Text extracted via OCR from the original document. May contain errors from the scanning process.
SUBS
06$ financial Ser'Aces rx
private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002
CN170057465170119 vt 0
Account name: 6HISLAINE MAXWELL
Friendly account name: Indy CherdcfCar
Account number
Your Nnaadal Advisor.
Phone 212821
2I2-82l -70
600.308-3I40
Questions about your statement?
Can your financial Advisor or the
RMA R
Ois
• 1000.
accoun
Resource Management Account
January 2018
PO. BOX 308
TEANECK NJ 07666-0308
Value of your account
on December 29(11
on January 3! (1)
YOUr assets
41,946 32
36,522 63
Visit o Er wabsito:
www.itscornifiuncialsennces
Your liabilities
0.00
0.00
Value of your account
$41,946.32
$36.522.63
Items for your attention
. Help protect yourself horn had and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
wwwannuakreditreportccen
Tracking the value of your account
Sources of your account growth
during 2015
VS* 01 your .xcount
I Thousands
ors's. end 2017
$41.94632
Net deposits and
7t6
wthdrarvals
.15,432 44
Vout Wriestrrent return.
43.9
11.9
°ward and
interest axon*
$875
36.5
•
Change in
martin value
$000
1.9
Vats of your account
on Senn 2011I
ra.ca
Dec Idle
Dec 20tS
Dec i0l6
Der 3017
ten 2018
PA•mber SIM
CW7000300574651 7 Net0001911650,X03 Ot 18 03057503 4 Y123576550 000000
Page 1 of 6
SDNY_GM_00325143
EFTA_00197918
EFTA01307184
UBS
Resource Management Account
January 2018
Your account balance sheet
Summary of your assets
Value on
January 3l It)
Percentage of
your =Wit
A
Cash and money balances
36,522 63
100.00%
B
Cab alternatives
G 03
0.00%
C
Equities
003
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
000
0.00%
Account none:
.-2,s15rAriE MAXWELL
Friendly account n
• In1 .th
5
r
Account number.
Value of your account
536,522.63
Your current asset allocation
Total assets
$36,522.63
100.00%
A
Eye on the markets
Index
5&P 500
Your Pi sandal Adviser:
. Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account UBS CDC instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important nformadon
about ow statement on the last two pages of
this statement 101 detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on January 31.2018
3-month Treasury bills 1 45%
One-month LIBOR 1.58%
Percentage change
;mussy 2018
War to date
5.73%
5.73%
627%
5.27%
5.02%
5.02%
-1.15%
-1.15%
CAP100:0005746518 W0001971650003 ON 8030575004 XI 23576550 030000
Page 2 04 C
SDNY_GM_00325144
EFTA_00 97919
EFTA01307185
Resource KAanagennentikomunt
UBS
January 2018
Change in the value of your account
Opening account value
Deposits, including investments
transferred n
Withdrawals and fees,
nckiding investments transferred
out
Dividend and interest income
dosing account value
Account name:
GI4SLAIIE MAXWELL
Peiendly account name-Indio Clse(slCat
Account number.
January 201812)
Year to dale (S)
$41,946.32
$41,946.32
8,053.68
8,053 68
-13,486.12
-13,486.12
8.75
8.75
$36,522.63
$36.52243
Dividend and interest income earned
Re Outposts c( lbs statement. temblity of Werth and clecttoci krterne has been cluenrenel (Km a us
to ItP:enn9 perspective Based tepOo the residence of the Account hOrdel. (Cream? !pt. or pecestxt type.
some interest ands dri*n0parnents we not be %Mtn to united Sties (VD area P ten° Rico 0.8)
Itwome Doss The there it-grittily Staterrel Is rot Inetiwkd to be used and rann01 ere bled iptO or IS(
Pun:ones Clents shookliele, bathe 40 eatee to reporting forma ihey ft(eht Nan UPS aianualy. such as
the Forint 1099 at the rams 460 foe tar repareng inktenatico rt is the puck* of UPS to Ile the
4a.plicatie to reporting loons veer: the US Internal Raenue Sehlth 34 PR lleEtury Demurrer& aci0In
such term: ND:fairy Meaty 0vDerict an I Or 'merest as ION earns, or Ituatre eNCOnt React cOr6.11 y0.0
rnhedual tat prepare,
January 2018 (5)
Year to date
UBS Bank USA Deposit Account APY
Interest period Dec 7 - Ian 7
Opening UBS Bank. USA Deposit balance Dec 7
143,198 74
Taxable interest
1 88
1.88
Total current year
$1.88
$1.88
Pr or year adpostrnent
6 87
6.87
Closing UBS Bank USA Deposit balance Jan 7
137,457 18
Total dividend & interest
$8.75
$8.75
Number of days in merest ceriod
32
Average daily balance
$41,460 82
interest earned
$8.75
Annual percentage yield earned
024%
Cash activity summary
Sn Account array reus monthIce dealt Mareet in your Sweep Opaorc xi mcludid in the apemen and
elccirg Mame; rive FDIC insurancean:6es tocheratte al UPS Flanl USA and al balks palcipaling in The
UPS FDIC !Steed Deposit Rogan. n does not Wy to deposes al UPS AG. stamen:I dash a bat
repeats pearecl thrOugh the U85
Deposit Account prcorets sic peCeecton applies to roller
rnakel sweep fund Fcldngs last not bank depcdit. See import:weak/mita, gagging( :Cement anti,.
L3St tve0 pays of to 000,Ment fOf deal;
January 201813)
Year to date (S)
Opening balances
AddtAms
Deposits and other funds credited
$41,946.32
8,053 68
$41,946.32
8,053 68
Dividend and interest ncorne
8 75
8 75
Total additions
Subtraction
Checks and bill payments
$8,062.43
-13,486.12
$8,062.43
-13,48612
Total subtractions
413,486.12
-$13,486.12
Net cash flow
dosing balances
-$5,423.69
$36,522.63
-$5,423.69
$36,522.63
Your Naandal Advisor.
CeP7000300$74651919,000I97I6500X0 OI 18 030575C04 Y123576SSO O0000D
Page 3 of 6
SDNY_GM_00325145
EFTA _00197920
EFTA01307186
UBS
Resource Management Account
January 2018
My Choice Rewards Points from UBS
Account name:
friendly account name: , I
Account number:
Rewards pcints me reflected a, or the 26th ol the month a the ;rice busmen do/ if the Mb Id Is on a
ettttndrdldp•. Rewards paint activity details uri be found on miw.ubsccomnanmentes
January 20I5
Year to dale
Opening balance
dosing balance
7,341
7,341
Your investment objectives:
YCu have identified the following investment object wes for this account R you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager You can find a full description of the alternative
Investment objectives in Important inbrmation about your statement at the end of this
document.
Your rattle obJecthAe:
Current Income & capital appreciation
Your risk profile:
Pnmary • Aggrezive
nvestment eligibility consderation • Petrie selected
7,341
7,341
Your account instructions
• Your account cost base default closing method is FIFO, Fest In, Fest Out.
Your Ilmoncial Advisor:
SCOTT STACK mcwOrt F CASRIFt.
CeP700:6005746520itn00019716500X0 OHS0305750N M3576550[03000
Pau* 4 n' 6
SDNY_GM_00325146
EFTA_00 197921
EFTA01307187
SUBS
Resource Management Account
Your assets
Account name:
GHSLAME MAXWELL
Friendly account name-Indio
kir r
Account number.
Some once,. *wore and (tercel Fates stavn may be apormlmale Merest& (pins and losses ma/ MI
be tr<uidely reflected See important Worm:Won Moot your statement a the end of ths dxurnert for
elceneree
Cash
Cash and money balances
Om and /stk., M.-6%; may mxtscie ratite cash balanres 08$ Barre USA clepout account tothoces,
UBS F PC Muted Mogan Bank &Burets UBS AG %mama Buren Oepoal account balances and croney
Matti mtua lurid sweep Wane
See the important Mormepon *out iour Stateaent at the end of tits Women, foe detals anew, ttoSe
Wanes.
Ireld no
Your total assets
Your Rimed/I Advisor:
SCOTT STACK MANILYLE CASR1EL
tres Bali USA and SI
FIYC lagged FFOFEFF18841/4 (ItPOM &Wart bateFlet tit 'muted by the FIK rAiNn
;pliable im,,, Eta are not prowled by StFC UBS AG stamiced Branch <remit account balances at. not inured
by IOIC arc ale not thawed M SIK Miley market sweep taws are prelected by SPC ten a* KU *titledOf
the FOC
Openng Glam.
Closing baece
hIct per snare
Avesar
Peden° Rents,
Dais in
on rent (S)
on ran 31 (5)
on Ian 31 (S)
Fee
Petloci
pence/
Cep amount (S)
41,946.32
36,522 63
2sop:o.00
Percenteree d
Cost
Blenaltel
Unrealized
Taut co ran 31 ($)
your account
bass (SI
81113111 in( are GI
vino( loss)
cash
Total
$36,522.63
100.00%
536.522.63
Cash and money balances
36.52253
100.00%
36.52263
Account activity this month
Date
Actitilty
Dexnption
Urgent IS)
Deposits mad other foods credited
Ian 2
Transit.
JOURNAL FROM Y 1 235750/15LAINE MAXWELL
6.05368
Total deposits and other funds credited
$6.053.61
one
Attillty
OtHIIP11011
Amours IS)
Dividend and inter•st iacom•
Taiatfe
te:est
hiscerlaneous
Inter0St
UBS BANK USA DEPOSIT ACCOUNT AS OF 0110918
I 88
Total taxable interact
SIAS
UBS BANK USA DEPOSIT ACCOUNT AS OF 1212417
6.87
Total miscellaneous
Total dividend and interest income
$11.75
CAP700030:6746S2I I97000 19716500003 0118030575004 Y123576550 0:00t0
Pigs S of 6
SDNY_GM_00325147
EFFA_00197922
EFTA01307188
UBS Resource Management Account
January 2018
Account activity this month (continued)
Bill payments
OSe
attItity
Tan 3
Wthdrawal
Tan 4
Wthdrawal
65879
-
tan 4
Withdrawal
Jar 9
Wthdrawal
ACH WITHDRAWAL Saks Petal
-934 SS
Total bill payments
413.436.12
Account name:
LANE MAXWELL
Friendly account name-
.
net C
Account number
Your Pineadai Advisor:
DeS(OpliOn
Amount IS)
-1 1)352 84
-39 9A
Oird lbws for yam Attendon:
The new U8S visa Infinite credit card is hoe. Packed such fOC:usini easel benefits. more rewards and more of what yeu lose, includn; ettraadinany persona/teed senine. M
stunninglyclad in metal Visit ubscordrisanfmite or call us at 888.762.1232 to learn mere.
UBS Visa credit card(s)
paynwnt information
Minimum Pent Out
Payment Due Date
CreCil Inc
malatle C rat line
Outstare:Not:4r~
10 00
B5,000 03
135.000 00
10.00
TNs tatted istri:00m UBS PayCecil Card feature and ,AI autornetcaly te pad from ycut ecceunt Your payment 6 SChediPtii
to. /throaty 20, 2018
We march Ihn information on your UBS wracrcdl cant piety as °courtesy tow°. Tie uBS Use unit cadandaccount are Muni by U6SBank
USA UBS Bank USA sends yda the Offeel Oriented la inn account and Wu staid nate you; 'amen! COOrting tO
WeO3W onclud!yOur caistaxIng (RCM Can, betarKe in he Tawdry" a(Ount 64M uBS Financial Settees ire
Ode
Attnity
eescreacn
olsStrutli0"6
Amount (I)
Money balance activities
Dec 29
Balance forward
$41,94632
Jan 2
Deposit
UBS BANK USA DEPOSIT ACCCUNT AS C4 1212W 17
687
/an 3
Deport
8,05368
tan 4
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASCC 01103/18
.11,85284
Jan 5
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS Cf 01100 18
69873
-
tan 8
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS O( 0110918
1 88
Tan 10
Withdrawal
UBS BANK USA DEPOSIT ACCCUNT AS OF 0110918
-93455
Me 31
Closing UPS lank USA Deposit Accent
S36.522.63
Tie uBS Sank USA Deposit Account lip:WOW/sweep omen
C*700:0005746522 N;100019716500X0 0118030575C04 Y12357655003000)
Page 6 of 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325143
EFIA_00197923
EFTA01307189
Important information about your statement
LOS FroncialSenices It.che limoUBS Finnier
Sawn). is a member ol all pnnopal ~at
commodity
and otters nehrgos UPS Ftenoal Spec« and
Brk USA re mired ialaselnes of IBS AG and
aiteales ol ll35 Starnes U.0 The F enfl f nancial
nal~
is 'nibble real reared We, Fall't sea-Aire
olies are at.
UBS Fine<w kraal ht.
1200 Harbor Boulnerd
Inetuden NJ 07086
iNs 041«n«11 Onenent. the «if ottital record of ycar
IBS &anti& Send*. bee Own Oder recta nape
OffErdtiSzuneret contanng wilting data *odd
nat be relied r.pOn t you televe then e r gafOf 0"
awn." Plene Øn n enntchatety n "fling lo the
Beane, Manager of the office semen; ',xi account
All~ al twee shown w• intendedton* accurate.
Pawner" data toAd not be used hr tat prpons. Nay
9:41/4 0" Yorend to 'cant 0e. Form 1099. 5499,
10425. et< >when pa arg you, lp return lha f.m n
~red b/ Ir 10 rettert to te RS ill tart'e d/nk.n:k.
report/6k nntinabh trndends and Umiak :merest
tamed intunet l‘ed nyte «en" net pow.*
en sae treorne, and cost bese vex cetttn cowed
~Wes
Carmunioniom with dat Finn
• pease reconlnma-re cr al communes/nos in vanry
tofu/thee proud your pa. stain; your
.a
do•S•artet »actor Protection An rÆA)
• it the ',flaccid run ten cn the up left of the bee
ol mal «samara 4 not USEnamelSerra
F runoal SiNC44 Cann a$ azantat <NON
Øa bysex-re«
wen the rck,ed eneion
We inlamed you of iheeelatiOroh0 w!WrsyGo
tored tho «e ran ban en s ?Xi Won and
^riles re located al UBS Financial Semites and red
the ntroaseng bro.«. rd >or, mat mer* aØ
ol reter," a armor so both fen
• As desobed n the ruart &of ewer" 110.1 mat
redly en of any ono" er had rooting &acts
reflected en you. nament *Rhin 30 days due it was
mate mAd• amlabb>
• Net dart ciAtemn ccmpLx: et myna< to die
F !nit Clem lelaticaDenatment at 101.352.1699
or kolhere X 9Z0.3S49107, IGO A.M.
600 Phl
Fr Mancha tHounh Friday, er in WI r9I0 lt5:5
Forkel Serntei M, Chen, %WV. Ceteetrnert
tO Bo. 766 Urion Cy, 611 07[87.
• Al sta1enerna shall be deemed (orrdete end <court
B not objected to n ~trig ache CO dais
• Fa rte «Mtn. Cal 044-612.0906 of Iran outside
Cal201.352.1495
• heat of neon et %aslant~ an electn:nc
hnds Ramer On/ bil payneiet UBS vet deb«
cad bresactrxes, cal 900162. I 000. or vane to MIS
Fr.rcd Savcl tic, 1000 llarbr
~rime" Id 07086, Ant RIMI55AS~et
Call write mØ as~ can. d ycea
yxr
eaternent a ~pi n reerg or ismneedmere
~Pt
axe Stint« ar the staldmi or
recept the Finn or Card haslet arplcabk)rnual
her from you no Ire thri CO days rip tel inn
urn >au the Ira ctaternre pen winch the am Of
DR'Rharn fl exed
- Inrode yxr name and accost number Of am‘
- Dewitt Me am ce the wander >cu a•unwe
about. and aptan nasal/as sutra/by ix‘r
We* rt es alone ce why yv needmore
recanalcr.
- bowie Meddler aØ
of te acceded ern".
Term. or Card bur ?al nveshaste your «molar«
and veil orned ry *nor nrcanty For alleged *non
moarna LIDS Vea•clebrl eadual:3cent, el we tale
more than 10 lasnee: clas to do the. we will aede
aW &Cali NW tel Snail you deck it net« aOlhal
abil l .* the use el fe money dunng tie Ime
Lees to to (Øde al enetleshon
Nate mire ell checks paylnt to the Fen or te
I ramjet infittteian iduredan X front of the
~men. In add/alto /*gold atuare ten, account:
may be object to maintenance fees. chaps fa late
parent it want.: pschxes and chart er woad
aeons n cash alms« Accoans that re raneernd
to new MIIILIIICAla Tar be cutinxt to a !Trisha lee
SAS Sweep Options
1.65 often «Mom kr 'mean; cash belakes to bat
depost xØ
al non-aff lined bat ad Stilted
bards maymale< nutualfunds (Money tut) and
th• ramie:rut opre Aswan (DAlta* entente*:
wrh r berm:mortal trance Management Mean'.
Depose xcores al UBS Bag* L6A ard n:nthIceed
bank partom.ing nth. UBS RIG-Preved Dep.«
Program se FOIC.nterad a 1I<OffaarCO veep FDIC flies
For move nfornnenn plea!~ sew* .16CiPt•OePtX•
*twists r UBS AG Stanford &Inch ad ~et el
Matey Pin* re rot 'wed ty the MC
be
to OA. cashbanes re swept to divest
accorres al UDSAG New Yoe* Brandt and LE6 AG
Ckenlaanch thrtedenlous are not noted by te
FDIC Elms held
the U3S AG Carr, Branch are
hartaCt.trgaPOIOda0 I. ~cm rel. ol to, Cayman
hints. and there's no parature or omir enlesicn el
LeS AG to repay the balances Mik on the UBS Carman
Branch's bods.
Pant ~Its re red protected by SIFC Monty fed
shads re Feuded tySlIC See "UPS linnet knees
Arson Aton-fion' below
LØ tea (*cost barret a I. ie bat debet may be
~am,
rd shies of a Reny Put my be
hyd•sed and the [reefed, retuned to your yX•
tear«, noart
Futhe riamatcn drat scalable mega optons
rebdrg carnal morn rates and yids e evadable x
wan ub: ccerenvooprekb, kern your tnincealAdttxr
et by oohing 9:P762.1000
IAS Pinencid ~ekes earn" probcdon
The Frm n emeriti' ol de 5~1145 mordo' af01(001
Cal:ciliation (SIC). which potent senate; wean«,
el smerten up lo 1503,000 6ncludin 4250000 to
:lams to <at) 6~ybroths*
antatfe upon
'mien er at wee :pc og The SIFC an« pritteden
in‘t: apply to an axes« X. you held an a parboAr
<4,4CI7
The Fein toepher a/Mc:turn ain't«, has *so
Purchaled ~rental ~roe
Wemadman
~um Pant* » al e8Ralt
(ollecteety~
this proteckn is 4500 milean atol Deceit« 10. 2016.
kbject to the cedcy ordtkns ad kneeler,T, cat al
the firm it Lathy protected la up to II 9 motion nee
~carte l« al your ~Out held n a pteltais
',patty. A 'SIMI' ol Iv poky wad",
upon request
Herb< pee 9PC pooch:in nor the appkreental
Preleclon xpar to.
• Certain Inuncial assets controded by (and re Wed n
sots account valeatert hell rear from UBS ;market
Senate> for ~Pie «elan 0 intern< Øb.
incbdno iristic metes. and 6) ewes of mutual
finis rmitered n the ~le ol the scant holder on
the beets of the au« ce binder altem),
• Votstrnent contact. or ~tide? Moran (a9.
Imod pannenhax rel gnav plx.emmts)flt are
net regmend under tel 9xunhes An o11Ø
• Corrmocibes contracts (et. f reran «beg and
pnxrxn maul
include-9 hAUCC4 canticle
and tonn`ldrI Callen cortex. and
• D4oce mcounts (apt calks« et Stoup a LES
Bak USA. UBS AG U S breaths and barite nine
WIC Intend fledota urogen
fit S/FC pretence, and fie supcmneenrce Kier, do
rel apply I0 these men tend' net ~ROW
on~ XX.neetb the 9PC potato and the
airderrentel I:fete:hen da rat Øn
against changes
in X main val.* of yor ~taw« (*Path« x
warn 0101160: ~Awe, mu:, braMateyCI
othenrcel
Dividend ReRvesenteree Pil~
Fan
The peke reflected it an bit Sat PeCt YOU Alaly obHn
the actualrice fir al» finnealAdveze Only ehok
tees re pAchend Ind« DInt palet thanes nel be
»Id and the extendbe depotded n your ~tent 11-e
dirderdrerveffinare price a-paledby X isur may
dtter from the malt pre. al *hie, R.> parhal twos
retold
Groh-RI-km
Goy wholevetsmaybe held in yorr axon ()nu are
enteltd »aortal we auntie, °lad/n*4W~
or ~wee. the rum WI ether fed Del el tn., el
~Let vuet accept en 111,31.01 det~itd by a
reoetcred <lea i-ra agency, ard credit yar xcant
Invanneento~
the runtare ONOCIInt and nth perk re specie to
nth Mount and ma, vay batiMVI1 yon actaree
Pbxe adnte the Pas pnxrplVn wing of ry
sind ant change in >as fionRI squats'«
nroarrwe ~ere
RI oath «out he You
(boxYeof the f olowing innotivent cbub•r.
• noddle CurrentWont trestmerts teekrp the
gemalen of mime nay.
• Attune CebttatAppnet•hon ~men% rear.;
sromh of pompon rein. then the gropalen of
,neont.
• FlockeeCombrutronohrcone and C.Wat.
Appeaser:. tenet tnenb salig both fe generate.
etane and groat of trrepal.
Overall risk profiles
• Corwiramet Seal to mama., ',attn.roper. wth
low en rd ~ally SD the sewn utalt even 4
that man to roovn don rot generate sgof ere
mews or ratans ard nay rim keep pace wk.
,rorm
• Moderate Wilng 10 teCipl sane ed' ta pennel ad
tolerate son? ~ley sa se« be
• Itgynsse Wang to Rope try, Air so Inne•Pal ad
hey, rolairley to Peel hop rekt/11 oser tae
• /net mr•At Eigibley Cendwahon tseMa4 a
lemon of the acerb/oboe to acccere may netide
coed?. a
united Inudrry and reef
Wane,
Seaterneralvaushokinc
Werner temoRtete dlreta S account *ferments with
the same arbless In the srne entice. e g beaux
they have comer: eh, ate manen Ant xccant
ralationtheat *nthother charm al tel urn> adlet
>nu prefer to reome vicars:La dalantals maned
ware enseopet. you may modne hooter:icing by
<WON» Fran° al Ache«
Primly mourn name
nw Friendly exeunt mime o • untenuble 'n•lmswe'
chow ly you to Jaffa ray vah yOlal faatOrdktaPn,
ha no legal <Rev on your more You can charge
your Fewody wore name, 'dough Orin* Serve« ce
by orertna y.cy F ~cud Ad nor
~writ overview
• VA* of pee socoo~
Net of awl, "I
Malees
• Ja-aserl Indudn avala*cash balances ram tor
~need 'aunty lee /. and GlObal roe DIM"
wreaked mens lO matel. and cereal) assets not held
by te Finn pas. Nn include Larked *walk-lab"
et the ende. the pro/rend (Went ?sterner« pen00%
engirt nettmentk wetted floct whom and
~row» nod< ~Oa
• Letdes, tacks debit baletes, Ølåg
mergin
Ion, mat Ink short ~se balances
• Cashbroney
eneorned nobble
cash balances, pin depot, notinceo al aff need and
nunatliuted
et, at moray nand emnaal herd
tweep balx«, a Vie <bee X I. «aware prod
tion-comnatty tree ova balagt nyar route a.•
not segregated Porn other balances and **fem.ma/
the ry to thew furls n the «tinily mine of n
teorien Slier finds" peed* tan your deri d.
iha total it rcUied in the osrent penad clow; value.
SDNY_GM_00325149
EFTA_00 197924
EFTA01307190
I mportant information about your statement (COnbalutd)
Landa, ~matho
derkd entarnaton on the Frun': lenclegpadkes
and dalcores, Ma to yes Clara I1/44touhp
Agreempo a Apor" Aromers ard the General
Tams ard ConSicni LES 5.‘aienini d <red« Pr Yl <n
•volOtle inAgeemran andOrakocres at
ear sets
ros orren derroes sporde and other assels hold
efne vand el the trad al the lialemell ilrad YR.
may al. for *Siri of ha Nid stork is at etny tina
You nix~
~in
vad as loancolletwal tir
pari a"balane dr on :hem Ary wartes
nattrad to te F im drog the slatenent pred are
Ido] al rote vak» x of the end of the namn:
parad
• ConCdetO.pii hamneg Metan base of te
smula induded n hrt osunt" enen nireaoad
rarti the katter
LES anslagStryka bf aled
i:n 0~0.
Chanel eon. sorCes oter don UBS
FnancW Sang" nclodeo etdouche Ironi anods«
lamor thx you mag fine ~ltd
to mr hnincial
Avista. The Fan dat not edepcnclintly 'Mya
'smitt Me ~rya
uldet city
etanoton
fromobd ty ~e
otha Man UlaSanarets Sa<von.
h addlon although IOS ruta Sago*, genera
~n
rama en sals recolved, the hen
doa rot tron0e any hunnen tal the Mormage
unr« 'Cal bris* and 'Untaked dailloss*
accurse a of de daled the lunnare. As suiti.
Oxe do not tai on tik rianybon lo rake
online puk Organ. fata. ~Ml a
~e.
Accents droferred to tre Fem mw
rellat oart brA Ornat*, only fa te pand of
Im* IN, se hed at rean MOM. hiliCreeCal
netamen, can be adled by you korkat ådror
• Wanalallnidgantikena ~dra
is holibk.
tonad trrearkedsonerbane
eakulatod
ndychat 'eon" bis Tetra-orts. dua fot
nd,rd.ol benet p mar not ref led manen"
chrges eda snurily reogrizaek esenb.
Oirdend and aha read
kis and witeenatic
Pigthee kb are erh torterad lo ck% au
sorxrd lo! Ro 'Trade date' totem potents the
~nr Madvin trade date
• table pecaritiet. Boncb arid prefored stock tut
Itu mur <db for try radan
bal be oaktad
trean" by loi Iran ankno al mordet ol thai
gsa hald
out name
n minn» name fa ou
dinas Cal samre ~inmaka n oktank kom thed
pen and as ack:~ h nol cartraitee0 oroa cal
kans minin Mich
ana iiold Øre
~ten
*il be proided Ørepen.
• Cott~res of depouit(0)8 CCI are FIX hund
tala
1250,000 n pina eal and road nagel per
depott and pr dop:odon. ~tein n xerscbnce
MIN [DC tubs.
• rriceirakaa Akts clialayed la snudds and othr
~rh
mar be Poria Om bes Mn the pnce tut
ycv rodd actualifreorve nit* matte Prat are
cAnaned hon visurt
py sans vfrigh
holme to be tobak». bua noi do not gumma. ther
acceacy
- We genat 5f ose
obsug peke *hen ~labbe or
the ren of the bd and ad. pur la Sned
tronin and filion a onybd antas la OTC
Kanin.
- Ler arm* trad nosen n17/bo parad ung a
valkat«, modet a te mod nord ;rot re
cbuted and "by rot tenta natnat murket pm
c« vela.
ClelinGeelem Indy appel *end a plet and
enli der an • price nog not anstabk" B we are
~le lo obeain apris for a 'of".
- Depotte 0•14ewen ~idel
il <Leret,
she flet LIS ~inse MINIS e *e «hane
Lee as d the natanen date
- for aulan tecuare rang «in:nod aning
denoninatons, FU ard oart" Ilie vala) ma
Kw bon avilund to hinka proper vaktrum
To obtam osunt sotat rons, Mun nattro. tontal
PM 'tunika kliva
• Privat investrnents and structwid produtb.
Fnat ~imma 'ents (nkr:kg decl
panµr on tiogran ad real ense ~are« trtot
smit« and ~VedFodras ae generaly h•ahlt
Jadi fanan drucAnd ~as
han not ben
regnnod we, the Seastes and Ncharge
Conmte:na Led« ty oxe ~NK lam We
prowle enmetod vaket for plgate ~amen
south rd ~ved pakets la rdarnalona,
oroa* ny A~acy n not granod
- Tate yras mr/ dnr sd:ntent41, Iran enet d
etny, a nekh a primm moment 'maya
structuredproduct ~y be~
or sold and do
not nresanly rePera the veke pea ene we.,
kun Squdatket.
- Tyd parry onnela of vat» aura ~nar,
dra and to soppled to LIK 'rivna' Since on a
recit basg by a" nclaperdero val-ohon tror
- Muff, gemålpannor ce vadar nimrod skar;
d anii are uppled to telim ty the niar.
Sonat, Palta or poau and ma be <avier'
borda, delart nlanybn Ironi Ihat vsed by
*ud pant to den.e ter ente~ udais
- You can dann antidal nlanuton morden
ett mreludolow vad to drimine die «toure d
ven ad the dr* ol the ~namn thai n the
basts Sr the nona» by contartro you I nakke
Mat»
- %Ed party runrad va*, mab relkicted es
pr.e.ce n teewal puller' sten r.
n:ledande« vakeke lon kat rot 'uppled a n
Ø
KO huri a valt ~Ve tymme swae
tret a ~Mal et« be «ante~ ~y <SI
~nomad
valt nio orsten. c< sten a
rak» anad b teghy spo/lats* da lo the rinn
of the otounty
Whon nerta an »ar, gonad partner or sponsor
annaled vaka ria a th«dparty eanuted vals n
prostled. the vir of the seCiati nal be
front ts profits, pre
- tuktads to date' nto/Mode mundl
captal, kuprit or ba ,.
- 'Crignal und see regnset h ind offring
rake per eta and mar net realen rar con ban.
▪ DN and tröskel KIT nosens ro no, Inled on a
naoorol anors ~unge and are grinar
akked ad ovan d thoy <anta sold the pres
«med nix be ins Man the pet dore eromated
»ix ~ed n the accost ratemen
• faartriched ~it«
Retreat xantin ~alp
ge rot enssy elgbh la pub k Wo. UBS frontal
Ser4f. ism the ~kel 'metall. ~We!
130:k
el IN Lee ene i. a I MONS Wir lo< the
~road nock kr popen of eho Settn101044, To
the edert that rest oted konans are eloblt kr salt
tie vaka agerad rnay be ubstritially less tante
/farled vikte down
• EK (doradta homo. oron% rink anden«.
An enmi of and ~nr h boted on cument
dridend and nuna rate arenan tu teorin ed
be hedfa one no kom dataman dato or ont"
rom" avs enanis n onhr a galne. '<curry
and tomted man» are not guaranteed
- Fornatad rast mene and extern >mild la
tartan twes of *mein <oråd intide aret" of
pracoal a opilll gans n sexti tax the et
igen"! Und etara pel0) ~Ad be onni.leti.
- blindef ra rt ncome andenrem vidd red de
etui ettome and 'eld wort be brut or hopp
the. the etentei ananas
- An astmas, of ~kod nior. klvdand eda
emenn)Orded 4Wecement fortet
vabrinaga betaro 4 baud nie Laet obs:band
og nuna paret made by the norr and
assets
14Kuy biff/ep:40 enl be hell lra»
yes from de stal~ det 0 unbloutoy.
Accuacy ..nal <around yeld se not ormed.
• Artats not hold by UDS /handel Sankta Crtan
asets ro not hedby Oro Rrm ard rot niten do
Fm.", ~enen a cmtol Thai mes n
depbsd n ettur new( for Sormat~
pax« DNR. Postens and galon pesenud mr
prondad by the rssong lem UVS PonoåSterus
not respasbk tor One ~non
and das not
"santo ils
rxy The asiats ant rot perected
by WC c< the fans otipkmental 51C <over.?
. Renons skrien and bakland oamPantation
- h ordler an
tonammanais on saks and 12b I fm
mened nKantelewth the 0~ton ol ~hal
heds lo os <hems in anda ar ateet merg
mulna 'firre pairnents ban damalts anda
amtet d the maxi fint dat vo
Thet
amoral are baud on
bio
citerad tolads
(J
te man of salts by URS ot a paircular nUvaa
hind f vril/
ona
and ta the aset als of a
durf<0‘, "Awlktd larnlYS Stures held al ihe
km
- We and ar alf hate aho fetare mes, en and
~bus apeln; kel n («narra. fa transfer
apawsernn samm tal r
op
e* to the ~al lunds
Tw*km genua.,
ord rom temaaraen
the nuualiund ardaa a fred dalar ~ord baud
on ro rutt« ot rom« at
Ofdar-deiler
MIN nymf linds of tut lind torsk
-
adolticn to <omnibus reurrtd n ornedion
~h the saka cliarbuten of anway «nyans and
une ~sinnet In» tia leet <IMob at ria
or "lyte reane nuna skanna coacensat on
tran nunt of the rorna <omtar.« udeni. n ng
te strut, <ortvant, affioas of the nkr",
CCMPariffl Or sporeat of Co um ~ment vom
diontxtte
•. h avidian to agnrnssars remvod from die
Nedlåst and sak of W45~ ladli we anda CV
Mswe reain e, insteaused reverer slutna
parant lian PardSlores dn,tvice. as well as
itrdenik, led~
developronit. trana, and
tenten
- Our all lias rso etuiet trairo ~Mai" and
ara ccerneturon trom ~hal hands
ad nan*
anspann Mese prOSK11 VM ~e
-
mene an ~allra ban LOS Drk USA ad
LES AG Starrfou Br.r4hd se 01)5 pr mon,
vinror so the buetis ydret tte ISS Bra Sexto
Rogry
Adivity
hfornwion recrdn; <annexet and ah« chrges
nctrrod in ornoctian Mm te ~oron o1 trade
indodna naken traraxtern has been ncluded
confirmaboro prevetnir fornlod to you. and "dl N
Proaded to you vontell an toque
hopt regin
you ge engged n short sarg avse". you etnap
not a ~ge du< to «dan bortom» osts fa dir
orma' xantat.
Opal orders
PeSurdroa open or • gaod takanelet adr, ed
we. roi reor ed by the namnan date, opm buy and
sel slcocrckrs re 'tömd ty te snart of cluderds
argas on niviniclands or nors date unit
nsinsted ~vd
by ya, You age rearnsbli la
«den ilut me noacuied *Au. yar tein tö tama
tantig zoan odon
Priera
To oktan a an, Oi ar ont Cherd Proary Netlit.
Pl age oread ya; ~enl Adusa og vet ou enbet
ai yww i.M.nmiawrbutt..
- LES atomtid Sance o ret a brk The RIM Banner
Sonke Accoum BSA and RNA ro brotten"
a<counisairch pronde act.% lo bre ng oron and
prockerts MØ martyriums wie. analand banko
~flog Madkny betelt and provades access to
hitta-Tas and aneny polaris mosvi ty ~Ifred
~party nsu oxe «mpanin ltrouOinsurane
agte
Waskbiries of LEK Fruncial Siveroe ix.
- lues~
nstrance, nf snu ty produis
- hkr !CK ecued • ko bad muren. May bients
- SMA dn:~ Manacproint Account Butan
lonke Accord Bg, aer and Ornatens, Rean
Meinerient Ateng
ogas-ed arm marks ca
ISS 'tornat Snit« Inc
- VISA K a tniiwie leadereek ovned by Vo
hugnat~ Sanna ~rutas and ined mier
lame The USS Vor <n01 tarokt d thel,n Vita
Ø
ords se svid by UgS Bank. USA *di
parminin fromToa USA. Korpa/led Atoll'«
tradonaM, neg Metod tra:kmats. «nie mans ard
rangerad NOW* TIM re el tog repad...
companies
UtS Festa. Senen Mi
Ito. 191711
SDNY_GM_00325150
EFTA_00 197925
EFTA01307191
SUBS
UEIS Financial Services
Private Wealth Management
299 Park ANTAL?.
25th Floor
New York NY 10i71-0002
CHP7c0s6930290210 m 0
Account nattier: GHISLAINE MAXWELL
Friendly account name: lndiv Check/Car
Account number
Your financial Advisor:
Phone.
Resource Management Account
February 2018
Cliestions about your statement?
Value of your account
Cal nur Financial Advisor a the
RMA Resoutceline at 80pRMA.1000,
on January 31($l
on Febualy 28 ft)
account 029023576
Your assets
36,522 63
45,673 53
1fisit nor witbslte:
Your liabilities
0.00
0.00
WNW sancomfinaricialseonces
Items for your attention
. Help protect yourself from fraud and
reaew bank, credit card, and brokerage
statements regularly. Alto. gel your free
credit Now alnually from
www.annuakreditreportccm
Value of your account
$36.522.63
U5,673.53
Tracking the value of your account
Sources of your account growth
during 201$
Vthe of sour ,rcount
Thousands
alyer end 2017
141,94632
Net deposits and
71,6
wthisanais
93.71056
Your mestment return.
43.9
41.9
457
Clam and
interest come
11665
365
fr ommism....
. ....a
Change in
1.9
mortal value
$000
Vaba of your amour,
al hob 211. 20111
$45.673.0
Dec /Obi
Dec 2015
Dec kiln
Dec kin
;an p18
Feb me
Member SIPC
0.70003005a43021r91000I03073 0=3 COM 030579:04 m23576SSOOPOOCO
Page 1 of 6
SDNY_GM_00325151
EFTA 00197926
EFTA01307192
*UBS
Resource Management Account
‘,..brury
Your account balance sheet
Summary of your assets
Value on
February 28a)
Percentage of
your accamt
A
Cash and money balances
45,673 53
100.00%
B
cash alternatives
0. 03
0.00%
C
Equities
003
0.00%
D
Fixed income
ace
0.00%
E
Non-traditional
000
0.00%
F
Commodities
ace
0.00%
G
Other
000
000%
Total assets
Value of your account
145,673.53
S45,673.53
100.00%
Account name:
GleSLAPIE MAXWELL
Friendly account name:
ar
Account number:
Your current asset allocation
A
Eye on the markets
index
S&P S00
Your 15.oncial Advisor:
. cam and money belancesmay include
avaiable cash balances, UBS Bank USA deposit
account UBS FDC inured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual hand
sweep balances. See the important nformadon
about ow statement on the last two pages of
thisstatement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 28, 2018
3-month Treasury bills 1 63%
One-month LIBOR 1.67%
Percentage change
Fatuity 2018
Year to daw
-3.69%
1.83%
-3.69%
1.39%
-450%
0.30%
-0.95%
-2.09%
C*700:0005658030 HP7000183073 00033 0218 03057%04 YI 235765500000GO
►age 2 of 6
SDNY_GM_00325152
EFTA 00197927
EFTA01307193
*UBS
Resource Management Account
February 2018
Change in the value of your account
Opening account value
Deposits, including investments
transferred ri
Withdrawals and fees,
ncluding investments transferred
out
Dividend and interest ncome
dosing account value
Amount an:
FriendlyEwen name-I/14v.
Amount number:
veva., ry 2018 (S)
Year to date IS)
$36,522.63
$41,946.32
13,477 37
21,531 05
4,334.37
.
-17,82049
7.90
16.65
$45,673.53
545,67333
Dividend and interest income earned
rot ouposes oF the stStment, Imatillty or Inkiest eyed stint el Interne has been (*harmed from a US
MI Mall ha Penljt0 ftt Bated coon the tendenCe d the OCCount hpldet ttODunt tsne, a 0100 <t
scent interest ands dri:nnlparnents may era be haled to United Sian (Us) arse Puerto Rico (Pt)
kW< tarts. The (Ilene monthly statecraft is nal intended to be used and tanner be abed µet in for is,
popeses.Clents mould kfer to the 44:0Keitie tax reirahn9 tows they re(elwe ban UBS annualt Such AS
the Penns 1099 at the Cure 480 for to repareng inkernatial tt us the practice of UBS to Ile the
MINIM* tin ripening terns yeah the US inteni Revenue Senn. and PR beauty Deptittment, and in
such terms ateurattly eiscIty clvrana salts interest alai eiarroe or Taub* stout neat µ06U, year
indvdua U innate.
February 2018 (1)
Year to Pate
Tavabk interest
7 90
9.78
Total current year
$7.90
$9.78
Pox year adjustment
0 00
6.87
Total dividend & interest
$7.90
$16.65
Cash activity summary
Ste amount anon* Mu montnIce death liatanset m you sweep opera zit abdudid in the apemen and
accirg baamm eau* FDK Inwranre it On to rarer al VaS Brit USA and at balks pal cipaing in the
UBS FCC Wide" Deposit Pregann n does not acOy to &cosine, UBS AG. sternum laarah a bent
&poets Needthrough the uBS international OePC6n Account welfare PK protectors socks to wont,
rnsket sweep fundWangs to not tank deposit. See Important inforcesbon *batting( .tatentent cn the
L3St Me Pages of the Pouirnere for detail.
February 2018(1)
Year to date CS/
Opening balances
Additions
Deposits and other funds credited
$36,522.63
13,477 37
$41,946.32
21,531 05
Dividend and interest ncome
790
166$
Total additions
SubtractIons
Checks and bill payments
513,48527
-4,334.37
$21,547.70
-17,820.49
Total subtracteons
-54,334.37
-517,820.49
Net cash flow
$9,150.90
dosing balances
$45,673.53
UBS Bank USA Deposit Account APY
tnterest peozd Jan 8 - Feb 6
Opening UBS Bank USA Deposit balance Mn 8
33,727.21
$45,673.53
$37,457 18
Closing UBS Bank USA Deposit balance Feb 6
$45,673.53
Number of days in nterest period
30
Average daily balance
$38,511 05
interest earned
$7.90
Annual percentage yield earned
025%
Your Nmadet Advisor:
ChP7000300SMODYI Nee0001830, 3 00033 0218030575004 M23576550 0000:0
Page 3 of 6
SDNY_GM_00325153
EFTA_00197928
EFTA01307194
UBS
Resource Management Account
February 2018
My Choice Rewards Points from UBS
Account name:
You Iliseacial Advisor:
Friendly account narn
Account number.
Rewashpoints cee reflected as of the 26th of the month a the ;Oa busneot dot it the Hen taco a
weekender:ads/ Rewards paint actrirty drtob urn be found on iww.utoccorronanmentter
February 20I5
Year to dale
Opening balance
dosing balance
7,341
7,341
Your investment objectives:
You have identified the following invesorent oteecowas for this account. I you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achtsor or Branch Manager. You can find a full descriptic
CF the alternative
investment °tie( oyes in important information abouroour statement at the end of this
document
Your retire objective:
Current income & capital appreciation
Your risk profile:
Pnmary • Aggrevve
kweStrnent eligibility ccnederatron • None selected
7,341
7,341
Your account instructions
• Your account cost bases default closirg method is FIFO. Fest In, Fest Out.
CeP7CCCE005658032 !nap' aeon °tow 0218030575004 Y123576%0 COD=
Pogo 4 of 6
S0NY_GM_00325154
EFI'A_00197929
EFTA01307195
istUBS
Resource Management Account
February 2018
Your assets
Account name:
Friendly account name: Indio Checkkar
Account number.
Some Precl. .eXOtt allCartel values shown may be toorcoirnalt Asa resat goos and losses may ml
te xturaely reflected See Importers sloimafron Musts's, 'totems?' S the end of ths document for
rice oloareeion
Cash
Cash and money balances
Con and /sooty bane.: may .nctick avatare case balances. UBS Bank USA wont account Waxes,
UBS F CcC Insured RoganSank Marko, UBS AG Stamford Branch dessoel account Waxers and nrcney
irtakel nUua lund sweep botaxes.
et the m portant olonnavon alxkuovur dattv•ent at the end on thiS Women, foe detals about hasp
Wanes.
Hoeing
Vow total assets
Csamng °flax.
on Feb 1 (1)
Cluny Maine
co lib 28 (11
36,522.63
45,673 53
'Mut on Feb 28 (9
Year Foam:id Advisor:
SC TT T
CIA
se F CA MR
1/135 &Mk USA ald all OBSFDIC Mittel FrOgtM Stink deppit &toot btlifitt Me Inivied by I he FDIC WIN.,
au:citable I mts, but are not prattled Cy UPC UBS AG Stamtrd Branch deposit account balances ale not inured
by FOIC led are not protected M 9FC Morey market song balances ace prolanted by SfrC ten ase noninsuredtry
the FIX
111(t per shale
Astra?
Dmicleact Interest
D
en
on Feb 29
rat
Polod
NOM
Cyp smolt TN
250)000.00
Percentage d
Cost
Blimatecl
Unrealized
you' account
basis (SI
armlet Income (SI
wino( loss (S)
cash
Total
$45,673.53
100.00%
$45.673.53
Cash and money balances
45,67353
10000%
45.673.53
Account activity this month
Dale
Minty
Deraphon
Amount 10
Deposits and other feeds aedited
Feb 1
Transfer
FM YI 23575 0100
I 3A77 37
Total deposits and other funds credited
513A77.37
Crate
Atlillty
an( rtphort
Amount IS)
Dividend and interest income
Takeo!, 'fleeted
Feb 7
ntorost
UBS BANK USA DEPOSIT ACCOUNT AS OF 0306116
7.90
Total taxable interest
Total dividend and interest income
Dde
Aaiiity
Feb 5
Wthdrawal
ACH WITHDRAWAL UN(7 ECHEALDIONE
65579
-
67.90
37.90
Amount IS/
Sill payments
convnued nerr page
0.79028009l60203 IfF7000I ER073 00033 CRIB 03057504 YI 23576550 °COCO)
Page S of 6
SDNY_GM_00325155
EFTA_00197930
EFTA01307196
UBS
Resource Management Account
February 2018
Account name:
CHSLANE MAXWELL
Friendly account narniiilia.
Account number.
Your limeade. Advisor:
Account activity this month (Continued)
Ozte
AdInty
Cesoption
amount IS)
till payments
Feb 5
Withdrawal
-3)635 64
Feb 5
Wthdrawal
-3994
Total bill payments
44.33137
Card Items for your Attentke:
The new UBS visa infinite credit cad is here, packed wth esdusue easel benefits, more rewards and more of what you love, incluarg 'needed:roan y personalized 'cwt. Al
Stsrevngy cldTI in metal Wit ubsccwartanfnite Cred US at 999762.1232 »lean mire
:amen" Payment Out
Parent Due Oat
Ciedt In.
Avalabk Craft Line
Dublin:kg Bdance
UBS Viso credit wolfs)
payment information
10.00
335.00000
135.000 CO
$0.00
This credt cad Is <marvel
UBS Pa/Cecil Cad Teague and vAl automatuaty te pad ken yam mare your payment n schectised
lot mane 70, 70113
We Blonde Ind entcematen en your UBS Visa cads care sckly as ace/Mew lo you ie UBS Na ovdt card and mourn are Issuedby UBS Bank
USA UBS Bark USA Send, you the OtIK‘al daemon, TOT th6ECCOvni and pu Shaid mot your >amen acednote their instrudien,
~cis not old ydl your cctstasdng creels cad Dance in the haw de year account wth UBS Manna Sarum ut
0-ite
ACtMty
Oewrimen
*merit IS)
Money balance activities
Jan 31
Balance forward
S36322.63
Feb 2
Deposit
U85 BANK USA DEPOSIT ACCOUNT
13,477 37
Feb 6
Withdrawal
U85 DANK USA DEPOSIT ACCOUNT AS OF 0210918
•4,33437
Feb 7
Depose
UBS BANK USA DEPOSIT ACCOUNT AS OF 02106018
7.90
Feb 28
Closing UBS Bank USA Deposit Account
$45.67333
Ire UBS Sant USA cepoat Account n mamma/ ~en action
0.70008005659D3A Nn0G0188073 00X0 ce e ceonsoo.
23snsso C0300)
Page 6 of 6
End of statement for account number VI 23576 SS
SDNY_GM_00325156
EFTA_00197931
EFTA01307197
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen re conforn av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr totoplatt or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard accart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to regulr non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fut) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
«tosis «UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
Nedi. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the blotes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&sura koan-non' bön,
Ltur. ur realest benet in te bit apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel <(alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (onralll CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke
*arid On> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet 5ed panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pbaso neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
Priandly nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNYGM_00325157
EFTA 019793?
EFTA01307198
Important information about your statement (CObtlatutd)
Lena, Womeation
detailed intarnahon en the Fnys Itendro practices
rid dadoosn, refer t0 you Cleft I1/44.nci-chp
Agnerrat a Account Areemert and the General
lams ard Cordhan LES Pair-NM el <red* enrat
ra4.tle in Agn, ..nt: and Dedarres at
shy,
et,m/areismirrAgehruin
Tar sett
Yea galavant Popes pewees and other esel< Mb
n nee .15(0‘rd d th5 fra, d tht Kfflemtfil PIK.00 Y0.1
may al
deS•ory d full/ paid sec...4,1sta-, Erne
Your"), went ~met used as loan collateral attar
parng any balanceOxon:hem Anir woven
Pandered tone awn dsng the slatement prod are
load at motet value's°. the end oe the wear,
pored
• Con baii• YrMmming Macon bass oft*
~Mr included el no In
, *here M[Ø
wits the nuerttr ' I ,• 1.18S Instal5e~ hareled
Sonnaben &lined bon wort*, oner than US'S
annul Senrces. exkdro ~Meter Imes anode<
Inn or Out you mar have fronded to you Financial
Mart The Fern donna ndeprobawly Soll ya
~awn the martyrs valdy
et
ty
mation
~city
~on otha than LES Pewees Sams.
In addict although UM grata Senecas wen*,
Leadates or rikneue on n ce(0.44 the ken
does na trowle any assurances that the SaMaICK
under' Coll bass* and • Urreaked (*Ito's'
mode at el the dated
th eakedwet,
sumarnere. As aBh,
please ¬ rebi onna rianuton map
wahine a sale Orono, la tai pAptatI
~rat
Accounts brokered tote inn mar
rak.-t garilass Sanwa, only fa lee prod of
tine they re
ref"
More hroncal
Plormatai can be added by you ~rot Admot
• Unrealised eallingliama ranen data is ardelabb,
ennVed ...Peaked ounarlostes
cakulabadk<
nivclualiAcktrybis Taurean". daa for
eld~ leta
a
nOI MI5« ~me, Kra
chars ania >runty moots-axial **Me
Oirdend and other aen witrfenl lob and warns<
can!~ ist area heartened WOW-a/re
~wed lot The • Trade date <casnn present the
agnri In
bade dale
• Callable ~thin Bonds rd preened stock that
the 1152~ oils for city medleccemoen wil be onde
frpi"
by la Iran ":(19 ad apesena that
59K.
held
n our name ot n none.» name la N
dame Cal leave ~finnan obtanKlkom be
‘`,1,55•5$
555.5"( nol cummiteed p
leans may eat Miler coral site yield, umpire
Mammas., ad be prondeed Øreduen.
• Certircates of ~pit (mai Cos are Øreved
Les to 1250,000 n pinroal and moved merest pa
deposers and pa &Boston. ~Orlon ei xorscbrte
wit, MC rubs
• ~value AKI5 6,515,54 la swan rid odm<
Products maybe
h45e
om Iwo than the price that
ye., would aflualif rat* core ~Mt Prat are
«shined I rat nears Ord pry tastes which we
brawd to be relabb, dul we do not gummier Ow
accuracy
-We gamp uMfhe acting rake nhen
le a
lab
the mew. ol the be and ad. pekes tor Stied
~its
and options a only t.dp,Kci la OTC
mutes.
- Lam ',Iowa/ traded 'nukes new be priced ten; a
valt4505. ~CM a tie mod NOW* fete we
obtained and may not tact and marks pent
a oboe
- Caftan PoPbrit may >Pp« *Waal a rue re
wipe tow en 'price rem not saitabB' Fes are
usable to obtain a price for a waxily.
- Deposes a seortits ~led
ei outran
on, thr US dollars are rellated st the «brye
rate as of the statement date
- fa certain ravtet trade.) r, napirorif awing
denominatte, prp ard quart" lime vala> my
haw been /pushed to twits,* awe 'abater.
to <bean arum notwen', when watt*, tonen
you financial Ademer
• Private investments and struteared predueb.
ervde trosaven Invites (nØ
deed
pantad nee poor . rid real *Wee nel~et enet
spurge) and stitclutd Indicts me gene,* hold/
dØ. Carman structured prodmis fuse rot been
regnueed wth the Sea/1.5 and tethage
Cannata:era tide( try flate cacurit.a lam We
prowl* °anted vams fa angle ~map
'rah
and ~red podacts fa alternations,
OuPoles *Mr A«uraey n nod guaranteed
- These vela, may dal« si-bstrintidb Iron taes, 4
any, at Mich apewen ~anent ~say a
Primped pro&t spy be~
or sold and do
not meal-rte. roveren the wan you my/ rest,..
holtare Steam.
- Ted parry runs« or vatn razor auran
date aid are supped so UBS Fn rcul Saran on a
regular bast by an ntlwardin eats:ion fern
- mum, general prier cr sponsor estimated wain
d ery, me wasted to fefim by the rekar.
SonalliMeoW a SNOW aid may be taktiaTed
tasdM deleran nIcan‘ e nn Iran That gad by
thrd panes to dares net storred weirs
- You can obtain ad3torial nkmuter regardna
to nwerodolog. teed to &tem..» to wawa of
valve and the One of re rAcKINKKK that 5 the
basis Ir the sama* by canon; you F nroul
Admor
- mad party sunned vaan may be reelected as
'hhe aped' in sera, muttons seen an
rdel155655 vaktatrYi leme rot
o
'ruble to imam a
vit
when we become rare
that å material rent has ccoseed fat mar calla
~reward
vald hie panion, or »ten a
value maid be Nghk5pKulatn• *a 10 the rerun
of the >runty
When nor« an karic, gonad partner or qxnsor
«muted vibe rev a terdparyenbed 'tali*
Pmedect she ealse of tee wore& sefl bed.' Pad
Ø
ts resolute Daa
- 'Distriatt an to date may <d ude ratan of
capital, ixane or bath
-'Origami unt ute Monet the newt oaring
fete per gaulend myna reflect pu, ant 15.935
▪ CH »dunned PLEB secure*. are net etteder a
woodyWonet 5rotran.)5 and arro vnally/
arklad rclewn d they or be sold the pipe
.akse
gnat be less than the per share «touted
eke crowded nthe accost statement
• Beeped morities Relatedse:~ general/
are rot prat br eaglab la pub k ule. UBS4runcial
Sense as uses the main price ei the ~wrier:IPak
of la tire* ioner at n imputed whelp< the
resirned pod for wrests oe exa nilese et Oak To
the ',ire Out restoted warden are Nubb kr sale
ter vale reamed May be 5241Kntiolly Ins ~re
nailed vaka *awn
• hi Bratinstet. intileleilh *anent yield. andMoe.
An cmos read mane is bated on current
dwelled rid men« rates, amino no ~rte. wit
be held fa or* yea from statement date a tel
-Enenotelles num.e n on ‘r a paint wormy
t wane are not guaranteed
ed anneal name and currant yield la
<elan ewes of seashin could include &Paten ol
Fnxime 44 <MOW
n wkeds urethane
mOrre
Orwell pelo) would be trealtaltd.
- Est:Ivied arrest some wi anent yield rid Ow
actual incense and yield mart be bar a Woe
Pundit estmakd smarts
- An *siennaal :naked ricer. klerdird ado
enured) daded by tA•cianwn mat et
~awes» balm«. re baud oath. Ian dintlend
a ~Kt parent madebin* »Jar and
non. she WUrBel/POOSO MI be bta fare
yea flan tie stal~ date
unhl matey.
Acaracy
ortnuid /*id re not perked
• Assets ~load byUKFinancial Services Cavan
assets re no,, held by the inn and not niter the
f inn's possess:as« ocrWol These assets are
deployed on you summers for rdormitona
papaws only. Boston; and vales presented an
pronclad by les floa; han UBS Era uer Senecas is
not regatta. lee Ors Mammon and don noe
gunners its >miry Rine ants art rol weeded
by SPCA the f ors 1~Ntal SaC coverage
. Revenue sharing and addkicaal ,.pandit
- h *air to commas-arson Ian ad 12b I fees
moved ornata' wth the dartAton of mytery
tends loos clients we seder as Abase were
awns Shang parents ban cktribldOrS ada
adios of the casual fen« Tat we all These
masts are based en two deferent tarnenems (a
Ow roux of sales by UBS 451 a WM.1/I MALI
fund Isv y to our chants, and Ga the avse also( a
Barltv‘r nidllaBknd larnYS Shan held al the
- We ardor alt la also rcce.se most eg arid
°maybes orationsIr . n coma, "on la order
aangeenrosm sawn that ~pen& to the mutual hard,
Two lees grimily re pad Irons manor assets ei
the mesa fund ache a freed dollar want bawd
C45 es. nab« et .405utill X KW OIC*15.0.114,
tldn0 ~WINN'S of tha lend farnty
- In addaian to tons-newt monied nornedion
win the sat! a darbution of weary wrath ard
sist mestneen1 nok ;set tow clan. we ardor
in aflame ranee resent Ilsang pecans* on
forn may ei the <tune <emote« ~song
tee annoy «mach, affiliates of the Connor
eanlsanne or egoroon of CO um res :ment alma
we decrepit*
es ~hoe to ccenremars mated from the
t:troluse andsale of bleinhines Vide, we anda os
Maude recei.e n asseetused peeve shwa;
parent from t*dShres dint:U.7s. as well at
ftrdn9ka IHI'nok* de~rent. tram, and
fettal»n
- Our all lines also receive traing commeakm rd
cars cenvertaton from mutual fuels and hvalos
companies Meow 5,0:451s we ddrtule
- We recent r accrual lee from LES Bair USA rid
1.85 AG Surrfad bertha se to 125 pee worn
swerving so the tweil surd.< the lØ5 Bra Smut
horn,
Attivity
hformation regadn; ornmosou and aha (hags
marred ir corned an with Me ettion of trade:,
:W.A.'s WOW breatom KA been eluded on
Carbrmlba5 perneteV funded to you, rd enn be
Presided to you acntOtt/ rin"
Shen selling
t ycv are •rigigtd n short sang a wctray. yes may
nut a O'er 6» to «nail bonowna Costs for rut
priaalm septa,
Open orders
PaSsmcfna open or • pcod 151<anceled* 053K5
were nal nearedby the promo, daie, open buy and
sel slop aden re reduced by the amorf of chic/web
angles on nesthyclencls or ex ors dale unless
nilruCtid Ot5inviSt by you You VP respentla* Ice
ceders that re ~filled due to you false t0 Pixel
awning con ada,
To
To Wan My Of Os ant Chant Prate tytte,
545, 15 <COW Mg [vernalAP." es vet ns welmte
a ret ,
eed~wo, „
- Les f conceal Seenees nal abera. The R/All, Sume»
Sank« Account BSA wed Otte are Lucerne
accountsv.41th preside acOns to baring ~Os rd
pocLos teCuiptrintimns wit. timed ban,.
»donor nrcipury brit and provides access to
',stance and annuity g<0.14A1C M049 ty
~dourly relate «morn ltrouB•iristrance
agent' velaspbanes of ILBS f hancial Straksark.
- Ineesnesmit, ~axe. Ind snury products
-
ICC
nstatif • Ho buen guaotte. May lose vale
- RUA Raterace Management Account Busk«
551,KnAccounl BSA, Pda and narrater...lamina
Mansament Aware terrines-ad wipe marks of
165 Fropial Sawn he
- VISA K afigm50001,04enak *mud by Yu
enema~ Swap Aratitur and used vota
lame The WSW., Credit cads.d the LES Visa
debt cads re issued by LES BellUSA web
per/Moon from Yea U A ate waled Al other
Pad:mats, termed tekkmarks. sane marls ard
regmeted wen* marks am of nee resort...a
companies
FitantimISevitee Inc
Rev 201711
SDNY_G M_00325158
EFTA_00 197933
EFTA01307199
SUBS
UBS Financial Senores M.
Prate Wealth Management
299 Park Avenue
25th Floor
New York NY 10I71-COD7
CNe7CC65.72141 0318 xi net 0
Account name: .1-II5LAINE MAXWELL
Friendly account DAME Indio ChOCkiCar
Account number.
Your 15 naodel Advisor.
SCOTT l'ArM04
.
r.I.ARI
Phcne
Resource Management Account
March 2018
GHISLA1NE MAXWELL
Questions about your statement?
Value of your account
Carl your financial Advisor or the
RMA ReSotuDrUne at 800-RMA-1000,
on February 28 t51
on March 29(11
account 029023576
YOU' assets
45,673 53
41,441 47
Wsit our website:
Your liabilities
0.00
0.00
www. tbscorNinanciakannces
Items for your attention
. Help protect yourserf from I rad and
renew bank, credit card, and brokerage
statements regularly. Also. get your free
credit ropct annually from
www.annuakreditreporeccen
Value of your account
545473.53
$41441.47
Tracking the value of your account
Thousands
716
439
41.9
457
al
4
1.9
Dec 2014
Dec 2015
Dec 2016
Dec 2017
Feb iole
my :vs
Sources of your account growth
timing 2019
VS
of >'ow xcou at
alyez end 2017
541,94632
Net der:outsand
nothdrarvalt
Your MAIMMentietuM:
Dinsted and
interest income
12536
Change in
martinvalue
$000
Value of year scone
Mar 29 2019
$,11.441A7
353021
Member 51K
0.70003036982i4t Nr700031027600O3.3 00 B03057DC04 Yr 23576550 11100t0
Page 1 of 6
SDNY_GM_00325159
EFTA_00197934
EFTA01307200
SUBS
Resource Management Account
March 201E
Your account balance sheet
Summary of your assets
Valueon
March 29 (1)
Percentage or
your acccuu
A
Cash and money balances
41,441.47
100.00%
B
Cab alternatives
000
0.00%
C
Equities
0C0
000%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account none:
CtISLAIIE MAXWELL
Friendly account name: Inch, Checligar
Account number.
Total assets
Value of your account
0.00%
541,441.47
10040%
$41,441.47
Your current asset allocation
A
Eye on the markets
Your Amanda' Adviser -
SCOTT STAG. MAntuill CASPIEL
• cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC waved Deposit Program Bank
accounts. IRS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances. See the lmpottent mformetion
about ow statement on the last two pages of
th is statement for detail about those balances.
Index
Percentage change
March 2018
Year to date
S&P 500
-2.54%
-0.76%
Russell 3000
-2.01%
-0.64%
MSC - Europe, Australia & Far East
-1.87%
-1.58%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 29, 2018
3-month Treasury bills 1.63%
One-month LIBOR 1.88%
0.64%
-1.46%
04,70008006562142 ninT000310276000CG QM 03057%04 Yr 235765501000GO
Page 2 of 6
SDNY_GM_00325180
EFFA_00197935
EFTA01307201
Resource Management Account
UBS
March 2018
Change in the value of your account
Opening account value
Deposits, including investments
transferred n
WrIhdranials and fees,
nck4ing investments transferred
out
Dividend and interest income
dosing account value
Account narne:
friendly account name:Mtn
RIC r
Account number:
March 2018 (SI
Year to date IS)
$45,673.53
$41,946.32
4,326.47
25,857 52
-8,567.24
-26,387.73
8.71
25.36
$41.441.47
541,441.47
Dividend and interest income earned
for out0SeS a th5 SURettrit lanibIlly of melts( terdChiCItnil irKOtne has been delenrmed fran a US
is. null"; Pernate Baled tatOn the residence of the a<ourd hada acount !pp,. or pntrant type,
scent interest antra driatnd ',anent may net be Want to United Slates (Us) ander Pueno Rico (PR)
Oxcart tact The Oka monthly natant is on blended to be used awl canna be reled tpal fa lac
tonnes. Clans then Pelt, to the all Kite tar reslOcting Iona they 'trek fmm UPS erintialy.suCh as
the room 1099 at the Fan 488 for tai reporting informatico his the practice of UPS to fie tat
applicaCke to ttpOrtiog form nth the US interns Relent* Senice ascl PR loamy Department, xeci in
Sorbian a(Curatery flinry &near/oda intern a lair tare° Or facade 'care neat (Mtn yeti,
indydual tar prepare.
March 2018 al
Year to elate IS)
UBS Bank USA Deposit Account APY
Tayabb interest
8 71
1849
tnterest perrod Feb 7 - Mar 6
Total current year
$8.71
$18.49
Opening UBS Bank USA Deposit balance Feb 7
145,673 53
Pr or year adjustment
000
687
Closing UBS Bank USA Depose balance Mar 6
141,441 47
Total dividend & interest
$8.71
$2536
Number of days in nterest period
28
Average daily balance
145,834 17
interest earned
18.71
Annual percentage yield earned
025%
Cash activity summary
See Account acveiry
montntu enact Raman in your Son, Opoorc se actuate in the earring and
clang Manes tam FISK 'nuance attibn tocbposit a UPS Berl. USA and al balks pairipaiing in the
UBS FOC Vare0 Dif)OSII Prellarn. 1100es not acety 10 deposes al UBS AG. starnioici erath Of bank
&petit pitted through the UPS Inletnall0fla OepOP1 Account Decigram. SPC protean °Mtn to rroney
rani twerp fundFacings tol not tank deposit. See hnportam infornbon about your statement on the
tin temMRSof tat aKurnent for detail
March 20101$1
Year to date fit
Opening balances
Additions
Deposits and other funds credited
$45,673.53
4,32647
$41,946.32
25,857 52
Dividend and interest ncome
8.71
25 36
Total additions
$4,335.18
$25,882.88
Subtractc,ns
Checks and bill payments
-8,567.24
-26,387.73
Total subtracteons
-$8,567.24
-$26,387.73
Net cash flow
-$4,232.06
-$504.85
Closing balances
$41,441.47
$41,441.47
Your Rwanda Advisor:
ChP700X0C6S92143 HP100031021600033 COI 8 030575C04 Y12357655019%0)
Page 3 of 6
SDNY_GM_00325161
EFTA_00197936
EFTA01307202
taUBS
Resource Management Account
March 2018
My Choice Rewards Points from UBS
Account name:
friendly account name' Indiv CheclilCar
Account number
Rewards points we reflected at of the 26th al the mambo the deice busmen def if the 26th fd ort
weetenetoldty. Rewords point actlify dethall Uri be found on wow.utocco/OneeMeritet
Mtech 20I8
Year to dale
Opening balance
dosing balance
7,341
7,341
Your investment objectives:
You have dentdied the following investment objecoms for this account f you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Acknor or Branch Manager YOU can find a full description of the alternative
nwstment objectives in Important inkrmation about your statement at the end of this
document.
Your were objective:
Current income & capital appreciation
Your risk profile:
Pnmary • Aggrezive
nvestment etigbihty consderabon • None selected
7,341
7,341
Your account instructions
• Your account cost bases default closing method is AFO, First In, Fest Out.
Your limeade' Advisor:
CePfCCCIB006592I 44 NP7013031027600X0 0318 030575004 Y123576$SQ IC000D
Page 4 of 6
SDNY_GM_00325162
EFTA_00197937
EFTA01307203
SUBS
Resource Management Account
M8rrh 2018
Your assets
Account name:
GHSLAWE MAXWELL
Handly &vaunt name- Indo Check/Car
Account number:
Sono Prscs, 4Xarrt and Cartel oakt$ thOnsn May be CPCntoinVilt• As
gam at losses ccocr not
be awietelo reflected see important Aformalton madivue statement dine end Attis &turner' for
Inca pnIcamlion
Cash
Cash and money balances
Gun and nosy fiance, may on<luOt avalase (ash balanCist. ue5 Bare USA appaut account beak's.
ups CPC insured noganeank Waxes. uBS AG Stamford Bunch deposit accourt Waxes and money
mates rUua load swetp Wanes
See the htsporrant otomisoon Sotoor SteteAtnt at the end ce this dockenem foi dials about nose
balances.
Hoeing
U8S BAN,: USA UP ACCT
Your total assets
Your flitaadal Advisor:
085 twit USA anal U BS FIX Ilitured nog/meant ckpout sewn taints at 'fluted bythe FOK Silts
apyllable Pmts. tut are not rtatCled by WC uES AG StamSord Blanch derail account baYKI1 ar nOt axulN
by IOC and se not protected by 9PC Money market Step Wen( et ale protected by SOIC Oa at rot insured Op
the roc
Openeg tidance
Closing tidence
once per shalt
Ave cask
Disidenct 'Mont
Days in
On Mar I SP
on mat 291$)
co Ma 29(0
set
period
period
Cgs amount (S)
45,673 53
41,441 47
250)320.00
Percentage el
Cost
Estimated
Umenized
Ohre on Mar 291S)
your attain
DNS (II
snub infant (SI
Ono, los5(S)
Cash
Total
Cash and money balances
41A41.47
100.0014
41,44147
Account activity this month
Oat
*Clay
Description
S41,441.47
100.00%
541.441A7
Amount It)
Deposits and other feeds credited
My 1
Transfer
FM Y1 23575 0100
4326 47
Total deposits and other funds credited
14.32647
Oat
&Misty
Cete.slphon
ismOunt If)
Dividend and i nearest iacome
Taiaate intros!
Mar 7
Mtarest
U8S BANK USA DEPOSIT ACCOUNT AS OF 030918
8 71
Total taxable interest
Total dividend and interest income
tar
a;mry
n
MeyS
Wthdrawal
3994
-
58.71
$8.71
Atnouct
Sill payments
continued nor pago
OP70003026$82i4S ra7000310276 0CW CO 1 8 030575COI Y123576550 I COCCO
page 5 of 6
SDNY_GM_00325163
EFTA_00197938
EFTA01307204
Et UBS
Resource Management Account
March 2018
Account activity this month (continued)
Otte
Mikity
Bill payments (continued)
Account name:
friendly account name- , I
Account number.
MIMI
Your lineocial Advisor:
CostOploon
amount (S)
Mar 5
Wthdrawal
Mors
Wthdrawal
Total bill payments
48,567.24
458 79
4,86851
Card Items for your Attention:
the new U85 Visa infinite credit cad is here, packed wteudusire trawl tenefils, more rewards rid more of what you low, incluirn; e4UaordInanM personalized senice. Al
semen* (led in metal VISO ubs«rtirisanfinite a call Nat 688-762-I232 to learn more
mnarnisn Parment Doe
naymm Due axe
Creak the
sealable C teat tine
Outstanding cannot
UBS Viso credit caidls/
payment in formation
S0.00
135.000.00
135,C00
10.00
This croft cadls<ndredn UBS ref ciedt Cold Nat we ens vAl automaticity or pad Irony:co account Your payment is unedited
lot ApI 20, 2011
We mode Ihi,ntdnnaron on your Wit %Matadi cards eddy as a cconesy toy= Ire UBS %neon:it cad and acorn are 'meal ty uBS Bank
USA UBS Bark USA seta you Me ottool nmement lor thlt account and you 'Acrid male your catmint &comingto0mM instructions
wo do nor ma ode your aturidng twit card dance in me vat* d yw account ,with UBS finanos Sources Irc
Date
Aftnity
Deuspaut
repent Is)
Money balance activities
Nb 2*
lance forward
145.473.53
Mar 2
Deposit
U85 BANK USA DEPOSIT ACCOUNT
432647
Marti
Withdrawal
UBS BANK USA DEPOSIT ACCCAMIT AS OF 03:0918
-8.56724
Mar 7
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS Ca 03106)18
8.71
Mar 29
Closing U.S lank USA Deposit Account
$41.441.47
the LISS Sank USA Copast Account n your Prialr moven canon
CW700760C6592I46NP70003I027600X0 021 B 030525004 M3576%010000)
Page 6 of 6
End of statement for accotrit number Y I 23576 SS
SDNY_GM_00325164
EF1'A_00197939
EFTA01307205
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur.
t realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRI *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNYGM_00325165
EFTA _00197940
EFTA01307206
Important information about your statement (COntlalutel)
Landing blemation
dchsibd infarnabon co the Fm's lenckg peadkes
ad dodo's" ake to you Clone Bastonsho
Agrees** ce Assort &roamers and the General
'Fenn; rd Con:Enos LES St aterreol et Credit Priors
eivalebb nAgreements and Oigkoures a
yo.,» g At enevaeearffinitet~
Yew assets
Year garners keteles buret and other assets held
n the taste al the end of the Bremen penal You
bar ra. Ice *hay of hay pad scorer x ay Erne
You may:~ ~Jet used as loanrang pilaf
peon any balance Are on them Any tearer
eawfred to teerren dreg the slatenent bawd are
trod at mart value as of the end oe the eremem
pared
• Con baska ra crembeig the son basis ate
wad« included es Ind galmem *ewe blreed
watt the kerb. 'I " LOS staatse Seven has rekel
nfonmaben Obi; ned bar »totes de,“ than LOS
a:uncut Sawn mludrig nkinnenal Imes armhl
lens or eh, you rney have vended to yea Trnerinal
Actiear. The Fern does noi eidependawly venly a
guars* the xaracy
vaddey of re of amiton
Poncladty bran otha than UBS ~cal Sarre
In addecn although LOS grata Saner, gam*
~es hamtwen as it is /0(0.4d, the ken
don rMaodeany aswrat« dut the nleneubn
Lbw 'Coll bass' rid • Ur raked (orlon' es
accurate as el Pedatea the suternert As zeel,
Mae da not fey on tie rdatnabon so make
toean v we bran,
t
purposes a
othennet Accounts bartered tote inn row
rolkey garikos germane, only la Pepawl cd
tent they ate held at eefm More helmral
enonnaecn cant» ailed by you' gnaw ei Amble
• Urrelind raingikers Mrs dataas
erenaad smoked tribute re cakulatedke
oducluel wary bis Ene transacts. datala
endrial lof may or may not rel Iml <arbor&
chars ardor smunly reorgrzair nenb,
Dividend and abet renal:rent lots and *Whit<
CAOCKPIC lolt se e.th ambled to MAI/ as.
earned lol The 'Tradedate' <ran anemiaOw
sera assume trade dale
• Cabbie 'enables Bonds ri d v a
oe lhat
tM mule <ah for any redenotion wilt* eared
erobully by Iv Iron among al temiles of this
maneb* out name °enflame.» name Ice thr
Clean Cal leave rampen dared from bed
pihos and es away es not 'batted dh.zen
lebres rny
wh
cculd on re >Wad conks.
normact nil
ch
be promoeedLoonrequest
• Ciabbates of Mork (0)8 Ces ate ECK enured
Wto 52%000 es principal and awed retest pa
depcnta and per dap:atom anthilat n xcacbme
neat [DC nabs
• Peke/value ken bsplead la utortits and ode
~acts may be high« OF be than the since rat
so would actualb are» be metre Peen re
(beard hens mean Led poly sores ebb at
tat~ to be rolabc, but we do not BILIMaYMO bar
accuracy
- We oerco b use be dosing take when amiable or
the mare Nebo and ad. vices toe hied
mosaics red optical or only hd pieces Ice OTC
marties,
- Less artfloal traded Horses nv/be posed usrg a
valuator modela Perron recent ace we
Waned and may nog reflect in nil market per
a rain
- Caftan POVIcen may ~ex rah:raper rid
fa bow et 'take was not ~lobe' aales.
triable to obtain a per fore most.
DeDO4f a Waft, Ct~l/ltd n sureties
eta than US *dram ebbed at the achinge
rate as ce the slater* date
- fa carter wars vane ihnten<OtiOrMeh9
dencennanah per rd quartly gam aalre> may
haw been /Busied to f bleb pecan vakaticn.
To steam horn quounans, than abet*, contact
Yea Financial &Mince
• Private invest/neat end strerareOpreduste.
?mate bestrewn, seaters (extelny deed
IaltµN COpogrom and real rose noti~ ,net
scores) and natred vociacts are goner* hoed/
Algid. Cban struchnd ~xis hoe not been
ragnueod wth the Seater and Easye
commas:eta war we rune gecarces lam We
pond. °Meow' meant*: senate nontmon
»wren ard ~trod orakats la recernal
pappot calf A«teacy :snot guaranteed
- These mars may Odle hinter^ Iran pees,
any, a *bib a prim* ~rent storey se
structuredproduct may beboor a sold and do
not naa1-341 minx« the wan yr., may reeve
teul Squntsco.
- shed party runs« of vaLe tea& a roan
date ref are honked so UBS nano' Sarces on a
regie base by an nelberdors valanon tern
- hob, great pnne« sponsor alai*, waits,
d Irg, are hooreed to e alien by the asoor.
gonna, Perim a spon« and may be sauteed
Nadir «lard Simmer km that bed by
eked panes to dent iher nee:toed odum
- You can obtain >Memel nkanaton tegardng
te fineriOCIO1Ogy tand to Oxtm•no the «tour. et
raw ad the date of ew ~nano that is the
basis ',atheneumby roaring pas annul
Adnus
- Thad pot, estmated vakes maybe nrIbeed
lb pad' naaire lemons wean*
«dependent vakaelon Inn/ rot suppled a n
amble to anon a vat ...hen we become ne
~ameba" ewe has «weed fiat may calla
preenby nomad vals Eno pers bon, a »hen a
value notid be make spaadat
de to the mum
ol the '<coney
Whennot« an near, genera panne< or bens«
emoted vale CC< a tbdtarty lambed vela
olds. lie value of the *Cab Mlle «lair
acne b
per
- 'Gent« os to date' my actor mean of
capita, rant a bath
-
unit see reverses the r? daring
Price
per ins and mar ma reelect >cut ant bate
▪ COP and vented MT secants aa not lewd~ a
natorol WU/ Re% ~rant and are remay
dkp.KI ad men 1 they can be soli the ace
maned they be ass than the pet share ntautrl
vale provided re the accost statement
• Restricted vetmier banded sorbs general/
ae me one« br MO* la pub k sae. UBS financial
Seers be; Mt imam price el the ~redid ACM
of te Salt 4~ «n imputed aloe la IN
stodc forpurposed of rho statenent oak. To
Uw mere that Fantail latlittf are «tube kr sak
the vak: eared flip be %Vern* lets than the
graded value Poem
• be. betinwitak inseam meant yields andante
An tinatol true man: is bated on current
dniderd and newer feet, mono re burn« wil
be held la one yea kon statement date ce pene
11.n enenale anb a goblet. 'mere
awl torqued
anal1
ama aan guaranteed
- Crenated rr
near and current yield la
<ban twe
tali g
e-rim could include amain ol
areal a opiklare is with earthen!
intern"? Ord (~40 MIS would be C.<014120.
Estimated mad income awl <anent yield end te
actual raw ad yield nett be bona regal
than the belated bores
- An miens, ol a-nokod ent
rice
mono) daded ty
«event mart
vakatinarra balance 4 band on the Lan diedind
a maw payment made by the bun and
»vanes
secant
ad be bed la re
yea from tie stal~ Me untilmany,
Acaracy awl «ex hued yield se not reented
• Meets nee held by UK Financial Services Catan
asas ye rot held by re gem and rim wires the
Imís paaai:OOF <atol That asses lie
dopbard On >VS summer< for etormatonaa
pupates ray. Potten, and vales presented ar•
provided by tM*wegtarn UBS hamui Strewn
not resprebbe let Ors Mammon addoesnot
~anti* its waxy. Ilbe assets av rot praectsd
by SPCA the fads straemental 5PC coverage
• Rwanda baring end Maimed _...Si
- In adigian to connesken so sales rd 12b.1 km
maned es connedco wth the deeldon of ~Loa
hods to Cu' clients we sweet oa MHO» ark
raven» rang paynenis han CktTibldea ardor
admen a the maual ha* that va all These
morn ae based on two dtkont "meitram
the ~cassias by UB Sot a patella MAW.
Ned fray to oil Oats, and 0 ihe asset vale of a
patentar "VhABTand TanYS Shan had al Pe
km
- We ardor all hok also arse net worle and
ants person lees in consarairs for tiander
sauces that ~peo* to the marl herds
Tice lee. grimily re pad Iron manor won n
Me maw' fund ad re a hod dab ~oars bawd
on Ma rove« ot accounts at oha beclahrkider
exedra nodal boas al that had arty
• In antiut tooneness:an rectind nccennlion
wits be salt a diarbution of bogy treads and
tat rest:m.1ln» ant tow elm°. see ardor
05 Able r«ewe moeere barg amcensetnn
from "rya the return* compere ~wane
treaty rowan, *tutte a the maan,
anYana af portat a to ,ni investment ante
re distribute
et adder* to seeming's:a reamed Iranthe
pachase and sak of beinNen labs we ands« CV
steel. ',lei..
asseedaesed reVen.le bang
parser han eardShres dintuecn. as well as
bring kir ledS
de...tweet trainee and
..waan
- Our álf hoes the receive traing csmbesions xd
ot cobweb:4 ben mabal hawk and raap
conories vbs. predict, we Mtn.
- We were an arnual toe from LOS Ba* USA ad
LOS AG Stathat &awn a to to 525 per acorn
trepan to the banks undo the LES One Sew?
Soy,"
Abvity
kformation regadn; sannsissons and other chages
barred in ccenachan Mm thil Oa0JtOrk of Val,
intkodag OXI:nbiltabOa has ban included on
alliFratian penctiskr towered to you. rid ven IN
podded to yea voniOr oet~
Short SIN
you ae engaged in that sang aalt. you may
Mu above Me to anal borrowing Costs for that
pisode storey
Open orders
bSsaclog open or 'rand lb anteled* ado Ma
were rol raided by ra amerce dale, open buy and
sell slop ceder: re reducedby the snarl a chederds
asroers on at in. bider* se marts date unless
nsinsted ~wee byyw You we '«paslor la
urn chat ae evimed <be to pm false to camel
mnong sob ceders
Privacy
To Wain a copy of tV C‘If.'t Clare Privacy lade.
Please carat mg Carnal Admix a vee w web's.
- LES Covent:it Sancta rol a brk The RMA, Roet
Stokes Assam BSA end BMA at* tuatara?
accounts Much pond. Kan to baring savor; ad
pedals teculimanarnerts pm *filmed brit
and fl ea thicker
ie,
, br
andpro:des access 10
entrance and annoy grodsit "owl ty Lnililueed
Pedro, nuance amparten troul• insurance
Jury sibiirsiein of LES Chancel Senkes Inc
- au: imam riesaxe. and entity products
-ahaTM ran
laar
• Ho bra °wire». ra Ire sae
- RBA flatcars. Menaranwm Accost, Bolwol
Senecas Meant BSA, ~A and ntornalonsa
a
Aware are regnteeed serer marks og
IBS 'nano' Semites en
- VISA it èfigklaid Vadwrint owned by Yea
cent.
Inaabcnd Sanwa Ahautur and bad Leib
The LES Yea credit cods and the LES Vita
debt cads se :stifled by LES Bank. USA wen
pennies's. Irons Yea USA ex °marled Alder
.acht
mobbed trademarks. wk. marks and
rendered wactmawt ate of thee respect.»
Canpanees
LlSFiwnedSareiewMe
Per 201211
SDNY_GM_00325166
EFTA_00197941
EFTA01307207
SUBS
U85 Financial Seances M.
Prnote Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002
CNP70356978690410 Y1 0
Account name: .All5LAINE MAXWELL
Friendly account name: Indiv CheCkrCar
Account number.
Your financial Advisor:
SCOTT STACKMATULYLE CASRIFt.
Phone
Resource Management Account
April 2018
H
Questions *boot go' r statement?
Value of your account
Call your Financial Advisor or the
RMA ResoteceUne at al300MA-I000,
on March 29 al
on April 30 al
account 029023576
YOU* assets
41,441 47
41,297 55
Ifidt o
vasbara:
Your liabilities
0.00
0.00
www. tbscorranancialsennces
Items for your attention
. Help protect yourself from fraud and
review Dank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
www.annuakreditreport.ccen
Value of your account
$41A4147
541,297.55
Tracking the value of your account
Sources of your account growth
during 201/3
',Jake of your ,xcount
Thousands
alyea end 2017
141.94632
Net depositsand
716
vnthlf &stars
-1682 56
Your mestrrent return.
43.9
41.9
41.4
4i3
Chact441 and
interest eKorne
533 79
•
Change in
market value
1000
1.9
value at Your ussanI
Dec 2014
Dec 3015
Dec 1016
Dec kl 7
his i010
404 20113
on APr 34 201e
I41.297.93
Member SIM
C4P70001003697%919700019372000033 01100305790N Y173576530000000
Page I of 6
SDNY_GM_00325167
EF1'A_00197942
EFTA01307208
UBS
Resource Management Account
April 2018
Your account balance sheet
Summary of your assets
Value on
April 30(11
Percentage of
yOUr aCCOLMt
A
Cash and money balances
41,297 55
100.00%
B
Cab alternatives
000
0.00%
C
Equities
CO
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
0.00%
Account name:
GlISLAINE MAXWELL
Friendly account nom*.
r
Account number
0.00%
Total assets
Value of your account
341,297.55
100.00%
341,297.55
Your current asset allocation
A
Eye on the markets
index
S&P 500
Your ilmencial Advisor -
SCOTT STACK m nn LYLE CAMEL
• cam and money balances may include
avaiable cash balances, UBS (tank USA deposit
account, UBS FlEXC Instead Deposit Program Bank
accounts. UBS AG Slam krd Branch deposit
account balances and money market mutual hrid
sweep balances. See the important information
about )ow statement on the last two pages of
th Is statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2018
3-month Treasury bills• 1 83%
One-month LIBOR 1 91%
Percentage change
Apd 2018
Year to aye
0.38%
-0.38%
0.38%
-0.27%
2.57%
0.94%
-0.74%
-2.19%
CeP100:0005697870 WM001837200003 NI B03057%04 vl 23576550 GCMG°
Page 2 o4
SDNY_GM_00325168
EFTA_00 197943
EFTA01307209
UBS
Resource Management Account
April2018
Change in the value of your account
April 2018 (t)
Year to date ($1
Opening account value
$41,441.47
$41,946.32
Deposits, including investments
transferred in
8,558 53
34,416 05
Wandravvals and fees,
ncluding investments transferred
out
-8,710.88
-35,098.61
Dividend and interest income
8.43
33.79
Closing account value
$41,297.55
$41.29735
Amount name:
GriSLAwE MAXWELL
friendly *mount nail
Amount number:
Dividend and interest income earned
roe ou posts of ths st,sement. laablity of Inktal and CUOMO ncorne ha been doennned Flan a VS
to natio; Ptalatelfa Baed te:011 the residence d the account noldel (clam! 'pt. or pacaat type,
some interest ander/ driand pavanes may not be Wed to unted States (US) anda Pueno Rico (Pa
aorre cast The Oita Monthly statenynt Is rol Intended 10 be used and cannot be read WV) toe is,
Pflanal Cant, Shaba *fel Iota PC Kaft 'Si reporting rola ihey rereire Flom u8S snooty. such as
the forms 1099 at the Fare Oa foe to remand a:errata) nit la practice of UBS to fie the
applicable la reporting !Ora with the US Internal Revenue Seale ad PR beauty Department, and In
Such arra Matilda flatOty &anti ana Or interei
exhaluel tat paperer.
la tamp or tat.* care. neat (Onall ybar
Apri 2018(1)
Year to date 11)
Taxable interest
8 43
26.92
Total current year
$843
$26.92
Pr or year adjustment
000
6.87
Total dividend & interest
$8.43
$33.79
Cash activity summary
See Amours artery tfur manatee dealt Mantes in your ave.:papa= se induded in the cameo and
cluing balances via SDK insurancexpas toapposes at Ulla Baal USA and al balks pal coaling in the
UBS PDC aured Deposit PrOaan. it Xet roc eirayt0 CaSOPIS at UBS AG, Stanioici Brach a Dank
&poets pLaced through the U13S Internal:nal Depose afount program. SIPCatieCtia Wes to rroney
'twat swap fund aldngs larl not bank deposit. See Important urorm,aon oboe, year zartenrenten the
139 ten) parser tins document foe detalS
April J0ISS f a)
Year to date al
Opening balances
S41,441.47
Additions
Deposits and other funds credited
8,558.53
$41,946.32
34,416 05
Dividend and interest ncome
843
33 79
Total additions
$8,566.96
Subtract*ns
Checks and bill payments
-8,710.88
$34,449.84
-35,098.61
Total subtracteons
-$8,710.88
435AW61
Net cash flow
-$143.92
dosing balances
$41,297.55
UBS Bank USA Deposit Account APY
Interest period MN 7 - Apr 5
Opening UBS Bank USA Deposit balance Mar 7
-$648.77
$41,297.55
$41,441 47
Closing UBS Bank USA Deposit balance Apr 5
$41,772.36
Number of days in ntereS1 period
30
Average daily balance
$41,497 01
Interest earned
$8.43
Annual percentage yield earned
025%
Your Rmadal Advisor:
Cm7000300910787i FP7000I11•3720 00033 041803057SCO4 n235765500:000,
Page 3 of 6
SDNY_GM_00325169
EFTA 00197944
EFTA01307210
UBS
Resource Management Account
April 2018
My Choice Rewards Points from UBS
Account name:
Your Pidawdel Advisor:
Friendly account nameils.
Account number.
Rewards points are reflected as al the 260 aline month cc the ploy tutmen dry it the Mb Id Is on a
werkendrolldet stwards colnt whity deals cm bt found on wow.utoccorronAnereutti
April 2018
Year to dale
Opening balance
dosing balance
7,341
7,341
Your investment objectives:
You have dentthed the following investment obiecoves for this account f you have pueStiOnS
about these objectives, disagree with them, or wish to change them, please contact your
Financial Achisor or Branch Manager. You can find a full description of the alternative
nvestment otsectives in Important information about bow statement at the end of Pus
document.
Your were objective:
Current income & capital appreciation
Your risk profile:
Pnmary • nqgrewee
kwestment efigibital conoderatton • None selected
7,341
7,341
Your account instructions
• Your accovit cost basis default closing method is AFO. First In, First Out.
CeP7C0C6009397872 tr000189720 OCOCO Cul Et03057500a M3576%00=0)
Page 4 o1 G
SIDNY_GM_00325170
EFTA_00197945
EFTA01307211
SUBS
Resource Management Account
2,1'1;
Your assets
Account noose:
GHSLAINE
NT.
Friendly account nmeteilndiv Cheek/Car
Account number:
Some Prices. Mane MO Curse' agues :hewn may te acomoimole As a ANA gains arid losses mot not
be neonate,/ reflected See keporlent inlamatmo Moot 'out stetement S the end A ths skewed for
ireer ,nionsossion
Cash
Cash and money balances
Cam and mop" bo.n.-:•; may oda avatare can balances. UBS Bank USA amoot actount Melons
UBS FpC Insured BayernSank &Barnes. UBS AG Parnloto Nandi deposit account Waxes and n-oney
iNVIcel nUud fund Perm tiatrtices
Seethe Important oFormadron a/sooty:or deviator at the end oF this document fa detals about dose
balance,
Honing
Your total assets
Your Financial Advisor:
OBS Ball USA andtll LIDS FIX Insured Frogirn Bank depoot acogint Wanes are Insured by the FDIC villNit
aro irable pent,. Cul are not prattled by PK UBS AG Stan/ad Brant n deposit account balances are not insured
by 10K and ale not ranted by PFC. Morey market sweep balances ate ptdedled by SfiC 08 a* rot attiredCy
the FDIC
Otzenng baarce
Clow.; bBance
rice per shale
Average
DmIdend 'Meet,
Days in
on Apt 1 (1)
of Sp: 308)
coerce 30 Cl/
ree
period
period
C®/morn (S)
41,441 47
41,297 55
2sopcoao
Rn:entage01
Cost
BUM'S
Unrealized
Value on API 308)
your account
basis NI
annul income (SI
donor loss (T)
cash
Total
$41.297.55
100.00%
541297.55
Cash end money balances
41397.55
100.00%
41297.55
Account activity this month
Odle
Atilaty
DtHeptan
Amount SO
Deposits mid other funds credited
Apr 2
Transfer
RI x1235750100
8.55853
Total deposits and other funds credited
$2.559.53
Oat
Mikity
Detalphon
Amount IS)
Dividend and interestincome
Taxable 'fleetest
Apr 6
IntiereSt
UB5 BANK USA DEPOSIT ACCOUNT AS OF 040918
8 43
'foul taxable interest
Total dividend and interest income
Dee
phon
Apra
Wendrawal
7,537.34
.
StA3
$$A3
Amur, (S)
Sill payments
continued next page,
CeP700030093)7203 NFT000Iceno0C033 OilB 030S7SCOI Y123576550000000
P896 5 of 6
SDNY_GM_00325171
EF1'A_0O197946
EFTA01307212
SUBS Resource Management Account
April 2018
Account activity this month iCentinutd)
Date
Madly
till payments (conanuod)
Apr 4
Wthdrawal
Apr 4
Wthdrawal
Apr 10
Wthdrawal
Total bill payments
Account name:
Friendly account name-
I
Account number
Your Ilnencial Advisor:
Degnobon
amount 01
ACH WITHDRAWAL uNdECHEALIHONE
-658 79
ACH WITHDRAWAL UNrfECHEALTHONE
3994
-
ACH WITHDRAWAL Saks Retail
-474.81
48.710.811
Card lawns for your Attention:
The rem U8S Visa Infinite credit cad is here, cocked we/en/mire trawl benefits, mete reward, and more 01~ you loco, maxim extracninanly personaized senice. AA
sttransty clad in meth! Visit des nadvimidnite a cal us at 633-762-1232 to learn tnxe
Mtn" POOnent Owe
Paymenl Our Pete
Cad: Me
Amiable C rah Line
Ountanang Nance
UM visa credit cardW
payment information
S0.00
135,000.03
135,030 03
10.00
Ms unit card is emoted an uRS PraCrecit Cadleawe ard MI amonsticany te paid In:my/am &Count vow payneent is se/eclat]
for May 2Q 2010
We proace ais mammonon you. UBS Ma peal cams solely a a counesy loyou 7ne uesmsa pea (adats moat ate Issueda/MBank
USA UBS earn USA sera you Me Mad statement la this acounl and sou Oa/Ornate you' paprent accord no to thei mstfucbons.
We do not indude your outstaidnocredi coedb.:lance in the Mtn dyer =count with UBS knandd Seran irc.
Date
ACtnity
autodal
Amount II)
Money balance activities
liar 29
Balance (onward
$41,441.47
Apr 3
Deposit
1185 BANK USA DEPOSIT ACCOUNT
855653
Apr4
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASOS 04103118
-7,53734
Apr 5
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASLK 04104/18
-698.73
Apr 6
Deposit
UBS BANK USA DEPOSIT ACCOUNT AS OF 04105118
843
Apr 11
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASO( 04'10,18
-47481
Apr 30
Cksing UBS Bonk USA Deposit Account
341.297.55
the UBS Bart USA ()spool Account it your pnrnary swop orden
ChP7C003005807874 NP700010372000CP3 M18030575034 T123576550~02
Page 6 of 6
End of statement for account number Y I 23576 S5
SDNY_GM_00325172
EFTA_00 197947
EFTA01307213
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur.
t realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRI *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNYGM_00325173
EFTA_00 197948
EFTA01307214
Important information about your statement (COrtletued)
Lea,
~man
cletabd infamson en the Fren't lendr9 practices
arid daloans, rake to you Chant adatonshp
Ageerme a Account &Tremors ard the General
Tarns and Cordkons LES SeJunin «Crete« Prances
available in Agrennenta anclCmdasures
tn..
natnianYamtnanmeiltm
Yoe WSW
You ualeten dam
sewers sd other mule head
n the amra el the end of the statement prod You
may al.for *inn
of lull/ paid scants ae mer Ent
You raw went awes used as loan <Ottawa atur
paying any balance ds anthem Anir wont
transferred to Isei rn *mg the stained pa date
Wei at warla whence the end of :he wrest
penal
• Con bail
In clamming Meson barn oft*
own« included n the gatemen *nee M<Ø
as
il.
odd». '1 '
Tnericial Senn has relied
an nfonewhaa ebba.ned front sodas other lhan ves
Fnencgl
raludng nannies Imes sae<
in
Out you mar hawwoad to yw lanaroal
gavn.
Fern donna ndeperdstly ve
a
~man
the svacycr salday of any Hamsten
frorda4 ty ~can otha than UlaSfeweul Serven.
In addlon although LES Stance Servos genet*
sedan M
Norma ion x n s roomed, the fru
don rot cionck any rimslam :ed la* Hormani
titer '<Oil hem* and • Untaked (tailless' al
accurate as el the date d the sumemere. As sedi.
pleases not red on tia rtanuldn so make
wane
a Nat *awn, la
papnes a
~not
Accounts bansferred tote inn mr
garabos reason
only fa ly pond of
inne iher are hi" at ref"
More hestetal
nonneas can by added bar you Hun av Admot
• Unnalallnadgeinsalese When data is salable,
toned intrualTanarknws av cakulakdkr
*odla( wary his T. erasion daa tot
ndirdaal besinay or may nOi ref led canswatiora
&saes anice wonky reonaszaeisewnb.
Oidend ard datarannatmenl lets and spun<
can!~ ist ate ficharnbried Sodpla/at
awarded The 'Trade date' <dam anent) the
sane enact*, bade dale
• Cable Mairithe Bonds and wised stock Mat
IM nasar oils fa te,
k redeenson wilt* selected
~ally
by lot Ir
song al ~des
d Mat
eta held
n our namea n nornn» name Ia ott
nines Cal leave Ølelrn
et dean ! from tad
enn
WO 41 aosaly
mol cansteed pan call
teemnet rive
whdseculd *Myield ample*
mammonad be woad uppers-quest
• Craws
of daub (CI)s). Cl>, are Se rased
go to 1250,000 n ainipal ad sow/ Serest per
depose« and per deposeory ~Wan
re seance
raa CDC rdes
• frriodvalue Bros negolayed la worts and other
dretbela math hysaOf beer than the price itut
you would Muab wane n the ~et
Pros se
dalarsedlissonvs lewd party sasses which we
babes to ba reliable. Lut we do not guars,» err
accuracy
- We gems fr use Iv doting take when nobble or
She cresol the tid and ad. pekes for Sited
~Win
and option, a ono &I preen for OTC
- Lew windy bad snaskin nybo anal tong a
what«, model a fealun ramat fro we
obtained end may isa tact a+ nil
~km pne
of rats.
- Caftan Posibris may >Pp«. *at a A a prce ad
will tow an prise sue rot amitt.
Bottro
~It
to obtain a We for a »mils
- Deposes a seturbts ~led
in <Laskin
as
than US dais are rellated at the *chinse
rate as of the slaking, date
-
cots wets
»deg es ~sod «rag
denonnanan,
advertly
(lace att> my
haw been /Busied«. f wk.» prow whaler.
to etas ass
quotations, ribs need* covers
riv Instal bdina
• hita
inveettaltaata and ~MAPS pe00.165.
?male armament unseats (MØ
daa!
Cs/newton pours, aid rem MU* ~Mena Inn
saves) and stiszkred Indicts se *natty lwahlt
dØ.
Certan structured pod"
hat no been
rwanbrod was the Senat ea and Exchargo
cosmoses cr vide< ny cute eacuritwe iam
provide esteemed ant«
pens, nwstmen
»<ven a-4 ~Ind
pant
lea neonates-sae
~awl
*M. A«uraey nnol guaranteed
- These velar may dale sul»teredb Iran prices, 4
any, a Mich a prism raiment essaya
structured product net be~
a sold and do
not lanai-ark/ renesamt the tan yen try/ reiene
tern Squistran.
- inn party onnen et vatn szota
caftan
date sd are "gated so UBS frireol Scan on a
rognar ban by an nel~cn
»talion inn
- atti«, Baal wens or sponsor estimated saki"
day. se sucoSed to Ise Fim by the nu«.
9Pw al Priam* a spOnsa rid may he sakutend
bawd an Matra nIcem mn Iran MS vsed by
thrd panes to der* thee <sassed an
- You can obtain adStoisal Mamma, tags:W.9
ter mar:blow used to *sane
the «tense of
Min and the Oak of re reammatim that e the
basis Ss the elan
by covering you F "real
Ursa
- 11w0 pity mutated vamp Maybe reflected as
'Mae prod' in want wan
namn
eadellendelat valdatCal km has nal supoSed a n
unable to asps a vat" ashen ~twat
wane
that a ~Sal
ewe has *and
fi at may calla
prenest apested tab> no yenion, c< »hen a
value sodd be Nghk5p4Culatn• the 10 the nrun
oil the >aunty
When maw an knew, general partner or parar
tanned vibe to a terdiparty nomaad vat»
Vaalthe
vilje el the sec." rakl be 4" •,•••
Ø
ta pe.schaw pro,
- 'Delfts man to due' raj' «lode seta of
capital, ixant or bath
-'Øriai
una hie replexeil the and onennd
pee pee use and no/ no reflect you. cost bane.
▪ DPP and vented MT sonnies It nog listed on a
rani
awes ~sae
and are gannet
ilkpaad rd enn t they can be sold the see
rmened nor be Inc Man the per share «visited
mue provided nth. acca.re statement
• Rained sedan
Restricted scans general/
ate not warebr *age* la pub k sal. 'As fruncial
Sanwa. uses Sunken price ol the terednctadaak
el re tint Mane di an sated whit loins.
worded slak for paposts of Ma stanset ee4' To
the esters that rest <fed secants are elobk kr sak.
St ea/steamed Maybe sabalantially Ins thin*.
ended salve *awn
• Eel Baweta
Stamm cement Biel* and Maa.
An ant-Made 01 and non is bated on <anent
dnidend and tuna raet auvang ti awes sell
be held la one yea Irons
date or teittl
many This Pitman n at a gmadelne; '<curacy
and (envend interne re not guaranteed
- Wanted email name and west weld lee
<an Wes d statute owed include asthma of
anima or <404 pro ea ash (*retie ell
in ane (nid Winn yneiS naiad be Cretntated
- (unwed ra il insane si anent yield ad fe
actual nose ard yield wort be laws a Were
the the atonedsans
- An *sunned snaked norne (chard seder
enured) dwded by the «mere mate
vaai a.« at? bala» it based oche Lan dincland
a new want made by the Man and
ann.*.
14.(Uri~g$
MI he head kern
yea Iran re stampe date or oddmany.
Accsasy srdostenuni yid] an not Tsarled.
• AMMO not held by UK /Mac ia Survims Catin
assets re not held by the F em aha nat with the
Fins ~a:ma
mad
There assets se
dopbyed on yew earns( for neonatom
papaws sly. Potions and vales monad as
proncled by In rattan) Arri UBS inscuå Sawn
not response* lot en samatom and does not
Matannit ilf am ray . Ibex ants ay rc4 pedent0
by WC a its
IlBanental SIC sows.?
. Reiream sharing and Makicaal mrogrootiort
- In adision to arrnsinkns on sales sd 12b.1 foes
named n conned.", wets the darkdon of mewl
tads lo
clients we ado Oat aine watt
owns rang corner* fern ddrixdors ada
adnecnot the casual fat Mat we all Thou
swam are based en two defines nrressenses (a
Ow aeon of sales by UBS d a NOKIA!
hal family to out chants. and Ga the set raised a
barl<uty n dlaB ISM LOTO/S Shares held al Or
fem
- We ard cw all hate also roce... retreat:No .rid
ants
breast's; lees of
Son fa kinder
aalaaerrmn water that se acticle lo Me ~sal hands
Tee lea gmandy re pad Irpria rater sets es
Ma *:enhind aidsaladdolls
snore based
on One exert« el /40:nal a re baktela
haldne ~WI linde d Ma hrd feisty
-
addei:n to sonniesars rectind
oremlion
wish the sane Ce distrbunon of snaky <swans ard
use ins-Mined nok
low dana.we mice
in Slade ratet Tessa Minr9 coacensans
ins now of she nano *ens«
~wane
re &naryConant *dates of the resana
oanloanial or egonas of no unti inseam* watt
wed(
ate
an ~Ion
to oanrrnsons racnad from the
wets. ant sale el bleitetunes Itadfs
ardir
*due amene al asseetwsed reveres shinsa
parent lion eaneShres diairtues. as well as
hack"? Ma ItOS
de~rwet. tramp ard
«fawn
- Our abbots the receive suing ~waken rid
olive canceredson Pen maul !Lands acid mac*
<CMpanin Mara products we darke.d•
- Yee recsn an mu) , lee from LES Bak USA and
MS AG Stamford Pasha se Ie 125 per sane
inseam) so he banks~
the It% Brit Sand
/warn
Activity
Information regadnaanunnwris and ether togn
marred an cannon net i* teoacn of trade:,
Shading ado, tramxbon,has been included on
codtarrnabom pemenArfumehed toyed. and tvil te
presided to >or onanto0/ on 'n ag
Shan s e
you
•wigiråtd inshore wing a wittly. you mar
not a 0Nave
due
N«nail bonowna osts Ia that
palkullf sewer.
Open orders
froSarsBng open or 'Toad Idle emir& nand MP
were ret <maltedby the Batsmen date, open buy and
41 slop ceders re raced BI the snarl of chattels
«elm on ri «daphnia of es art date unless
intructed ~nu
byyr You se respanble la
Gahm that me mnuled (Imlo yd./ false to <rod
~song cos ads
lerineg
To °Mane <Oily Of oft' ant
Chen vet an ate.
please <suet pa inertial &shwa oi vet ois web«.
at aywv,,,,,,,,mdo
— lort Fraratial Stemma nit lurk
The RSAA, Soren
Sank*. Account BSA and BHA so bed« ay.
scour« vAuch Fonda menns to baring servos axl
pockom Ilycuip aunt ~es
tor, *Slated bat
and otor throat*" banes and provides access to
raffle
and annoy pod"
M049 ty udllaed
theceparty nuance «moans Oyes* ~see
agency 9244~
of WS ihrici31Senikts Ix.
-
K
ras*,
e
~and.
Ind readily prodxis
- NM
K rased • Ho bad snorter May lose saw
-
hearse Ibrucprrom Account, Bantu
dyanteCn A(Ø
BSA, MIA and newest's., Anon
Mansament AØ
are reentered wrmernarkaoe
155 'animal SomposM.
- VISA
rematendleackenak owned by Sim
tosnabend Sankt Arians -. and teed undo
Icenw Theta:ISIna code cards ard the LES Vita
debt cads X
issued by liBS Bane. USA well
per/ninon Born Yea USA ax °malted Al other
tradmialm, (*Maned trY:kiniaks. Imame marls ard
repainted seem* nuns me el ter aspect*
companies
UtS Fitana Sera
Inc
Re. 201711
SDNYGM00325174
EFTA_00 197949
EFTA01307215
*1_3S
UBS Financial Serertee Inc
Prwate Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
CNP7o0569367SOSIS x4 TI
Account name: AlISLAINE MAXWELL
Friendly account name: Iodise CheOc/Car
Account number:
Your 15 nand./ Advisor.
SCOTT TACK MaIVIYIE CASRIEL
Phone
Resource Management Account
May 2018
Questions about your statement?
Call your financial Advisor a the
Value of your account
RMA Resourceline at 800-FtMa- 1000,
account 029023576
on 4(xil 30 (1)
on May 3, (1)
Your assets
4 I ,297 55
47,324 58
Mat oar welosite:
mew Lbscornifnanciakennces
Your liabilities
0.00
0.00
Value of your account
$41.297.55
$47,324.58
items for your attention
. Our office at 299 Park Aw. 25th floor
will be movirg to the 26th floor on May
I Ftth Our Branch phone numbers and
your account numbers will remain the
same
Tracking the value of your account
Sources of your account growth
during 2016
V ake of your ,wcount
1 Thousands
atsiz end 2017
141.94632
Net deposits and
71.6
vothicantals
15.33549
Your inveStrivent return.
43.9
41.9
a3
473
Ovidend and
interest income
$42 77
s i mermmiosmode
Change in
mortal value
1000
1.9
Value of your OCCOUM
Ote 2014
Dee 2015
Dec kid
Dec 1)I7
API 2019
mar 2010
Moy 31. 201$
$47.324.91
Member SIM
0.70001009210675N17000i92652 00033 051B 030575004 vi 23576550 °COCO
Page 1 of 6
SDNY_GM_00325175
EFTA_00197950
EFTA01307216
*T BS
Resource Management Account
Moy
Your account balance sheet
Summary of your assets
value on
May 31 (1)
Percentage of
your account
A
Cash and money balances
47,324 58
100.00%
B
Cash alternatives
0.03
0.00%
C
Equities
0. 00
0.00%
D
Ficed income
000
0.00%
E
Non-traditional
000
0.00%
F
Commodities
0.03
0.00%
G
Other
000
000%
Total assets
Value of your account
347,324.58
347,324.58
100.00%
Account name:
Friendly account name-Inchv ChecliCar
Account number:
Your current asset allocation
A
Eye on the markets
Index
S&P 500
Your rinendra Advisor:
• cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC waved Deport Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual hand
sweep balances. See the important nformeaon
about ow statement on the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggegate Bond Index
Interest rates on May 31, 2018
3-month Treasury bills 1 91%
One-month LIBOR: 2.00%
Percentage change
may 2018
year to date
2.41%
2.02%
2.82%
2.55%
-2.11%
-1.19%
0.71%
-1.50%
CM,700:0305690676 HP7000192652 00X3 0518 03057%04 YI 23576550 0001 00
►age 2 of 6
SDNY_GM_00325176
EFTA_001197951
EFTA01307217
Resource Management Account
UBS
May 2018
Change in the value of your account
May 2018 (S)
Year to dare al
Opening account value
$41,297.55
$41,946.32
Deposits, including investments
transferred n
8,702 45
43,118 50
Withdrawals and fees,
nclucling investments transferred
out
-2,684.40
-37,78301
Dividend and interest income
8.98
42.77
Closing account value
$47,324.58
$47,324.59
Account new
GFISLAtIE MAXWELL
Friendly account name Indio CheeldCat
Account number:
Dividend and interest income earned
rot osmoses °, Ins statement locablity of Inkiest and clIncltnd Income has been deornoned fccm a US
WI MAW"; Itecadoe lazed sISOn the residence d the account noon account tspe, or occAct type,
Kant interest ander ciri&ndparnents ma, not be stied lo Unded Slate, (Us) anScr Plano Rico IPA)
Axon* toes The Okra chantilly state:rare Is Ml intended 10 be used awl cannot be kited 11000 kw law
POMO. Clefts %Wu/4 *let to the naa Kale Sax reposing forma they reaehe ficen UPS annuaty. such es
the soon 1099 at the ;cons 480. foe tea reporting wormanon n It the practice of UBS to CO the
epplicato to ntpottes0 toms wash the US interisi Regent* Sehlf e and PR liettory Egocentric ow in
such
accurately (Wary dwdena ardor merest a tar e*rapt Or 'Scat* want Heise (Oratil your
indvdual tat papaw
May 2018 (SI
Year to date (I)
UBS Bank USA Deposit Account APY
Taxable interest
8 98
35.90
Interest period Apr 6 - May 6
Total current year
$8.98
$35.90
Opening UBS Bank USA Deposit balance Apr 6
$41,772 36
Prix year admstrnent
000
6.87
Closing UBS Bank USA Deposit balance May 6
147,492 08
Total dividend & interest
$8.98
$42.77
Number of days in nteres1 period
31
Average daily balance
142,437 68
interest earned
S8.98
Annual percentage yield earned
0.25%
Cash activity summary
See Account activity this mantilla coat gant« in yew Sweep Option se asdadid in the opting and
(burg mane; vivo P0K insurance arches to brat at LIPS &III USA and at basks paicipating in the
UPS FCC Waled DtpOSit Pro:yawn don flu arty to Oposes al UBS AG, Staoloul Branch of bask
&poutsplacedthrough the 08S international Deposit Account program. SAG protection applies to root
rrswkel sweep fund Is:Icings but not bank deposits. See important Mformabon about Pour Oakmont on the
last tv.0010tS of th1000;ment for detab
May 2018 (3)
Year to date (S)
Opening balances
Additions
Deposits and other funds credited
$41,297.55
8,702 45
$41,946.32
43,118 50
Dividend and interest ncome
8.98
42 77
Total additions
$8,711.43
$43,161.27
Subtractc,ns
Checks and bill payments
-2,684.40
-37,783.01
Total subtractions
-$2,684.40
437,783.01
Net cash flow
$6,027.03
$5,378.26
Closing balances
547,324.58
$47,324.58
Year N medal Advisor:
SCOTT STACKMANLY/3 CASRIEL
C.P70003005690617 Ne7000I926S2 00033 05010305)SCO4 Y123576550 000100
Page 3 of 6
SDNY_GM_00325177
EFTA 0019795?
EFTA01307218
RUBS
Resource Management Account
May 2018
My Choice Rewards Points from UBS
Account name:
GHSLAtIE MAXWELL
Friendly account name:lathy CheckfCar
Account number
flews& pants :se 'elected as of the 26th of the month or the pact banes, deg if the 26th Mb on a
WetlendIVICIN
aNIS POW alb* (kWh CM be fOUnd On WOW utacoaronInseffices
May ant;
Year to dale
Opening balance
Points earned
7,341
7,341
83
83
dosing balance
Your investment objectives:
You have identified the following investment objectives for ths account. d you have questions
about these objectnes, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager YOU can find a full description of the ahernative
enestment objectives in Important information about your statementat the end of this
document.
Your were objective:
Current income & CAPRA' appreciation
Your risk profile:
Pnmary • Aggrezive
Investment eligibility cetIsderaton Woe selected
7,424
7,424
Your account instructions
. YOUf account cost basis default closing method is FiFO, fist In, Test Out.
Your ileeadei Advisor:
CeP7CCCIBOC6690578 HP7000192652 OIXCO C616 030575[04 XI 23576550 0001 CO
Pegg 4 of 6
SONY_GM_00325178
EFTA_00197953
EFTA01307219
*UBS
Resource Management Account
Your assets
Account name:
Mendly account natl..
Account number.
Your Masada' Advisor:
Some prem. acme mil current values ;haven may tt trjorafinrole niftiest*. paws ancl losses rew not
a &widely reflected See importune ofamerean erbourrour sretemene a the end of ths dx wart for
nett Intonation
Cash
Cash and money balances
Cain and nonty miaow may worn& matzo cash balances. UBS Bank USA anxisit account balargek
UBS Fc.0 awed RoganSank Waxes. UBS AG Slumlord Blanco *pool account Waxes and money
makel mulua lunObrefp munch
See the Important nionnobon Mioutweir stereceent at the end a MS COOMent tot detais about dose
armors
reddng
1185 BANK USA UP ACCT
Your total assets
()Wring blame
closing haslet
co May I it)
on tirto 3I (t)
41,297 SS
47,324 58
value On May 31 (5)
VIM Bart USA and VI UBS FCC insured not/amBank depoot aboolt maces Me mused by the FDIC Albin
applicable I inn. bbl are not pawed by WC uBS AG Stamford baron deposit account Waxes ale not enured
try F0IC arc se not pawed by 9FC Maw market sweep balances ate acaciaby SfiC trin use WI Muted by
the FCC
nice per shale
Aura).'
Otstdenct interest
Dalin
on may 3I
Pead
period
Ca amount (S)
250,00000
Percentage d
Cost
Esemated
Unionized
your account
bans (t)
arru i mane (SI
canoe loss (t)
Cash
Total
547,324.50
100.00%
547,324.50
Cash and money balances
4732451
10000%
47.32458
Account activity this month
Date
AbItIty
DeS(rtploOn
ArnOunt
Deposits and other foods credited
May I
Transfer
FM Y1 23575 0100
8.70245
Total deposits and other funds aedited
$t.702A5
one
Atliilty
OtSCIIPtiOn
&TOW,' Is)
Dividend and interest income
74A4bie interest
May 7
hiar0St
Total taxable interest
Mat
Total dividend and interest income
$8.95
UBS BANK USA DEPOSIT ACCOUNT AS OF 0904/18
898
Dee
n
argue' IS)
May 3
Wthdrawal
ACH WITHDRAWAL UNITECHEALTH0NE
3994
.
Sill payments
continued next page
Chn70033009930679IO7000I92O2 00001 0SI B03057%04 YI 23576550 0C0I CO
Page 5 of 6
SDNY_GM_00325179
EFFA_00197954
EFTA01307220
Et UBS
Resource Management Account
may 2018
Account activity this month (continued)
Date
isoliity
Desoephon
May 3
Wthdrawal
May 3
Wthdrawal
2.014.09
.
May 9
Wthdrawal
ACH WITHDRAWAL Saks Retail
.167 50
Total bill payments
42.194.40
Account name:
'LANE MAXWELL
Friendly account name-
.
ar
Account number
Your limeade' Advisor:
Amount (ST
Bill payments (continued)
-462 87
Card Man foe your Attentkon:
The Kea U8S Visa Infinite credit cad is here, paked wth 'actuate Basel benefit, more rewards and more of Ma you lose. inclixling ertrawanang personated 'vote M
slurry,* dal in metal Visit sits cancTitanfoite or call us at 633-762-1232 a lean mare
Miners" Karmen Cue
Paanent Dot Date
treat Inn
Avant.< CrmIt Line
OutsIdesclng tsdance
ues visa credit card(s)
payment information
for June 23.2018
$3500
Jun 23, 2018
335,000.00
134,916 60
983.40
las crestt card is ereolledin ORS PaiCrecti Card !tat we and MI autcnyncaly to pad Ircm scut account Your pircmcnt rt untitled
for lune 2Q 2019
We mock Vas ,Nom anonoa you' UBS KSa cult catca Sddy as a <cutesy to you The UBS Nfa CurcIt tad and want ate issued tv US$ Bank
USA UBS Bank USA sena you the cacki statement to this account and vau staid mate Tout parrent accordng to thei instruchcris
We do not in] ude your oastavIng (real cad balance in the raw claw swum with UBS Ananal Senicw inc.
Doe
Aftmty
DreSMOndl
Am0unt (S)
Money balance activities
API 30
Unlace (onward
$41,297.55
May 2
Deposit
U85 BANK USA DEPOSIT ACCOUNT
8.702 45
Nay 4
Withdtawat
UBS BANK USA DEPOSIT ACCOUNT AS C4 0903/18
-261690
May?
Deposit
UBS BANK USA DEPOSIT ACCOUNT ASCE 090a 18
8.98
May 10
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASOC 0909/18
-167 50
May 31
Closing Ulf Bank USA Deposit Accomit
$47,324.58
The URSA'S( USA DepoSI Account a ywr prmaroweep option
ClaTCOCOCC6692690 NPT040192652 00X0 0516 030575004 Y123576%0000100
Page 6 (TT 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325180
EFTA_00 07955
EFTA01307221
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur.
t realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRI *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «con!
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha ro legal skal on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00325181
EFTA_00 197956
EFTA01307222
Important information about your statement (COrItIllutd)
lande, ~nation
deesbd mk:end:ion on Me Enn: lenckg indigo"
mf datoens, rek. to yar CIaM PaScreslip
Anerrat a Accoun Arenas and Me General
dam; ard Cordlicn. LES:g aksial ef <red« hatta
nsIghk mAgannenn ei Chsdarses
33,33ofoomartoonlrMamom
Tev SMI
Veis g mein ,neta wuraei ard 00w "elt hb
in the M<OVO d th4 end d the 11~14 omml Yw
my at la dodmeo a Prery pod star-einer -ry ire
Veum,/ («ene ~in
used ås kancolten, rar
pair.) ror barm de en (hom Anir unn*.
trandared **Fan ang the slatement «natl are
Isa] at ruvla valuta:of sko end of the stamn
grel
••
(otteres n demning 'bacon bases ofre
wint44 induded I. Ml asen" *neie niecaned
wenthe nafta '1 '
TmbnallServka OM~
an nformahenibla.ned kone »urin oter Man UBS
;rangt Sencel. rada,
Iran "OMS
Inna 4,4 yov rnry have prosaedto yste Inntil
~or.
The Femmesan independent', venly a
~enn the sanxya vainity of ry eitarnaton
frondeetty ~c« aha than UBS gisent ~14.
h addhan alehough ISS and Sen.ces waralf
~an or enn. einaste. ToOMed, Mo tro
do,,
allprobar ar an
that
rdamalao
ut stad 1 bal' and • Uneaked dalla.' 4
acc
ol teddea
ett
As seiti.
please da rot
on rin riernuldn lo onda
<Vakne a ide
la i s• inparl
Attasts ~red
tote nam rna,
ref ka 9arakes ai treson only fa ly pmad of
une the/ are natlat safen Moa holaval
Mannaen, can be adled br ryer Fnyset Adnot
• I.Mnelelind ~sakse
~data
es ~labb.
esenred enerueeltanorkrne. av cakulatsd
eidinds1 wirry bis Metra-osb:n daa fot
ndindst bes mai or new nol eid ktl ~mi"
dages anla saurily (corps:aska nenb.
Oin.lend
aha tenaarronl lell ard wdenie
fink». Id, re exharnbeied fob/Play as
~ned kl The 'Tradedate' <nam prosents the
agna limast*" trade dale
• fable nonion. Bonds red aeloned stod lene
IT. mua <Si for eik 'Ørene
d be salsled
misIdlly by lot Iran "ing all ~les
d Måg
mue held n a tter donene« name fa ar
<benk Cal tokn nornmern es cbtanst kom Med
Nam Tad t.(vaye
not warsiteed °Sies can
ler:uret ros mid whdiccvld pilneneid, umpkee
naniation nil be propanduponrequest.
• CeneTratets of ~uk (es). Cts ate
mured
in to 1250,000 n anene, and ~ved Senil pa
devosta and per depasnow ~ikten re accerdance
wen FOK rios.
• Ria/vaka Prises rotne
la snitta, and olen
dedd. MOr be hires of bas Mn
Treles
yta ~dd stua* naive n re ~kn &est se
obstand frem vanas sed party sann nask ne
belme to ba akta. TV
do
<malte*. Owr
away
9.01,4 de sa ekting ake nhen ~kibb or
the ~ot
the bd ånd ad. rakes lor. Etled
iled
and oplian a onlirbd anen lor OTC
- Les stiv* tradadI•OSCP•1"7/ bo vindten; a
0Iwiicn ~deler Me enst renn grise
ebtaned and may na rna inna multa pa*
a ni»
- CSU^ Paidon rroy >Poem *Mai a ne ard
wa Mas an 'peke ni ror sample' li ne are
endte to obeain a age fo å sionGe
- DeposM a snabel ~med
tierencies
I det
a
timen US donn are rellected åt the «bana.
ded d the Satanen date
- fer erten ~ass tidel° n reinaanorning
denoninanan, put ard onarely (Ise valpest'
hm bein acjushad tofas,
ka» acioar valtalen.
To ~am <unn quounan *Min natta. <asal
avta stetal d4ina
• Privat investments and structsrodpredueb.
Pinse nvesmern 'veles (nkeifiny dreil
Preicpai on vogue. sd ~I !Støt nvesoneen Inst
miste) and soiskeed Atal" ae ,away Inahlt
4134. Certanstructundoccidacis hase not båen
engstand wen the Securans and Exchrg.
Corrmsw hennaer ry nyo tenne( lat ?le
anode osanalod voksfa rena. ~sann
Sauen Yd ~tred vaksen la rdarnalicruf
Piniaas car A«uraty n not ,stamsted
- Tine vass enteirdille skbstenbilli Iran ines i
ony, r Mick prinse ~ment aecviya
'beglor«, procluel insi be ba.Mg a sold sid do
wa nettvy rev ex« the vaie y«, ene/renta
teen Soustaint
- Med prry omn». ot vatn an& annan
data sd are suppno lo UBS grisna' San*. on a
regiår bast by an navgraders »lurran tem
- iste" tinral panna cf spana niernated
d sy se ncolied to tifim ty the nepa.
9 41..11 I3/4dv a 10~ ml /Tvo b <akuto1m1
basdm dTlatr. nleinw Qn Iran 'ha vad by
Med panel to den! Mer essensen. valros
- You can <bisn ~ral
ntarnson 'ganing
t0 meehodolog, utad to ~mine Me esteren cf
vals ad :he OVN of re manen nuha a the
bases kr Monna» by asitacing yokr F narret
kina
— Tved påny stanst-0%a.} nuyb relkiiteel
pence a 'Mal VOTIV" inn al
rrdepe0din valiatian Innen rol Øled a n
inible to aswan a vals ~n*
bacon! ~are
Me a material nes has «ond sbs meir ialt a
Arena* repated valt mo gaman. oe »hen a
rafs aret be P44 specvlatn• da to Me ~ur
of Me samey
Whon norna an OS" genera partner er sponsa
knaled vaka ror a terd.party neftrei vel» 6
VOY0.le the våla of the smal& egi be «Isse
Ø
ts rucl•ise piece
- 'Dean:« man to dage avs «lide retina
capkal, ixars or bah
-
unt ste' ~nat
the end elkem,
pse per ene and mai na ',Bed sos ant base
▪ OPP yd trined Pel lavaen an nag kleda, a
~sant ~reis eshange and are ganery
akked red *ven d May can bo sold the p.a
rvaned mai be lest run the ti« ~et. -~
w Ve vanded n:Ne attan natmens
• Rertnceed **omtµ, Remstod sau:~ general/
re nat nunavy tagl* la pub k slo. UBSAntricial
Sann trin Me ~ka prae d Ill inacntedigrk
el INC SYV* «J« a al samtid vilt* la Un
tesircted sodi for ~oses ot the ratmad *ØY. To
the enere Mat rest ded sea; ilits are ekabk kr sak
the vaka mened ruesp be se.bilantialy less Min Me
en..sted vakte Mann
• Es ~inna"
(urnens >alt Andante
An *sinne of snu/ «ane is baud on <urten
dnidend and tuna ram, song re ssunt“ wil
be held la on yta kCON114~ dale ce uti
~ny
11.n *runde n era a galne. assisany
and cadruad mann se not ouarantad
- lainated
«ame mel (trent pekt la
(plan %l
of secdties <sild intrade ~lyn of
prix pal a <apetitt geni neid' bero!tht al
lappal
Mod Nota yal0) ~ild be Ottellilltd
- Esiiimed arnal isane mi <aren vidd red Me
stua roane and 'inkvit, t b* km« a antar
Mante. ntenated sn
- An esinins of ~Mnd isaneB/and anda
emown)eirded ty MO <man 4W1Ot
vaiatianota baun«. 4 baudenMe lan dwiland
a ~os paymont madebithe muer and
spann ihe ~nil/det:os°
be bad la~
yta Trom
and
unhlrnaVoy.
Atar acy „ni orrnuei vidd in not ~sleid.
• ~eti noe held by UnIlinancial Senket Catan
sats st na: held by Me Rem and nat sirin de
CCM', POZOI5V10, CVOIC4 Tieisers
depbyod on pa anerøn for SormatoriS
puTown at'. Fannom and valat oresenaad ae
pron:lidby the munn lend UBS insxua Sandet
not re.pcnstat far dei Manen and der's not
"sanke ir adurxy.
MORO MI nal poSecled
by WC a Me fa«.
SEC covera?
• Rovenes 'karing end addkional terrennostion
- In addeian to tennisbasen tales ad 12b I kei
mened n annalein woh tie dartAnan of "Mad
lvtlf to CV (hems st anda en.r afiliase receia
renna hang parad. Iran <laril:Von arder
deist ot tre ensual fintMat,* fall Tase
snue. re bate! en Ina dekn« <anionen. Cl
den arnang of ion ty UBS of å partila rappil
lod tamry nou <lags. and 6J the ana valse), a
bn<uty "As' knd lanWS Måren ned al Me
Inn
- We ard ar altvire sko recese nsworliNe .ad
onnhis pratioaq kn n candsinicri fa krisler
paaanenrad sinnes tal ta oronde lo Me avtint hands
Tas lom omually re pad fram natta assen n
fen ~nallund sd fl aknet dollar ~am tiss,
Co Mo rose« ol '<Motell le Mo OIC*4431.11of
botlag nial luds of asa lind henry
• n Øsen to conreiiiskas rectided
oannalion
nit the sal'« diarbution of ~uty gams% sd
vit inn...Onn Inn trit bow cim°. ave arder
as *laut, raene enn *3349 narveneren
fram spyd Me ~rane ~pm« ~seng
arnety<otorast, Stintat of the ~arne
~Pan». VCOONdt el CO
envocm>m snitt
n ~butt
-
cceninacers rapvod tronre
patina ard sa el Neet5Nro kid,, we ada
annan lettet en esseeawsed revens fiberrig
paiene« lian eardShrts &Steen as well at
lind"? for InInc.bw dniacipernet. grann, and
*dansen
- Our Snute. Sa raa.* indre; COWIIVicod ad
ara comptetaton Inmendb3.11"nat ard teverva
aerpareas narra praten va dartvie
- We nome an mua, køln:n LBS Brie USA ad
LES AG Stallad &rena g> to 125 per savn
~na
to the banks undra the ISS Bank SeawP
frogrni.
Adivity
Mormotion reeirdnacommnscen and ah« Mars
narra] ia nornes
anes re 0.4•0JtOil ol vad"
nutang Ørn barnsbein has teen encluded en
ccammbord proncuArfumMod toyr. sad ven t
Proaded to >tv visnlisni On "Q-wg
Silen tang
yco so.<0,»Od n skort tang å sently. yoga mai
not .0w9i 6» lo «elan barmer» osb fa Mat
pst-Kuls stant/
Open arden
Palissolna open or • 9>od blicarseled* adm Mai
viere rog ettved by the satanen daft open buy and
sel slep ackrs n ~ed by Me snart d clndads
a nr on
ot-dr
cf (.refa date unnt
nsInstei otWiNves* ty ya., »Le ae atembli la
<ida Mil re ~med de to~ fakte to tanet
esing oPen ada.
Tovair
To cbl•n <Opy a <V <Vant (loa Prnsy aaal
iiiiase<aitst sea ineneal Adv." a na as Rebte
31~
-
Fra
tiar Sanses ia nal arra. line RNA, Sere»
SOINKH Arram Bia. and BUA an beckwa,
saus« istid, vonde KVI% lo bring agnes ni
groåa* taastssuntrriern wen *blaud bart
~ora thrdeurty
t, andpremi*. access to
rnurne and anriket). pol" istau., ty budhier,
tapery
~anen trae,iinsuraot
peng 9244~ of ISS f hancial Senkes Inc.
- lwevrvire, nnance. led snury prat"
- pen!DK rand • Ho ban gimrene Inna brovas
- RUA tesane Marucarnmt Account Binness
SV, V,A(covel 5511, topt ond «Sanatoria, Rna",
Mansparnent ~ase are nytand
.molta
arm
llbS Frunial Sanses 11C
- v6.4 PC • figdadd »Senat **ned by Via
Mana ora Sanse Assauture and ined
lame The kei vis
cards sd the ISS Vita
Ø
csds at efsead by UBS Bant. USA mk
penrisscn kom Va, U SA ex orpaaled Al «her
feadansts, reomsed traikmarks, tane marks
(gled unne mani se of aer fleip:eden
«apane<
Un Fisane:Sl Servise Mc
Per 201711
SDNY_GM_00325182
EFTA_00 197957
EFTA01307223
*1_1BS
WEIS Financial Seences M
Private Wealth Management
299 Park Avenue
26th Fisor
New York NY 10171-0002
CeredoC663566906i8x12 Yi 0
Account name: .JIAISUsthIE MAXWELL
Friendly account name: IndivCheCk/Car
Account number
Your Knead./ Advisor:
Phone
Questions about your statement?
Call your Arland's' Advisor or the
RMA ResourceUne at 800-RMA- '060,
account 029023576
Resource Management Account
June 2018
GHIStAINE MAXWELL
Value of your account
on May 31 (SI
on June 29 (1)
Your assets
47,324 58
45,120 48
1Adt our webslte:
Your liabilities
aoo
aoo
www.sloscorranancialsonnees
items for your attention
. Help protect yourself from baud and
renew Dank, credit card, and brokerage
statements regularly. Also, get your free
credit report zonally from
www.annuakreditreportccm
Value of your account
$47,324.58
$45,120.48
Tracking the value of your account
I Thousands
716
Dec /Ole
Dec 2015
Dec 2016
Dec 2017
Kier% 2018
Jun 2010
Sources of your account growth
during 2011
Vake of raw e‘count
atsoar end 2017
141.94632
Net der:outsrod
wthigarvit
Your TheStrtent return:
Dungend and
interest ixome
552 69
Change in
marbet value
$000
yelue of your etoeunt
on Am a MS
$45,120.41
53.121 ad
Member S1PC
CnInatrorwAISEI59i0700030643o0oX,33 0618030575004 )323576550 ii:XCO
Page 1 of 6
SDNY_GM_00325183
EF1'A_00197958
EFTA01307224
UBS
Resource Management Account
l_me 2018
Your account balance sheet
Summary of your assets
Value on
lune 29 (I)
A
Cash and money balances
45,120 48
B
Cash alternatives
0 CO
C
Equities
000
D
Fixed income
0 00
E
Non-traditional
000
F
C0mm0ddieS
0 0)
545,120.48
545,120.48
Total assets
Value of your account
Account name:
Fria ndly account name. indn CheddCar
Account number.
Percentage of
fOLO XCOUrit
103 00%
Your current asset allocation
000%
000%
000%
000%
000%
000%
100.00%
A
Eye on the markets
tided
S&P 500
roinhencial Advisor:
SCOTT STACK MAP/LYLE CASPiEL
, Cash and money balances may include
avaiable cash balances, UBS Bank VSA deposit
account, UBS FIX Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual ftmd
sweep balances. See the important /information
about yaw statement on the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Bart lays Capital U.S. Aggregate Bond Index
Interest rates on June 29, 2019
3-month Treasury billy 1 87%
One-month LIBOR: 2.09%
Percentage change
hmo 2018
year to date
0.62%
2.65%
0.65%
3.22%
-1.19%
-2.37%
-O.12%
-1.62%
ChP1000B006635870Ne700030643000033 051603057%04 x123576550 M0P°
Page 2 of 6
SDNY_GM_00325184
EFI'A_00197959
EFTA01307225
UBS
Resource Management Account
lure 2018
Change in the value of your account
lime 2018 1S)
Year to date IS)
Opening account value
$47,324.58
541,946.32
Deposits, including investments
transferred n
2,675.42
45,793.92
Withdrawals and fees,
nckxling investments transferred
out
-4,889 44
-42,672 45
Dive:lend and interest Income
9.92
52.69
Closing account value
$45,120.48
$45,120.48
Account name:
Friendly account name' India ChealCar
Account number:
Dividend and interest income earned
Foe ouposesca IPS Strement taatellty of Inkiest sad darnel Wane has been deem- std ndn a uS
In Main Peespateee Based sern the residence of the account tart mount bob a pmart type,
sant intent ands dr:lend paymenn may not be utien to Unted Slates (US) aface Peen° Rico (Pt)
Income taxes rse (lien monthly Valenta Is rot Wended to be used axi tanner be relied urn foe Is
PaltdSet Cleat Sherd meter to the WOKS. tax nisating Iowa they receive flan UBS bawdy. such as
the firms tORil rod the Earns efip to tat reporong internation n is the prance ol UBS to Ile the
430labt ILK ttported loans win the uS internal Roane* Same 34 PR leeway Dereffnerth and in
such tans accurateey cletaly duration:for Merest tear tante or tat* wane Flew (omit yowl
ncludual up moan.
Jule 2018(S)
year to date IS)
UBS Bank USA Deposit Account APY
Taxable interest
992
45.82
Total current year
59.92
$45.82
interest period May 7 - kin 6
Pror year adpustrnent
0 00
6.87
Opening UBS Bank USA Deposit balance May 7
147,492 08
Total dividend & interest
$9.92
$52.69
Closing UBS Bank USA Deposit balance tun 6
$45,711 55
Number of days in Interest period
31
Average daily balance
547,1 78 33
Interest eamed
19.92
Annual percentage yield earned
0.25%
Cash activity summary
see account arovny this month tor arab Slats in yew Sweep opore ae indudtd in the openrg and
clam; planter vat. FDIC 'mutant,. ;paw todeposit at UBS Bail USA and al balks pal cipaling in the
UBS FCC Visaed Deposit erogawA Ors not may to deposes al UBS AG. Paraded Branch a tont
depOsitSpLredthrough the uBS international Depart Wcount prpram SW pedalos applies creamy
makes sweep fund beldngs but not bank &pont. See Important iiiicrovban *bout your statement ca tole
last tunaPars of Ms dourer for deals
Your Iliteedel Advisor:
SCOTT STACxemoiteu CASK'.
lune 2018 11)
Year to date ($)
$47,324.58
$41,946.32
2,675 42
45,793 92
Opening balances
Additions
Deposits and other funds credited
Dividend and interest ncome
9.92
52 69
Total additions
$2,685.34
$45,846.61
Subtracmns
Checks and bill payments
-4,806.04
-42,589.05
Card payments
Total subtracnons
Net cash flow
Closing balances
-83.40
-83.40
-$4,889.44
-$2,204.10
545,120.48
-$42.672.45
$3,174.16
$45,120.48
CharattleVamern NO70003064300003 0618030575004 Y123576550 110000
Page 3 of 6
SDNY_GM_00325185
EFTA_00197960
EFTA01307226
SUBS
Resource Management Account
June 2018
My Choice Rewards Points from UBS
Account name:
friendly account natl.
Account number.
Rewash pellet we reflected at ol the 26th ol the month cc the pie. busmen dee it the 26th Id bon a
tvectenrynclIcku. Rewards pant
deed,
be found on wriw.utricco/Orrineteri(es
lune 2018
Year to date
Opening balance
7,424
7,341
Pants earned
0
83
dosing balance
Your investment objectives:
You have identified the following investment objectives for this account t you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Ackisor or Branch Manager. YOu can find a full descriptive of the alternative
investment ottectwes in important int:merlon about your statement at** end of this
document
Your revue objective:
Current Income & capital appreciation
Your risk profile:
Pnmary • Ago rezive
InveStment eti9dsitity censdetaton None selected
7,424
7,424
Your account instructions
• Your account cost basis default closing method is FIFO. Fest In, Fest Out.
Your Pinewdei Advisor:
SCOn STACK MANLYLE CASRIEL
Cht7CCCE0:6635872 W700030543000= 0518030575004 YI 23 576550 11000)
Pepe 4 of 6
SDNY_GM_00325188
EFFA_00197961
EFTA01307227
UBS
Resource Management Account
kyle 2018
Your assets
Amount name:
Friendly account nmno.lnigila
Account number:
Some price,, encore °Moron valves shoten may be abbroiirnale As a mu*. pain, arielSOSies non rob
te wok:Cell renetied See importera Alosmafro, Moot 'out statement a the end col Mu &coned Co:
role infoortalion
Cash
Cash and money balances
Casn JAI non,' Oaten may coda avalatie cash balances, UBS an USA arrow ac count balances,
UBS FDC Insured Rogan Sank BarKen UBS AG Stamford Bono deposit account Waxes and n-cney
innkel not ud lund sweep batintes
Set the )mportarst olonnoon atrovocur stnersent at the end ce this document fo. detats about nose
Wane,.
Hdd no
U8S RANI: USA CEP ACCT
Your total assets
Cisenng Wax.
closorm bilente
on Hai (1)
on Jun 79 (1)
47,324 58
45,12014
Value on Ise n(S)
Your R nada& Advisor:
SCOTT STACKMANLY/8 CASRIEL
UBS Ball USA anal UBS FIX insured not/ernBann drpom &toot bOantes art 'nutted by Me FIX eeliNn
ailed* amts. but are not monied by UPC teS AG Stamford Branch demon xcount balances alt not insured
by 10iC and ae not pcoleced by 9FC Money mann Svmep butane.. ate prollected by WC tot an not insured by
the FMC
mite per shale
Average
Disidend intent
Dar in
on sun 79(1)
tae
Debi
period
Ccp frount
250;00.00
PecteMage of
Cost
Estimated
Unleaded
your aCCOunt
bald(')
dotted EnCeree (SI
giin or loss CO
cash
Total
Cash and money balances
45,120.48
10000%
45.110.48
Account activity this month
Dale
Mlhtty
Ow notion
$45.120.4$
100.00%
$45.12048
Amount IN
Deposits and other toads credited
hal I
Transfer
FM Y1 23575 0100
2.67542
Total deposits and other funds credited
$2.67542
Dae
Atlibity
Campton
amount 3)
Dividend and interestisconw
Ta•a0le,ntete 5f
ko 7
ntorost
UBS BANK USA DEPOSIT ACCOUNT AS OF Ofic 0918
9.92
Total taxable interest
Total dividend and interest income
Una
Le'ffiPli0fr
lva4
Wthdrawal
3994
.
$9.92
$9.92
amount IS)
till payment
continued nor, pa.;o
0.70003006635873 M700030643000033 C618 030575C0a Y113576550 ilOCCO
Page S of 6
SDNY_GM_00325187
EF1'A_00197962
EFTA01307228
*UBS
Resource Management Account
hue 2018
Account name:
"LAM MAXWELL
friendly account narnir
r
Account number:
Your Financial Advisor:
Account activity this month (continued]
Date
isoltny
Orsalphon
amount DT
Bill payments (continued)
lia) 4
Wthdrawal
it:, I I
Wthdrawal
Total bill payments
44.80644
425843
ACH WITHDRAWAL Saks feud
-507 67
Cord Items for your Attention:
the rein UBS Visa Infinite credit cad is here, packed wthesictusice Vaal tenet, more rewards and more of whA you love, indult"; ortraordinanB personalized service. A
stuninoy claT1 in metal Visit ubs«rtirisinfinite or Cal usat n6762.1232 to lean woe
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Amount IS/
los 20
CAM(' CARD PAYMENT
-8340
Card payments
Total card payments
483.40
MnIrom Portant OYe
Palmer Out Oat
Geed, Ire
Avalatit C redt tine
°unlacing tslance
U.S Visa credit ca
payment in formation
S0.00
135.000 00
135,000 00
10.00
TM cacti cad is 'reared in UBS reiCledl Cad feat we and wit autOnsetfarly te pad Iran". account vow anion is satedOct
iuly 20, 2018
We proud, cat inforrnsion on 'Out UBS Vacation cam scieiy as a corny losou it* UBS IAN ciecit cad and account are issued ty seiSEtank
USA UBS Bre USA was you the offsca naement fcs this account andaTia sboad male you. pawn accord ng to ther instruct:an
We do not Ind uSe your aitszaidniz moll cad became in the race cl you. ,count rah MS Aroma Services ire
Oae
Annoy
Octavian
Amount (I)
Money balance activities
May 31
Balance forward
S47424-58
An 4
Deposit
V85 BANr USA DEPOSIT ACCOUNT
2,67542
hal 5
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASOf 090418
429837
Jun 7
Deposit
UBS BANK USA DEPOSIT ACCCUNIT AS Cf 0610918
992
MT 12
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT ASOf 091618
50767
/iti 21
Withdtawal
()BS BANK USA DEPOSIT ACCOUNT ASOf 0920/18
8340
-
kin 29
Closing Ulf lank USA Deposit Account
$45,120.48
11'.e UBS Bank USA Omni Account Is you. Snub, sweep «non
Cla700080C6635874 Nv7000306430000ZO 051B 03057SCO4 Y123576550110=
Page 6 of 6
End of statement for account number Y I 23576 SS
SDNY_GM_00325188
EF1'A_00197963
EFTA01307229
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen re conforn av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr totoplatt or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard accart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to regulr non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fut) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
«tosis «UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
Nedi. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the blotes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&sura koan-non' bön,
Ltur. ur realest benet in te bit apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel <(alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (onralll CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke
*arid On> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet 5ed panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pbaso neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
Priandly nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00325189
EFTA_00197964
EFTA01307230
Important information about your statement (COTITIOued)
Landes, inforsuition
detailed infarnaten on the inn's lack.° dachas
are dalcons, refer to you Clew IdScrishb
Agnprat a Leann Arendt ard the Greed
lams and Cori:Sens LES Sa annent of Credo hesteset
nArenroll rid Dud:byres a.
nåk tema ye, ma.m.c
etes
Yoe ~el
rca ualeenn tleMan 'Kura, and other assets head
n the amra et the end of the slate!~ perod Yen
mar st for dehsyd full/ paid scoters a any Erna
You raw went ~art
used es loancollateral after
payee any balance ds as Mons Ary wastes
Vinland to terem citron the sexemne wed se
Wei at rand values°. the end of :he statement
penal
• Coat Oa h clamming thetas baseel the
ocdrlis included n h swans" *here redicate1
wit the NOSS
ISS &finch! Sevres has relied
en nfonnabao ~fled front 'dotes °Ms lhan LES
Franca. Sends. Maeda; ~mans Iran ~Mr
Inna dett
mar have Fronted to ycar linnet
Adwr. The fern does not ndeptrdstly verrya
~awn the ratan« vanday of any reanation
fainde4 ty ~de aka than UBS Pissed ~14
adclicn although LES cartel Sane, wet*
~es or Norm en
n roomed the tan
does
4.31 crow* any assurances that the Momslen
unr
ba125' and • Urnaktd (tailless'
accurate as of the dated the suserneri. As ash.
please tt, not re1i on
riateuten no make
parshase a sale est
~el
a
~woe Accounts Metered tote inn may
relk<t
gre
terns* , only fa repro
of
ten iher are einf at Se f ink More holorical
nenhaton can be added by yoke Faunal Admot
• Unnalahndgeinsakome When data is sealable.
'needed ~rued tianerbsws
calculadd Ste
edycbat warty his M. sandlot dada for
ndedaal hasmay or may not ref 4« <semi"
chrges ania sadly moron-dais *was.
Dividend and °Met renwstrnerd loll ard spun<
Catchy* lots ere
a<wbred to OPPLey de
~lot
The 'Trade date' totem presents the
orrvy vannesen trade dale
• Cobble teosities Bonds and deferred stock that
the mu« <rib for nrainclereetion ti be selected
~ally by loi Iran anseig ad sensibes
fat
29.»
n out ,area ...none.» name fa od
derma Cal Maid. recionson is cbtanxt tram lewd
ferns and as mossy., not Tasked Othei
learn my/ e. el Mudscold ailed yield, ~eke.
~mitesad be wended dash-quest
• Cenercates of densk (CDs). Cos ate St nosed
as to 12 S0,000 n aimed ad moved merest per
devote« and pt. deposton instnatin re xerstbnce
*fib [DC ran
• Pranks Prim 6q~d la wart*, sid °Mr
~Is
maybe hirer Of IONS nit, the once fe(
yea would imagen ne n ihe mete' Prat se
<blared Iran ve an lewd party sans which at
behme to be reliable bui en do not guara•Me IMI
accuracy
- We 9~
1/4 OS
cbsng take when sealable or
the citric the dad and ad. pekes la tisted
etc hiet ard °Duda: a only td pct's la OTC
"rain.
- Lew windy traded warms nv/be axed teng a
valuation model a fe end Weft fro we
awed and may net reflect an swat taarkei and
a vats
- Cert.^ PosAcm may >Owl rah:4 a prae and
nil Mow to 'price wad not Matt.'
~art
amble to obtain a peke fore 'tea
- Deposes a wants 6~aled
Pres esnerkies
°Ms than US dads are rellected at the enhans
rate as od the sidemen date
-
nets waits racing ~xenon. onion;
denownsent der sd quart" (lace value> may
haw been /Ciudad to f ski* dodo 'Suss.
to diem anent quotations, sneer sal**. contact
Pas Instal A4ma
• Private investments and stessearedproducb.
?maw enrolment ~des (ext.Irg drecl
panfant en vogues and red tittle armoren[ trust
mites) and 'MAWSIndicts se 'merely Wry
d1Ø. Cavan studded ~ens haw net been
nisturod wth the Senatet and Cargo
corenwaencrunlae stry claw varm« um We
pew& encoded vater for anew rmstman
secures ar4 VAKILred products la rdanaticnat
adDoses wry a«urary e rat 51)a•anad
- Ibex wars nay del« salstantidly lean aces. 4
any, a *NM a priest ~anent waviya
drustured product mer be~
a sold and do
not 'WS W./ NITCSSO the van you tryy Vetere.
WA, Son:Wis.
- Dwd party °canals of vatn re ret annan
date ad are sunned so UBS barsul Sences on a
regdar bast by ar, ntlhoendn walasion tern
- so" ~alarms cr sponsor nienrechakon,
d ses. me "-coved to tetun *the mu«.
enal Prow or von'« and may be <ablated
bawd as Oar. tametein Iran Owl toed by
thrd panes to Anse Met narrund values
- You can °bs adStaal nkmaatentegardna
et metedology wed to deumnie the *sours
value ad the dale of the nsnaten that a the
bast 'kettlenamesby ostactrg you instal
Adrnor
- 11w0 De, sunned vans mye reflected as
'Na. arced' in wiwal sessions segn
n dependent Mean In hn
suppbed a
amble to amn a vat& ~we beam. weave
that a material ewe has arrtad that may calla
~rebated
rats me questen. or seen a
raid nodd be hohy sm.:Satre cis to the arts»
of the >aunty
.• Whennett« antra, general pawns or qxnsa
minuted vat» rxr a redparty tamsted vats
VOWS. the veld of the secketY wills «lane
from es ptechaw price
- 'Donbas to date ny «lode ,etan of
capital, exam or bath
- Tinged unt ute reprewril erle mid offering
ail pm and and nap/ net relied yas cod base
▪ ;/aha dented PEIT whites //if rot listed on a
Nysa omens eatians, and are versa,'
riklad ad enn 1 they tan be sold the ono
ranted mat be less than the per share «tented
‘aue provided *the accost statement
• ken:~ newts Resented stailen general/
ate ha once br *fgt.» la pet k Wo. Los nimbi
Sfniat tan the ~Istria. ei the tsvedncted stark
of the taw Mute al an Ø!d ague la the
inircled slak for Nape», of rho Steten10104,. To
the ewer. that restrtted startbest ere elebk kr sae
tee saks rufred may be sdastantially ins than me
en.Aed value drawn
• ES (eetimPter. infra,. ~non% yield. and Ma
An esinvAr of rerui exam it bawd oncurrent
&Mad and tuna rats, aunang lem wart« wit
be held la one yea kw strewn date a and
minty Wrs nande is an ‘r a widen*. army
and tongued imam sr not guaranteed
- <elan
~it Mates and ((rent yield la
<elan twes of stashes could include veldt. cd
aroma. a capital gam n would case Mena
imemt Ord current ydet. Wadd be treenteltd.
- Ed:weal arlIal inane and anent yield Ind re
actual recent ard yield meta be bens a Were
Ms the talented anodes
- An *denseof snaked interne (diddend ado
intend) deded by de canon matrat
vari sw it? balm«. A bawd cm Me Ian chectand
ce ~at want made by the tsar and
sons ise secuniteaposts wit be het! ke Car
yea from re statenent den or untilnasty.
Acassy
ortnuni read re not cuseneed.
• Away net held by UK Financial Serricrae. Caftan
assets re not held by tal em ard not wiles the
Fan's ~fiance coned These assets se
depbyed on you* soternert for Sonnets:ea
papaws sly. ;ostero and vales presented an
prondsf by the ninag terat UBS isnesta hatte
not respatbk for Ors Mane, anddonnot
meanie its emery. Tex nielf
ros wanted
by WC a the fans ilaSkennital SaC coverage
. Revenue sharing and addkicaal eerrognsetiort
- In edition to dermi,siten on tales sd 11b.1 km
nerved esconned.", with the doertaAors of ~LW
tads lo as dents we anda Of/ Slink went
means that; pare* lean *trawl= ardor
ad.'s:a of the casual fint that we all These
mum are based on two deferent mesta tens (a
Ow ands a sates by LES ot a panicUS Mad
had falsity lo our clients. and 6a lb. awl rated a
PPtMitr nMlaSika d leTWS ten held it iht
fem
- We ard cur allvilt alte tarse networare rd
ants panrug ken n canderneri la hinder
ratan whites than tie amide to the refuellards
llwalm wandy re pad from nano/ aslets
the ~WI hind ara
a teed dolly snare bawd
de nat« et stoutest The Otater-deakr
holding ensul hands of that Ind tarn Ty
- In addei:n to dersiaseers rewind is ornhlion
with tie sai! or diarbson of seedy contacts ard
dit nattnot Inn ant tow clot, we ride,
or Advte receive re!~ 'henna concern* en
frt. ~spathe mane camps« ~wen°
W rent, «mans, athletes al the insane
~Wane ce et:~
of Me arn inns:~ butt
we didrixtte
~ha" to canernsars recessed bom the
trehase and sale el 1,445N/es ksedt we ada as
atl tale icicle en asset-based revens than;
person Iran eardShrts dentdon. as well as
itedn? (or IechawUQy des karves. tramp and
«fawn
- Our Slides aka rewire train; ~Medan and
ota canderann Iran mutual!" and hortre
~panes news* waists we darb-d•
- We recent res arrval neo teem LES Ban USA and
uBS AG greeted baYhd go to 525 per scant
sweeping so the banks~ the Mare Setra
reagents.
ACtivity
Hamanion regadn; commissom and other chart
inflect n cornea:an wt. IN 060.40410f 144644,
Øm brennam has been eluded on
cad;mubore antecuArfurriched to you. and nil Is
Presided to yea arraps' on roranes
Shan selling
d you ere w,gaged n that wing a sectedy. you may
ixtt a "age 6» to anal bonown, Costs fa th.a.
pstioals wiser
Open orders
froSendrig open or 'good IdlcarKeled* «am than
seat roe nodded by the natttinn date open buy and
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UtS Fir no al Swear Inc
Rev 2g1211
SDNYG M_00325190
EFTA_00 197965
EFTA01307231
*1_1BS
UBS Financial Sennces Inc
Prnete Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
007009191W 0710 VI 0
Account name: GHISLAINE MAXWELL
Friendly account name: Indiv Check/Car
Account number.
Your IS nand./ Advisor:
Phon
Resource Management Account
July 2018
Questions about your statement?
Value of your account
Call pout Financial Advisor or the
RMA ReSoutCeNne at 809sms- loon.
onJune29W
on My 3I
account 029023576
YOUF assets
45,120 48
48,950 C6
o Er website:
Your liabilities
0.00
0.00
www. tbs.conv Inancialsewes
Items for your attention
. Help protect yourScif from fraud and
review bank, credit card. and brokerage
statements regularly. Also, gel your free
credit report aonually from
www.annuakreditreport.ccen
Value of your account
$45,120Aft
$48,950.06
Tracking the value of your account
Thousands
716
Sources of your account growth
during 2011
vake 01 put .Ncount
air's. end 2017
141.94632
Net deposits aucl
vnthif awls
46.93969
Your Wriesvrent return:
43.9
4S1
49.0
Donated and
41-9 —
1
10
interest ncome
56405
-
Change in
1.9
marbat value
5000
Value of your accotrot
f
Dec kis
Dec 20t5
Dec i016
Dec kl 7
tun iril 0
161 2018
m1..131201*
Plitli50.06
Member sift
C.P700030:6719181 1970001 03378 00033 0719030575004 Y123576550 OCOOCO
Page I of 6
SDNY_GM_00325191
EFTA_00197966
EFTA01307232
UBS
Resource Management Account
1,Iy 2018
Your account balance sheet
Summary of your assets
value on
July 31 (S)
Percentage of
your account
A
Cash and money balances
48,95006
100.00%
B
Cash alternatives
000
0.00%
C
Equities
003
0.00%
D
Ficed income
000
0.00%
E
Non-traditional
0.00
0.00%
Account name:
GlISLAINE eAAXWELL
Friendly account not
Account number
Value of your account
E.48,950.06
Your current asset allocation
Total assets
3413,950.06
100.00%
A
Eye on the markets
Index
S&P 500
Your rieericial Adviser-
SCOTT STACKMANLYLE CASPIEt
• cam and money balances may include
avaiable cash balances, UBS 8ank USA deposit
account, UBS FDIC Instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important mkumadon
about Jour statement cel the last two pages of
th n statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2018
3-month Treasury bills' 2.03%
One-month LIBOR 2.08%
Percentage change
AA. 2018
vear to date
3.72%
6.47%
3.32%
6.64%
2.47%
0.04%
0.02%
-1.59%
Ce➢MCCEPO057t 9182 Ne7000183370 00033 Cale03057%04 YI 23576550 CCOOCO
Page 2 of 6
SDNY_GM_00325192
EF1'A_00197967
EFTA01307233