement la this scow and sou staid mate your testes accord nnto then instiveLctis.
We do not it'd ude your outstandnocredl cad balance in the race at you account with uBS Rnanod Unice: irc.
Date
Actrnty
Description
Amount CS)
Money balance activities
Dec 31
Salaam (onward
649,270.55
Jan 2
Deposit
1185 BANK LISA DEPOSIT ACCOUNT AS OF 1213 18
1058
Jan 3
Deposit
UBS BANK USA DEPOSIT ACCCuNT
729 45
Jan 4
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS CC 01103J19
-3,576 53
Jan 8
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS CC 01107119
3 19
LIP SO
Withdrawal
UBS BANK u SA DEPOSIT ACCOUNT AS CC Of 109r 19
-1.69989
Jan 31
Closing DOS lank USA Deposit Account
344,737.65
The UK Sank USA Depot Account n your MN, wino cotton
CW70006006750078 rt7000197332 00X0 0119030575004 Y123576%0020000
Page 6 of 6
End of statement for account number Yl 23576 SS
SDNY_GM_00325246
EFTA 00198021
EFTA01307287
Important information about your statement
U3S reancial Saran Pc. (Me Firma U3S Finned
Stoop. et a muter of al prnapal seamy.. ccownccity
*adopter...echo-9w UB6 inarral Samos and LISS
Bart USA re ecleect s-bsciartesct UPS AG a
teal*. of WS 54cubes U.0 the km% trarinat
lama
6 wadable won request Therm's enteutow
often we at
IBS fnatel Senices ix.
1200 Marta Boulevard
Wahanten N/02COS
IM nairent t•CP•ontcrn• 0r4 officialraced of yor
lan ranked Services account ofbte reccedt. faketel
*Heal tact:Kunstl, cawing cantle., claretslaid
a
be whed Lan lyou bete.. the, 6 react a
ace."
ohm nor
a anedately n rang to the
Bergh 'Arran of Ma office strirq 'ea oxoLet
Arrant at faun Mown re emended lobe accurate
Italemert elm* heal not be wed for La papaws rely
t1ey$
onrwsnd
lOnr• be. Form 1099. 5498.
"O
wn"' Ward
you tae mum the inn is
mound by two to sew tot* RS all untie &glands.
reportable or -Webb dnidends and !stable :mews
toned en taunted held n pa accent. net maids
on tale Ramat ad. and tosi basis on cerian <Quad
axes Mx
Corremenkationa with the Finn
• fleacateenlinn re creel tramcars
n Arena
to further precal you ntrts. a
1-oln9 pow Ill
axe. the Sear in brit» Prolorltal Ail (S A)
• II Me finaled cacao, on te lap Ion cl re from
of the tutorial a rot U3SFelaill Santa. IBS
MANI Sows <met your x<Oull at (hag
troks by antral
evil the rekird 010 AA en
we reformed acted the retshanr0 'henry
Wined the acme h tho case. )w feats and
seesaws se located r UBS Fnermal Sena, and rot
the nod
rq brcta. aed pa west make a opal
of etyma a amen to both inns
• As de-fished n tlw 4Ctital XretibentA you red
noldy vi e any ono, ce need ereoloreod-ect s
related on you smenent wow. 30 dip after a was
Mar Cc rode available
• NMOrr
(Worn» avriblOrli a riper
to the
rem% Clem IAA?" DirAinnint at 201.)52• 1659
ce toUree t 800.35.9103. BODA.M. to 6.00
IT Monday Ilya*
Foley, a en Ant ro to UYS
ranee' *Yon Ix.. (lent Retie ore Deprive&
PO. Bo. 766 Lhon Cly. ID 07087.
• Al Mamas shall be darned complete al aura
a not *bodedto 'intro
Who 60 days
• fa TTY what. Cal €u412.09B6 or from outside
the U.
041201.357.149S
• hose of rasa
axioms air
an Naha.
lab Manske (DM PP parent a U35 Vet debt
card vansxtia. cal 800.762.1000. Of woe to UPS
FwcW Savers
. 10:0 Harbor Bid, 6th f kor.
Wishae.len, NI 07084 Ann RMNBSA Sweatt
Caner wile as soon a )CO can. a tco talc so,
statement a rectal es word or 4 you need more
niamatir ai'au stealer on the greenery a
wag
the rem or Cad bps (as arolcable)ast
her I torn 'tun° lee than CO days ri a Ve Fr
ear you to fret wateenre on we
Ma or
Problem *Peace
- hood. am rat
rd wear minter (0 any)
- Delta* re error a the transfer so se~
about and npLin *cleat as ynrcr wt. Wei
blew e I; race
a why you need ma
dorm/lice,
- Prorkte thee:Mar smart of 1-re expected error.
The Peen or Card bat nil vergate your ampler(
and wal erect pry wroe prerrotb• For rated ern
moheg UBSVaa•ckba cad tereactons.l we tie
mare thr 10 bacons day; to da doe. we oil ad(
Axe accasi fee Ow ammo you Melt is obit». SOMA
you net hew the use of Maloney durate Imo
telai Leto complete at inesloatir
flea mate all trait payable to Me rem or te
financial autaien Mowed*, te fresa of ihb
f l rent In addition to regular rein
len, account
may be 9.bect toman:mace fees. chases to late
parr
fa secure.; purchases and Marrs as u -pael
ruts
mash attars
Aoccuttita ito anstornd
tooth. mistier; rnay be subeet to a bah/ lee
UPS cottonkaw
IRS o
s fa weepeo cash madman lo bark
depose accana at fur Ahmed bays rdrlikted
brit
and money Man mewl leafs (Money &MO.
Depose rear,
at LOS Baric uSA anananalthad
bants panicoachg n the UPS FIC awed D
Program re PDC-ntwal
amnia.
wehr
i
C rule:
For rmm riomtabon, dean wet web. fcbc.gre. Deal
scouts al LOS AG Stria
Bah ied lures of
Wary Finds we not hared by Me IOC.
Eta deposits se not protected hl SIC Money ren d
shoes are protected by SIPC Sc. "U3S Inmost Saner,
Saari Protectai below.
upon )okaaret brats
n tee bark apart may to
*threw,. and shrew al a limey rand may be
rd devotee& rand
to pact yes
run. OS Arbil
FLOM ell:melon aba, sealable sweep options.
nclxIng <Una nitre)t ore, and yields. o aealstale al
wwwL.bs casweemelds. from yoke inaulAdmsce
a brcatng &CO 762.1000
UK financial Services account protection
Iht fern 6 a member of tee Sauce; neon PrOOCICA
Cenaceat on (SIC). which protect Saurent; curcoren
of el madam 4.0 to SS00.000 faliadeo í2S4000 for
Mere for cash) teplanatory hahure nobble won
',Weia
twww Sr eel The SIPC toe Polateen
line ;ply to if =ours that you hold h a prikuby
<town,
The ran, together ate crlan Mbar, his oho
pschowd supplemtmal rosince The mailmen
amaa payable to all Wood. dirs. eolecrob under
the prolechon c ISCO make, it 01 (»briber 10. 2016
Sobocs to to polo? obi, or and
cans
M fm nfunhot r.e01.84d ice asp to SI 9 miler on Me
aregele for al you accosts bell en a orals,
roloaC ey A tut CC•Py Of I'M poky tardero
weiriale
won retest
flettrte the SIC warden roe the sappaneetal
frier CA Crib 10:
• Cain enrolee atom caroried by(and ncheled
fir KOWA 'Malta. Maiaway ROM Lin fen/neat
Sr% el AN exam» anal 6)antercepodals,
na..drg yob* antes. and
ewe, of nkAwl
fah. noatral n the nine of the rota
holder on
beds of the oar or terrier ant),
• imemment «meads a nwstment nlerer. (e9,
limed pertne)heas rd prime placements) ihm re
net rog can! IOW the So:unten Act of 1931.
• Conrocitet <preach (e9, keel,' **charge and
pr. nu mil al conlribliA
r° 101.1” .0417 Olitir connects. and
• Depose accounts facto trek**,
of depose) al U35
Ba LISA. UBS AG U S branches and &trite
MK aired Diva PrOVIII
The SIC Irlerlriln0
Mwphnenlalpraal0
, 00
not apply to these amen em if they drawee appear
onyx.' cadernentt
SiPC preatecton and the
supplement peet«tion ebnOt Prole» aka/ changes
n the market wkte of you enestmeres (ahethee as a
• ail of market mayernent mum baknpttya
otheesesel
Dividend Reinvestment Program 03Pin
The poet rtthchid
an Sneer era. you may obtain
de actual pree kan ma, inanceal &Miter Only MX»
sheet ere ou (based tilde CRT. pertel sham err be
told redtheca WE be &paned n yas xcc•-nt The
checked rename , * price Roofed by the mm mat
data fir
the mad* pee al ridliber Pr»
tics
re sod
Cash-iwther
01/Yrt ol• tat my b held m yos wool
d you at
trilled loa palatial as a retell of a &Mendgrew+
or ~vs..
the Pr witch. Salpane urtl al
OW144 weer:except ai YOCUM °tetradby
a
reamed cseamea nay. ad creda you Orbiborl
Irreannant objectives
The neinet
*beams rdnskprdierepectoto
ere account and may vary between ye., acmes.
Pea sae Me Fem prormlb, a waling of ay
tgnfrae ch.vwx 41 so , farad snag:no
towage °brows For n,
•CCOUnt hell you
domeono of Mr foliating imminent Wachs;
• tìoaleeCementacome arentmeres weed the
generic. ol none at
• Ache.. CoptaiAspwran aminwes mane
oronth of papal !ad.( Pen the gamier cf
tone
• PrenonpCombgao of worn. et CAMM
Appiec •sn'on Ineestmems stekieg bads the generation
of acme a
ranch of principal
°weal Steam:44n
• Grammer Seta, to marten niel pima
wth
breridc rd talatilty to the accorra meal. men if
that means the weasel Om not genera a ernes<
recent ce roans and may not Lew Pre Iude
dMm
• Modena) Weing to accept tone rest to pnncpal ard
tolerate scene vialey fa se* Mier rant
• Ancore Wilibp to accept
rid, l*PnrcIP.1 rd
hq, rabble, to tail hap »rot
Or lent
• fraltner-tfArAty COlkael•FAUN I t+Ioctod, a
paten or the podia° for tar. accout my nard.,
ern». alibigrA leered 54.edty and Tarr
»lard
Sta
Thousilwidettr
we my cese•time rl reteA0 account itaWnerts wily
the same **ten n the tre eenekce. e.g. because
they here own., oho alto merman eant cocoa
et lambert wth other (kW, al the sore adreas
>a prefer to mew end ed...4 Amara
mailed re
copra renclopos, you may calme hamereadne by
eaten you laurel Admix
Priwidly wow% name
Reliably account none IS fa tuatreable •ruckrarro•
chosen by yea to asset you wit, your raorellseepna t
tin no legal effect en your accuse. es not mead to
reeled a
min.
prodact reCOnireedien,
matrnentcbjettne a a
mirk MICCUted at or
Kean% era rata promo* a gannet loot wrath
or ary karat moh aria wet be »herd Al
brirsibilt brie 010(4 cl tat at/ergto
nct of
host of the *vet allured
You <an dunge your
Frady acute names rot*
Oran. Sennett or by
cc/meetly your font sal Admor
Meow* aerie.
• Vet* of you accoceepam'are Net ol erns and
• Atari abides nobble <Oh bin
Yates fa
ma
tedtaunt/ (est
and Globi Tent Dawn,
vrealad marts to rewire. and (man MISS not held
by Minn
Dots not ale& waked seositeriassels
a the and a Me poor and omen materreee Feria ce
p ale asillirek
witted 040. Writ
AM
*aeon» Pea oprone
• Auditor PEW» Mr barrios antring
moon
lore, <reds In, tam accasi bar:04
• Cash.oney Warren Total ol wrened malablo
cash tolifilef, Dell Oipoor Dina
al all nand al
non-Waived brit
rd roo-ey maid naafis
-id
sweep batten. at the ca. dote mama petal
Nacorranally be cred4 balances spa rani
re
not
from other balances al the Fern my
.eery
thew knit me adnry carte 01 At
buttes. Thew teak a
payable an your dared.
The total 6 aided en de cent wood ekano wlue
Lending infcreremben
fa *tailed Sermon en the nos lerdng padres
ad disdains, refer to yeas Clore Palateeenhp
Agoilneril a ACCOVt Aryeerrirl and t* Gatti
Tern red Orations LEG Ussentra of Credit 'makes
entitle nAgrettr.nt, and Namur%
a
,,t
SDNY_GM_00325247
EFTA_00 198022
EFTA01307288
Important information Mann your sta kr MC lg (COntinued)
%e su
Vott filem«! ~to
secuntes ed oter enet, held
b the rava
at the rodd te «Hanel prial You
my ad for *bry
cd bily pai stavens an, Irre
You mai mene Word..t Uord at ban «Pai
an«
• ysa ans betente due ro tten Ary tecorte
Preferal tolvtin.
dåna the slatement p«edre
lered el mad.« valas d the end d the sternent
per ed
• ~bø&
dedoners the <at basa ot the
sauna included i tit datement."Aere dagard
ordt the nurrter '
ISS Fruncial Senka ha releet
on retormatencblared horn ~al
«hr the Les
Cruncul Siroces. ekludeg ~maten loen ~ha
leme
you
have preeded to yoga' Inni
Adm« the Orm doa not nd•pcnintll ~uty er
~elet
the x«. r icy
valdty
ry demra+
Ø
orowded tys:kras oth« the ISS inerti
~e.
ad:HO" akhough LEK inst`
Serviset genera
txdtates *n 'Pent:nø
e a restad the Irre
don ro t ~e
gry itftnineit tat the nternalae
~Con
bart' and 'Iaaelaedg.Wlon o
sturar at os ~drei
the dimmere. At nrch.
please tarm remon his rtarntlen ot, nulte
~Mate« ml• «osens, la la porbases «
"enn«.
A«thirit$ Urrisr«ted totehm mei
fenad gaman donna« , only loe te pered of
line they se hed at te fim More hbtorical
Vådmno
Can be added bd >ad Petrcitl Itdriot
• Unrealitod panAllossos Mimi dau is notable,
nernied vre*cd ~nosset se orkutied kr
idoctut society ban the transtar dra for
«disdyt ti, my« ~inc< ml led ormen:ro
dorges ard« vatmm *organ:rica...nu
Grolend and ollorr e,nw,mwrl lon and snumate
~Mr*
ka ro each «mened to diatai tro
aeragad lot TA?' trade date' «dann ~ret
the
0 -~irdrildertn
trark dale
• [Sable mcrItlia. Betra and porlrered mak tiet
the -muer tab for ese ~ion
wil be etested
~adr
by lot Iren amen dl stosities d ekst
ba.> herd n ope rutte or n none« rome fot 0$
<limt, (ill fea« ~kon
is °bered brom tird
preet ed is away es not yatranteed aha
femnt manen wen:havta elta yekt ~lee
~en
ml be rionted kconeatuat
• Pritievaluo Preet tapteyed lortens**, ed ah«
ciatrat mai be hør ot byer han the pnce rir
y:myrull Krir! i rorpr. in the mark« Inka re
id~
f ron~ord
Party,
%entes eloch ore
bele* to be rable. bat st do not tarene der
accuay.
-
%Ve gentra* uti the <korne pkenhan ~Labb cr
Ore me«, ol the 64 and at. Drite, he åsted
~nes
and tonen
cr-dy bipen
ta OTC
stu
m
- Lett aval,. tradert ~raa
nuy he >orid lerg a
Nase< maktor the non ran
pree en
cbtarrel ard may rot torten r. etuimrk« eke
Or.**
- Crelan pashi en mara«,
wilhout e pike and
val show al 'tide sand salane' d ore se
etlave lo obl«, a vice lat Munty-
- Oeposts « muna «namna«, in arrtet
ah« tron u.S. dottet er («tamd r tad ~hange
rate asal te strimen date
- For ~sn 'novitet redig n nonicriermn;
dencmraces, pr« ad ~tty
date via) rna
has bom zjusted to frikal
proper auren.
To oboenonn quotatem. *hen nabbar. «nød
yas FArriotil it<IntOr
• Pralha invnIrnenti and armband rusduets
Private ~net
Otrildift (KØ
deal
roteleteron pregen endrer 41.4« arvetanne "Ot
savnes) ed snunad prodacts re genera/ het4
diaect Cetansourt,rodoralkh hare nos benn
rtactred wth the Satse a and &dump
Carmen:na inder :ny 3131e >Midten bh, Wc
proale estmaied vies for powete ewtitnieit
Sendte, ed Stolrad pdaddcti ta nlorrnificrui
~X«
tty
Auka} e not Man!~
- Diett vitet ~Odler stknedttitrhafatt nrge% d
stiv, al inhith a nare nntnnwel tettity Or
«metta& produd ^ul bebevra e tokt eid do
rot moess..nly rar etere the vie you mei 'neie
vatn Sauidroan.
- %ed orry estimata of »le se a ei • «dan
date and are supplatio OBS Crekul Serve« on a
reglar bas, by n rdnenkee valarion fem
- tau«. ~ai
ormer cr tante «trered ra"
d ry. a* 94~
tote Fim by the exuat
"inri
panna" cr ~nor rod may be cabiated
barden dike.« ~en
ben tat uord by
tid penes lo denier.« almated istiden
- You can dean actStenal Hammen inarcfno
te n‘terrakoti used to detarme the egnete ca
yale eid the disc ot te Snuten
that n the
basis le the nemt* by tentactrgyea Fesnar
ada.or
- mm party osunaled vales rna be Samt
as
lat preed' n stirwatauahano ween an
rdapta.lant valt% on lem has rot ~led
or
inhk to aspen a vale ohm ore bare etse
*ot a niskarar "rit tue noned t
Pre~
~od
vaia -n10 nuen«. Cr otten
*lue rm.ld be Nota, speculetre daa 10 the nates•
d the ft<Unty
- Viten netha an 40 4, general portner of toccdce
hamand otte 1
stadar
-ly eintIttO valen
pemckd the rate of te scosty Mlbedetre<
from es prachatepree
- 'Ontrieat km to dana' mag ~de
rerun of
csiti roene a tute,
▪ 'Ordri unit ute reprewls the nei catering
ake p« rna end my net relled ytra «st base
- OPP end isiMed Kfr tro-es re rei kad on a
natonst attåt« ~e,
and n
gavery
icted and men d they can be sold, the pme
ramed may be ka ~te
pr Shantettinited
prOvOcd •11116 XeCtsli alt«Net
• Reetrittedmaaitia Priannrd ~PHI
9iirsealy
n
nok arriet digiblr Sy ~C
oh U35 Fina-cul
Stev«, uta the mark« ote ol te tannild Frk
ca the sene stu* as an Ispund vale loe Ose
**kle/ stod Ar perpases of tri 'Myrene ody. To
de Ment Mit nestor bed saren se <kabb for sale.
de vake me-medrna be ubstentitlif less the dx
nweed vake troen.
• la (estenated)Mcomer nernent yrete andras.
An munne el svaa nome is basedon tunere
derdend ed internt eies. ~terna the tarmen val
be held la orie trer from oren«
date or vott
trotity the attra. e CP+ a gurtYlre, aradary
ed mened nome re not guaranteal
tarnral arnal mare and turnet raid la
<rna^ tYPet d stavbas <add irekde arens« of
Proecal a coda gom n olVith tat the ed
norne ferd tunene Welcb nid be ~esla&
- Marered ~P
nome ed <ni
yeld and the
reki nome and yeld verti be bitte et het«
the the estensted snora
- An *rima» ol a-rualred non e(chnclord anda
mett) draded ty !Morret madet
~aene
bale« e~
on the last dvdond
te ment pallrem made by the near and
norn te uro; nestatoosts ml be tekt Ia ene
ry fron the st demt bie or unhl ~sel
,
Actrracy
cortiand elt se not gasssted.
• Aun not hold by VIS linancial Sernala endret
stett tre rot hedeby the lim ed nat nav.« the
n% ~ten
a «eta
The* aset are
deplayed on >et sutenert lor Saman:rot
purpota etly Postens ind vak.< pretad tro
proncl.d by 'ho etsing bent lied. Anretta Smett
not tapende la Ile trommen a-ddoar«
guttet ei accurey. Bone ~eks
rol poeedvi
by MK or the arms eta damentel SPC eorrerate
• Rane
'hating and additanal ampeneatien
-
ån /Menn to remma" on sal« and I ;b.1 lem
mened n ccnnedcn wth the chserbien
muhad
fredstoos dens ore st
os 'Haiti rann
revna Nong partial' Iran dration ande
adiston ot the «utal tråds ta no all tave
amasts re based on toro dd «ant orrocnemst
ta ~fe
ot latin by litS ot a paneir madal
lyg fri,
lo ot* arne', and OB Ile aust ral cd a
>steig ~ug land I ri/
s taes Neid St,
m.
We ' , dov
hare aha Mene attved:p and
ornr•bus ;flatner? leet
corordereen Na onder
ned senitet Mr ta teori* to the ~ad lunds
bow toet genet" mold from mene attat
the rn-tualhnd and re afart dalar åmen bated
on the runt« d scoret at te brolterolnle
Ø^9 «stel lien of thr I urd lamty
-
b addlOn to cormeoren mened n ~ion
veier the sale er dedrbution
amity contra% ed
urd «.Inneel
vrei
edd/ (leret, ere anda
ca al tte mere etwrae skat.; (Ønsle
v
harr~y or the ~uret ~arm
undenadng
te arouityarerau, tolien el the notata
COrrpanotit a tosnart of Me une ~unt
mots
*e darbuto
-
.an
tIlcad coemnseenrecemd forn tho
sa d ~ura
fink. we anda ot
attlate mo*? et ava.based ~during
>amen, from
Form charlaulors.
well
*dangla technology derelapment, traneard
*damen
- 0v «linket oho recne vedry corrwisocnt ed
ot« cerptenatre from nitualrirdi
etcl
murcc
~paria
Neoro pØ<vro
drivbar
- Wit tan* romanse on henta; Bel L6A. LeS
AG Surdordeonch ånd neo* pleid barks
tec.4. aue cash 9000p pr*/ ril NI
COVIptinWrrint.ty bo a ~ten, pa ac<wn lee cr
rnay be a patenta:ed amage dal/ deroot
tol exet
Adder?
nfarnaron *ordna ammesien and «ha ~ga
ireurred in ornat ise rem the neo-tona vas.
reld^3 opton vercetans banet ncluded on
CO•lierroliont poorautkr fornrshed lona, and seti be
leonded ro >ev ecnvalldr. nartd
Sla« adling
you re4~d
n troet telna a tente', year may
«Mf å (hage Me lo <sla. barmen, talt I« Mi
PetnÅr ~it/
Open seden
Patreing open or '9:ed talcareekt eders tir
nemne ~Ard
by the stram« dale, open boy and
sel sop «Om re red ised by the amme ol cbido-els
tentes onn credniands a ener.' date unlest
mersted ~e«
by yoa Vore re respanstat lor
adr; Mat re ~Med det lo >as laks. lo caro«
~seng open orden
hiver
To dalen a «ty of as remi Glem Primo, Nat«,
Please~
ytt. Fannist MK« tv veit of meste
dl »tv* ohriovrotivrvretttoOrt
- ISS Truncial Senitet b rot alm', The itl" arien
Seien Atomid BSA ed RIM re brokenge
m<ouni‘wh‘h Øde astat to baling ~n
ard
pakkis le~
~enn,
enn affitaied bet
ed oie« thid.pany belt. and tyendet erm to
notar« and anroity pm,"
isved by ~liti«,
Med-Party not ~amper.% timst mure«
arty srAnclunn el ABS Front Ul Senkes no
- lorranwet, Mue«. ard mule IroXLCIO
- Not MK rated • No bant mort«.
Mal lose ode
- thla Rasar« Ltrucernem Attan. Busiess
SangerAcccunt ISA, RMA and nternitadi Raca«
Manarnent Moare re rayst«ed sav« enses or
ISO Ar-unnet Senk« re
- Vri e a regitteed ',Ondt...ned by vsa
Vransionat Se«. Aua Uttedi ånd Med ide
Rense the ISS Ise «edb radt ed the ISS Vita
Ø
tids n
opad by l..85 Sel. LISA with
emneson Iren Visa VSA Incorporated Mot«
regneed nedervd". an« marki and
me:med senke merkt re ei ter trerrw
«moria
ILOS Fitenditl Serk« Inc
Pen 701810
SDNY_GM_00325248
EFTA_00 198023
EFTA01307289
SUBS
ties Financial Seneces hc
Prfate Wealth Management
299 Park AVM.*
26th Floor
New York NY 10171-0032
00003s6032450219 xi et 0
Account name: .AIISLAINE MAXWELL
Friendly account naMt Indiv ChedriCar
Account number:
Your Financial Advisor:
Questions about your statement?
Call your Financial Advise' cr
RMA Resotaceline at 800amn I :PIC,.
accou
Value of your account
Resource Management Account
February 2019
on January 31 (SI
on February 28 (1)
Your assets
44,737 65
44,843 54
1/Wernher...rads:
Your liabilities
aoo
000
www.sincorrifnanciahennces
Items for your attention
• i-ielp protect yourself from haul and
r,uew bank, credit card, and brokerage
statements regularly. Also. get your free
dodo report annually from
wow. annuakreditreporeccen
Value of your account
$44,737.85
$44,843.54
Tracking the value of your account
S Thousands
716
Dec 2015
Oct 2016
Dec 2017
Cu 2018
len 2019
Dec 2014
49.3
Sources of your account growth
during 2019
Val* of put ,:count
at year end 2018
149,2705S
Net deposits3rd
%%nth:Ira/v.4
Your meestrrent return:
-14454 03
447
448
Diedencl and
reb 2019
interest ncome
$27.02
Change in
mother value
$000
Vats of your account
to
NM
$046654
member SIPC
Cr.e700030056:0245 t)rrODOIC68% 00033 C019 030579C04 n2357655010003)
Page 1 of 6
SDNY_GM_00325249
EFTA_00198024
EFTA01307290
UBS
Resource Management Account
I-c:brikary201';•
Your account balance sheet
Summary of your assets
valueori
February 28IS)
Percentage of
your aCatirit
A
Cash and money balances
44,843 54
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
0.00%
D
FOced income
000
0.00%
E
Non-traditional
COO
0.00%
Account name:
GlISLAIIIE MAXWELL
Friendly account net
Account number.
Value of your account
$44,843.54
Your current asset allocation
Total assets
$44,843.54
10040%
A
Eye on the markets
tndox
S&P 500
Your Anencial Adviser:
SCOTT STACk MaNLYLE CASPIEL
• Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account. UBS CM Insured Deport Program Bank
accounts. UBS AG Startd Branch deposit
account balances and money market mutual fund
sweep balances. See the important information
about yaw statement cel the last two pages of
the statement /OF detain about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 28, 2019
3-month Treasury billy 2 40%
One-month LIBOR: 2.49%
Percentage change
ktetary 2019
Year to elate
3.21%
11.48%
3.52%
12.40%
2.56%
9.32%
-006%
1.00%
ChaTOOCOODS6C6246 Ple7000196BS6 WOO? 0219 03057%04 XI 23 5 76550 100000
Page 2 of 6
SDNY_Ghl_00325250
EFI'A_00198025
EFTA01307291
*UBS
Resource Management Account
February 2019
Account name:
Friendly account name: Indio Check/Car
Account number.
Change in the value of your account
Cash activity summary
Opening account value
Deposits, including investments
transferred n
Withdrawals and fees,
ncluding investments transferred
out
Dividend and interest 'come
dosing account value
February 2019 (S)
Year to date ($1
$44,737.65
$49270.55
5,262 35
5,991 80
-5,169.41
-10,445.83
12.95
27.02
$44,843.54
$44243.54
Dividend and interest income earned
rot DUVOSeSOI Ides staterent tehablay of intotreSI erg tbiOleg irKOrile NG been deiennised ficm a VS
tar natter? PersPtOrre Bsed cFOrr the residence of the .xcounl 11001 OCcOunt !pt. or proSst tve,
any imetest ands dri*ndparnents may not be Plied lo united States (Us) anla Poems Rico (PR)
Oxon* tees The then emnthly staten*rit is MI Intended to be used and cannot be abed tit( or la
purposes Cants shOubd *ler tone' aped Katie tea abating loran they oe(elhe horn UPS annuely. such as
forms 1099 and tne rams 480, for to (*prang inlarnatCo n is the practice of UPS to fie I.
!mantle to etooreno binds wiTh the US Intent Revenue Senife all PR treaty OtcOrtMent, End In
Stith loons acurany (WON Orden" am or interest alai ererrbe Or ta
e Kane Heat (Onkil your
inchrdua tar papaw.
February 2019 (5)
Year to date (1)
'rarebit interest
12 95
16 14
Total currant year
$12.95
$16.14
PT or year adjustment
000
10.88
Total dividend & interest
$12.95
$27.02
Voir Riseaciel Advisor:
SCOTT STACK MainflY/E CASRIEL
e• Account army tha month la anti &Samson your Sweep Donorc se ondudid in TN opening and
placing baanon rave FDIC traurancexorCes toSpoon at UPS Bank USA and SI bank; ;anti:atm; n the
UPS MC Muted Walt feCrian It CON net arty to deposes a Mb AG. %anions &anal sue
protecton mate: to money Mane sweep fund Marra tN net boa departs SeeImportant inbematvn
about yout ;teener' co theist two past d I In: &cement for &tars.
February 2019 (5)
year to date ($1
Opening balances
$44,737.65
$49270.55
Additions
Deposits and other funds credited
5,262 35
5,991 80
Dividend and interest 'come
12.95
27.02
Total additions
$5,275.30
$6,018.82
Subtractions
Checks and bill payments
-5,169.41
-10,445 83
Total subtractions
-$5,169.41
-$10,445.83
Net cash flow
$105.89
-$4,427.01
dosing balances
544,843.54
544,843.54
UBS Bank USA Deposit Account APY
Interest period Jan 8 - Feb 6
Opening UBS Bank USA Deposit balance Jan 8
146,437 54
Closing UBS Bank USA Deposit balance Feb 6
$45,645.97
Number of days in merest period
30
Average daily balance
$44,883.85
nterest earned
$12.95
Annual percentage yield earned
G35%
CnP7000300560924719,000I0S8S60C033 0719 030575034 Y1235761/2 0 100000
Page 3 of 6
SDNY_GM_00325251
EFTA_D0198026
EFTA01307292
*UBS
Resource Management Account
February 2019
My Choice Rewards Points from UBS
Account 1141110:
GR5LAINE MAXWELL
friendly account n acne' Indo, CaO/Car
Account number
Reveads pent are oellected and the 26th of the month or the pew halms der if the 26th Idle co a
wet< KIE0649/. arivarch POInt ectheY details an be foundon wnwobscookanaewi.:es
February 2019
Year to date
Opening balance
Points earned
7,594
7,594
3
3
dosing balance
Your investment objectives:
You have identified the following investment oblectres for th a account t you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial adusor or Branch Manager. YOU can find a full desciiption of the alternative
enestment otiectives in Important information about your statement at the end of this
document.
Your were objective:
Cunent income & Mina' appreciation
your risk profile:
Pnmary • Aggrezive
hvestment etigdsitity conaderaton kkne selected
7,597
7,597
Your account instructions
•
Your account cost basis default closing method is FIFO, First in, First Out.
Your dated Advisor:
CeP7COCECC66:8248 tr000186135601X033 0219 030575004 YI 23 576550 10300)
Page 4 of 6
SDNY_GM_00325252
EFTA_00198027
EFTA01307293
SUBS
Resource Management Account
r.,brtwy 2019
Your assets
Account name:
Friendly account n
• In
I
r
Account number.
some pncce. «Pee mil (stool vases :Penn may be COifitimale ad a ref O. ref afX1105Set ecOrr nol
te settiSely reflected See important informatton Moot iour Sattenta a the end of ths &coned lac
ntre mlomvllcn
Cash
Cash and money balances
Cam MI moo Latto--; ara)
We ascots:recallbalance; UBS Bank USA ~out a< count tare"
UBS f DC rased Rogan Rant Fiances, UBS AG Stamford Branca deposit account blamer and money
rnavIrel netrad lurid Weep bterarKes.
See the Mtpotant (9) fonnsoon Moot >ow Statement at the end d the document fa detais about those
balances.
Hering
1185 RANI: USA UP ACCT
Your total assets
Teem K imadet Advisor:
SC TT SennIAA...I vi e relihn
UBS Pant USA ...Meal UPS Fart Initted Rogan Bank dalpan &Mot Paten are Injured by IM FOIL
coke* I mitt. Col are not mewed by WC Liss AG stamicee Branch demit account ~et
are not insured
by IOC ara se not protected by 9PC Mary market Sang ['Mane.s are ped«ted try SK bde rol tinted Gy
tne roc
()Gering OdbXe
Closer.; blame
Pike per Share
Average
OtIdenOlnlegeSI
Dap in
On Feb I (I)
cel Ito 28(S)
on Feb 29 (I)
Fat
Period
penal
Cap andunt
44.737.65
44,843 54
250)2C0.00
Percentage a'
COP
Bilnated
Unedited
Value on Feb 20 (a)
your aC(Ount
bad (II
annul income (SI
con« loss (t)
cash
Total
Cash and money balances
44043.54
10000%
4404354
Account activity this month
Crate
Actinty
DeXnphon
544.843.54
100.00%
544.84354
Amount (t)
Deposits and other feeds credited
Feb 1
Transfer
FM Y1 23575 0100
5262 35
Total deposits and other funds credited
$5.262.35
Oahe
dainty
Geteription
amount II)
Dividend and i stiffest income
Taxable 'fleetest
feb?
I,West
U8S BANK USA DEPOSIT ACCOUsiT AS OF 02J 06i 19
12.95
Total taxable interest
total dividend and interest income
$12.95
$12.95
Amount It)
till payments
Feb 4
Wtherawal
3994
.
convnuod neat page
CaP7000500Y:0824919,00018S8S60C033 0219 03057`804 Y123576550 l 00000
Page 5 ol 6
SDNY_GM_00325253
EFTA_00198028
EFTA01307294
UBS
Resource Management Account
February 2019
Account activity this month (continued)
Ode
adiety
Bill payments
Feb a
Wthdrawal
Account name:
419SLANTE MAXWELL
friendly account namt
Account number.
Your linaaciai Advisor:
SCOTT STACKMAHLflE CASRIEL
Cescnonon
amount (S)
-4,327 OA
Feb 11
Wthdrawal
ACH WITHDRAWAL Saks Reid
-90243
Total bill payments
43,160.41
Ord Items foe your Attention:
the nen UM Visa Inf. nste credit cad Is hew, packed wthesdustre vael benefit, more rewards and note of what yc4law, incluind ortraordinany personalized strut? Al
sttrinindyclal in mewl Wsit ubs«otrisanfnite or tall th at 888762.1232 to learn mire.
mnImraw Pitmen* Out
Potent Due axe
Creak in.
Await* C redt One
OutstancIng hearce
UBS Visa credit wolfs)
payment in formation
for Mardi 23. 2019
S2 65
Mar 23, 2019
135,000 03
134,997 35
92.65
TN% tech cecd Is emceed in UBS raicredt card teat we aid wen automancaly to pad In:my:to amen Wu I payment n sotatto
lot march 20, 2019
we moo* int onlorrnanon on your u116 %moonlit cold sclely as a ccunesy lo you Ire UBS Wa cleft cad and avow ate Issued ty uBS Bank
USA UBS BM USA sen2 you Me ottcol neemmt Ice Inn account and you shored malt you; pemem xcor0 ng to tneir Instructions
We to not Ind ix* your conaldng croon tad baarce in ea viii. d sat account wen UBS Finanns Hewn irc
Dale
MtMty
Deltresecn
Amount (1)
Money balance activities
Me 31
lialeece forward
$44.737M
Feb 4
Deposit
5,26235
Feb 5
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 021041 19
-4,36698
Feb 7
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS CC 02106019
1295
Feb 12
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 02111/19
.80223
Feb 2S
Closing UPS lank USA Deposit Account
$44.$43.54
The ordain USA Occoat Account n your ternary 1'mM outran
CePTCCC60056:6250 WT0001%656 00X0 0219 030575C04 Y123576%0 1000g0
Page 6 of 6
End of statement for account number Y I 2396 SS
SDNY_GM_00325254
EFFA_00198029
EFTA01307295
Important information about your statement
1.85 reuncial Sankt' H. (the firma WS Fins-oaf
Stemma. es a member ol atprnopauoany, annsocity
and options mehoges UBS Enamel Sohkos and 1.8$
Bari, USA re redeye piasclresc4 LISS AG ad
Milan of WS Sautes MC The im's Inn,
statement es hobble span request Therein's online
offkes re at
1,85 f motel Semite% IN.
1200 arbor Boulevard
Weerantol W 0786
IM flarrawil reiret.ntt the ors/ ollwallOCCect Ot
lin Partial Senkh account Olho recceds. faketa
onkel In clones. <a6Nng coracles, date sheAd
rot be rated Lor F you below. Mice 6 alma or
cencoon. plea* repel it meredately n writng to the
Dirt Manor of to office omen; 'ea ciackni
Aida* Wow's thow re Mended tot* accural&
staleniet data tan no be vied kr tae rowan ray
*Zs" )40-4,14 totown, (re. Form 1099. 5498.
I
tic )Men ream, you fax room the Fein it
wound ty 1m to repel tote OS Auntie duthrels.
reportabbortnabb dnidends red Webb Meets,
tamed on nestles held n secs accent. WI Crated,
0+ safe leassol cm. end toil Eno on erten omitted
Communkationa with the Pins
• new fewnlinn wield cerenrcabons el wing
to further protect you 17 01. r 0b-01i 13 you 9i1t
%wt. tt. Secy., ret ewrit0 Protecttal Act (St A)
• II the finales. extract, on the fop tall cl tea non
of thet Pianos a not IBS Enroll Sawn D61
!WNW Sows cartes your nova at (term
&Ow by arra-rent evil the routed coini en
We attuned y0.01 the re4A0rtro WW W0
oPentelths tows In is. case. )ses finch and
teculles ye located a UBS retreat Services and no
the nod-erg bran, ad you trust mike a few
of ay ma a owswn 10 both foe
• As dtearbed n to 4Caunt wretments, you mat
notify in of any owes of If La ntolong &golf
reelected an your slaborent sinuses 30 dip alter a was
menace nude wobble
• Nato Onaci oirOinti 0ntOtenli a OfweirtS to the
owl Clem Walken Departhent it 201.752 • ID*
ce tol.free x B00.1569103, 800 A.M 1o600
If Medi, through holey, a in Anima to lilit5
Fruncol yen t+ lx.. Clare Relators Department.
PO. Bo. 766 Iron Cdy, 1007081.
• Al statements shall be domed correalete ad none
it not *bettedto n rang tribal 60 days
• for 7Y wfwet Cal INA-612.09% ot from outside
the U.
041201.357.149S
• htlere of aeon a ...ion *p.< an elotrorn
Inds transfer fErtb till parent a LOS User debit
cod oriole:a; cal 800.762.1000. of afro 10 UBS
Pna-cul Sowers Ix.. IWO xrba GM, 6th f kor.
Wishes. en, NI 07086, Ann RMASSA Steven
Cotta write n sooner )au cant 8 sco fele yakt
statement a /wept es wrong or lyou nerd more
nformakes about a transfer on the °owners a
recto The Fern or Card blur fat arolcale)rnesi
hey
yowo Irate thane° days rite totem
toil wu N Ira ctateowt an each the Ma or
7 001. 114P0encl.
- Prowde nas name rd =are ante (d any)
- Desoto the alt or the transfer you ate wave
*out and *split as dere as youunwtF ft*
blew n Is an woo a why yam need more
rionnahr
- horde the clothe armor* of the expected error.
The Firm or Card bps nil nvestote yes <replant
and wit corned ary error prompt/ to aped won
rnoheg LOS %n debt cod ursacto-s. a we tie
crone than 10 banns days to do tie, we MI made
Axe Wayll la Ike amen you Melt it n mot. soma
you nil tans the use of the money dung to Imo n
tales tato complete ext infliction
Means make all trots payable to Me rem or to
f monde! inntaion erWated an ter hat ci iha
nowt
In addition to rotas 'coon fon accounts
may be pipped to montenrce fees. ohne; to late
perm for sentries purchases and charms kr *pad
annals n ash >teems eloWsty eta troiranotand
tooth( nottaiirs mute be cubic,* a &alder lee
WS Sena* °albite
LOS offers options fo sweeper) cash torch to bark
deposit rash at non. Alined bats ard affirmed
boots and money market maul lint (Money krds)
Depose ascent al LDS Bari, LISA and mnald Acted
twits purtictNehg n the LICK PDC amend
Program re PDC-nord n accordance %mist( torte:
Pot non riomtahon, please wee raw fcbc. gar. Depose
accounts a LDS AG Stanford Birch and shores of
Nary land tee not eased by the FOC.
Bank diconis teem PrOltCtedb197 Money kid
tarts at protected by SIPC See "LOS Inmost Services
'korai Protector below.
won 1a5 fikoset barren n the bolt depots may b
wrhdrawn, and shoes *talky*/ had my be
IiyadTpd rd tht moat returned to pa a sOS
.worrd
Fate nicnnaton tout hatable sweep coons.
nckkIng <untie interest reel andyields. o asalable
www abs cm( sweepnelds. from yoke Frun<ul Athiscr
a bur tains 800 162.1000
%MS financial Seniors account protection
IM fern es a member of tie Stomas nava hatch:in
Conxeron (UK). which moos WV ern customen
of (twrokrefs W10 SS00,000 lincludna 1254030 for
clams fce cash) &planetary brochure nobble sour
mar", a el mow SOX 019 The SIPC asset Protection
limits aapfy to al nce-ern trot you hold n a prikubr
<sanity
The rem together at cerlan Of Nits, has abo
Ped-ortel supplemental cosine* The rroarn.m
rose parable to all not* clams. <oleo web Under
the proletion c 1500 Whoa as 01 Orronter 10. 2016
Subpo to the 001cy cad, ow ad oen
n. oath al
tee Pam et Mho Protected Ion* t SI 9 macer on the
0W0Calt 10 Ail you accosts held it a prickly,
, APAC Cy. A ful <coy of **poky wordeg c sealable
won moan.
teethe the SIC peon-kr me the tapplonertal
palta01 yoly 10:
• Conn Inreel assets onvoied by fad molded n
urea noun
trod away IrOffillaS fina(cul
Series0
Foe era ole wish CO intia.me prodan,
nadro yob* notes. and IiJ rah e4 metal
hest registered teen name of the wove holder on
the toks of the out, a Prefer net),
• inn.owd ccnirach a nwsiment Merest, leg,
tooled patnenhps rd ;tient placements) tut re
not rog owed unty the Secuntin Act of 1931.
• Convokes ocetrach (e g. foe on **charge and
pfec ors metal <react* mkideo kerns contracts
and team:4h *to, contracts; and
• Depose accorts Prato tcrtikates of claposill as IBS
Bak LISA. UBS AG U S branches and to-knew
IDK Waged Daman Proyarn
The SJPC DrOteclonal0 the staArntnial watch:. do
not *pit to these amen erm if they othowee alazeat
onyx.' taiernenh. The SIPC protection and the
supplemental protection oho pecan' agent changes
in the market meet of yes mestmels (whether as a
renal of market movement. inter bMMWWya
otherwital
Dividend Roinvosomone Program 03Pirl
The price NIIKI44 it en sneer tea. YO., may obtain
the actual ace lean you f financial Ad isCe Oolr •16011
awes me me(hastd unde DRIP. partial shoes MII be
sold Jedthecash oil be deported is you xccknt The
dredged renederient price applied by Me nut. Ian
tlefir low the nwket tree at whet, to Parhal owes
resold
Cash-indiast
0 * whole tat, may be held nye' accare d your
Wad Loa pndlwt se a renal of a &Aland where
or ~roe.
the rem met either sell pin ud vat at
owlet pace a accept at roan determased tat a
reentered °ern **my. aedvede yoke KOW11
lereanmant objectives
The reeimme
jeer es and ask profile re speck to
eat account and my/ van, between yes ci
Pena advs. the Fens peCerlAbi a *Nog 0•7
olltron chit r rn Ws10nd asthma
nentereo °brow' Foe each account Mel you
<loose ore of Mrs °bang imminent thaws,
• hocks& Current Income inentmeres imam the
generic. ol mome orb
• Atha., CoptiAopenuton huninwits wing
growth of pitapat tato( Man the geniis", cf
none
• Probe* Comfmnamn orokome sen/CAPei
Apprecaatian kommems setting tot the generation
of come and comb of principal
Ovenell Pith wean
• Conatoufwe Set10 o martenMei pi- wl nth
km, rid ad salinity to the acorn °vital. can if
that mese the accent clan not genera* Kinnear<
inane a toms ad may not Lone Poe enh.
rftihr,
• Sfoorame Wiling to natal *no me to ponce:rat and
tolerate scene *Wiley tt. IM h•tof returns
. Agresase Wiling to accept hthrim to P""I”I rd
high *Way toad. WI warts ow' In.
• fralow-tfAratty Coniderran f tHactod, a
oaten of the panto* for Mat Jaen my include
cosepley tual•grs, Unwed leardmi and row
valxlry
StaternIrriellOufehOldettr
We may cosso-delt all retrA0 account 11•Wirett we.
the tone *Stets in the same eenekpe. e.g. because
they hem wenn *he ebo martin pea actors
eelronten Mbother clerics al the sane erSdress
you prefer to none led ideal statements rmkd n
upon teorrocet, yon maw oono houseisadro by
calm) you inancial Manta
Prionly mown name
FeertrAr Erwin NW* R a<ai<Tdab4'n.lkrtans'
chosen by you to asst Wu wit+ you woof *ewer; t
his no legal effect as you occult. in not mended to
eellot any stn.
Oratra, velem/10,11,W%
mestrrient obentwe a rd: pofile snouted wrh pot•
warn. and s not a promo of garnet that wrath.
0 ay Inimeal mutt. <al 0 wit b• Wend
• ownatt WOW Woe* 04 Ws, nudes:3Mo no of
loss of the ante niter
You <an dung. yea
handy acute bawl hough OnIne Serwei a by
Cailaargy00 f rum tal Admor
Aceortomnriove
• Vats Oran accocoapardo* Net of assets ad
tilde its.
• Aspen. helots nuiteleush biros wales foe
restriold stunt/ (tilted Gobi Tine Deports,
wreaked mats to make., and tenon Shen not held
by therm Dots not include waked moiler/men
a the andoe the rot and 0.174111tC31010:a pence Cr
owe% emestenwei. anted flock *pions and
emerceabb nod doom
• (06/Iter Wide. alit tratMOs erwring nuegn
brut. each Ire, then ocean biasses
• Cos... now habeas Total ol unmoved notable
cam tritan:K OA dpoee birth al endued ad
nal-What* bares. ad moray enrol naafis-4
snoop balances. at the claw of he stamen wed
Nrconerolly Ire wed. balances (your account at
ml seac aned from other bat cos end the Fern may
Lee rydd Ora lunch nhr adnary core ol et
banns Thew fah re payable tool your demand.
Thes total es ridded m The curet prodakar, value
laving ireferenatien
fee detailed Scallion on the enfs Irking radices
ad disdains ergo to yeas Clore Ratiteorshp
dreinent a A010.0 Aryeantnt art to Geneva,
Term and Crettions LIEtS kaleenent of Credit 'mikes
rear* n Agreement" heel DCr busts
at low,
0-mrt•try rfl-Thrr
SDNY_GM_00325255
EFTA_00198030
EFTA01307296
Important information about your statement ((Onfinued)
Yore sate
Your gatemen ~es mates ad other edits Fold
ni Maxtor. Y the end of to statement peed YOU
may ad la dO ioeyd duly pad sto eke any tree
You may Wawa italitin trod at bat camera/ aim
penyen any balance due astern Ary wane
trandered to hfim dreg the statement pe00ue
Wed at In3444 values ol the end o# the statement
peed
• ~bat.
is date/morn Pit MI ban oft*
*ones included n Pa gatemen. Wart adored
wem the number'
LeS Fnancial Sennes has robed
as ref «moonManedIrons somas other tan U3S
f nand Sense" radeg Mammon Iran rota
Irma the you may have preaded to you Inroad
Mon Ile Pan does not ndeparcandy vs* a
game+ the ractracy
dry doratMat
pronled
sones other than IMinimal Sews«.
Is addle^ abhor.* LeS in"
Senn*, general,
coda.., thn rekonnate:n as k o mewed the ran
does not pew* any maven ril, the Meander
~COST bait and 'Unaided girlies,' is
accurate at ot ~date ot the «memory As ouch.
One ea not I* on his rumfan so make
antes* a eh bosot et
popai a
<tenant Account knitted toteCm nay
eedoct grad loss rif *outgo only for te paid 0/
line they se led at Pe Fern More Waked
essentin cane added by >cur emrcol Atka.
• Unrealized painblossas Mon dean abolabk,
es, mated ignited gen/tors., are takobeed
nductut saucy lots the o nseton data for
rolreclut ben may or may floe eel list ccerenescied
degas ado homy nOrgrearga event
oinfind and ONE ren.~
loin ant spun<
out's* bn ro each caribned to deploy Cr.
averaged Ica Th?' Trade date" column peasants the
agrvl fendf Inn Noe dale
• Callable neueltios Bads and ;mired dock tat
the mute alb for *eV ~on
wit be selested
~all/
by lot kern ~gall stosares et that
ewe hod nou name or n nominee name lot car
dents Cal lean ~tones
obtained kom turd
pat*, and as awry rs not warmed Other <al
loons may mat whch cola alien red. templet
~cn
wit be wonted taxin (*gad
• Pritetralui Prod ttplayadlor ~ass >doter
ceolge may be mother or bed< thin The axe that
pawould ado.* wane in the market Prat an
~Irons
veeva Bed Piny lanes which we
believe to be ratable. but we do nol wane Per
*raters.
- We ~My use to <beg peke shod ~fable or
the mancol the bed and at. pike, la aged
WAIdet me:optical°. cny bad paces ken OTC
feetribel
- Lac anal,. traded ~nod My be rood stag a
Maten nedel or the most recent price we
~iced animanot reflect an actualmarket peke
awl.
- Carlin coshken may spear without a pike and
we Now as 'ace wand sale'
d we ire
tattle tech.,. a vice la a Minty-
- Oepons a wanes deramnred n curreecm
abet than us. doers a. relleced at the ~hang*
rate ad the gatemen date
- For Otiatinhavibel treeing nonariermny
densmnst ors, ace a-d gurney dace vibe) my
how been »used to f xikat• proper valuator.
To Mien cram warrant. when salt». contact
you Fnánotil Itraraor
• ISM imentrownti and armband ~duets.
Private erwsYMrn servies (rchateg deed
member Program «dread agate "warner* Man
war tin) ad gructued products re armoen high),
aloud Caftan daub-red erode's had not been
erred weh the Sauna; and behave
Carmen:0 a u-dee tray date Meees ben We
phavde estimated Manta ghat madmen
save*, rd stun"; mates Ia ~renrata
pispoet enfe Autettop 4 not guaranteed
- Thee values may Ole. ,tint. "
Iran "ees
any, at Math a poem ~rani
Wfvetty Or
«mewed proAxt ~I be bout* a sold ad do
non mean-v.1y recr nee the value you wiry facie
vial Squid:on.
- Mad paty estneles of robe m at of *sedan
die and re suppled Io UPS grurcul Serval on a
resPia. bat by ah a-4~km valuation Ian
- tan. general pain« or comae eatnaud vaam.
d
remnet «d to to Fim by the moat
germ,' pan
" spanor and may be obliged
bared en «Nat« Marna on bon tat used by
thid panes to dense ter slanged idled
- You can drain add!~ nfernenanregurefrg
used
le
deterrent the ester,» CI
value and the date of te nicrerution that n the
Luis la the name by toning rat tetanal
Acbcor
- Mid party *sanded values maybe rebated as
'Mr and' n ~al aurora aeon re
daeseedre valir on lam has rot SeCOled or 6
usable to "go a valor when we become awn
that oorloten eten ha maned fiat may Cal.)
~V
rebored value he argon. ex when a
aloe woJd be Nghey specula., clue to the nave
ca the >aunty
- Wean norhee an raw«, gtet•ral par:~ of spara
«touted albs be a ~barb, ramated ratue n
crowded. the value of the loony webeMao-a
from es tahoe pie
- 'Cbsertee one to date may Mode rerun el
ma* ncane a both
▪ 'Origrui ink ate eeprellnli tie neat calving
pod per use, and myna relied pr ant base
- DP? and Wined KIT '<tubes re roe listed on a
nsbenal
et ei Menge, and re ceneraPy
aloud ad men l they can be sold .h pie
~red may be has tri to pa shoe *stinted
value prattled AO* antili rotorure
• Redricted meats. Recited tweet wooly
are not onary ligtb for park sale
nFixd
Services uses the market once of t. errestroled stock
of do sane mow as an nand value la the
marked leak for papaws of tra garoatnony. To
de enen that min( led secant et m elgbk for sale,
the rate we-Nedmay be sLbstaandly less thin to
imputed yak* None.
• Ca (estanatere Meanie. went yields andantes
An eimaa of meur 'Nome us bated fn (Quint
dealend and Morn nits. ,,ring h 'tangs val
be heb fa One yea' kom gatemen day a tred
ornery fat «mat. t ask, a gudalee acctsacy
arid centraal no:~ se not guaranteed
earnred anal norm ad current yob la
((elan tYPet Of ~ton <oUd include antra ol
pateel a Opittil pint n ~Ps caw the at
name find anent >eke would be emanated.
- blinded stal axone and want yield and the
actual atone ad yield mote be bow or here
than the named rare
- An *named »weed axon» (dvdord ardor
enfant) deeded by the oormen market
valuelawage balance 4~
on the last dvdond
a now payment ma by the non and
~inn lhe,ectellwideposts ail be nerd la one
sea kern Pe gasmen dge a untilmg.".
Acoracy
ortnend yield se not gaer
• Mau not bald by MIS Financial Sens. Oaten
assets re red held by teams and not net., the
Inn% paean:nor central That eat Ye
displayed on pair 112~ for Soma car
ptepot“ alp Petrone and obis peesented ene
voidedby to mum; hem ues ~tat
at
not nnprnta lee an nionnaten addoesme
guarantee eh ataxy. Ibex assets re real pegedvf
by WC a the Ferris tragenental SPC orange
• Revenue sharing andSA:anal ampeewation
- b *Milanto coenescen en sales and I .7b. I km
monad nee/madras we, the dab." , of mutual
hack too chants we »Yen or raise ratio
rare. Nang payments Iran darkeners ardor
admen a rho nutual tads tat wo val 111H0
awn are bated on two dethrone ~my
0
te ~dubs
by IBS of a ;angular moraal
had fray boa done% and Oa lat asset valued a
cratralar malug ta-td langs shred held at the
Pim.
- We /doer aft hide also mane Meeting and
ants pansong Ion nears-0w~ la transfer
nerd unites tut era provide to the ~Jaihide
Thee toes gsni taffy se pad from Mena !sect el
to in-awlhied and re a feuddata non baud
enter-utter ol scans at Pe bedurdnle
),big mutual Irds ol the I urd lamly
- In addeiri to annesecnsretemd ei correction
wit te sale or distrbegion of zenuty contracts and
tint meson/el tag arts lo Olt clans, we ado
or titre regent tesdart ~led seeeitenaitian
keen may of the saste crane, undermeng
the annuity annete. titan cf to nosanco
<arsenal a enemas of tie rise "KNISH Indlt
wederbh*
- b addax, to (Onnaantrettnid Iran the
antaw and sale a ~studs.
we ado
aft late name an asset. based rneeeue shorin,
>amens from NedShires chniaulors. a well as
Vexing for e< hnology **lament, tranig a-d
*daemon
- 0v sedges aha rifest it *zing eorrierisicen ad
otertempensatai from MOMfur.* ad nar ce
carfare« whdo geolacts wo dabs*
We went < orepentat rat Iran LeS Ban USA, LeS
AG Strafford Chinch and nenalletred larks
trac•#. our cash ~Op pag an TM
corapenszral may be a ~thy pa scan fa or
may boa paantageoe near dab, depot
turnen
Activity
nfonngion reordna comm.:sax and deer ~as
mauled il caneclkn with the enabdOn 01 Vat.
""rd ),ton vároadons bai boon nduded en
carharuhons prenausb lunched to 'CM and w II be
brooded to you rental, en rtgald
Short silage
If you
seengird n short sting a sonny, >as may
nelir is ~tie due 10 <slain basown, cods la that
Caloular stoney.
Oran fl an
Pegardng open or 'good talanakt «des tat
were rot ~cued by the unworn dale, open buy and
sell dopden re reolged by the snoet ol chrtech
angles one re ***Met « co nth date unless
nsInsed OisloVe6it by you You re respornbb lor
«dim tit se tamed du to sag lekte to canal
costing open orders
Privacy
To obtan a copy of a
oxen Client hi...icy Nuke.
Plane contact yrav r navel AdiniCe «eel Cae «abate
ai wwwobtremiorwasahrt
- LEIS teencial Sweets è meads* The Mg area
Seneca Account BSA ad NLIA we brokerage
accounts what, prow* arrest to biting senaat and
pedals Itecurfirrangernints with Aired bras
Mij otwe thedpany Doelt andpeg:mks access to
~tree and annuity pedals issued by unatabilled
fled-Party Mutate (epen trout, insane
arty se.kodunn of LBS Frentul Sennes
- hnonere, matte. and snaky oredgn
- bbl FDIC mend • No ban. guarantee May lose voert
- AMA Amara Maegernem Altart Busiest
Sonnet Medan BSA, IRMA and nternaucna beano
Manaarnent Moose are raga eedamine marks
Lei iroadal Semen he
- VISA re a (*gnawed Wideman owned by Una
Varna onil Service Auto 1.01:41 and sad toeben
kaste The Les eta credo tads ad the UBS Yee
debt cads an eyed by IAA Sant. USA wet
Manton franYna V SA Fe omotaltd Mother
Iradrnarks, registered trademarks. serve, marks red
rep:wed sawcenurks re of two respect.*
compare,.
US Pistoled Seek« bee
tow 701110
SDNY_GM_00325256
EFTA_0019803 I
EFTA01307297
SUBS
UBS Financial Services ix
Prrvate Wealth Management
299 Park Avenue
26th Flaor
New York NY 10171-0002
CelP7C055175170319 X15 Yr 0
Account name: GHISLAINE MAXWELL
Friendly account name: hicks.* Check/Car
Account number
Your Nomad Advisor:
Ph«
Questions about your statement?
Call your Financial Advisor or the
RMA Resourcetine at 800-RMA-1030.
account
Visit our waosite:
www.vbscorranancialseneces
items for your attention
. vielp protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually horn
www.annuakreditreportccen
Resource Management Account
March 2019
Value of your account
on February 28 (1)
on March 29(1)
Your assets
44,843 54
42,224 08
Your liabilities
0.00
ace
Value of your account
344.84334
Tracking the value of your account
1 Thousands
$42.22A.00
714
Oet i016
Dec 7017
Dec 3018
Feb 2019
Dec 2014
Dec 2015
Km 2019
Sources of your account growth
during 2019
Value of your , count
elves. end 2018
Net deposes avd
wthdrarvals
Your atestrrent return.
Durand and
interest chrome
53904
Change in
rvortet value
$000
Vets of your mond
on Mer20, 3019
$42,224.011
$49,270 55
-17.085 51
Member 51PC
CeP7000300S5175i 7 ele700030219900)33 0019 030579:01 Y123576550100010
Page 1 of 6
SDNY_GM_00325257
EFTA 00198032
EFTA01307298
UBS
Resource Management Account
March 2019
Your account balance sheet
Summary of your assets
Valueon
March 29 (1)
Percentage of
your aCCINAt
A
Cash and money balances
42,224 08
100.00%
B
Cab alternatives
007
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
CII5LAIFIE MAXWELL
Friendly account n
•
ar
d r .
Account number.
•
Total assets
Value of your account
$42,224.08
100.00%
$42,224.08
Your current asset allocation
A
Eye on the markets
Index
S&P 500
veer ritindra Adviser -
SCOTT STACK mawaf CAMEL
, Cash and money balances may include
available cash balances, UBS Bank USA deposit
account, UBS FCC insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual had
sweep balances, See the impottantin formation
ahoy' tyaus statement cn the last two pages of
this statement for detain about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 29, 2019
3-month Treasury billy 2 31%
One-month LIBOR: 2.49%
Percentage change
March 2019
vem to date
1.94%
13.65%
1.46%
14.04%
0.74%
10.13%
1.92%
2.94%
CM700:00365175113 N7700030219900= 031903057%04 X123576550100010
Page 2 of 6
SDNY_GM_00325258
Erl'A_00198033
EFTA01307299
Resource Management Account
UBS
Mardi 2019
Change in the value of your account
Opening account value
Deposits, including investments
transferred
Withdrawals and fees,
needing investments transferred
out
Dividend and interest 'come
dosing account value
Account mune:
Friendly account Ban
Account number:
Match 2019 (S/
war to (knelt)
$44,843.54
$49.27035
5,15546
11,14826
3,787.94
18,233.77
12.02
39.04
$42,224.09
$42,224.08
Dividend and interest income earned
rot ouposes or thS Strnenent losable), at inkiest and driCknd income has been deterenned (Km a US
tat tepdrn a? I:snit:ease litSed strOn the residenit d the OCCpunl soots account type, a ptccest type,
screw Pipets( enact driebno payments may not be poled lo United Stites WA anda Puerto Rico (PR)
Puente Uoti The Pent ninthly stale:MP is tel Mended to be used and tanned be Mad Up C0 for tat
OtulsOset Clefts shOutt refer to the ag0 Katie Sax repining long they re(ehe Iran UBS anntraly.SUCh a
the Fortin 1099 at the turns 480, for tai report/no arta rnatiOn h IS the nitre of UBS to Ile the
carat:4 Is iepedesb Non with the US 'Menai kienue Sent(' al, PR 'beauty Deportment aso in
such bunt Wurehebt CROY dvdenct srda interest aster nine or laratne exists nesse consul yOrl
inchedual lac peppy.
March 2019 (A
Year to dale 1st
lanai*" interest
12 02
28.16
Total current year
$12.02
$28.16
Prcr year adjustment
000
10 88
Total dividend & interest
$12.02
$39.04
Cash activity summary
Le Arrows achy* Our month lu cholas Parses in year smote °Roos se inchickd in the °prone and
ciocirg basset vivo SDK insurance gspbes todes:oats at UPS Bank USA and it banks partcpabng n the
UPS FDIC Muted Deposit Prayart. n dOes not accty Io degOSOS al UPS AG. sranioto Branch. SIC
protecton asSie: to money rnasket sweep fund hddings bul not bank Oepcnits Seenoporont inbematien
aboar your ;scenes ea theist hero cows d lh6 &orient kr &1St.
March 20191S)
Year to date (S)
Opening balances
$44,843.54
$49,270.55
Additions
Deposits and other funds credited
5,156.46
11,148 26
Dividend and interest 'come
12 02
39.04
Total additions
$5,168.48
$11,187.30
Subtractions
Checks and bill payments
-7,785 29
-18,231 12
Card payments
-2.65
-2.65
Total subtractions
-$7,787.94
-$18,233.77
Net cash flow
-$2,619.46
-$7,046.47
Closing balances
$42,224.06
$42,224.08
UBS Bank USA Deposit Account APY
(nterest period Feb 7 - Mar 6
Opening UBS Bank USA Deposit balance Feb 7
$45,645.97
Closing UBS Bank USA Deposit balance Mar 6
$42,931.68
Number of days in nterest period
28
Average daily balance
$44,752.04
Interest earned
$12.02
Annual percentage yield earned
0.35%
Your Ksandal Advisor-
SCOTT STA', hA ell I yi F C4cRIP
CeP700030C6517$1919/0003021990X03 0019 03067SCO4 Y123576550100010
Page 3 of
SDNY_GM_00325259
EFTA 00198034
EFTA01307300
*UBS
Resource Management Account
March 2019
My Choice Rewards Points from UBS
Account name:
GH5LAINE MAXWELL
Friendly account name' Indiv Check,Car
Account number
Recast pow.: am reflected znd the 26th of the month a the pier busmen da/ it the 26th fel h on a
itelendtelldry. Rewards paint acing,/ deals um be found co wow.otoccooforonelenotes
March 20;9
Year to dale
Opening balance
Points earned
7,597
7,594
0
3
dosing balance
Your investment objectives:
You have identified the following investment °Diet-oyes for this account i you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Ackisor or Branch Manager. YOu can find a full description of the alternative
investment ol:sectives in important information abaft your statement at the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Pnmary • Aggremne
investment eligdrihty omsderabon hl:ne selected
7,597
7,597
Your account instructions
• Your account cost basis default dosorg method is RFO. First In, First Out.
Your Plaoriciel Advisor:
OTT STACKmAhrivi F CASRIFt
0.700:60065, 7520 mm000302199 00X0 0319 030575004 XI 23576SSO 100010
Peg. 4 of 6
SDNY_GM_00325260
EFTA_00 198035
EFTA01307301
UBS
Resource Management Account
March 2019
Your assets
Account name:
GHSLAWE MAXWELL
friendly account name. Indiv
r
Account number:
Some pried. «Coe MO (reel .flues Steven may be appenimme As a it'dl One and losses my not
be &widely Minded See import.« alameiron <boot 'our sr °keno a the end of Ms Sewell to/
men pnIcymeciots
Cash
Cash and money balances
Con and nasty balances may educe avatrie cash balances, UBS Bast USA Geed actouni Max"
UBSFCtC enured RoganSae tidaroes. UBS AG Bamford linden spool account blames and money
~MI ~mil fund lump OalasCri
See the Wpstant sloes Sion Moot sour gatemen at tee mid the &Current fa *tags about COS.
toenail
Siddnu
u8S BANK USA UP ACCT
Your total assets
Your Naandal Advisor:
SC f>
.-- TT STACK MANI vl F f" A Spirt
Ue5 Balk USA enddl UBS Fin Inured Rotram Bank deixot «Wart Manes de Muted by the FISK olthin
~rut* Pmts. GA are not sawed by LBC MS AG Stamlord Branch depart scoum batases se not enure,
by 100 and se not Protected by RFC. Money market sneep balances are protected0y SAC but die not istturedity
ose KOK
Openng balance
closen9Mince
once per share
Ayerage
Peden° Kneed
Dap re
on Mail (S)
on Mat 29(S)
on Mac 29 (I)
rite
Peed
pried
Cap aroma (S)
44,5415 54
42)24.08
250,000.00
Peaemaged
Cost
ebrnated
Unedited
Wee on Mar 29(3)
you. account
basis DI
aroma 1ACCrne (SI
ccans loss (t)
cash
Total
542224.00
100.00%
542.224.08
Cash and money balances
47,7240E
10000%
42.224.06
Account activity this month
Dale
Acthlty
Dricipton
Amount (S)
Deposits and other fends wedtred
Mx I
Transfer
FM VI 23575 0100
5.1% 46
Total deposits and other funds credited
65.15604
Cute
'funny
Cesoptron
Amount (II
Dividend and interestincome
Ta were need
Mar I
kk Wont
UBS BANK USA DEPOSIT ACCOUNT AS OF 0306119
12.02
Total taxable interest
Total dividend and interest income
Dale
haw./
:e'f.hption
Ms 4
Wehdrawal
3994
.
312.02
312.02
Amount IS)
till payments
conunued next page
C.P700030C6S1 X5.21 197000302199 002,13 0319 030575004 Y123576550 100910
Page 5 of 6
SDNY_GM_00325261
EFTA_00198036
EFTA01307302
SUBS
Resource Management Account
MarCh 2019
Account activity this month iconbnvem
Account name:
Friendly account name' Indiv Check/Car
Account number.
Your Plaaatili Advisor.
i
SC 7 STACKMANLYLF CASRIR
CiSe
Aulsny
Cesmisiion
amount (S)
Mv 4
Wthdrawal
Mar II
Wthdrawal
Total bill payments
47.78529
gill paym•als (continued)
.7.040 40
ACH WITHDRAWAL Saks And
-704 95
Card Items for your Attention:
The new utis visa Infinite credit cad is here, sacked wthextusite vael benefits, more rewards and mare of MA you love, mck4ing ettraadinany personalized service. AA
Sliming's/ dad in metS Visit ubS«rtirtahfinite (Tc call uS at 888.762.1232 10 lean mcce
Otte
Description
Amount (S)
MY 20
.265
Card payments
Total card payments
42.65
Paritnt We
1,3)Men1Mre Date
Creel! Inc
Ayala* C redt tint
Outmost/9 'Rance
UttS Visa credit catdIS)
payment in formation
50 .00
535,00000
535,000 00
SOW
this crech cite is treated w UBS PoiCteco Casa Rai
And
autOmetgarly te pad horn"r eaCont sow payment a xne0.140
far Apt Rs, 2019
Yte prowietti rinformation on your UBS visa merit card[ Men as a courtesy to sou. Die MSS si SA TieCtt cad and accoum art issued by Len Bank
USA UBS Br. USA sends you tne officX naemmt Ice this a-00iinl and pu awe matt your payment accord ng to Owe
rucbons
We do not ind isle your °unite-icingcm:II cad belance in the Taut d you isccount rah UBS Imanos Stones Ire
Oat
Mtnny
OeSO4,001
AMOkint (r)
Money balance activities
fob 28
Balance forward
144143.54
Met 4
Deposit
VBS. BANK USA DEPOSIT ACCCc)NT
5.15646
M3V S
Withdrawal
U135 BA.NI. USA DEPOSIT ACCOJNT AS CR 0310419
-1,08034
Mr 7
Deposit
1)85 BANI. USA DEPOSIT ACCOUNT ASCE 0310019
1202
Mx 12
Withdrawal
LAS BANK USA DEPOSIT ACCOUNT ASCE 03111/19
-70495
Mar 21
Withdrawal
U95 BANK USA DEPOSIT ACCOUNT AS C4 0312009
-265
Mar 29
Closing Ulf lank USA Deposit Acceuat
142,224.08
The UBS Bonk USA Depot' Account Is pas Isrmart sweep 006c41
OPTCOOTOC6517522 M7000302199 00X0 C019 030575004 hl23576SSO 1C0010
Page 6 of 6
End of statement for a«oust number Y I 23576 SS
SDNY_GM_00325262
EF1'A_00198037
EFTA01307303
Important information about your statement
Le2S Fr-uncial Sawn rec. (Me firma UGS Finartaal
Sawed, at a member of al pampa ~reborn:day
and deices «braes UTIS Barnet Sena and LEG
Bart USA ace mind tesm»sd LBS AG rd
.af data of U35 Searikes U.0 the Fin lawsuit
slated« es ~blab scan request 'heft«, made
°flan se at
LBS fens.' Sncts IX.
1200 Warta Bouldard
Weedwden N)0, 086
IM nav~l~Kettle the GM, official rooted of "act
L18S Tnadeal ServedWant Ghee reef:nit. ^ea
*flea la <bond coalmen <adding tlaardtid
ned be deed rØ I yOu dins. thad 6 al erred or
*maw dean~
it serredately n went to the
Brash Manacre of We office serven )era accost.
Alda•ar al fit.an flown re Mended to b• acne"
darned dra dhµM not be used ra ta µspørs ray
ity selltd, rd
e • . Form 1099. 5498.
1
»Mal FranlY:e'r kV ream the Fans
depend by late to reptrl !Otte.% demde den:lend
reportable n:n-tecabb tvilend and table reeds,
tamed alma«, h1$ n your rant. net 0'0~
• sele lunar pre. rd lurk bass ondamcoded
:tie net
Consitunkartione with the Finn
• Flebect.COdien 404 4444 ccorancrons re erring
to~
data you, vals. rotdug you er
~.45~4 eh redder Prot~ As (SPA)
• If the tensed enstu, on the ap keiclirefroa
of the sudesere es not LES hire ill Senats. LES
eunc.al Sams curet your ~um at <brag
trodr by arra-gemere with the rekat..1 nonA
We Hormal >ad Wes rebarrb tarry
caned the dart h Ber C
. yes knelt and
sambas se lard t UBS Fnasaul Semites and rot
Ilt Øn3
bead ard yte ran ad a ream
of need a anssan to both Irma
• As daybed n ilt iltass antmenta you mar
kordy vn of arty Oro; oe kad stroleng
reflected en >ore statement norn 30 dap ror et real
madder end. adebbe
• new Oral arstontef «replant Cr nyte to the
Fen's Clem Maw" Depannent at 201.352 • I gra
a tolled t 600.354.9103. PCOA.S.1 lob.® ? M.
IT Monday through Fealty, a en mina to L85
Trw(d Street, rc.. (lent %Crewe Dettelfrent.
PO Bo. 766 Iron Ca. 18 07087.
• Al statements shall be darned amide a-daces:to
ii nor abettedto n den; ~hie £0 days
• fa TTY weal. Cure 844412.09% ot from outside
the U.
Ce11201.752.1495
• It tree of reef a ostelot aØ an electron(
kg-adVander (Ult bill parent cr LBS Vena bb
cad wansactian, cal 800.762.1000. Of ladle UPS
T ~col 544PIS rc.. ICCO Harbor Gad, 6th floor.
Wanaelen, NI 07006, Ann RMNBSA Secedes
Cna Vide 44 soon a eau can. 4 you Lek sat
statement a deed es sere a dyountd more
ntoonsanrxe a onto on the statement a
accept The Fan or Card bawds arplaablednasi
her from >de no lit« ~CZ Idays ria te Firm
COI y0..100 IM cowncre .00 *OPP* Era or
Tedalem rowed
- horde >or nave rd wart re nte. Gt any)
- Deserbe the ara a the wander you tevane
abed and mpLin tebule as you crwha >a
Mere el h are ara a why >cm need inn
donned...
- %ate the dad rant of de act:deeded,"
The Firm a Cad bars ml ~date your <replant
and toa and ry sent kØ9
foe roped mas
~hap LEK V e4.4•410444 cad turtara. d we la*
trod Per 10 acted clays10a the. we redmelt
yos dean, Ice IN.arras* you Mr* it n mot. soda
you wit had the use of de Money Curt.; de low 4
tads to to complete On ~stapler
fin mat all cedes payable to therm or de
radial nfieLsiceh added cn MØ of Ma
sunned In adder to regular amare fed wants
may be 0.1pt4t to mantra-ice led ~an ta late
panes tor wades paihases and <heeds fa u-paal
smarts n ash deans Arxers that re transferral
tooth« 4141401«14 may be tebust toa tirala fee
WS sm.«. opacas
Les oifien cofion, »~., cash &t.t, to birk
depots actors at nca diluted bads ard altered
bark; and money mark« avail list OVone~
Depose acorn at Lid But LISA ana dn. ah.lemad
band partsvang n the UPS FDIC nand
Program ar• FIX-nosed n attadaaewehr i
Crula.
404 more rdomuten, pare ese Wm. Wt.,» Noose
asourts t LES AG Sl enford Edrah sal sham of
Monty Tura re not ~by
de IOC.
Card d1{01115 re not pedaled V/ 51K Move' rat'
:hats ere reaected by SIPC See "LOS fennel Seances
d<COPI ~OP
below.
taw. >de aped ~eat afrobrk add< may be
erhdrar, ad shad ot a Mora Yard may be
laden!. and Mt "coeds returned to ya a yxr
Wye es wadi
Tate ~on
tag dibble deep °pions.
nt1xIng tonne «tent ram and yield 0 PPP:* d
..474 contweeprelds, born you. inarecul Adw
a biding13GO 762.1000
LES financial Sondes account protection
Ilt Fem seminar of the Saunas neon Fran-ion
Con:Keaton (SWC). *Pith "wen{ tecurri•ri cutout
ts ~xis to to idd:O.000 fenduln3 1250.000 1«
darns fa car> dalraory Øre
nobble idol
ri~t a et end sva erg Tre SIK med "'dater
Erna nay to 411 tuderfs that you hold n a brad
(detwlY
The Firm tooder firth cerlan *ins, has obo
"'chased supplemental rear« We marnsn
rente parable to all NOa dad daerreb under
the "dear it ISCOmIlca as of (dared 10. 2016
Supt.° to lid poky Genhun ad IntItC40.. Ord 01
the Om 0 tut« polsted b W to $1 9mila:e'en the
~Ned fa SI rxr atokres red n a palmate
441:Id Or. A 101 044>y of the poky we ege antleale
soon name
tatter the SIC ~Men ea the ~metal
a« wan al,* to:
• Colin Invade awn (gaoled byrd ridded is
Su' &Mtn rake) but edd away Iran UPS FnaMul
Sauce" For ~cleared-, CO ensarxe"carch,
na.dn, wstbk, mates. and fa ~a a natal
Itd411.449,014440 tithe nre of the rave holder en
the bad of the oar a terrier fl ed
• nemnte tamrite a rIvol~? Merest, (e 0.
tented pottande red Lid" placements) hyl re
not erg owed undre the Skuntist Act of 1931.
• Canne6testasacic (e 9, fangs ...charge rd
pea oui rld1.1140111X144, niholen; forties driers
atl naTnadtT (later coma's. and
• Depose a< punts Osman <rheas of dawasenal LBS
Ba* LISA. UBS AG U S branches and Duks ea*,
MK ~of ~se emir,
the StK protslon rid fe ~Mold
prcedlco do
net *pit to these MIS ~I if they aferdse appeal
myser sediments
SiK prolecton and the
supplementalprotection da nee POW paint dugs
III the market welt of was evestrneres hatter In •
of market en:domed. Mud lordmOklea
odersesal
Dividend Reinvestment Program (DWI
the prae Minted el an adage ora. You may odan
the actual woe dim pas InamedLaser Only wade
shares me pu chased under DRIP. prof sham rill te
sold Jedtheta ap be defamed n you acca-nt The
dendendrerwes~ nee WOPIPI
the 6>tfer my
daa han the maka ;roe at ra dh telferflelthret
re sod
Cash-in•lieu
0-.4/ whole teed revy be held en pur aecaldyar
«Mad lea partial me at a resat et a chntenel~
or ~rot.
the Fern nR elder sell prof P14111
meta are a deep an retell Otteenhed tst a
reamed ttesna Ø.
arc kteda y04.4 KCCIPI
~e
e ebjectier
bee ~den *beads red nsk peak are walk to
*ad, account and Tana barer yxe =dad
Foxe adla the Pm omnenwrongol re,
urger ^yid 41 ran farad duller a
addrent ~1040
fdh 44~ Odd you
•Rocca ol the olto...etg enesernent clawed;
• 1Øe Current Income Imamate team, the
errataor of extent Oily
• Aram, Cap 1 Awe ninon. twetimentt !Meng
womb of preepaltaeldt tan the genial« a
nom
• ~a
Combnacnormcome stedCedaf
APPROtibll Inftsureens tekrig Ix" the generation
of recent Moak
of principal
Dwell rik profit*.
• Coronseade Seek, to mantånaga priaaL deb
be rid( and tardy tote want areal. env. A
tue mum the 4(COVII COO 1144 0001441e verdant
were es mans ard may non dd pole nth
erade,
• Modena W,Ing to accept tone nst to papal ard
tolerate sane volatility X. sea bete returit
• Aggress Wilig to ~Pk
n#bomapal rd
P4, rabbIty 10 444l, hapread ma tent
• fmatneentfåratey Conners, f tattod, a
(talon of the panicle> for tat accent may «lode
carper. 41131.g4H, hedd landry and trive«
edit%
Statemen1 Itoudiedtintr
We my ("Mite dl related want ~Odd
the tame viltless ,n the sane ernelcoe. e.g. &mane
they here amen 'ha abc manta, pen sawn
~embed *eh ode, (keels el the an sdross I
>a prefer to recede end rdaS statements mailed n
toparato ~of«.
en.4 &dn. ha utrakl
by
<deg you Fr-waddles«
Friendly mown name
the Friendly ad<ount name e DOSICATIO.1614 •neknarre•
~sr by you to sea you wit, your deaden:4'0
her na legal dl«t on your accost. is not Hendel to
relict any stn.
owed, dOreirsablan,
e sestmentobjettne a rat made asscated wet pour
«duns. and s not • prorece a 2.043dee that de"
or any tennis result din a eel be shard Aa
newness nere tend, d la; eau:Noto nt of
loss of de «eie ~raw
You <an change your
howdy accord names thrOup aule. 5410P4 or by
contactegyou annul Admor
Pant ~Wylie?
• Vatic ot pas anoustgamban eat of au« and
• Asters Weida dabble cah bared valet fa
~lima ~V (eat), and Global Tine Depotiss,
kneaded mad to mad. and Ctilli00111414 not held
by the Yam Doe not raid& ircnced seariteriassets
at the add dos poor and on* catenate prod or
yaw* arntindrel. ~Otte.«
Opuent and
derocabb neck dart
• (isbites meda debit bWcat Oittlarttletg ~on
bra. <rock In*, then accourt bYa-Kos
• Caddeney Wan: Total of ~dad
aolabb
each tobrad p1.4 date bodices al rated and
~alltoted bard. ad money ~la ~La bad
weep bared at the <bed she Iltaid pored
Nonionenolty fee vede balances nda saw' se
na
from other balances and the Tern ma
to. [ryåd tee lain n the «dewy core of es
braces. These fink re payable tØ your clemrd.
D*, total s ext.:Wendt one prod clang value
Leårbø irefantlitien
for detailed Manton cnthogren's lend-greeds
rd &clown tax to ros Clore Rebtiorshp
&garnet a Attar' 207~1 444.-.64414(411
Tem and Coned" LBS Rant« ot Credit Trades
salable nAgreem•at and CK5. blunts
al
SDNY_GM_00325263
EFTA_00 198038
EFTA01307304
Important informalion oho ut y Dur statement (COntinued)
%e sta
Vors falmet derdes tereet ad *er mets held
alt
x<pre at the *ni of ene ~cement po-cd Tem
mag ad tor ~fuly
pad (erfex ry tred
von mar retwe rafl et uwd at ban toerend dm
Pang any Nina- d/ronden Ary smeten
Vadered totten ding the statement pen:da/e
bied al ~at varal Ot Te end d the statement
pentd
• Con ba. In deze/mono We <el ba» oF
secuirle inten in Inas aas/ment. *here evicred
web th* stuiten '
LeS Franc& Snees hand*d
en rdormatencblaned kom same cahe INn
f nood Seances. relodrg inamben Iran ~ha
Irma Ihe you mag havo priori:4d to you lena-etal
Adosa Roe" dors not ndryatnintk vordy ce
pa".
the KNKy a 'J./Way cid
domutan
Ø
oronded ty waas other dan La ?namat Steve«.
adilen akhough LeS inreed Stepte genera,/
wide to ~dons
e e meed the Fine
does rot IØ
any ~Tal
tit t
nlarna(in
irda'Cost br.c" a-d • Urreakei garfloss'
amor. at ot t
dat* d the nuagent At <Lach.
Ottawa) nol lijken tm namaken to malie
frchx0« tab docecn lor ta maan a
"nos
Actorantt transito.] tot* femryg
MMO stadion damalen only lor tie perod of
tere ihey se eed at re Fien More hetarcal
recenati:n cri be adiedby >aa fraed Ader..01
• Unrealad gaindlosses Mort data is solable.
estmated ~JOS gun/Iets se takmtatcdkt
nductut society ion the masteen data for
n:Indut bes maya meende rel beet oterenanan.
Argot a-dce CO:unty rergainar ga Oven
Omleid rad olher ren.~
tors nl sst:mat<
~duw bb ro *ach ornbnod to niaLy
aeragad lot IN 'Trad. date' «Ann galants me
agil turnwam aa* date
• Calal. netsurs. Brr da ani arlemed dak dut
alt issue, ah lor tarntreden:con wal be wleted
erstrtiOrbylot ion non; al Hordes cd ti t
eer hed n oer rum, or inname** narne lot af
etems Cal kan ~kon
n obtaned korn thrd
pa-be ad as ~satyrs nol gasweed urm cdl
krans rnw onri wen:hcola afM wekt «mekt*
~oen
wat be rionted koon reinen
• Peitatralue Pree /MOM lawaait; ndother
poden mag be bobt or be< tal tN ene dat
yanyould amati,. new n the merkel nets
ddaned boni varous eed parly %ene iithich ne
beleve to be retable. bue se do nol ~ante Oer
accuacy.
- We genera* we to obsing pek* aha" aaa Lab,. or
IN ~ot
(bel and aik orkes la bied
590.04•1 nel optern
Way bii wees kr OTC
»ante
- Lint arekaadd ~dos nuy be rood uw» a
notatdo etsdal oe the mon record price we
ettand ar-dnv/nat reilen a aalmalie pede
a vake
- CISan pakket mar sper witheet a plee and
valshow as tree wand ~Jane' d we n
knobbel:6bn a WK< ta Xeinty-
- OtTO: ti a wasuk, danomnred in armten
*th« tal u.S. daas mcalaed at th* ~hang*
rate vod tke :tremen date
- Per OtettinilKvihn ...dna n nonadormrg
denemnatens, pree and qua-itey Me st) ma./.
Nw been »naled to laden* peper soldaten.
To Man corem quota/a when nadat». (cedad
gas Fnaxtil Mater
• Maat* invastrownte and etNebred gedut.
enere «vestenml socades (reldrg den
rijettiPaban Mare and wil <Wat 001~ Tol
"nes) rd stnefiredg~ts re geraak high),
daad Cri n
uc stad g OsTe hare not been
wanwed woei the Seon os and Enharpe
Cwnmscna eder ny Stele ~TM TW We
peoveleeslenaledvalass tor petste redetnent
smittet rd Trurtsred ;engten la ntorrnah:nr
Pr0:4“ O
Au") , d no ~meed
- These wilesinsydille• tb eiut" kan rnes.
as,, at netth a pront twomeril Sent Or
sauna& proda t maf be harp
so rid do
not nsessnly warsere the vale>ai inry retene
vaan Seuidanion.
- Ihrd party 'stennes of alge re af el *celen
dia and are supparello UPS grureul Serves en a
agla' base by an ~km
velaren tem
- baar. anaal print te epontor inmand raiva<
d a-% «• trosed to te Fembytle must
paalpand or ~dor and may be cabliated
baseden «kaart Manna' Iran Nl uwd by
'ad palet to Omr ter essanated vabes
- You tan c/aan adSto‘al nformatonregurdrg
wed to neten-ne the etende d
vake and the date et te nicrinationthat n the
bun sa the «touw by tomneg yam inavl
Actrcor
- Thrd party metaled vakes rruybri refaxwd as
'Nat pad' rn ~at Snatert Ween n
n:1*a~ valt% on lam bs rot ,Øled it•
Lengte to sign vake ~we berne mere
thee omaben rent hd aorred fiat ~tata
OtracodYrePorted vair nio eueston, ce ween a
Mee way! be evolay specula., die to Ine notie
of IN xcumy
- Menno.« an ~or, gettoral partnie at tpraf
«IMAM vat» nat a Trdpelly rinkd easy it
prowicd the rato of to soosty wilbeden"
frons tis aticNseprke
- 'and:adem to date' mag .dale reiumol
caortid, name a bath
▪ 'C
nat uni we' eeprelledi t nej Menno
pree pet and and ~nat rellen 'or cos ben
- 0ip ani Wind FEIT saa bes re na kneden a
nettenal mof. el enfant and re omwaai
ilfad and rond eeg can be soli, the mal
moed way be bas ~to
per share ramt«,
vak* peorad n the raam aanwet
• Raenetadenwitlea ReCtringd aalnee Tineetey
aro not enark atiblo Sri:~ lab. Lei Fena-nal
Servan Von Te Miekes pede 01 te .«nuged stock
d eo same dyd snap -led vare la ne
mardd shad. be proposes of bid ateteeent alk To
de enere Mie testrit led settel es se <Nasi* lor site.
te ida wandmag be sLbstanodkr leas Tin ie
mputed vale *vaan.
• Est. (astraal) inane. advent yeti& endemie.
An enmart of anaal reane is bzedcn tunen
dividend ani erfeest .alt,. wanen th 'same val
be heb fa one ry kom etaterrint date «sand
inmat, The «mate d enk, a gudelne, acctexy
rad centn.id int". n not guaranteed
menued anaal neme and carent weid lor
(mantype Of teasien sould inclide aceton of
onreoal a opaalgans in etfeds net ei
incame (and wamt Weld) nould be omalenen
- Estinded weel «ome ird turml yidd and th.
woel inane and nee engt be bene aØ
eNn Me etmaal ritmes
- An onnut* ol a-naalred interne (dirdord arder
interen) dØ by
<wreed ~Set
valuta alg. balance e~
on the br dodend
ce meest Pa
em mala by t
nyet and
amuse te wcaandrants wil be held lor ane
wir kan te st /dement dste
unedmostY.
Atoracy nierend/d eb se not arranied.
• *mets 110t hyld ba, %BS !indaal Sondow. Celen
Met!~ Me nebbe the lun ani nat artfm the
I mei possesen or cceirot Thee reeuw
displaytd en paar natronet lor Somde:nel
pLepot“ orly Potsent and QAT palmrad td•
proestodby Ilw istag hem ues ~ui
Snee
not nnarktae la tos mormaten ad does na
orante Os accurry lbew assets art rol «neted
by SIK a the Faas oadiamental SIC comerage
• Beneemt 'haring and additienal amper naties
- an *Mijn to tom:mom en sales .rd 174.1 les
mened n connenon Leth t
doerbdon of naad
handst*~ <bents we anda os affaire reetje
tevens naeg permis Iran dattkulitin and«
MogenOt To ~all tukt nal vee telt lhno
mam re baud ir, ton> atlant orrpcnany
lto arrors el sales by UBS d a primair ~wad
hrd erna/ IC out <lont% and 0a IN mol val» ot a
>anode maturt Sad livsrys dure held al the
fan
- We 414 CV altide aha reaew netwaling and
iarnnt.% veesten lees neoreder~ fee unster
aard Wentel Tal ta goede to the rn-tualhadt
These tom gnoe" ro pad from ~na 405555
te rn.tual held and raaf tod dolly mant bard
en tee ~dm d scans at to beckw-cleake
holding ~wal linds d tbr eind hanny
- In edda bri to ~Man
'streed nca.-echo.
*th te sale or ditrbdion d nuly contract. ard
uni me«me«l MAR units loot.' (Ier" we andor
ca "hoe TW. tetele alunalp ~Ta
en
nr. rnryd the ~ante <nel
undensenng
to murw «maas, reide d th* notam
COrrpianOil er spanen of its unit ~bye« Inntt
MidittflouTO
- n addebn to aerrnebertreteMd Iran the
adduse and tab cd hInnhares fint. we »lor ca
afritste recent an assn.based fer~ sNring
>amen, kom tilenShires charta-dom as well as
lunding (oe lahnology ckwilapment training ad
*dutsen
- 0v aftilde aha reces* waden aansta« ad
ode carpcnsatkri from ~vallaak rd reasa-et
afnames robos aolact/ ao detbsie
- Wo mens «aanvat«, koen USS Bare Lek LeS
AG SurdordEranch ard nosaff rand bras
ti-~ *ui cash moopproga-ni Iers
~won
may be a meent pa ser, fee cr
mw toe aromaat. d amant dab degoot
bal
Acenity
Infoneulion reosdna cann‘ssins and ccher ~oe
ingurred in <ome« icn rein Ine TeOdOn Ot Vadet.
"had"g Øen Onattent had Oton ndoded co
cartinnsions prevrausy 'vertrad to wal. and adi
Pronded to wo rompog on Maa
Shan aaiing
you are engerd n short wang a sentay, >Ces mak
nor a "ree ON lo <slab banown) cals fa tol
faaboalie wint/
Open adats
l'a9Poing open or god idloroekt orders rut
prol canard byt storneert date, open bug and
sol sloporden re rearedby the amant ol ebde.*
ante ar n «draalt « winti' date unies
«seneged Naeau by yeti You se respornbb lor
aan INt rtewoed dei topt,: fiere to <ma
reling c5 aders
Primer
To dalen a copy of ar a«al«t Client Privacy Notke,
idemcontact par !elpen!~
a vet as «thee
al ww.. Us ~area ene:k
- LeS FNn<yl !e.s
è rol *br* The MA. Bases
Services Account BSA and OMA re brokten)
accounts whkh peesde acties to Wring torKet afd
pecd.dis Ilvaefianaingteneses we, idlitated bres
ard meer radon, bents. andpa:niks acces to
avance and anrorty wens issoedty urotalatild
Tedthegy mane otmanin tva* insuraxe
akterby turdon ol tel inent Senkes
- ~merk ~roe. ani muts proton
- gat ICIC nyed • No bard guurder Mig knevel.*
- MIA Resora Management Accent Business
Snoet Account ISA, na and riternabaui Rosa ce
ManagnmentAcco.rt re recet tred ~ce maks d
Lei trunnalSn-sices bc.
- VISA rs a egitaned Vaderwit owoned by vda
Mout «wi SHwo Uw taiga and urod Lede.,
loenst The LEIS los credit cards tobbe CBS Visa
debt <OS w oped by I.S5 Sant. USA werk
Mensen Iran Vet tl SA Inc spawed Althm
~sr
regeltred tradonses. servet mets ad
regneed snee nurks se ol ta respecteer
amens
ILOS Fiaandel denim kit
Pee 701110
SDNY_GM_00325264
EFTA 0[)198039
EFTA01307305
*1_13S
UBS Financial Seneces NC
Frwate Wealth Management
299 nark Avenue
26th Floor
New York NY 10171-0002
Civrao3s6944790419 Yr 0
Resource Management Account
April 2019
Account name: GHISLAINE MAXWELL
Friendly account name: inch, ChethCar
Account number.
Your Knead./ Advisor:
SCOTT STACK MAtRIVIF CA RRIFI
Phone
Questions about your statement"
Call you/ Foanciar Advisor a the
Value of your account
RMA RelOce<CLAIO at 800AMA-ICCO.
account-
on March 29 (SI
on Apnl 30151
Your assets
42,22408
46,01009
1Rdtourwebdtr
www. rbscorrifnancialsennces
Your liabilities
0 00
ace
Value of your account
$42,224.08
$46,010.09
Items for your attention
. Help prolix* yourself from fraud and
renew bank, credit card, and brokerage
statements regularly. Also. get your free
credit report annually from
www.annuakreditreportccen
Tracking the value of your account
Thousands
Sources of your account growth
during 2019
vs
of put ,:count
atter end 2018
Net deposits and
wthiranals
Your trAeRrnent rerun
Dividend and
interest Thome
Change in
marbet value
Value of your recited
on Aar 34 2019
$49,270.55
.33,311 30
55084
1000
$44010.00
Member SIPC
CAP7000300568409 W7000'056960=3 04190305750N vi 235765SO0:00M
Page 1 of 6
SDNY_GM_00325265
EFTA_OOI 98040
EFTA01307306
UBS
Resource Management Account
April 2019
Your account balance sheet
Summary of your assets
valueon
awl 30(1)
A
Cash and money balances
46,010.09
B
cash alternatives
000
C
Equities
003
D
Fbed income
000
E
Non-traditional
00
F
Commodities
000
$46,010.09
Total assets
Value of your account
546,010.09
Account none:
Friendly Account name:
CFaclikar
Account number
Percentage of
your aCO:unt
100.00%
Your current asset allocation
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
100.00%
A
Eye on the markets
Your didencial Adviser:
i
SC TT STACKMANIWE (-ASPIC'
• Cad/ and money balances may include
avalable cash balances, UBS Sank USA deposit
account, MS CDC Insured Deposit Program Bank
account. UBS AG Stamford Branch deposit
account balances and money market mutual had
sweep balances. See the important'', fonnadon
about your statement on the last two pages of
th is statement for detail about those balances.
Index
Percentage change
Api 2019
'oaf to da
S&P S00
405%
18.25%
Russell 3000
3.99%
18.60%
MSC I - Europe, Australia & Far East
2.91%
13.33%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2019
3-month Treasury bills 2 38%
One-month LIBOR: 2.48%
0.03%
2.97%
CAIN000800566abil0 ma70001E669600X3 Cul 9 03057%04 Yl 235765500000GO
Page 2 of 6
SDNY_GM_003252t36
EFTA_00198041
EFTA01307307
4ID UBS
Resource Management Account
Apra 2019
Account name:
Friendly account n
-h
am
Account number.
Change in the value of your account
Cash activity summary
April 2019 IV
Year to dale (1)
Opening account value
$42,224.06
$4927035
Deposits, including investments
transferred n
7,775.92
18,924 18
Wrlhdrawals and fees,
ncluding investments transferred
out
4,001.71
-22,235 a8
Dividend and interest income
11.80
50.84
Closing account value
$46,010.09
$46.010.09
Dividend and interest income earned
OuVoses or the statement, lasablIty or inkiest CM tlachnd income h% been desonned !tan a VS
tax nab r9 Perslatclive axed coon the residence 01 the OceOunt soak access! !ph or piciamt type.
stmt insets( antler dricondpatments may not be attain to Looted Slates (Us) ado P Len° MO (PIO
lexellYISS The then monthly StelenVr1 Is It attended 10 be used "I tannol bt Kited ICCO tot Itie
PO,GOSes Clean shOtad fat tO the 41:O Katie to sporting lots May scene Ism UBS stoutly. such as
the Form 1099 ant the Forms 480, tot to reporong insernatice It is the practice of UBS to fie the
ipplicatk tar sporting toms yam the US anteing Raerlue Semite and PR Treats)/ Onertment, mo In
Stith loons A(Curattiy CIE59ty dwOena ado iotereg idled Pomp or tars:Saar* Reim tonsil your
indvdual tar prepares.
Aped 2019 (1)
Year to date
Taxable interest
11 80
39.96
Total current year
$11.80
$39.96
Pror year adjustment
0.00
10 88
Total dividend & interest
$11.80
$50.84
Year Founded Advisor:
Ste Account acwr, rho MOnthl“ doklan itiaccet on your Swamp Opaccg xe occluded on the operorq and
clung Damon vS tar PDIC trnrurancexpbet to Spoon a UBS Bank USA and al bank; partcpabrg m the
UBS (CIC hSured Espotit Sasso It 00ef flit aCCty 10 &posits al UBS AG. Fannie Brandt SIPC
protttton
oe: to money nuke :weep lund hodderqs tut not bank &pods See important to formattan
abott t your :Cement on theist two one: d tb, osunent kr Wats
April 2019 (S)
Year to date (SI
Opening balances
$42224.08
Additions
Deposits and other funds credited
7,775.92
$49270.55
18,924 la
Dividend and interest Some
11.80
50.84
Total additions
$7,787.72
Subtractions
Checks and bill payments
-4,001 71
$18,975.02
-22,232 83
Card payments
0 CO
-2 65
Total subtractions
-$4,001.71
-$22,235.48
Net cash flow
$3,786.01
Closing balances
$46,010.09
UBS Bank USA Deposit Account APY
nterest perrod Mar 7 - Apr 4
Opening UBS Bank. USA Deposit balance Mar 7
-$3260.46
$46,010.09
$42,931 68
Closing UBS Bank USA Deposit balance Apr 4
$46.010.09
Number of days in merest period
29
Average daily balance
142,849 55
Merest earned
III 80
Annual percentage yield earned
0.35%
CoR7000100938448I NP7000I 8669600003
903057SCOa 'S2357655000000)
Page 3 of 6
SDNY_GM_00325267
EFTA ()n 198042
EFTA01307308
UBS
Resource Management Account
April 2019
My Choice Rewards Points from UBS
Account name:
GleSLANE MAXWELL
?deadly account nerne•Indiv ChecidCar
Account number:
Rewedspcints a,r.efmted as of the 26th or the month a the pip butannt doi it the MO facet a
veffenehaliChe tenant mint activity Cones r
be round on wnw.citraccorionrinmenter
April 2019
Year to date
Opening balance
Points earned
7,597
7,594
99
102
dosing balance
Your investment objectives:
You have dentthed the following investment objectives for this account d you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager You can find a full description of the alternative
nvestment objectives in important information about woe statement at tie end of this
document.
Your return objective:
Current income & capital apptecia bon
Your risk profile:
Primary • AggreMut
kwestmen I eligibility consderabon • None :elected
7,698
7,698
Your account instructions
• Your account cost basis default closing method is AFO. First In, First Out.
Your Plnencial Advisor:
ChetC0C6009334482 WIWI 86696 00X0 Oil 9030575004 YI23576550 0,300)
Pepe 4 of 6
SIDNY_GM_00325268
EFTA_00 98043
EFTA01307309
SUBS
Resource Management Account
April 2019
Your assets
Account Pam
GI4SLAINE MAXWELL
Friendly sccount name- Indly CereddCai
Account number,
km? P”SCI. 4xCene Macaw' caves sham may te ecomorirrole Adak-PAL Gads and losses mat not
be awls* reflected Se important aformetrar aboomour Steered a the end of tuts gamed Cos
mere oloanation
Cash
Cash and money balances
ben and /ninny DalanOn may onclum avatar. can balanteS. 082 Bar* USA awn account [relaxes.
uss FaC Insured Frogs, Sant Banos. uBS AG Surnfoto Bunch awed account b4aXel and n-oney
maid made fund sweep bataKti
Ste the important Morn aeon nixwoow stntennent at the end or this Coon nt foe decals about Mose
[dances.
sicking
Your total assets
Your Rwanda/ Advisor:
USS Ball USA and all OBS FOC laurel FrOcrtres Bar* avant moan Waxes are 'Inland by Int FDIC WIN.%
ap;Olable im,, Cul ale not pawed by SIC MS AG Stamted Branch deposit xcount WYK et ale not toured
by IOC arc se not protemed by SOC. Maw market Sweep balance. a* predated by SPCtaase nal missed Cy
the FCC
Gann Odense
Closing baance
ence per share
Aye rage
addend interest
Days in
on Ape I (1)
on Apt 30 (S)
on Oa 30 (1)
Fee
Peeled
pima/
Cv annum (S)
42,224.08
4601009
250)003.00
Percentage d
Cost
Blirnate0
UnieSiZed
Wine On AP/ 3061
you, account
basis (II
annealInsane (SI
[dna loss (I)
Cash
Cash and money balances
46.010.09
10000%
46.010.09
Total
$46.O10.09
100.00%
546,010.09
Account activity this month
Pale
*Miry
DeSC COI On
Amount It)
Deposits and other heads credited
Apr I
Transfer
FM YI 23575 0100
7,77592
Total deposits and other funds credited
97.775.92
Oat
Atlibity
OnalintiOn
Ompunt IS)
Dividend and i nearest iacome
TaL3tie interest
Apr 5
Interest
Total taxable interest
Total dividend and interest income
U8S BANK USA DEPOSIT ACCOUNT AS OF Od 00419
I I.80
(vie
:.terry
._._r otic n
Apr2
Wthdrawal
.3994
91110
911.50
AnlOunl IS)
WI payments
co nunued next page
Ca/MO.0300%84483 lane000I 85696 03a33 W19030579034 VI 23576550 OCOOCO
Page S of 6
SIDNY_C M_0032 5269
EFTA_001 98044
EFTA01307310
SUBS
Resource Management Account
April 2019
Account activity this month (Continued)
Date
Amity
till payments (continued)
Account norm:
friendly
co
account narnit...
Ac
unt number
Your linandal Advisor
SCpTr STAer mamtvi P CACRin
DetutphOn
Amount IS)
Apr 3
Withdrawal
Total bill payments
44.001.71
-3,96$ 77
Cord loan for your Attention:
The new U85 Vin Inftnite credit card is here. tasked webautumn turiel benefit.. more rewards and more of *Mat you lose. includin; ortmerdinan 8 personated stroke M
stiming'y dad in metal Wit ubscoMvoanfrim or
vs a; 88&762.1232 to learn more
minim" raiment rue
Payment Due OS.
Crecit Inc
AVillitie Uldt Line
outsmart, mace
U55 Visa audit cards)
payment information
for May 23. 2019
135 00
May 23, 2019
135,00000
134,401 59
198 41
TM mill card Is «wired n UBS PayCrdt Cal feature and rel autornahcaly te pod km, yeti! acccum. Your payment rt smear*
ten may 2Q 2019
We pØ Itlsrnformalon on your UM Ma redi cards Ma as a courtesy to pa the UBSNac redt md and moral ate Issued ty L65Bank
USA UBS Bark USA sera sum the Acid vaterrem for this account and wm staid /rat you! payrrrM &cowingto 'het tnPrKlkcnt
Wtdp not indulle your ctitstantnp «KM caw Mama in Me vase et your account win UBS Rnanød Senses mc
Øe
Anna
Clehlt<lon
Arnpunl (St
Money balance activities
Mar 29
Palace forward
$42,224.06
Apr 2
Deposit
7.77592
Apr 3
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 04102/19
-3994
Apra
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 04103119
-3%177
Apr 5
Deposit
U.S BANK USA DEPOSIT ACCOUNT AS OF 04104/19
I I HO
AM 30
Cksing UnS flank USA Deposit Account
146.010.09
It* UBS Park USA Copoot Account n your WNW StWeP Øren
CuP200~13 484 Nr200018669600233 01190)0575034 Y123576550030002
Page 6 of 6
End of statement for a«otat number YI 23576 S5
SDNY_GM_00325270
EFTA_OD 198045
EFTA01307311
Important information about your statement
Le2S f central Sown Mc. (the firma UBS linnet
Sonatas as a muter ol al propel uo.nty, cawnocity
and options mehahaes UBS Enamel Sohras and LIBS
Bart USA an rdrect saisciarresct UPS A6 rod
if realm of WS Stouts DX The aim's ferret
lament it nobble upon request 'het rm's enecutro
altos re at
IAS inatel Slake ax.
1200 Barba Boulevard
Wei-warm N)07COS
IM 0/ 1~
1 r•Ce•contc the any ollatall•Ceed of ybf
f antral Sensal ac<oum Gaye records. .**91
*fleet W.:looms-ft fontwing oracle., elia shotAd
nor be relied rear F you bele* Owe 6 react a
Caleedon. elate terrat it alnechttelf n owitng to the
Branch Mawr of No office omen; oats occove
Alta*
at tquie< dawn we Mended IOW a((in10.
staIeniet drag -aid nel be vied to ea, °awes rely
*Ze
n )ex-md tar lOnTe• he. Form 1099. 5a98.
tic ) wtwn Pra
m, YCO. Ip mum the inn n
mound by law rorepal Tette A'S all untie &Merck.
reportabbnntmabb dnidends end tattle ideas.
toned on Ittittei ht111.11.0111.Ktant. net Crated,
as tie Ramat cm. a4 tog basis on <erten canted
secant.
Carmonkationa with the Finn
• Noe (e ardier. ry crol orernreabons n Aare.
to Astra Vaal you, 14 01. radi".3 low er
,
bp
%al. '
Sayan Vanier Protaal
t
Act (S A)
• II the finrcol cacao', on the sap her ci te Iron
of tha 0.1144ntre a nti IBS Felting Serene. UBS
MAW Sews curet your x<ount at them)
War by arra-rent
with the nrkaud ralitd en
we ri pened pail the relleOnria 'hemp)
OCkned.
atani
hay cat. tat hats and
wades re localcd r UBS Creme, Somas and not
IM nvoctxng atter, and ycw mar mike a few
01 ry caw a anann10 both Ines
• As dexrbed n lee docanl (mermen(. you ma!
'eddy vs of any ono-, or Mad amend d-ecl s
reflected on your slannent aelhei 30 dip *a
MAIO a made avatar*
• Testa dna° cuctoirin <triplet.. a 01....106 to the
tows Cleni 1414.1alt Corhantunt at 201.752 • Han
tol.free ae 800.35.9I03. PCO A.0 to 600 P M.
IT Monday though Iola, a in wit n110 te5
entreat *von sx.. Clent IttteMoniDepolfmnt.
PO. Bor 766 Lhon Cly, In 07081,
• Al statements shall be darned correalete a -decant,
it not <bettedto n arena withal 60 days
• for TT' services. Cal Bea-612.0W oi from °Aside
nett
CA2171.357.1495
• h (46e 01 roll a 0.1,1011460A an elotrax
fink Manske (Erli bll parent a WS Vet debit
cad iransxtirs.. cal 800.762.1000. or afro 10 UBS
f na-cul Sweet 1-0 ICOO Harbor lithel, 6th f kor.
Want...a\ NI 07084 Ann RMNBSA Seven
Canaanite as soon as )CP <an. 6 you Met pi
statement a /wept es nom) or you need mat
Sanwa, about a transfer on the statement a
recta. The Fan or Can' bra(*
arolcable)rrtni
her Morn oar no hen than CO days ante tug Fim
car you IM fns etatenure al *rich the ante or
Probl em *Pend
- hood. oar nano rd accare nunare Of any)
- Dna be the error a the transfer sou se crave
about and 0pLin *chitty layty (31%0 .1 )co
tole* A is enema a why you need inn
dorm/len
- horde the dollar armor* of Ix expected error.
The Fern or Card Mrs oil flyer oat your <emplane
ad wel correct ry era preoptb• For raped erten
mishap LCISVaaockba cad tra-nacto-n.l so lie
more thin 10 banns day; to da tie, we milerode
yon s attcown he theanent you thrit IS n Mot, so the]
sound hue thug* of Mamoru./ dung re tm• e
tales us to complete az noslostran
Mane make all chicks payable tote fern or the
financial nsittaien ndcattdcn Me front cf IAA
tunment In addition to reguls roam, foes, accounts
may be absent to mantenrce fees. chrges fa late
parent for worries purchases and charges fa lipid
armors n ash >teams Account that re roinfand
to other no avian rnay be ubeetiea n osi er his
WS lamp Oplkaw
LBS often options fa sweep ) cash Corm to bark
deposit accorm at nen-Ahmed bats andarrested
bade and money Martel (Null limos (Money hots).
Depots accont at LOS Bar* LISA and nr.abilreed
bents priming
n the UBS RIC :mend D
Program ar•PDC-nosal n accordance wehr
'
C rule:
Pa rmt riomtron, please wee rem 'Styr. Deane
aware, at UM AG Striad Bard, and 'awn of
Wray finis me not ivied by dm FOC.
Bare &posit's/not protected by SIPC Monty fad
revs re protected by SIPC Sc. "LDS Inmost Seneca
Saari erolectai below
wen sprat...a
bare., n Me bark alum may be
wrhdraw s. and shwas of a Ucroy !aril my be
friar:lied and the proceeds returned to '<paps
faun. its
hate nfainaton tout tradable sweep options.
nctaing <untie intern, rate, andyields. oa•ntable al
wrew Ws car( sweepoelts. Man you. Frowel Admsa
a by <atria BCO 762-10:10
CK f Mancini Sorokin account protection
The Fern is a member of to Scones raga Praecten
Capaaton (SVC). which mesas Setteetei cusionwo
el its Medan, rio to SS00.000 findialn; I29100) for
clam for cash) &planetary brochure nobble coal
ma" , a
wow SOX or9 The WC owl Cadation
lints aapai toil '<corn that you hold n a prikube
adorn,
The Ben together with clan *balm, has also
lastrosed supplemental cosine* The rrumn.m
swam pwable to all Ng,* clams. colecrob under
the canal
a 1500m11041n 01 Coonter 10. 2016
. Fin
Itu
to toe poldy cording% and Intann.. (ea .11
IM in n 'unto, prOadad Iona 10 SI 9 mllon on the
sane:ate for all you
,aces
hekl n a° snorter
CaPaCty A lel copy Of t, polcy trodiro a amiable
Loon moast
fleeter the SIC plan-Ion roe the applanertal
prattloniagoly
• Conn Inancial atom canroned by fad molded
)as aadell YAW COI led away Iran L185 FAreal
Serato doe eoncle anal 6) anteexe prod-nit
na.drs, drub* areptes. end I.J sewn a mutest
Ands no:aged rate name of the roan, holder on
to becks of ten caae a aria
nee),
• imestmeart (courts a nosinent nleresh. (a 9.
looted patnenhps red aerie placements) Net re
not rog card under No Stamp Act of 1931.
• Conwocitee <attach (ep, fire on **charge and
per as metal <anal* na...n..) haves cool...RC
trawrodtl <Pico comraas. and
• Depose accounts (meta teethe**, of depose) at CBS
Bark LISA. UBS AG U S bracts and &lien Me
IDK twit
Drama PrO0101
The SIPC warden and the tspiatmental prattler do
not apple to these math ~dewy
orawrie appear
on you' garments The SIPC protection ref the
supplemental protection cb not protect agang <hinges
the make mkt of >or mostrneres (whether et a
•eu, ol market mamma t. *cur blanilttY
otherwrial
Dividend Reinvestment Program DNA
The pore tRIIKI44 a an amaze era. you may obtain
the KIWI Ora Iran yea inancal &Pisa 0 10/ .16141
*wet me outhamdunde DRIP. partial ahem ell be
sold end theca WI be &paned n you scco-nt The
dodged 'treatment price Roofedby the 0.0e1 nay
deter stn the make ate at mama to Paha' sham
resod
Caoh-inaiose
Olio
t eletnot may be held myou rave
iyou re
01141.4 10 a DIMS ail as a yearn of a &Mendparental
or ~roe.
the firm met ether stipend unit al
owlet ace a rape as rant
determasedbt a
regime' cterva *arty. ard (tufo Ake Kland
lemmas.* objectives
The reestetee *beams od
profile are speck to
oat account and may very Stone yca =Wt.
haw i$10. the Fro pramplbr n wing ol
sad< ant change
you hand
c ry
Cr
IT aiIrTre oblectinn For era Account Mil. you
chooseore of Mr I olkerng imminent dajwores
• ha e& CurrentIncome arrestmeres ward the
generic. ol none air
• AthwerCoptaiAnaweedo yaranwes sting
wrath of amp., Nam Pen the geniis", cf
name
• P•oluor Combnitcn of worn* soflOPtai
Apprepanon arrestmerns seeking bay the generation
of a-Kerne and growth of principal
One& risk pod Bog
• Cervetwane Seeks to rhantaneduf ratapol met
law rid( rd barley to the accost °weal. can if
that mere the aware does not groat remnant
wean, ce mans and may not Pep Pro *1k
nbM
• Stodoore Wring to accept tone nob pnncpal and
tole*. scene seriatim to so* Mier rams
• Anse
to accept NO " I `
a""'Pal rd
hgn oalabley to cal. ho (nun ow tent
• fralo•••-tfAgottyConselwAran
tolactod, a
paten of the pada° for Mat acute* May !elude
cowrie+ atalegon, Inadd la.dmi and rano
wrrty
Statemonellosdaherlimer
We may cento-dalt all rotated account itaWnerts mt.
the same aktess n the sane eenekpe. e.g. because
they ham Vann .to ebo mentan pit comae
relronshen a/bother (knit al the sane oaten t
yon prefer to mane red /Ali statements marled n
aparte troa(a101, yet. mar clothe hooter:43N by
calrg you inroal Adana
Friendly .crown name
Re frendli 'Gaunt none a Stuatreable •nekrarre.•
chosen by you to assn you wits you receickeeprly t
hot nolesole4 leg as you accost. is not mended to
relied avy grant. oral.AL rtaermendien.
mertment **tree a re& profile *muted rah rx•
Kew,.
and o not a aromas of wiraace that wrath
or any fl inch Mat% <WI a wit be ahead Al
.1.00Iniatt nada itoid4t d lad, etbdroj to nO. of
loss of the amt. naninvert You can charge yaw
handy occult nacres trough Oran. Sawn or by
contacteci your ennulAdnwr
Ateart ovonriow
• Vat* of pas eccortrparrfotia Net ol anal end
kid tits.
• Aspen. refutes Peak* <ash biros
vales for
ftw ided saw* fey), end Gobs Tine Departs,
vrealad marts to market. and (man assets not held
by the fete Dom not attack traced seosihriassels
the and a the poor and °seat datenwee ;erode. a
row reestnwei, wonted dock opens and
eeerceabb nod cobalt
• (,bites made dim tetras orwring Magri
Ions. veal Inc. than accost balances
• Ca...browWare*: Total ol unmoved hatable
(ash blurt
OA &poor Dirac al all need end
nrafflutod barks. Yd norm mated maul fund
sweep balances. at the <boot the rummer perod
Nrconenedly hewed. balances n your sacked at
ma segeaned from other balances ad the fan miry
vs ryda these fiat me adnry coved
baron Rea tench re payable Was your demrd.
The total it melded m to cureet prod ckang value.
Leans inferenation
fa dared Scallion en the f nWs leering practices
ad &clown refer to yam Clore Ratatiornhp
Ageement a IWO:* keeenlynt and to Genital
Tema and Ca.:Mons LEG kalonent of Credit brakes
sealable nAgreem•nta and C•Cx Jousts
al lov ww ol,. .-men en
SDNY_GM_00325271
EFTA_00198046
EFTA01307312
Important information about your statement (COnlaued)
Yaw sou
Your rotten" ~«,Kaaes ad <ter amts Feld
nth. aacul at the add Pe natosere prod You
may ad for doha yS hay paid stoftese ay tine
You may room* Wad*. used at loan tolageol Our
• HA, any balance due cn them Ary end, bey
tonsferted totefirm ding the statement peard are
bled al main vak*a a the end of the statement
',nod
• ~Web. In clettemnng tee tost bat* ate
word" included n tis statement. Mert *visaed
wile the nuns* 'I; LES annual Satsas ha robed
o, ref or
Mural
twos other thw, u3s
Crewcut Simon. ede deg ~man" Iran roeha
Irma tut you may haw. ponied ,o you linancul
Admix the Pam does not rudgatecanal away ce
guarantee OwK r
a
of any damMon
Ø
axton other than l3S Panda Sews«.
P akhough
Forsyl dSenn*, genera
!attic* gal intonnatir as a o retand the Firm
Ø
rot parilt any andlabin *4 the nlarnalor
~Cow
bno• rd • Unaided girl loss' o
accurate at of todenar tea .fartman. At such.
pane 6) nos Ind on e.s nlarrober am"
protease« salt decncet la IT papaws a
OlbenAll• A«edill“ Unken/CI to tee Pm TN
Mad oar +bass rIonnalon only lot Pe period of
line they se Fed at the Fern More historical
mansion Can be added by >as feArcal Atlet«
• Unrealirod ginallosess 11~ dart is nobble,
nematal errearited gamily's., se </lotted for
nduclut stony loal The damsel on data for
Medea, bis mar or mein« folk« carman:oh
dagas ado co:umy morgriax.cp ~nu
0tednal and altir foal
lots ad samara<
~chase bal se each craned to dgotay or.
~aged lot The Trade date' (Mann peasants the
agns tranarm tape date
• Callable. meurttlat Bards and "bred saak that
Ih, sauce oath for earY ~eon
wit be *tested
~Wit by lot tom geargal Koreas a that
~bed rt our nano «n nonrige name for car
clams Cal feat" ~eon
is obtained Irons tad
pal" ad as xoracy is nol guaranteed Other <all
Intros rovy oust whir *add eat yekt. (Øle*
moneys wilt. wanted ~WNW
• trkeateelui hoes iMptayad latent*" and other
grodant maybe hob.< or lower than The pros tea
you would actualif raceme en te market Peat re
damned Irani vanaus Pad Party "nes Much se
but,. to be Sable. but se do not wane Per
*waxy.
- We gran* use the <bong peke shoe, addable or
the mar a the bd and oak pkes la bled
~Jibes rd options or only btu woes kr OTC
~den
- 4M Weal/ traded ~Au « inly D1 priced ow» a
vaster madder the mon nxem price"
ottaned ant may rod *fled an actual malet cue
*real*
- Canon positions my spars wlhoul a pike and
we shwa 'pee wand sankt.' d we re
~le Iota'' , a once lax Minty
- Capons a nannies denoninsad n Carrots
abet tan us. dot" turnenid at the ~go
rate Hd te :adman date
- Fee eaten wand, Vedag nrontadomng
clerdmnflalb prof ad Witty Ilea value) may
hew been atjusted to *rebate groper valuator.
To obtain orrem quotations. when ~lab». contact
sae leurcul AdmOr
• ladrat invnlreente and etruelattedaroduas.
env,» nvataneni deluded (rdbeArq duct
pntwtan VOnlInl end red estate meshes" teal
snakes) ad smokedproducts re gainsay higMy
~id Cedar, deAdatel prodbely harerat bee.
Nyctwad w eh the Setae as and &charge
Catenation a ode ay stale >eV/libel ben We
pode estimated vat" toe pirate redeem«
snares rid ~rived "darts fa nlormahcna
CaPaat «by Luker, d not guatånteed
- Thelt velars Mly del« stlystaitab kan age%
any, a *each a pram ~natal security a
structured product mal Ca boat* «sold aid do
not nnessrly *Desert the valar nu may fee"
cØ Souidron.
- Died 'Arty catenates of vats se as a • colan
date and re suppled to UPS Promo, So-von on a
reges base by at ~an
valuation Inn
- tarer. gonna' prow or sponsor odenoud vale"
d ay re smogned to tie Fim by the muse
"twat preen a sterna and may be cabliated
brad on "rem ~maw' bon Pat tassel by
tied pates to derive ht awed aNws
- You tan drain aclati~ Hamm," recairded
dat ,,tai~
used to determent the estimate el
value and the date otte intanution that • the
bans la the .eurote by antanng rocs Peanut
iderate
- med party orunaled values maybe *Nowt H
'Nat anted' n stwat ~aeons' wean re
rdepteedint valtann Inn hat rot Øled ot 6
enable to ~on a vale ~we became awn
that roraktien flat hm caved tut maycalla
Pe~reiterled vale row cuesron. ce .ren a
value sold behold, specula," clap 10 the nubs.
01 the YEUnly
- MTM Mt an toair, ~el parsier « cpcace
animated vale ror at/dpaty ranted vel» it
prowdod the valli of *a sonny wit bedelam
from es pinch.* proe
- 'Dotted cm to date' troy include ravn of
ISital, norm a both
▪ 'Oriorui unit sete' ~ewes tit Mal Merino
pie per inn and nay nar relied Sar ant base
- DPP and alerted KIT sro"ies se not linedm a
dybanal ~end roduge, and are Clateelbl
ilload "dawn d tel can be sold, the pea
remred may be less ~
to pet share estimated
value pentad el Marconi aatertin
• Reetrictedmartlet Reanned swain "mealy
are not aneny
to park sale U3Sina-cul
Sexes Utn the mark« once ol tie ureestroted lØ
of the sane issuer at an Waded val.* tor the
**dad stock for peepases of PO "Avant ody. To
the enar Mut reøs led tea:des ae elgble for sale,
the value we-madmay be salastemidir tesi than
~tad vale Pow,.
• Ea (estanated}ixeme, went yields and rates.
An entmant ol "snude etror is bardm farad
&deed and tier« falei, wen"? the wants ail
be hen fa one yea from Pan« dale a Anil
Iralbay fat naiv» a my a Syaeblene, MG/ >Cy
mid ~toed Want 3,1 not guaranteed
Comaed armal mane rid cum" raid Ice
Wan "Pal a wales «ad include a Man of
PleXIMI a 00111 p.m n Mitts can the eft
inure lard current yelp) would be overstated
- blinded rand «tans rd caned yield and the
actual ncome ad yield mote be beger a hate
thyr, the edenstal amounts
- An min"
atiaalted name (dvdord ardor
intent) deded by theowned market
~1~390 Daly" 4~
on the lass dvdend
er mated pa/want rrok, by the mater and
ass‘rnn tie secaaridoosts wit be nerd lane
ra from the sincerer* bate
untilnun".
Ana"
cortnend yen se not gararneed.
• Amato not head by VIS financial Sernalll. Cetus,
amen re rot held by the lem and not *Sinn the
tats posussir or <enrol Dv* ass" re
deployed on you statement for Somali:AY
fArpot“ ally Pasant and valet pasnid uro
pronded by the ',turg bens UBS ~rod Swear
not resprittaie foe tin reionnation orddonna
guarantee es xeurry thew amen ant rol panted
by St( or the Ines ti.aderontal SPC coverage
• Ratrate sharing and additOrsal compeneation
- n ~Onto come:mana, sales and I 2b.1 kel
mooned nannedir wah the clarbdon of mutual
knob to or dents we refor our "line ran*
teens Pang parrots Iran deletut" ardor
admon of the rrotual fadt rat no all Thee
masts are bawd on two detoras orrpromst
it* nub of sales by lØ$ of a Par, Cisis mobs,
had fray to as <lean and OB Pa anal rate a a
ganglo myluelt,nd lureds shares held al tie
- We "doer af tune also recta, ragwort") and
age
patine.; lees clean-0"We., ter tinter
agent union tat so ropode
pro
to the m-eual hedt.
Paso ten generally
tan mecca aSCat
t e rnaual lend
adores
re
feeo llar
bawd
"thee-ratter ol scor at tabrawdeale
hadang Maud hat of that I urd famty
- n addlir to carnal's:as reeved n ~ion
wits tae sale or dear buboes a sneaky contacts rd
ant nettoreol
lab bids clarets. we "doe
or arid" tan. et~
ceeeeldnladd
bon maya the adore amps", undtmentro
the annuityaromas, "axes sa the intanneA
aerpenel
1pglalat of Pa uric ennwnwit mots
"death"
-
Adair to annuls.
receted tran the
aid." and tab of
"
~stalls.
we "tor di
Abate teem? an asv6~d ~e,
Haring
payment frorrelantShres durloi.don.
well
fu-dng foe technology ckebpment, traitg and
M ucator,
- Ces
also recta, Tabugitr es
ceo rd
at
carproWor from Tubua
rd narame
<«Nana wooer grolacts re dabs..
W. warm corrponsalo,frant.eS Dal US,A, 1.85
AG SuiedordEronch ad non* elan, bras
*foist. our cash sweep pre/ a-nt TM
Ørre
may be a ~thy pa scars fee or
may be a gwantsgeot &wage dely &pow
telexes
Activity
rfoneuron reordincommtan and other throes
ironed n connection with the ', nuton of trades.
stedeg axon varcrrons band ',eluded on
Canlinrdeord yxy-dauf furndedd loan. ind will be
tronded to )cu rental% on mcfatd
Shoes selling
you re engarpd n short afro a sonny, you may
itv a °woe 6» to <slab brown, cosh
that
Who,lar
Open orden
Pelatang open or 'Tod idlanakt orders ter
were nat rerad byetat rimaten dale, open buy and
sell sko onion se rt.:lacedby the amoura of dUdedn
a tires one re ntdreiderch
nrolds date unless
~seed onewse by you You we rnµnebb lot
abe Put are ~Medea* lop" false to canal
toting open Øen.
Priwair
To obtan a copy ol ar turen Client Privacy Make.
Plane~
acv r navel MK« or vet or "bite
at »svo,(6,denautennleonneet
- lABS Financial Seises e rol Tura The R/A4, Business
Sot. Account BSA red NIA we brokerage
at<ounic which Øde Mail to bra ing «Nay and
pedals la~arrångenents nth :Aland bras
ad Wee lento", boils. and rentet xcets
Pearce and annual pod" issued ty ~Mated
tiedtaty mare otmpanin *vast mane
agroy tandutin of WS Front a Sankt, Inc,
- h.tAinerc., "are.
and a-nukyyd:CLCI6
- wit FDIC mind • No bank guarantee May lose~
- TMA Resora lAngement Ana" Brown
Soren Account BSA, RMA and riternatomi Rewire
Management Accost re mastered unme troths of
15$ Trunnal Seniors to.
- ViSA n aregaled "donate owned by Una
Varrobrif Service Atwater and used init.,
Rents The WS ven credit cads .red the UBS vise
debt <ids et elk.«
185 Sanl USA win
Pennine, frantna U SA Ix ',matted Mahn
trodir"s, regnant trademarks servos meal and
indeed wane narks se of he ~as
companies
ILOS Haned Sank" litc
Pa ?blind
SDNY_GM_00325272
EFTA_00 198047
EFTA01307313
*1_1BS
UEIS Financial Serwes M.
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
CHP7005401781 0519 VI 0
Resource Management Account
May 2019
Account name: GHISLAINE MAXWELL
Friendly account name: Incliv CheCkiCar
Account number
Your Knead./ Advisor:
Phon
Questions *bout your statement?
Call your Financial Advisor or the
Value of your account
RMA ResOurCeline at 800-RMA-l000.
acimuni
on WI 30 (5)
on May 31 (1)
YOUF assets
46,010 09
50,000 CO
1/isitorm wabsita:
wwwilas.corNfbanciakeneces
Your liabilities
000
0.00
Value of your account
346.010.09
$50.000.00
Items for your attention
. welp protect yourself horn haul and
review bank, credit card, and brokerage
statements regularly. Also. get your free
crud' report annually from
wwwannuakreditreport.com
Tracking the value of your account
I Thousands
716
oe( icii6
Dec im 7
OK 2018
ace 7019
Dec 201a
Dec 2015
lAn 2019
Sources of your account growth
during 2019
Value ol your ,rcount
at war end 2018
549.270 SS
Net deposits aid
wthirawals
Your areStrrent return:
Oland and
interest MOM
56448
Change in
market value
$000
Virtue of your acoaunt
on Moy 31. 2019
aS4000.00
Sees 97
Member SIPC
Cne7000300S4C0 7811.1.7000103706 °COSS 0519 03057%04 Y123576550 OCOOCO
edge t of 8
SDNY_GM_00325273
EFTA_00198048
EFTA01307314
UBS
Resource Management Account
May .2u
Your account balance sheet
Summary of your assets
valueon
May 31 (1)
Percentage of
your aCCOLIM
A
Cash and money balances
50,00000
10000%
B
Cab alternatives
0.00
0.00%
C
Equities
003
0.00%
D
Fixed income
0.03
0.00%
E
Non-traditional
003
0.00%
Account name:
C le SLANE MAXWELL
Friendly account name:Indn ChecloCar
Account number
•
Total assets
0.00%
Value of your account
$50,000.00
100.00%
$50000.00
Your current asset allocation
A
Eye on the markets
Index
5&P 500
Your 11 nodal Adviser:
SCOTT STACKMAikturLE CAMEL
. Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account. UBS BM insured Deposit Program Bank
accounts. MS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances, See the important reformation
about ;ow statement cn the last two pages of
this statement for detais about those balances.
Russell 3000
mSCi - Europe, Australia & Far East
BarclaysCapital U.S. Aggregate Bond Index
Interest rates on May 31, 2019
3-month Treasury bills' 2.27%
One-month LIBOR: 2.43%
Percentage change
May 20t9
Year to date
-6.35%
10.74%
-6.47%
10.92%
-a66%
245%
1.78%
4,80%
04,100:00054BITEd NT7000183T06000CG 05190305750N YI 23576550C000G0
Page 2 of
SDNY_GM_00325274
EFTA_00198049
EFTA01307315
Resource Management Account
UBS
May 2019
Account name:
Friend
cc
ly account na
Aount number.
Change in the value of your account
Cash activity summary
May 2019 (E)
rem to Woe (S)
Opening account value
$46,010.09
$49,270.55
Deposits, including investments
transferred n
9,299 54
28,223 72
Wrthdrawals and fees,
ncluding investments transferred
out
-5,323.27
-27,558.75
Dividend and interest ricome
13.64
64.48
Closing account value
$50,000.00
$50,000.00
Dividend and interest income earned
rot DuComo, Ihs Stetement leselary ice Inbelea and clai0M0 el-Krone has been delenned IfCcrt a us
tat nab rq IsetSPeChoe Mecl tisOn the residence of the accrual ncidet, account type, os mut type,
scent interest andot Promo payments may not M stolen to Uriled States (US) anda Poen° Rif° (PP)
Income Wes The (lien Monthly StatedYff is r01 blended 10 be used and tannol be read cOra Ice IN
Punalel. Clans should reef to the araKetre lex reSSOrtng loons Ma, receive non UBS Snap. such as
the forms 1099 and the Farris 480, foe tar reparong informatiOn It IS The pfactlft of UBS to ISO the
CopliCatee IN (*porting loins tin the US internal Raenue Sent(' 34 PR beauty DecOrtrritilt, &V In
Orthicons atosattcy (Way chaena and Or Oar" a let earrp or laratre sterns Heat (Orals stor
advdual tax prepare.
Mai 20i9 (SI
Year to date IS)
Taxable interest
13 64
53.60
Total current year
$13.64
$53.60
Pr or year admstrnent
000
10 88
Total dividend & interest
$13.64
$6448
Your Timms:id Advisor:
Le Account acevny Mrt month lu Watt &lancet .n your Snoop °pain so 'Mudge, in nte opening and
cloorg Damn vac uo PDC ire.urancoxopht; to &mat a UBS Balk USA and al banks partclnebr9mIle
UBS PDC Meted NOWT Pf0Syern II 0)es na aCOy 10 deposes el MPS AG, Stamped OrenCh 51K
protectonmayes to money rrof /et :weep fund haderqs tut net Mal depotas See Important informatco
,bout your ;lemon< on theist Mc ooze: d Ito: dcarnent kr deters
May 2019111
Year to date (11
Opening balances
AddRions
Deposits and other funds credited
$46,010.09
9,299.54
$49,270.55
28,223 72
Dividend and interest ncome
13.64
64.48
Total additions
Subtractions
Checks and bill payments
$9,313.18
-3,224.86
$28,288.20
-25,457.69
Cash/ATM transact ons
-2,009.00
-2,009.00
ATM fee rebates
9.00
9.00
Card payments
-98 41
-101 06
Total subtractions
-$5,323.27
-$27,558.75
Net cash flow
Closing balances
$3,989.91
$50,000.00
S729.45
450,000.00
OP7000500938I 783 W000'837060003 OS19030575034 Y123576550 000000
Page 3 of 8
SONY_GM_00325275
EFTA_00198050
EFTA01307316
*UBS
Resource Management Account
May 2019
UBS Bank USA Deposit Account APY
Thterest period Apr 5 - May 6
Opening UBS Bank USA Deposit balance Apr 5
Account name:
friendly account
Account number.
$46,010.09
Closing UBS Bank USA Deposit balance May 6
Number of days in interest period
Average daily balance
$43,559 47
32
$45,700.81
Merest earned
$1364
Annual percentage yield earned
My Choke Rewards Points from UBS
0 34%
Remark pants ate tenecied as of the 26th of the rixoth or the price buanets bey if it* Men fat on a
weektnetctiday (tenant pont sooty deli Ciro be found on wnwpOicomionanoronicat
May2019
Year to date
Opening balance
7,696
Points earned
0
7,594
102
Closing balance
7,696
7,696
Your investment objectives:
you have identified the following investment objectives for this account. if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
financial Advisor or Branch Manager. YOU can find a full description of the alternative
investment objectives in important information 'boot your statement at the end of this
document
Your Financial Advisor:
Year retuns objective:
Current income &carmal appreciation
Your risk profile:
Primary. Aggressive
Investment eligibility consideration - None selected
Your account instructions
• Vote accotrn cost basis default closing method is FIFO. First In, First Out.
hPAX0300.2549I Nta NKT0G0183206 00233 D519030525004 Y123526%0 000[00
Page 4 of 8
SDNY_GM_00325278
EFTA_0019805 I
EFTA01307317
UBS
Resource Management Account
mi,
Your assets
Account name:
blandly account n
i t"
t-
Account number.
Some paces, income andcanal vases shown may be apcwailmale As a tesul. dam andlosses my nol
te winaely reflected See ^portent olormalten about pee gatemen+ a the end of tas dzumere Cot
Mete !Mom- omen
Cash
Cash and money balances
Osn and no.
n'S> .ncia avalatie can balances. inItS Bank USA as cosit account Max«,
uBS FCC unwed Ftwyarn Fart Barnes. uBS AG Stamlord Blanch deposit account Plaices and inaley
naheli
ud hand sweat, teas«.
See the Important Mon cc aeon atrocataexca statement at the end d the 'bornent tot Octal, about Rose
Wanges.
Raking
13135 BANE USA UP ACCT
Your total assets
Cienng balance
closengbdance
co may I (I)
on May 31 (I)
46.010.09
50,030.00
Value on May 31 (I)
Year financial Advisor:
UBS Ball USA and all uas Nan Inured Rogan Bank depittut w<CIIM Metes are roused by the FDIC MAW
~tuba tents. OA are not wooed by SIPC uBS. AG Starniced Btanch detrain Acosta Wanes ale not insured
by fOIC and are not protected by NFC Macey market sweep balances ace pectedred by SPC On me ma insured0y
ate FCC
nice per share
A*Idge
Onidencl awes,
Days n
on Mai 31 (I)
Ng*,
Pedant
Genoa
Cap aroma 0/
250)00000
Percent/0e of
Cost
Estimated
Unrealized
your Accord
basis (I)
annual i accent (SI
»nor loss (S)
cash
Total
550,000.00
100.00%
550.000.00
Cash and money balsams
50.000.00
100.00%
50.000.00
Account activity this month
Oat
Minty
DeRnPlan
amount (S)
Deposits and other lends credited
May 29
Transfer
FM Y1 23575 0100
9299 54
Total deposits and other fiends credited
59.299.54
Cate
dahlty
OtS011,11011
amount (I)
Dividend and interestincome
Ksiableintcrcep
May 7
Kiharost
13135 BANK USA DEPOSIT ACCOUNT AS OF 0913619
13.64
Total taxable interest
Total dividend and interest income
(we
:tam,/
May 2
NighdraWal
ACH WITHDRAWAL UlATECHEALTHONE
3994
.
513.64
513.64
amour( (0
Bill payment
continued next page
UP7000300548178SeP70001837060C033 0619 030579C04 V123576550000»
Page 5 of 8
SDNY_GM_00325277
EFTA_00198052
EFTA01307318
SUBS
Resource Management Account
may 2019
Account activity this month (continued)
Ode
Attitity
Account 11O1/1e:
friendly account name: Tutu C heel< r
Account number:
Your Ilneacial Advisor:
TX.ShiliShOn
AniChlet (5)
Bill payments I
Msy 3
Wthdrawal
ACH WITHDRAWAL
EPAYM ENT
-2,4124 32
May 9
Wthdrawal
ACH WITHDRAWAL Saks Retail
Total bill payments
43.224.96
.760 60
Ord Items foe your Attention:
the nen UBS Visa trifinste credit cad is here. racked wait extusice v am( tenet, mote rewards and more of wha you lose, incluirg edmordinan y personalized service. A
Stamm* dad in meta Wit ubS«crlataidmile Ce cal vs at 889762.1232 10 lean more
Casb/ATIA transactions
(ASS Visa credit )0(X81602
G MAXWELL
Tianueson
date
Axing
ale
Deurdoon
Amount (0
May 23
May27
CA51-1CONNECT
4503.00
CASHCONNKT
4503.00
ATM FEE REBATE
13.03
AIM FEE REBATE
53.00
May 24
May27
CASHCONNECT
-11,003.00
ATM FEE REBATE
13.00
Total transactions
Total rebates
42,009.00
$9.00
Hese are vane us to UBS Bank USA to FCC* CashCavent Cash achswes made sum zed US$ Vita smell (eta These cap< reined namedum
OM eat win any finance chapel a cash ethence fees
Oate
°mantes
May 20
.9841
Total cord payments
-$9141
Amour( (S)
Card payments
CeP700:6035•81796Nef000183706003:0 051903057500e W23576550030000
Page 6 of 8
SDNY_GM_00325278
EF1'A_00198053
EFTA01307319
SUBS
Resource Management Account
May 2019
Amount name:
Friandly accountnavel
Amount number:
Your Melinda' Advisor:
Winton Parma Me
Payment Out Dae
Croft low
Avalable Crab Unt
Oumanang bane
UPS Mse credit canl(s)
payment information
10.00
135,000.00
132,991.00
12,009 00
This coda teed is enicato in UPS Pay Coe& Caro rent and nA automation be paid Pram aur exoura You; pavan is scheduled
lot lune 20. 2019
We ExCalt INS iatoottiCa on yOul MSS vlItirre$1 tara flatly a cowlelY 10Pax The UBS V/a (R01
400 mown are issurd0/ vessank
UM Um can USA sera you the Mimi gamma to this oxouni wanes' amid mat. youi pasmera coming to that onoRicans
We On not Male your oislindrog trail CaldbilanCe in the Mae
yca aroma wan UPS Manta Steam mt.
Oat
AttMly
Cotstican
mount 10
Money balance activities
Apr 30
Balance forward
S4t010.09
May 3
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OP 0902119
-3994
Mel 6
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS Of 090919
-2.42432
May 7
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS Of 0906119
13 64
May 10
Withdrawal
UM BANK USA DEPOSIT ACCOUNT AS OF 0909119
-760.60
May 21
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASOF 092919
.9841
May 29
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASCE 0928/19
-2,00000
May 30
Deposit
9299 54
May 31
Closing UPS Bank USA Deposit Account
850.001.00
The UBS Bank USA Depo9t Mount a aut Camay Sweep MIMI
04170026009191787 NeT000183106 °COPT 051903057SC°, Y123576550020020
Page 7 of 8
SDNY_GM_00325279
EFFA_00198054
EFTA01307320
SUBS
Your notes
CrenCIOECC6e8I 7
un00018370600X0 C519 030S7SCO4 Y123576%00=0)
8a go $ of 8
End of statement for account number Y I 23576 SS
SDNY_GM_00325280
EFTA_00 198055
EFTA01307321
Important information about your statement
LB5 Fromial Sewn Mc. (Me Firma UGS I Wartctal
Sonde), n a meryter ol alprndpalØy, canmcdty
and cobra «hraes U0S inameal Santos and MS
Bart USA re naked mbsdri•sd UPS AG rd
ofhtalas of U3S Sean U.0 1MFiml frontal
statement rt nvrbbkaearrearrest 1he Fern's ~cane
offces re at
IBS Intel Sestet IX.
1200 Warta Boulented
Wearnlen al)020136
IM COonoor nO440614
on44 0431 oozed of yore
LBS Fnantial S•nteS Want Glorye NO:n. +**91
*fled In downers. tonlierg toe! tel
OS s1/4 •41
rot be relied aet F you bale* Mete 6 rora or
*meson. prone~ it merecletely n eitng to the
Berth Manor, of the office wren; >as accost.
Aldtur al Fed« down re mended tote acne"
armlet dot* Hard not be used fa by( ~in
ray
ity sen )4. 4,14 to kook PO. Form 1099. 5198.
1
etc hvhfn Ilpall Yi:ra lar teem the Fan if
reputed by bee tomtit tote StS all todde drnfandr,
reportable n:n-tmobb cfn:dends and Webb Meier
caned arsenate, held n »our accent. net Fri,~
On f•4 !WWI ire. Ind (0,1 basis on <elan covered
~site.
Carenunications with the Fine
• Ilene reconfirm ricer earruntrbons et ~no
tolluer VOW, >Orr ritOr et bcr9 Peoter
ada the Sever ,eddaProloInn Ac'
rO
• II Mr> fin.31441 entau, on,. sip Fri of re trot
of tries:~
is na CBS Felting Sanset CBS
Seuncd1S•mes wee your ~um as tlearmo
broker by arrriement with the rckatad mind eon
We nfiamed irevef the rebbanrb nleMyCo
~4. the SOCWil ei ih4 (SW. )64/ lend and
tea-tiles toe Iceetcd r UBS f mend Sentre and ad
Me ~deg
lorcAo. and ›ci, mad mike 3 report
of nonce a ~own to both lene
• Az ~bed n le ~al
artmenta yco ma!
notdy a of any arr. or kna rentorg dwelt
tetledd on your slibinwnl 441hn 30 dap *hon war
mabda made availed.
• Dew deal ~ono «engird. Cr n4preli to the
Fun's Clem labials Depannent at 201.352 • I 64B
a tollror fC (.30.351-9I03. 1100 A.M. to 6.00 P M.
IF ~lay though Friday, a in one rva to LW
Fnettd Severed Ix.. CIM 14161093DePrairnll
P.O. Bo. 766 then City. lb 07087.
• Al statements shall be deemed ~plea rd awn,
it not objected to n talg withal60 dais
• fa fly services. Cable-612.09%ot from <>Aside
the U.
Cd121:11.752.149S
• 16 care of roes a guest al *at en tlecacek
Irds transfer (OM bill parnent cr CBS Vas* debit
cud transxtiab cal 800.762.1000. Or wrist 10 UPS
Fria-col Sever yt a ICCO H mkt GINd , 6thlkor.
~hank^ NI 071/4 6, Ann MASSA Sentn
CrIcr mite n soot es )auer, t >Gent sat
statement a /extol is maid or ',punted more
ntorensendrxa a unto an Me statement a
rear the Fern or Card blur (as applicable) mast
Mr Man >Ca no lit« tun 60 days ria te firm
Car >co IM test caatamcce al *tech the Era or
Problem :Mend
- Pronde vas nave rd accost mante. Gt any)
- Dar be de tarot or the wander yea tearta,
abotit and mpLin as derty of yn•er oh/ >co
Mew n h en am:. a why paa need inn
donnalitn,
- Prank Meddler entail of le ~cadent'
the Firm or Card bus ml nvest tote your <replant
and off nand ri
woe papp/ For rayed aeon
mohms, LEIS Vesa•debo cad tratactons. d we tale
mom than 10 Reines days 1040 11.4. we ollndt
horr recall fa theanent you thr* es n 41401. 1041,41
~veil tort to ute of tre money dur) tre taw n
ties tot. complete os eneskoatem
Flom mix all trees payable to term or le
rondo' inmate, ndctedan tre Ircea cf est
statement In additionto tegull wore toet . accoas
may be 6.134341 to manna'« 'OS. daga ta Ire
barns 'a secure« preheat and thargas fa u-pael
rats
n ash rears ~Nees Mr ate transtgred
mode nnitrian may be sutent to a &nit lee
WS Sap Opelons
Les oifien cofion, »~., cash Rant, b birk
deposit accorn at no,-"toted baits and offered
loner and money merle revue' lads OVone~
Depose xccures r,1 LB5 Bs* LISA and nr.althrod
banes particemeng n the UPS Kg bared
re
Program • ECK-nosed n attadote wehr
i
Crule:
foe mare rfomtabon, nnafa est Wm. filt.gor Oast
deourts t CBS AG Stamford &arch rd sawn of
Mary firth we non ~by
the MK
Cant d44:01.15 art not protected bl SIK Monet kmd
~vs re protected by SIPC See "LOS Innul Semen
ACCOrnIProkaCer' below.
wen »ovenbrit brae n te bark dopar may be
svehdram. and Mtn ot a MoreyRed may be
kindrd and the woe& returned to pace sax
1~465 4ockr4
fate clingers tor notable anero °pions.
nt1x1ng convener's! ern and yields. %44443r413 al
born LOS nniweeprOds, from yov F nariod Adios
a by calm BCO 262-10D0
LeS f isplml Brakes account promtian
Pe Fern 'fomenter of Iv Sauce "eta Pr tedon
Contraten (WC). &lid, VOleCIS Seuree. cusiceren
asmewbeo .4)10 11.014000 (ndaln3 SMOCK/ for
dame for cash) SpIralory Øre
nobble o,
«arra r "mw are oi*9
SIK asset Crnkr<fron
ken apply to 41134<n-ern tut Sos hold b a prbodor
<414•041
The Fern, toottrer firth calm *bales, his abo
pachned supplemental rorte
the ~ran
rya
payabk to alterable den. <oleeneb under
the prolechon t ISCO m1Ø as of beet« 10. 2016
Supt.° to Ir. poky ce4r31oxn and lintltonf. <ah 41
Ifs On, n rut« Isolated kr too lo $1 9 miler, in Me
,e0gregete fa SI pots near% hell in a palmier
ranker A tut may of the coley wcrdrg c ~Mob
coon ~me
torar the SIC praeden me the ~star
acted«, apply to:
• Cron Instal atom «enrolled by (ar•I ncbcbd
yet nowt sake) BA tea:lawn Korn LS'S F~Kul
Senors Foe einktrlah CO anisette ao..1.«%,
etladeo •arubb ~Mo. rd
*am of m.dial
fals registered mt.* name of the donee held« on
the becks of the our a transfer net>
• tooseanet <altar% a reesimn merest, (e 9.
lensed patnentips ard prelle Placemen10 trot re
not rearmed ~mho So:unties Act of 1932.
• Commcdmes <atom (e q, ',rum mchrge and
pen as reN4141<crINEIO nchadmy faun contracts
ref a:4T~
Odor comrade. and
• Depose accounts (nape «ribcages of divan) a, CBS
Bak LISA. UBS AG U S branches and brae n lee
rot Moroi Daposn heart
Dos StK proteclon a id Kkithnenlalpraeloe 00
nal appO to thine assets erme Ihey otreense arced
on yaLr sidemen% We SIK protecton and the
supplemental protection dana 64014n paint dages
the ~tee welt el your emneerts (Met «as a
~I of market movement mum batnolrya
otherwise
Dividend %investor% Program (DFM
the pore reflected ri an sear pro. YOJ may °Man
the roar ate kom pas IrunnelLena Gny Molt
term me ou chased under DRIP. prier sheet mil be
fold ard the cash *4 be defamed ie yea neori. The
dividendn.~0~ once 3-0416`d by lb, %suer my
der Icon the ~Id ace at rind, te prima,h
resold
Cash•indieu
0 */ week ven my be held rn you acme, e you se
mud w a panelrei ås a result or, Ondend~
a ~re..
Ow Finn wit eiher ,Nipanel um al
mele prce a rope an ~VII detente edtec a
reotaed ctesen sataty. od <retie pers atalt
Mannr* ~Mee
The ~wren *bestow min* profile re waft to
4‘6:16 account and my vary bever yea ravel.
Pens ampe the Fern prornalbr n endug ol ry
%ideate cf henge n >as hand soarer ce
~rent ~met
Fa each rant held. you
choose oe. of the fob...rig imminent dajecten
• ,ØeConedIncome armstmeeds ~no the
gatetoa of none orb
• A olm•C~Aoran.itax tneeinven steam)
gromo of [seep* tram Wen the greaten cf
more
• flotte Cam/snob:n*0nm~ ~QOM,
Appiecan'on Imeterems 'taro tads the generation
of rKerne zed gromh of principal
DveeleikpreFBm
• Crannann SR., 10 norlan 46161 6434cort reek
berja rd scarab to le Waltit ~al. men if
that mere the 4(Cosel COO 644 grant reedier
imam a mum ard may non Leto Pre nth
ititsme,
• modem Wring to accept tone me to pnncpal and
tobete sane valablity so we brie raker.%
. A99nsse Wilha to accept he 1411° Pn'w11. 1rd
ho rabbit, to seal high e•Ieint NW In
• fendnorrtfåratlyConadtnente f tactod, a
paten of the pedlar, lot Mat accent may nclude
corplm arse)" Penned 'Cuddy and TWIN
van%
Sea
Touselsoldor
We nay cowdelitt tli tebed wount flair eets vet,
the lame alde» in the sene efnela. e.9. because
they here wen .to also mentor, pen nave
relmonst,eas *ehother (ken el the Hese address I
KAI pork, to reeve rod /dad 1131~0611 mailed re
wante enropet, you no/ cfrodno hareibloo by
caleg year inatialAdnia
Friendly mown name
Me ;WO/ read' name e filubtOmeible •rucknarre•
Ø
by yoo to asset you WWI your noon:lemon, k
has ro legal effect on your accost is noi ,tended to
relied re Watt. PeCi$Ja, rECtiirkaleCa.
mertment *jab* a rd: profile as:noted nth ant
accoas. and o not • prom« a oar«
In wrath
or any fremtid neut‘ <in a wit be shoed. AM
',semen« enaea Mende el km, endrej o rek ot
loss of the rare nmareit You <an <long, you
4fianCIV Y4Oull name throup On1414 541W4r4 a by
antadao you initial AØ
Amara —Sy
• Vats of yea anocorpordarb Met of aids and
Badeis.
• noel 1.614434 arrbok ca*r Wine[ wires les
wwiebld ~V (eft), end Gob., Tine Danes,
arealtred nets to 'nark" and Celli. "Ns not held
by the F rm Dots eel "%We aced nankeen«,
at the and of she peer and °nit allheat geode, a
rev314 ~SOW" anted stock opals and
,ettsabb nok omens
• Cablter 16,14/141 debit Daltot canting nuegn
lore <roc% Ina. than rout braes
• Ca:Mooney Wren. Total el ~trod nolabb
cab telartet, MA &pout btLmas al allhud rd
non-diluted brat ad moray mata mast band
weep balances. at tee <teed the Ilarael prod
Non-cormsolty Ines wed. bances nyos aCCOLr4 re
nat seat gned from other Deletes at the Fern nay
toe sydd thee fads me «dory core ol es
tercets pew tint re payable iden your demrd.
lbs total o molded m the anal prod cbeng nkie
LeMem irMeedtien
for dataled Mcemakon on the. gem's lender; practices
rd dalman refer to Aar fleet Rebtiontrip
Agreement a Accost ricree~1 ard tr3 Gn14641
Teems sd <mesons MS Reseenda of Credit Predkes
avaktle n A rienni: andDaimon
SDNY_GM_00325281
EFTA_00 198056
EFTA01307322
Important information about your statement (COntmued)
War —i
Vos eetmat neme »<uren ad *er assets held
nire x<an I t the ind of We ~amant po-cd Tem
mer ad fcrdeh<ryd fuly pad trero«. arrr tm>
Yw mer room. ~da« taal at ban toedam dm
pang ilry balace due cn trom Arymotto,
radered »term ding the statement pen:d are
bied at marot val.**, Ot Ine and o# the statement
proed
• Cawelmoia h deteemneg int tost ba» of Wie
~Am inled n ten aanmat.*here and
nabeer' I: Le5 Franc& Seans harend
rdormatonchlaned kom touron othér er+ U3S
f nood Saneer. radrg damden tran nonet
Irma Mae you mag havo promedia era Inrod
Mater the firn doet not odeon:and; venly a
daarin the
r
vaidty cd n dogmata+
Ø
aonded ty aardes Oh« than La innaai Sem«.
addeert akhough LOM insoest Snee, genera
wiedes I» donnatin as e o mengel tbc Tem
does rol tronie dry maren Wat tee Scanden
~Coat
bate' ad •Urreatecdgirlloss'
emoe* at ot badaal th. warmere Aso"
Oase <b not riterm tø nta ~at Kt malta
~duro« tak ~sa lt. kv a• mom, or
"eren» Acnontt transferted to *Om mal
rellort si~loss Asmala, only fort. perod cd
tere Wey se het] at re fim More hetarcal
istarmen <n be adiedby >ca fra-col Adotot
• Unrealited giondossas Ween damt ~dabt*.
euroed veeleed urn/losesse nkutseedfcr
nivelut leturey lok the onrein dra for
n:bedot as myr may tid ral krt orrenesom.
~coat ad« etny nOtOntron Onnet
OtnOtnd bod Ohm rera~
lol ant sytt(nte
~usa bb naad": cirri:~ to dely ce.
areragad lot Tes?' Wade date" toorn galants tro
tegny ifonatinntrape dale
• ealtable anialthat Bads and aramed mak irot
thi ~er <ah lor earYtedroot.on wil be wirsted
~MI
by lot isfan arg dl ~os
<d laat
issue hts n ovnanis ee n nontue name lot cv'
Cl...,', (al kan ~kon
n obtared kom Wed
palars ard di roncy rs rol pan:meed Othw <dl
letes nyed wenin cola affect velt ~plee
~rotors write rionted koonnauw
• Priodvalut PrKet iMpley40 lor teosern ad onaf
ceitattlt mee be hete« er bedt tren thé pin tie
>cv would Ktualy ~MC in th. ~kat Prat re
tellied hom ~bi» PO Poty 1~05 v.beh ne
bete., to be rasbh. bul ne do not twarnee tror
aconcy.
-
genera* uw to dwing pek* aha" ~tabla or
re men of the bel and ad. OOM la bied
WO. 'in rel opteer, ce ader bid trees ke OTC
nontot
- Inc Ms,* badod ~noot inly bevoel gang a
valsten modsi ce the mon mam yin vie
cteaned anima/rol Mant an waal makst Ine
Or vake
- Cat.an rost km mar twee meehad a win and
val Wow as 'poe wand ~Jane 4 we re
krab* to daset an ke e savn-
- Otinatt «teosten done enred in orgaan
«het ran u.5. doltrs ararellhded at th* ~hangt
rate va d the stramien date
- For OentoOliKvittel tred.g n noneoriermny
dencmnatens, pree ard ganer dan war) mw.
huw been njusted to truien/poon ral:Jalon.
To Man corem quoten:ni. wem wanne. ~ad
era
Fnánrtil IkInsor
• Itied• investrnenti and atrandprodues.
Private ~went Ot<Vd44 (n<Ø deed
rattOr en Voorns andent mare nestree Mor
"nies) ard gructuedprod-ets are genrats highy
digai Contant/toch-nol OtOtinls hare not been
maand weh We Sivte. nel behrge
ei:armstena teder sy 31310 >Muitten ban We
pinde eshmabad valos toe anefe ~lamme
sonnet n1 startt Ved omdas fa .dearaen,
Pu"0:4“ reb‘o Ai.onoo d no guaránteed
- Thete valet Easy OOI« stbStint" Iran erge% 4
aiser, e *1.4(h a prent ~omrol 54<krity er
lOultuftdprodtxt mal bebaan ce sold rad do
not naessny recentere the vale yam inry wei«.
Lens Sauidaton.
- thrd party astma», of vale re af Ot *colon
date and are »point» UPS geweid Scene on a
na/a" base by an rdhon:kre aluin Ion
- gruw. waai proef Cl »oma menaud vaiue
d aer. Mitta:Oed totoFins by th* munt
waal panne' or wand and may be cattAated
bardm Mat« nar: maan km Wat rad by
tedones to den., ter esunded eeras
- You fan <aan aclitix& damden regurcfrg
re ,nulra
wed to deemne the egnste
vak,. and the Me ot te niternatianthat n the
buis sa the «went by not ring ara innaai
Adroot
- med party enenaled valies rruy be relb<byd as
"Nat pased' in smaal sauteert aten n
ebotaint valt% on lam hut rot Øled or d
tnatk to "po • vale eken we beterne anse
tet a malend ment h» norred tot ~ad.,
aeyxwyrØed nar -nto assten. ce aren a
value aaJd be Nolay specula., dedo Ine noen
of Wo money
- Whon noch« an coor, ganeal partner et tp:c•cr
«Inuted Mae Ar a trodany rintattO Mat n
prmekd. the »beo' the soony wil be deken
frons es archase pree
- 'Deert« ons to data' mag Made wan ol
<Mal, non or bah
▪ 'Orgrui one arte' neprellell tie nej alpino
age per uni, and ~rat rellen vos ~base
- DOP ni erlisied KIT meutes se nx Inladen a
orttonal wannen adam and n omwaai
dtchid and even d Way cin be sold. We pree
mened may be les *we te pee share smeed
rak.* promoot, n thé aucant oraterrort
• Ra.w:e.daapaRln tkoantit~th44 "'Way
renet arre« digble
pint ,ak. tIrSina-col
Sent«, Utont tilt mok« mate cl
uveenled stock
o# th. same nu« as an inated va». la doe
restrkied stak An pagoses of na ntemed rk. To
re taan tue feta led scant es aw <katte lor safe.
te nar we-NSmier be sLbstrnidar kof Kin te
ispund vale shows.
• la (estannwerecome. went yieleb aandamt
An <minne ot arnai reane is bred (n <wrat
elndeni ani oer« nies. *wanen th warnet veil
be heb fa one na" kom statement date a rid
erwt, Tlvt aantal d ank, a gudalno, acetexy
ad rentnaid intro» n not guarantoed
Earnred arnal none ad <trem raad lor
(elan Wet Of ~ion <afd naade aten" of
ornaat a opdat gans n ohilln <au th, ril
neme (and wamt yØ ~Mbo <meetlat&
- Estiroted arnald norne ard eerall yeld and lee
anaal Mcome and yitid 'nart be boor or ?eter
~Me mtensenlansounts
- An omsta» ol avuatroad name (dvdord ader
ithrest) dØ by lts <neen mak et
valdavana balance e~
men last dodend
cr mand payrnent mals by the isar and
~arm te war ihnideposts wil De reb Ia one
ww. Iran te Xnement date or unedma
Atoracy
onnuni pekt se net ga bery.rd.
• Aam§ not hold ba, VIS linancial Sens. Celen
mets" not htklby !hein, and not witfm We
Ins ~ten
or taxa These mat we
dnpliood on par slat~ lor dammend
()Loot« cely 'amant and olim praattod te•
protadby tho nsurg hem ues ~ui
Sterns es
not resp:ristte Ier Iers nionnaten ard does nu
orantet ns norxy ene rans ae rol Naald
by StC «the Faas taadowenttl SPC ~rage
• Rans 'haring and additianal competwation
- b *Man to coma's." en Ins ed I :b 1 lem
manna ncc/neder: ach We dabden of mukof
fundstoar <bents we ida or affaire ratio
ramen* Wang parnts Iran ~kulas and«
Moten ot tb> trawl hak rat wo iel hint
mam ei broden tao Waant carps-ens:
dna nart of laks by let5 of a panactslar mAaat
Vel Inkt to oor <tent% and lier th* ~et ral» d a
emttnear malugand Indis storm beid al te
firm.
- We afat agamie el» 'enne fleemden and
annlan ponnen tem n coraderaien ke ander
aard sanicet Aa, s, georii. to Me ~Jat funds
Bane fox ~IS
napad hoen mende stat n
t.* nual lund and n ~0 dolla an xen »tod
onteer-neb« d scans at trolonakeednle
hodna ~uil funds cd the ind tarn y
- kis addtin to onentsint .eenml n ~echo.
wit, te sale ee di:bh:das d nuk,: orrnds and
aw naamml Vult Vn todl <Ier" we asla
arldute Wn. tetelre thltint;1<o~nontal
asvr inard the rourarcenmaref undenwang
ne murw orerace, naar: c& tem notm*
gatpi',« ee spanen of the urmt frop~et
Ilvat
toltdattouTO
- h addein to (Cernsneenrettnid Inals the
',stuw and tab c# townhret fint. we ander ar
altist/ name an assm.based ~oe ...ing
>timen, han NedShires dxria.dors. as well as
fundrg (oe teehnology dnelopmem tranig ni
edutabn
- 0v ankes aho reces, valeg tomristen ad
diner orepensatn: trom melral toot ad ruse
~ron« abn rroárts wo dintbn
- Wi. ment corroonsat o, Iran U95 Bad USA. LeS
AG Serdord)anch and ncnaff dand bras
tØour<atasmeppo7rm 1M
~wen
mal be a ~TM, pa scan fee cr
mw bet p («moge ot &war daly &poot
bil ex.,
Mieke
Mermaison regsdnatommnsin and ah« ~ges
incurred in ornecticn met Ine ave iatOn Ot tilde:.
""eg goten statte.. nxban ododed
oninruhons prenauskr f "red toas. and wil te
proaded to >cu gromoWI n naar',
Short Delling
you bosgard n short teling a searay, youmay
mor t dage dut 10 <slab bonownacoott a V•41
Wn.» sandfa
Open Mus
Ptgadrg open ce • god idlannkt ceders to
rorol ettard bylts namat date, open boy and
iet slapaden re redend by the amant cd erodends
ante ar not dnidextt cr engen date unies
nansord ~ome by >at You re respornbb lor
aan lhat are ecntilècl Cbt to >ar Wist to <and
~Ping toen aders
Irian
To obtan a con ol at arren Geen Privacy Notke,
ofeneconlast yota FnrxialAdC/Ce er vet of «thee
ai »vr* oas rnmronvaroote
- 16$ ranja' Sein, è not *brik th Mg aren
Servers Account BSA ard MAA we brokene
accounts witah pand. Maat tO tordong terras ani
proins tiran. arrangeert, inm :Ahmed bres
ad orer thid.pany brat andpronkt accets
rarance and anrorty vod" isved by ~HOOS
ThydSatty invane ~ron
trast ~arre
ageny inhedvins el tin Filmt Senkes re.
- Ma-oneer, nuancg ani muts proton
- Mot FeK rand • No bant. mg:~
Mal Ine vale
- tMA Aftorn Itnagemem Accra" Binnen
Sete Account ESA. na and nternatenai Retort*
Mala-r ent Acco.re re rentend sene maks d
Lei Franul Smeten b.
- VISA n a regittmed badarak owned by vda
Vr:amati:aai ~e Miauw and ~d Lede<
kent the Lei lot redte <ede ard thé ISS Visa
debt con se woed byLe5 ean• USA with
Menno+ franVna V SA toog:~
Marot
udraks, moetend tradernads. servet mets and
raggend sernce nurks re of 'hei respect:*
teerpan
LOBS FnandalSorviow late
ton 20IBIO
SDNY_GM_00325282
EFTA_00 198057
EFTA01307323
SUBS
Des Financial Senesces M.
Prwate Wealth Management
299 Park Avenue
26th Fbor
New York NY 10171-0002
CNenC6S296750619 412 vi 0
Account name: .1-1151.AINE MAXWELL
Friendly account name: mdiv CheckICar
Account number
Your IRnand/A Advisor.
Phcnc
Qtlestions about your ittnnient?
Call you Financial Advisor or the
Value of your account
RMA Resour«Line at 80041MA 1000,
accoun
On May 31 al
on lune 28 (9)
Your assets
50,000 00
49,969 94
Meitner wobsito:
wwws.bscorrygrsancialsennces
Your liabilities
0.00
000
Value of your account
$50.000.00
$49,969.94
Items for your attention
. Help prow yourself from fraud and
resew bank, credit card, and brokerage
statements regularly. Also, gel your free
credit report annually from
www.annuakreditreport.com
Tracking the value of your account
Resource Management Account
June 2019
HISLAN
S Thousands
716
Ott 2016
Dec X117
Dec 2010
mar .2019
Dec 2014
Dec 2015
41.9
49.3
SCIO
500
Jun 2019
Sources of your account growth
during 2019
Vake of put iKcount
at year end 2018
Net depositsad
wthir &NM
Your imesvrent MUM:
Oundencl and
interest Doane
S74 36
Change in
market value
$000
Value of your account
cm Ana 2019
nansise
149,27095
$62503
Member Sin
0.1170003026529675 W10003019.2 00003 Ceo 9030579034 v123516550 ii0020
Page 1 of 6
SDNY_GM_00325283
EFFA_00198058
EFTA01307324
SUBS
Resource Management Account
2019
Your account balance sheet
Summary of your assets
Value on
lune 28 (1)
Account name:
Friendly account nom*. inch Check/Car
Account number
Percentage of
Tar XCOunt
A
Cash and money balances
49,96994
I00 00%
Your current asset allocation
B
Cash alternatives
000
000%
Value of your account
$49,969.94
Eye on the markets
Index
S&P 500
Your ritspcial Advisor-
SCOTT STACK MANI vi F CAXPIR
. Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account. U8 S FIX Insured Deposit Program Bank
accounts, LISS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances, See the knportantin fonnation
about yaw statement cel the last two pages of
this statement for detals about those balances.
RuSSell 3000
MSC1- Europe, Australia & Far East
Barr lays Capital U.S. Aggregate Bond Index
Interest rates on June 28, 2019
3-month Treasury bills' 2.06%
One-month LIBOR: 2.40%
Percentage change
h.rxe 2019
year to date
705%
18,54%
7.02%
1831%
5.97%
14.49%
1.26%
6.11%
CeP70000X6S2B676 tle70003019.2 00033 051903057%04 sit 23576550 110000
Page 2 of 6
SONY_GM_00325284
EFTA_00198059
EFTA01307325
G/1.7
Resource Management Account
UBS
kne 2019
Change in the value of your account
Account name:
Friendly account n
'
Account number:
lure 2019 In
Year to date IS)
Opening account value
$50,000.00
$49,27035
Deposits, including investments
transferred n
3,722 53
31,946.25
Withdrawals and fees,
nclteding investments transferred
out
-3,762.47
-31,321.22
Dividend and interest ncome
9.88
74.36
dosing account value
$49,969.94
Dividend and interest income earned
$49.969.94
for 0up0SeS0 tra Steles-rent laratalty or inteleS1 end d.43tad IMOrne has been &tenoned IrCrn a LK
UVOrtlal Mannar* seed .490n the residence of the account hddel. <mount tare, or papa, type.
scow interest ands dri*nd parnents may not be stbie0 to United Sties (US) anda nano neon)
lexotre !MS The (bent monthly Staltrenbrt It MI blended to be used 091 cannot be ,teed spar Joe tat
WPM, . denim snap refer to the alsaKatre to resorting foot they rereire flan UBS bandy. loth a
the Forms 1099 aa the FORA; 480, foe tar reporting ink/CASCO it It the Orate Of IRS to fie the
indicate 18( reciOnel9 loins with the US internal Remove anise ard PR lieauly Department, ma in
SuCharmS accurately delay ((vane ands intern" alai Pane or Wane inCOrnt Real rOrail yal
oxlvdual tar papal:.
Kra 2019(R1
Year to date (4)
Taxabb interest
9 88
63.48
Total current year
$9.88
$6348
Pr or year adpstrnent
000
10 .88
Total dividend & interest
$9.88
$7436
Cash activity summary
Le Maoism arum), tha montnIu dna fiances in your Swamp optics we included in the opting and
chain; baantot rdut (Did imurance appas todemon at UBS Sant USA ald al bank; partccoOT9 n if*
UBS FCC Vtsuced Deposit "gain. n des not daty to deposits a UBS AG. Starnald
SleC
prole< ton =04: to money market :weep fund todirgt but not dank deports See Important tobematsan
above yout :Innen< Ca theist m ohan: d this ckcLenent kr deists.
June awe IS)
Year to date (SI
Opening balances
$5%000.00
$49,270.55
Addttons
Deposits and other funds credited
3.722 53
31.946 25
Dividend and interest ncome
9.88
74.36
Total additions
53,732A1
332,020.61
SubrraCflOnS
Checks and bill payments
-3,762 47
-29,220 16
Cash/ATM transact ons
0 CO
-2,009.00
ATM fee rebates
o.00
9.00
Card payments
0.00
-10I 06
Total subtractions
-$3,762.47
-$31,321.22
Net cash flow
-$30.06
$699.39
dosing balances
$49,969.94
$49,969.94
Year Msaadal Advisor:
r
0.70001046528677 14,7000301W 0403 051903057S404 YI23576550 1 10000
Page 3 of 6
SONY_GM_00325285
EFTA_00 198060
EFTA01307326
UBS
Resource Management Account
tune 2019
UBS Bank USA Deposit Account APY
rarest period May 7 - Jun 6
Opening UBS Bank USA Deposit balance May 7
Account name:
GIELANE MAXWELL
Friendly account n
•
Account nuirsluir
$43,559.47
Closing UBS Bank USA Deposit balance tun 6
Number of days in interest period
Average daily balance
$49,969.94
31
$44,541.65
Merest earned
$9 88
Annual percentage yield earned
My Choke Rewards Points from UBS
026%
Rtwayls pants ace reflected as o/ the 26111 of the math Or the once Wooers day if the 26th f Is on a
oreektnarcirday Reward: pont acuity dna can be found on vonwcrtdcomlonAnoreivern
lune 2019
Year to date
Opening balance
7,696
Points earned
7,594
0
102
Closing balance
7,696
7,696
Your investment objectives:
You have identified the following investment obiectives for this account. If you have questions
abniAtheSe Objectives, disagree with them, or wish to change them, please contact your
rnancial Advisor or Branch Manager. You can find a full clesotiorim of the ahernative
investment oblectives in important fremiomiotton about your statement at the end of this
document
Your Pkanclel Advisor:
SCOTT STACKlitalif LYLE CASRIEL
Your return objective:
Curran income &capital appreciation
Year Ask profile:
Primary. Aggressive
Investment eligibility consideration - Non selected
Your account instructions
e Your accant cost basis default closing method is FIFO. Ant In. First Out.
ChP700060C6528679 mm000301942 00aCO 0619030575004 YI 23576SSO 1100[0
Page 4 of 6
SDNY_GM_00325286
EFTA_00198061
EFTA01307327
UBS
Resource Management Account
kee 2019
Your assets
Account name:
Friendly account norof in.. ~Line
Account number
Some erte..exeree ondcvrml eallt$SeCean may be ~Smart Ay a reset Tens andtosses mat net
te tweedy reflected. Ser important edam:0m oboe! pea at Mann d the end A tuts &comet for
recut intonation
Cash
Cash and money balances
Cash and enemy Craloncer may «lock name cast. Wren. OBS Bar* USA depasit account Marton
UBSFCIC muted Rogan84A Waxes, uBS AG Random Branch deposit account b axes andirony
rnalrel maul Land sweep beaks
Set the important often, soon atout >ow ~taco at the end of this document fix decals about few
taws
liddnd
118S BANE USA UP ACCT
Your total assets
Owing balaxe
on aunt (I)
S0,000 00
Closeng Mince
on tun 28 (S)
49,959 94
Value on ho 28 (0
Your Ramtid Advisor:
SCOTT T
KM
vi
'MEL
UPS Ball USA and SI bib FraC reused RoganBank ckpast await bdakces are loused by the FDIC oliNn
asoricable I entt. bur ate not aceecied by WC uBS AG Stanford Btancn Awe xenon, Octoroon ale not enured
by 10IC arc se not ran-tea by WC Morey market Sweep Imbrues are sedinted by RFC but are nor rebored ty
the roc
once per share
average
Otidencl intend
Dar re
on n 18 (1)
rat
period
permed
Cap imam 0/
2sop:o.00
Peccentage d
Cost
Estimated
Unedited
your accounl
betbos)
swat Wane 01
On« loss (0
Cash
Cash and money balances
49.969.94
10000%
49.969.94
Total
149,969.94
100.00%
149.969.94
Account activity this month
Date
Adldty
)tt, 3
Transfer
Total deposits and other funds credited
63.722.53
Deg opt on
FM Y1 23575 0100
3.722 53
Arroont
Deposits and other finds credited
Oate
Amboy
Cep option
amount II/
Dividend and interestincome
Takabfe totems!
Pm 7
Intriont
U8S BANK USA DEPOUT ACCOUNT AS OF 06I C619
9.88
Total taxable interest
Total dividend and interest income
Due
k :tries
3w3
Withdrawal
ACH VV1THDRAWAL AMEX EPAYM ENT
3.72253
till paymenb
convnued ~romp°
CM1700030C6S28579197000301802 00033 OS190305791:04 Y123576550 110000
nape 5 of 6
SDNY_GM_00325287
EFTA_00198062
EFTA01307328
UBS
Resource Management Account
Kne 2019
Account name:
Friendly account name:indv ChecklCar
Account number
Your Ilnaadal Advisor:
Account activity this month (continued)
Oa,
apiary
Description
amount IS)
Bill payments (continued)
has 4
Wthdrawal
ACH WITHDRAWAL UNiTECHEAL1HONE
Total bill payments
43.762.47
-3994
Ord laws for man Attention:
The rew UBS Visa Infinite credit card is here. piked wets exhibit travel benefits. more rereads aid mat of was you lose. incluslirct artraardinan y personalized service. M
shown* clad in metal Visit tbs «Meunier* a can us a: 8133762-1232
lewn more
ranerum Payment are
easment Oue OS.
Cads One
Amiable C r(dt tine
Outsumang biome
UBS Km credit carMs)
payment in formation
SO 00
S35,000 00
135,00000
1000
Tbs omit cad merededn UBS Pay °eat Card feature and WI automaticaly te pad from you; account. Your payment 6 scheanto
la luy 20. 2019
We prom*IPitidonvalon on your UBS Visacads card sclely co a courtesy to sou. The 065 visa sleds cad and worms ale issued by uBS Bank
USA UBS Orr; USA send you the aka stamens fa this account and you shald able your barren, saucing to Their III:01100M
Wedo not include your osstaidno each cad baarce in the roue or you amen,
UBS Amanda Senices inc
Dose
Annoy
Description
Amount IN
Money Minna activities
May 31
Palma forward
650.000.00
Jun 5
Withdrawal
UBS BANK. USA DEPOSIT ACCOUNT AS Of 0004119
-3994
Pm 7
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS OF 06406(19
988
Ain 2S
Closing UPS Sank USA Deposit Account
The oft; Sank USA Oepo21 Account r; your canary :weep OittiOn
919.969.94
OW7006006528690 NTTO;30301942 00a33 0519030575004 Yr 23576SSO 1I COTO
page 6 of 6
End of statement for account number VI 23576 SS
SDNY_GM_00325288
EFTA_00198063
EFTA01307329
Important information about your statement
LBS Feureial Swam et (the Firma LBS Financed
Sane«), if a member of al panful seamy, cowncdty
and cotters tahrges !SS Finamial Santos and LEG
Bart USA ace rdeed sidatclanesed UPS AG red
affitales of U35 Smuts U.0 the Fim's frontal
statement 6aakOkØredunst the f rin's main.
offas se at
LBS Femme' Sehttl Inc.
1200 Warta Boulehard
Yanhardem N)020136
IM narreul nigaKaillt
ore oltrial mated ot >or
LBSFMintial SehteS WOunt Gibe. MCCnit. etdil
oft.c
la downerts. tonlanng corøldrig clairs/ixid
na be relied war 8 you bales. thoe 6 snara of
*mason. glean moat it rrerredetely ri writng to the
Dearth Manager of the office wen; sots won
AMew.r al hams down re ridded tote acctraio.
slalomed data dad na be mad fa ta ~es
ray
"Z $" )ratta bar Itimt, Oa. Form 1099. 5498.
1
. tic hynat anlang
men the Fan if
reared by taw to «pen tote RS amtoter drmlande,
reportable n:n-tenabk cfrdends and tatable :mots,
caned alias«, held n >Oa want. net creed,
on lek !WWI at. rd (0,1 basis on calm covered
oxtailpm.
Communicetiem with the fine
• Item et.contireee aryaal carerundabona i, ~top
tofurther POW, >OP ntin. et1-dr9 pow Mot
mid« We Senates V•44101d,04«1«, An
A.)
• 11 T110 filPICG1 matmen on,e lop tell of re trot
of teaknu
is rot LBS Fairing SAKK. LIPS
runNal Sams CM*. yOur ~all as <term
Ør
by arra-gmere with the rek.md mina eon
We nformad >cud the reteanWP ethenya
~fled the Wan In to case. or, fintal and
seosites se laded d UBS fnan<ui Semen and rid
the nvocliceo bider. and pa mad nuke a report
d cryonce a mown to both Inns
• Az daubed r. We want arements. >a ma!
rolAy m ot any ends oe kald nal ng dwelt
reflected on you slidinaint mom 30 da. aha d tow
makta made ~Lt.
• Dom Oral arroMaidenplarda a ~nit to the
ren's Chant Maims ~ant
at 201.352 • I bed
a waken, ft BOW SAMI03. 800 A.V. Io600 P M.
Fr Merdy Thane Friday, a in an ad«, LW
Framt Stiodel km., CIM ~Km DielnalrAdt.
P.O. Bo. 766 then Cdr. 141 07087.
• Al staitmenls shall be darned ~plea a-daunt
å not objected to n nerd withalCC dap
• fa TTY services. Cat 844412.09% ot fromabide
Ina U.
0,1121)1.752.149S
• b case of won a aestens *at antledrork
lada rusler (U'Tt bli parent cr LBS Una* debit
cad Truchas; cal 800.762.1000. Of web UPS
FMmW Stowe yes., 10:(1 Radxt
,6t1Ø.
Wishanken, NI 071/4 6, Mtn RtAfer8SA Swot
Ca
milt a sØ n tau can. 4 pt fuleyo.t
statement a meted is rand or t you need more
Morinsen Mix/ a transfer en he stmernent
'En" le Fran or Cad bluer (as applyable)mati
her from pa no tit« than 60 days du< the firm
COI )dl 1/V41dt1 coufficre al våNrch We Ma or
Problem aPpeatd.
- hoed ycm name rd wont ant« Gt any)
- Data be the error or the wander ~X.~
abet& and mpLin at dere of y:d
oh/ tau
blew n h an WO, a why you ~CI inn
Moen/lien
- horede the dells rant of the waned era
the firm or Cad banturei nvesttote ma emplane
and oaf owned sy
end prareatk For raped won
~Mg LEIS Wfa•debo cad tratactons. d we tat
mom Mr, 10 banns days 10 a Ma. we Mllmdf
nesa want fa the anent you eV* it n MOI, so Um
you vid hiet the use ol We money dureg te taw
'41%1610 <Øe as inelleparcn
flea mat all &ads payable to therm or the
fnancial nfittLacn ndcamdd llfe Inca cf ihk
statement in addition to mats '<cc."r. Ices, accoums
may be P.i:dtft t01113~* fees, duge; fa Ix*
parent ter secure« ymyhases and (large fa u-pael
rana n cash womb A«orrs that ate transferred
wooer ~ratan may be strbea toa &nit ide
WS Swap Opticew
Les olfien option+ fa meetmo cash barnese to bark
depose accorm at nemalleted bats and "Mated
baits and wore), nerd mewl Itself OVone~
Depose xcoarcs a1 LB5 Bar* LISA anathraltlyeed
banes patio:mein n the IBIS FOP( rased
Program ar• ECK-nand n attadote wehr
i
Crules
for mat Momtabon, dere tow were fdygn. Opts*
afoul, ei LBS AG Stamford Barth rd sawn d
Woe, flatlf Are not imsed ty de fpC.
Bad 0190415 re not protected bYSIK Monti fad
shares at protected by SIPC Sc. "LOS Irma' Santee
APOtid1 ~PI
. below.
Lori >ovravest bawd mt.bark dopen may be
*Wanes. and than et a Wray Turd may be
bakdust and the proceeds retired to >na >as
~Nan WW1
Furta ~ors
tag ~lab* sweep Options.
ndrefma tuned intent trot and yieWs. is astable al
mew detfia-nmennialas, born you. F runnel AMiscr
aby«atngB00 262-1COO
finandolSerdon aocount protection
We fern it a matter of te Swarm neon Pnxtdon
Castration <W(). whiffi [(ohms M<Yralin ~arms
cl anmsrben 0,10 19*000
12$COXO 10C
<land for cash> Splaiday bnxhuie amiable wen
rea`ta a at war Sao, Tae SIK wet [refection
limit apply to 411 waxes that >a hold n a petal"
once,
The Firm together firth calm aNilae, has abo
~chased supplemental roam We mermen
~et ~CM to al diable dems. <okereeb under
the protector, is 1%0mila, at ol Camber 10. 2016
Supt.° to to poky coedit" sd lantrong ban el
te fun ri hatt( peOliktird temp to SI 9 miler, in We
anteg•aM fa al Kn wants bed n a parlyLlar
c 4)3C ty A tut Copy Of te polry ~deg it anglible
won hata
Hader the SIC ~Men ma the ~metal
panta, spar to:
• Caftan Inaxial wen ( anroiled by (aid ridded n
»ti' &Mu'« wake) bat tea:Iaway Iran LS'S Faunal
Sancta 4d eink («lan CO instate acach,
nd.dro øw64 ~Ms. and Ghlurts of ~Ill
Mt madded raht nacre of the warn held« on
the beds of the oam a Orate' am-4),
• nestman <m erts a rwesiment merest, (e 9.
hintria pattunheas and fordo placements) hal re
not !neared Ledo the Sedates Act of 1973.
• Coffins:W.~4mm (e9, Weir ~Largo and
proems metal <fraud* dildny kook. coalman
frCI fraenC4 f1 Odra" contracts. and
• Depose accounts Mama «rheas of depose) al LBS
Bak LISA. UBS AG U S tranches and [weenie*
MK ausa Nposn Pream
•
proteclon and We ~rental prctedcn 00
Mil aws to these assets ern if they aflame apped
on yam sidemen% The SIK protedon and the
upplernentalprotwion donee pram' pant changes
di tri add mkt of yam rwestrnets (Mather 16 a
rmu) of market mamma" flere barknot%a
othermsel
Dividend Reinvestment Program (DPM
the ate ref laded n an smear tent YOJ may °Man
llw actual ace Imam yuck Inrmrd Atha Gny naxik
stern me pi. refused under DRIP. paid sham toil te
Ø Jedthem*, will be defamed n yea accost The
dwdendrerwesknem ace wooledbe file ',WO ma
Mho horn the ~Id ace at raid, te Prot Wars
re sot
Cadoirelima
0-.4rwhole tat/ma/be held m yam acceme draw se
minted loa panel
at a nail d of. dmidend p4aseni
or ~rm.
the firm wi tithe serl wind vies al
math ace a adapt al .11114011 Otternted try a
nneAtird (knua Ø.
ardctedd
~dam
ebjectima
The madmen objector; trill
tamale re Atka IC to
*PM account and may
batmen yam wares
Peas Mum the Fern prormalbr
*Ming ol an,
siphon ^mg. 41>ea Fatal Fast
Oadlcrege ~Inv% fa each want %At >a
&ow or. of the °b ang ins...intent chaos;
•
Fro
Current Income armstmeres steno the
(wady. of acme orly
• Aram, CaptarAnywiton emninwes seeing
growth of anted, !aim Wen te~
manof
ream
• Proem Combhabahotwome striCAMPF
kip/ e Of lb n bnharerns seeing tads the generation
of ryane and pond of primal
On& rik profit.»
• Con~
SR., Ft? ~Me
, pitp41. ?nth
bat rid, and selatilty to the adorn moat. can if
ta men the want dam not gene, * smnficant
titan, a mum ard may na Meta pace ieth
irfider,
• Moan% Wring to accept tone me ea pfimpal and
tolerate ream volatility so fed bare return
• Ann:~ Willg to accept 14, rit l*bnixf”I Yd
rabtilty ro tad hicp faun are. led
• (~2~2
kjaAty Coatelerddie f ~MCI, a
pakte d tho ocelot° lot tat accost may Mud.,
Corp.+ atalagarb Imnd ktudrty and cater
vatic%
Steam« Totneekrwer
We may ccaw-ditt eel fetdeci want ~as
wit
the tame alien in the same enelepe. e.g. because
they hue 01~3 w1/4 1 abc manta, pen wont
relate...hen *ehother clot el the same address I
>a prefer to recent rid /dad 1131~0, 11 mailed re
update 1•11.N01:01, you inarcedne homer:kW) by
calrg yea intioal Mama
Friendly moat name
BE Nerdy Iranian natt it findttfrdiable •nekrurre•
dean by you to did you Witi your sendetana b
has no kgal effect on your accost. is not ettakd to
reika ana draw. prod.M., rtarrithrdal«,.
instalment <bade* a rd mat asscated wit pour
«carts. attend a prom« a gamete that weal".
any Inamial nnut‘ aria wit be rhomd All
tionliniatt norva it.
d to; rctØto
nik of
lots of the era. ems:~
You <an china yen
handy want names group °nine te ret a by
antactrio your Feu« idAdmix
Amara wen«
• Vatic of pixo accome¢o~ Met d ads ad
litdein.
• Aptly ridden dait.bla<ake ben" vat*, ter
teWitud ^
611 (eft), end Global Tine Departs,
armload ads
malitl, and <Mail 06 etlf not held
by the f rm Dots not netade ~ad
staritielassets
the and ce she prior and °nit patentee prode.
panda dentmafek ~ad
stock option; and
emeemabk ned omens
• tatter Wilda' ~it WYK" wowing margn
Ion. <real In, than xcourt ~cot
• Cx»sdney 6darcie: Total el ~mod ' ,ma:Oh
oath telartet, MA &poor baLmms al allhoa rd
non-diluted brat dd moray ~id mnal Ard
twerp balances, at the doted We Ittael wed
hbnionenolty bet wede balances nyo/ wont re
nat wattferd from other [ulnas and the Frrn my
to ryåd them I Lnds n Wear:Inn core of es
banns Weft finch re payable tpon your demrd.
WY, total is extded in the omen prod damn value
Led% irate...Mt:0"
Fer dnxled marinion on the fnis landrig practices
mil &down refer to fat Clore Rebtiornhp
Agrarem a Accost AP!~
ard fie Girded
Tema rid Cade." LEG kalement of Credit Fraction
awalabk nAgrene•ext andoecbwua
d »we. nn. eenriienimYedito
SDNY_GM_00325289
EFTA 00198064
EFTA01307330
Important information Monn your statement (COMmued)
Var stua
Vett fl teman ~en teost« ad art inn held
in the rave at the end
f
of re monol pta, Vad
inry ri or ckhry cd 'uty nagd teot/<«x ane titre
Vota rna/ «ane tinalp «ad at ban «Lori atm
• aIrd arry balret dit al Innen Arv wcur r et
transfered ro tefim dåna the stetimen pta dat
'sted al midel vakrest d the end d the statement
peecd
• ~brå.
In annan/No the <ost basa el the
tavles indoded is his la element nente ideated
nei the nusla« 'I; LeS Fnaxul Semst halmur
ar SortnalOn <blar". hent town*. M'er ovn Les
runar Sat«. reludeg marinaenben ~ha
arma thr you mag howproeded,o yar ananctal
Admor ert garn don not nd•pardweb, .~dyer
garnet the x«. ry a .stebyn/
orenr on
dorded tys:krasOth« dun
f ninOal Stovicet.
Øenaha.*
ISS Fortol dStrekes genera
fatenes ths 'nerven.« t o mened the rem
don rot ~e
any 41":",14 til** idernalai
~Colt
ben' and •Urnedded girl loss' n
amer* at os te date ot fad dammen. Atnadr,
please dorm rery on his nlarnsIca ao malte
prchalea «lo «tennt. Ste lav padases a
othenme. A«Otit$ Ustslated lø to fon arry/
fnThtlOtorikon reormalian only loe to dtrod ol
Inne Inry se ketl at Itn. inn More hbtaical
tå:anti:n can be addedbd >at forrod Adtion.
• UiwSind ginallossa neon dau is salabk,
esermated vee*td pennenes se «kultal kr
hin:tut savry lolt The traneorm dau kr
edvd-o? kes ~lor ~inc< ml kot carensstaen
Argot yte to:umy toorgri:x.on ~nu
Ortdnd ard alna' mai
Ion e.l sytten<
~ha« bli ro exheardned to dialw
asexa.0 lot Th." Trade ditt' <Menn ~nes an
adnlIkarnetnn trade dale
• [Sable suudtlid. Bads ed drilined mak due
the Muer <ah for eatrai ~ion
nil be wIested
inarbalkt by lot kum geargal storities d thea
bad held nou narra oe nnomi-ran». loe os
etems Cal fea« edcernikon is obtared kom *urd
pens ed as xosacyn nol ytra/leid Othie <SI
kares my/ enn sten «Ja elta /tek; Øka
erlarnaccn ml Ot bon ed kcon rognen
• Pennivalua Proes notated lettvint and dh«
pratets mai be hør of bar "ante ote that
yanyould rena,/ monn in tert marka! troet an
<bland from vara.o tid Party 1~e5 astuth vat
bele« to be «latne. bul ne do at ~ter
aatnact
- %Ve gentral‘• un the clasing pk* stie »dobble a
the ~ot
nobel and ask pinen la åsted
wo.nbes and wiren, a anse bilpen la OTC
savnet
- Lete With vadd ~ant
rovry ba pestl verga
valsen roxkl « the mon nemt pr« va
cbtanel ed may rot edle« n actual maket tete
vaks
- Calsn pasbirn rna, sper %valdta a dit rid
val ~dd al 'tron *and solide d xe
kneble to cbbn a dia lar savpy-
- Otoosts a stormes «nomne«, in orren«
othn tron u.S. dettes ro erfladad Att» er‘hang•
rate and the strimen date
- fit «nett '<watt frode, n non- <ord ormn;
detantens, orce ard stumby ode raa) may
hest bom zjusted to trena doper ratata, .
To oden neten antatram. *hon nalabk. antatt
ysta Faexul ~or
• hamla ~Men
and strand produas.
arna« ~omet sannhet (inc 1.0i-9 deed
cel<vaace C.09r4ni Ildrer 41Mitt tneltrntnl "Ot
,maie,) ed Stnt1ttedttoclacti re grer øy hi" ,
dånid. Conan ttructwed ;raid, hare not bem
nnasurod wen thi Settet os and &dump
Ccerenwir. c, Led« ry gale ,etsilo, b« Ytt
dov« estensed valtet lee rende rwtmree
senatet ard .vannved drolucts ta matutal
~X« stry Lua} 4 not Qua!~
- The,* V.~11,1" tilli« Slbfeb‘bl../ lian "g." d
tty,
Altinh a dorane ennstenent smir
«Nekt& product may te baste a ,ok and do
not natvej rna etere the var su mei 'neie
town Souidaton.
- %ed orry estimat« of vas se as ei • «elan
ebbe and re supina:110 OBS green, Savnes on a
n9ie bann by r. edroenket "anion Inn
- infus. ~ai panne dtp:neo, enenone vasut
d ry. an smaglend toteFim by the nose
"ideal panne a panta and may be cablated
basdon Mue.« slamran Ken Ikr taut by
tend penes lo Aries rer *simrad «bes
- Tau tan clatain addia‘al recrmaronrectrofna
ter ~ntnJAw used to deturene the egn« cl
van ed the dne ot kw ntomationthat n. the
basis lat the nem« by «ot 'degn:« inancol
Actmor
- med party orimaled vak« may br rilkeatd as
'Nr 'mad' in anda, sauaant• Mern an
rdapardee valurna lem hat rot ~leda
d
~10
togn var ~sve bann isse
tat te ~eit evt« hal nestred *tat ~alla
Ott~ ~ltd ralle MO nuen«. Cn sten a
aha na/d be htglily tpeolatme dat 10 The na«
cd dd x<urty
WhOri atter an 49~,~11 favner of cperace
Moralad vas ror a tirdnany *5131,4t «i ert6
prowdat the rat* of tet sawcy *11 be deira<
from ts north.« proo
- 'Onerteit om to date' mag «lyde reiwn el
cruita norne a bals
▪ 'Ordrui unit sve Mf ~II tea Mill "ring
vice p« tM end myrt retten Sota ant bnr,
- OPP sd winied Kfr tec-es re ra leiedon a
natienal Nore« ~e,
and re oms",
rlaaSd enaven i reir can be fold. the pr«
record may be less ta, to pr sive romred
raka, pramvod ri the .tuen stitann
• lholnetad ~Me
ir «CM. <K✓it 4144 sønwaty
n nok arriet .ligar sa purk oh Les Fna-cul
Sav«, VIK the minken inn ol te unestrnted Rak
d the same oson as an indied vals la the
«nekte/ slo:k
perpases of ffid itekonnlody. To
*e Meint lita innlot led ,ase es se elgble for sak.
the vake wc- Nedmag be ubstentitla, kan Ihn to
notred valestonn.
• la (estrnated) nonne. ~tnt ytekis andra«.
An stenre Ol ruur stane is boide naten,
dinitro ed ~alet.
as(~ie
*tant vtil
be held fa one nr kom eten« dale ce «ml
trotwcy Bu Kalla» c (ny a guanYlan anti/My
ad cannsd intimt re not guarantond
Famne rour mane and turnet raid len
((*.antil«, Ot se(via, ladd "bade ard" Cd
pastel a <Milt (»n n dtith «utbe esi
;mene ferd tunene >jekb saud be ~skled
- Estimated null «ame ed <rent yOld and me
attra ncome ind y•tdd enste be denet or heta
Ill the eftent.:1rIC‘nti
- An *rima« ol an-uared norna (dvdord anda
intenst) dieded ty Meteren matet
~bere
bale« c bxed anten lase dvdond
ce ment papmm: malt by ane nosr and
anm,
n<wibeitavosts ml be nal krone
Åram'/
kan te si senere dele
unblrnatweY.
Atoracy
cortiand eld se not ~enfold.
• Am« not hold by VIS Finsodd ~Gan Cedere,
essets*. rot held ty the fim and not *Onn the
lamt ~tiri
or conrol Thtne «nes are
deplayed on rot summene for rammes:rot
Nipa« celt' nations and vas prasnad re
proidad by tt Murt; lem UBS lnantui Serai es
not «spent« log "5 rrormaten ed don ra
grenlap ilt seurey. Teie adels se rol osteoden
by SIK ame Fnys tfairamental SPC co-enge
• Rana« 'hating and additdnal cariptenalion
- n /Meies to tomensianen saks and I 7.b. 1 lem
mened n annedcn vitt, the doerbdon of mad
fu-dstoor doenes sve råa os rikse mais
nerts Stang permens Iran enerusts anda
adinon ot he trawl Lan Tat ne Ml Ten«
artst re bred a. !na «kront aeriznemst
it* xran of sake by UBS of a Pi, is b' MAM,
'ltd falli!), b ca dimt% and GJ thi asal eas d a
tairtrculs ~lue land Isturs seden held al te
fim
- We ir4 ov .akse abe ramn. ~node° ard
antas Vanleg leet et conntletal on kr unte
nem senitet trot no~
to the maal herdt
Bete ben genet" re pad korn ~Ved satt
te ~valland and re a freddons annan baud
notene-unt« of scoret at lestbracerokale
holding ~tal tide of the ind tao ty
- n addliri to termnisions «temd n ~ion
Mf, te sale oe didrbution d zenuly <onkel. ed
•
emestrnml Inni tnt Intity
ne anda
at etdo k mars tener.* skrina CaratMatran
anan inry cl the ovne ~arm untkasang
the Anny actraan. ~ras d tem norm«
«spane, a spendt of the une ~nem nut«
mdarbust.
- n addeiri to «emmi^ n<etnd from the
~e
and taka d NeixSheeslwds. sve »Ia os
attlate «amtet asv~cl osen. storing
beament from NntSeures clarldulort al well as
hantg for behmkgy cleselopmem kanna ed
*dues«,
- Ces Stases aha recewe badeg convisnatt ed
odner compeenabe from niluallirdi and rare«
«spana ne«« doaett wo dicvbs•
- Wit nano cardermat aska, Le5
L6A. ISS
AG Suredord &and, ånd nonallitaNd birks
*rost. our cash snemaprogn 1P4
~ti-Anrna/ be a ~Mynd ~i
fa ce
rnay be a paantage d na« dale detwot
banes
Actbrity
hfurniron regsdn; commroons and Ød ~g«
nemnd n ornecticn mei the enn-nonet vas.
nodeg oden vercaceons hann ncluded on
Catherronoro pootautkr kimono/4 bra& ed soll be
leonded se sa damdy
rec/e'
Shon odling
you re4~d
n troet «Ing a tentay, >ar
c
y,
may
ttlir reipe &e lo <sten bonowna costs a thr
betale savn/
Open «dm
PoBr'dn9 open cc god talcaNekt adm rot
vide not eanAtd bytre noment dale, open buy and
sel dm <rim re nedadbø tie snart ol aude*
« eiret ar an nedi udends or n ords date unless
nansted otre« by su Var re respontiat loe
aden Kr re tend de lon:ur båre lo «rod
naging ccm arro.
Pelen
To obtan a copy ol at ansen aen Prieacy Notke,
desse~
ytt. Frv<ieiAAoa a vet at «duste
ai »my (....,......romuneaset
- LIBS Fintyl krotes b rot abank The BMA. Elanen
Seim:Acta-tnt BSA sd IRM re broken,
at<ountowturn pta.* stant to balt ing «coat and
Frodris le~arringen«, wen ~sid brik
sd OT« «teboa tat and stanke sant to
'arne and anrorty dat" issyd by ~titanen
tedory muene ampanns trast mure«
serey surdes« of IBS Frontol Sen«, he.
- ~annet, narr«, ind sn uby Vadt%
- Not MK nyed • No barn gnitre«. Mal lose vas
- MIA Retaxa Minhoemem Ada" Binne«
Sanitet Accourn ISA, Falt and raernitaui bunde
Manaament Accare re ressteed sav« mrs of
ISS Anenat Sonwn Inc.
- 'dSA n a regrtwed Vadanark *mnd by Va
Mens ant Sev«, Amauten ånd utad Lede
Rense The ISS isa «edb ordm ed the ISS Vi«
det« CJIS arp nand by 1.85 Sel LISA wen
boanise, Iran Via U SA Incorporated Mod'«
reootsed kadernins. savet mettf ard
«grand sein« marki re of toe ret~
«ropar«.
UBS FiainedIStreicaa
Pa ?OIE«)
SDNY_GM_00325290
EFTA_00 198065
EFTA01307331