EFTA Document EFTA01307564

UBS LAIS Financial Sem:aces M Private Wealth Management 299 Park Avenue 26th Flsor New York NY 10171-D022 ChIP7205790079om 9 'in 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indly IRA Account type: Indmclual Retirement Account Account number Your financial Advisor: 50)n STACklsrIAND LE CASPEL Phone. Questions about your statement? Call your Financial Advisor Cr* the RMA Resourcetine at 80041MA- account Kat our website: vnvw tkocomffnancolseences Items for your attention • Please note Average Daly Balance and WY values n the Deport Account WY section of your December statement were misstated January statement values have been corrected Retirement Account UBS Strategic Advisor January 2019 GHISLAIN MAXWELL IRA Value of your account on December 31 (II on January 31 (1) Your assets 58,125 23 58,260 54 Your liabilities 000 0.00 Value of your account 358,125.23 $58,260.54 Tracking the value of your account I Thousands Sources of your account growth during 2019 Vake of your mecum also,: end 2018 S58.t 2523 Net deposits aid 570 57.0 57.2 57.7 581 583 -$107 49 • • • • ip...• Your fmestrrent return: Oundend and interest Mcome $13355 Change in mortal value $10925 WU/of your moult 20 Dec 201.4 Dec 2015 Dec 2016 Dec 7017 Dec 2018 tan 19 on inn 31 2019 564744154 564744154 Member MK CAP70003005750079 N17000'97332 0000r Om 9 030575C04 vi 23697550 020000 Pegs I of 8 SDNY_GM_00325643 EFTA_00198418 EFTA01307564 SUBS UBS Strategic Advisor January 2019 Your account balance sheet Summary of your assets Valueon January 3i Ig) Percentage of y01% SW:UR A Cash and money balances 1,197 41 2.06% Your current asset allocation B Cab alternatives 0.00 0.00% A C Equities 0.03 0.00% D Fixed income 57,063.13 97.94% E Non-traditional 000 0.00% F Commodities 0.03 0.00% G00 0.00% Total assets $58,260.54 100.00% Value of your account $58,260.54 Account name: GleSLAINE MAXWELL IRA Friendly account name:Inclot. IRA Account type: indnidual Retirement Account Account number. Eye on the markets index S&P 500 Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL • cam and money balances may include avaiable cash balances, UBS Bank USA deposit account, UBS FDIC 'nosed Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fimd sweep balances. See theimportant information about ow statement on the last two pages of thisstatement 101 detail about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 31.2019 3-month Treasury bills 2 36% One-month LIBOR 2 51% Percentage change January 2019 Year to date 8.01% 8.01% 8.58% 858% 6.59% 6.59% 1.06% 1.06% CeP10008005750080 tlw000197332 00004 Ol 19 03057%04 YI 23697550 000000 Page 2 of 8 SDNY_GM_00325644 EFTA_00198419 EFTA01307565 *UBS UBS Strategic Advisor January 2019 Change in the value of your account January 2019 IS) Year to dart') Opening account value 156,125.23 $58,125.23 Withdrawals and fees, nciuding investments transferred out -107.49 -107.49 Diwdend and interest income 133.55 133.55 Change in market value 109.25 109.25 dosing account value 151,260.54 08,260.54 Account name: GFISLABIE MAXWELL IRA Friendly account name: indiv IRA Account type: Indorided Retirement Account Account number. Dividend and interest income earned tor punnet ea Ins steenmm cf interest and cltieme income ha been delemente Min a US tar 'eon Perspective Based icon the micance d the account keen account Bee. a picsixt type. SGIt interest valor Ontlend papnientS hte, nol be ham to Undid Slat, (US) Amro. Puerto RICO (PR) V. come uses The them rrt3nlhly gliterneeR R nit mended to be uted ape cannot be tend LOal to. sac purposes. Cants slaut slat to the aalicable la rowing form they receive han UBS annualy, such,: the Foam 1099 ape the FORA 480, too tax reporting in:Common it It the Peak. Of UBS to fie the 430ictie is Noonan Corns WM the US Interne Moen& Sent& aid PR Treasury Deportaties aid In suchtom-is acc.satdy signify dvtena ardor interim <elm earn or tattle oscine. Rees comet your Snot...duel is impact January 2019 (5) Year to amen) Dividends 36.20 36.20 bterest 0.07 0.07 Total current year $36.27 $3627 Prbr year adjustment 97.28 97.28 Total dividend & interest $133.55 $133.55 Summary of gains and losses vanes coaled below tecluee ;metals lot %%fah pans and losses are not classlate. Realized gain and kisses January 2019 IS) Year to data (1) gains and Man (S) Short term 000 0.00 4.67 Long term 0.00 0.00 -823.35 Total $0.00 $0.00 -$618.69 Year financial Advisor: SCOTT STACSMAJILYLE CASRIEL —tied Cash activity summary See Amara schwa Ma mamba< doe& &Lances in woe Sweep °gore se intuited in the oaring and ecerg banes value. FDIC insurance apples to deposits a UBS Bank USA and al WrilkSparticeating in the UBSFOIC bnuted Deposit Bosom. It «et not SWIM deposits a Val AG, 88,11081 Rain. SIPC moron& amen to money market pomp fund hcedlnatteA rot ban ckposits. Sa ranac:ant mroemation ~Apra' Haan on the lat two pages d thedoe:flint lor Beats. lánUalt2019 (5) Year to data ($) Opening balances Add/tons Dividend and interest ncome $1,304.58 133.55 11,304.58 133.55 Total additions $133.55 $133.55 Subtractions Professional management fees and metaled services -107.49 -107.49 Funds withdrawn for investments bought -133.23 -133.23 Total subtractfions -$240.72 -$240.72 Net cash flow -$107.17 -$107.17 dosing balances 91,197.41 11.19741 OP70001009750931197000I9, 332 00034 M19030575004 Y123697550 00)CCO Pyle 3 of 8 SCINY_GM_00326645 EFTA_00198420 EFTA01307566 *UBS UBS Strategic Advisor January 2019 UBS Bank USA Deposit Account APY knerest period Dec 7 - Jan 7 Opening UBS Bank VSA Deposit balance Dec 7 11,304 58 Closing UBS Bank USA Deposit balance Jan 7 11,30490 Number of days in interest period 32 Average daily balance 51,30453 Merest earned $0 32 Annual percentage yield earned 028% Account name: GHSLAINE MAXI/YELLIRA friendly account name:Inch," IRA Account type: Inclindual Rebrement Account Account number Your investment objectives: you have identified the following investment obiectwes for the account e you have q about these objectives, disagree with them, or wish to change them, pleasecontact your financial AdWsor or Branch Manager YOU can find a full description of the 'hematite ',vestment °tie( lives in ImpOrtant information about year statement at 01e end of this document. Your return objective: Current pncome & capital ascrecrahon Your risk profile: Primary- Maderate Investment eligibility ccerodecatron none selected Your account instructions • UBS Financial Services ax. is your IPA custodian • Your Nona cost bass default closmg method is FIFO, First In, Fest Out Your Pined., Advisor: SCOTT STACKMANME CASRIEL CI,P7000B0C6750:82 W7000197332 OCON 0i19030575004 Y123697%0 CCOOCO Per 4 of SDNY_GM00325646 EFTA_00198421 EFTA01307567 UBS UBS Strategic Advisor January 2019 Your assets Account name: GliSLAIVE MAXWELL IRA Friendly account narne:Indiv IRA Account type: Indmdsza Retirement Account Account number. Some bras. «ame andCareric aloes sham may be turaminsan Asa tun, dam ands:end n‘7, not be zeruirdely reflected See import.« alormenro, etool swe stolen.' a the end of ths acumen fa mace information Cash Cash and money balances bin aM inormy balance: may .ncluot avatar. can balances. UBS Bank USA adosit acrounl beast" UBS FpC enured RoganSant Makes, UBS AG Stamford Bunch *1;091 account bleats and money rnYkel mA utl IØ sweep bakviCes See the ~octant ,A/brman gout >our statement at the old d this document for *tab about teat Wanes. °Gering Wake Claseng balance Hddng on san 1 (S) on Jan 31 (Al UBS BANK USA CEP ACCT 1,304 58 1,197 41 Fixed income Mutual funds rota+ cemented 4 the loci al all renvend dydene it dots na include any cash ckddendS. sot a tax la for the purposes el determined Wring periods or cost tam The thaws you re<eme each one )Cu tensest choked, Wane a sepsaie Ia. Ia. Cost tosa ms the total curchase costa the security. vidlcing mended be:fends The Co,' basis may need to be fl utters is return el cable wrens in order to Morena the whis»d cod bans for tar telshrtife mares tracing DOUBLE Uhf TOTAL RETURN FUND 94511. Symbol- DBLTX Trade date Mar 31, 17 Total reinvested EM: 5702 Cterent yield 322% Security total JP NICAGAN SHORT DURATION 8CtiO FUND CLASS I %rasa pie 'biter Average price ca shwas per that* IS) Chem innarrent Year K yodel Advisee: SCOTT STACEMATTLYLE CASRIEL UBS Ball USA avdal UBS FOX Inhtted Aaiun Rank deposit accost belteXet are 'inured by the FDK ;Viable cents. bul are not wattled by SDK UBS AG starntord Nand, detail xcount ~as ale not insured try FOK arc se not protected by SIK. Pettey market snap balances are protected by Sa but are na rinsed Cy the TOK Onceper shalt on Ian 31 ft) rate Ace use Dadenduciered ogs re period penal Cap nunt (St 250.000 00 <Anneal:Q.1 raw/ gain a Mu is me alliance betneen the (urhat cant and the <C61 tat and c•Ohld amend, te your ta rlac bun a loss if the serum), wa sob on Ind date The urge eyed (ca) gan a toss ma), need to be eluded la return Ol(Zeral Carnants m drat todetemtne the :eid edgan Cr loss IN tin reporting pueaces. ErmDereent return is the Current naut rnnuf the amount you retested e does cc< endua snares Ina ace na reflected on )our Statement. ,ndutIng shaves that hat been real SKI as enter a gar or alas it also0as nee include sate dedena that were not remelted Cost nee per share basic (1) on Ian 31 al Value as um/ran:to Rae imestmere Hokin; un 31 tit gan cc Ion(I) glum IS) Percd 1,693.321 10.629 18,00D 00 18,000.00 112.161 10319 1,17983 1,805.482 10623 18.00000 19.17983 10.450 17,69520 -304.80 10.450 1,172.03 -7.75 t8,Ø67.28 -312.55 867.28 LT Continued MM Mt Cla700030:6750)33 Ne7000I9a332 00b34 0119030575004 Y123697550~ Page s of 8 SDNY_GM_003254347 EFI'A_00198422 EFTA01307568 *UBS UBS Strategic Advisor Your assets • Fixed income . Mutual Funds cnbnued) riddng Symbol HLLYX Total reinvested 1,830.676 10986 20.112 36 10.730 19,643 15 -469.21 19,643.15 EN: $350 Current yield 1.78% PUTNAM SHORT DURATION N/COVE FUND Y Symbol PSDYX Trade date Mar 31, 17 1,789264 10060 18,000 00 18.00000 10.040 17,564 21 -35.79 LT Total reinvested 58.615 10059 56963 10.040 588.49 •1.14 EN: $406 Current yield 2.19% Security total 1,847.879 10060 18,000 00 18,589 63 18,552 70 -36.93 552.70 Total $36400.00 657481.02 157443.15 4810.60 321463.13 Total estimated annual income 51.458 Monte( a cares Niichase pixy Arr449, Ore per chapatti Account name: GH5LABIE MAXWELL IRA friendly account name:India! IRA Account type: Indnidual Rebrenent 011(0)1(at Account number. Client MOUTON 0) Cost Pike pet tone tams 0) On Ian 31 (t) Value on tan 31 (5) Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL °Heated PM inn-surer* Holdr9 con or IOU (1) *WM (1) WOO Your total assets Wks, co son 31 Percentage COO BlifO31t0 your 3(COunt MusD/ aortal 'Nary HI Unrealized clan cr lots lt) Cosh Cull and money balances 1,19741 2.06% 1.19741 Fixed income MOW funds $7.063.13 97.114% 5748122 1453.00 41149 Total $58260.54 100.00% $59.079.23 $1,458.00 -$818.69 Account activity this month Dale A0151ty Cescatnion Amount Dividend and interest income Cyridencit mretest Mkelkuseves Jan 30 Dvidend ID MORGAN SHORT DURATION BOND FUNDCLA551 36 20 SYMBOL HLLVX Total rividads 336.20 Lan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/19 0.07 Total interest 10.07 Jan 2 Eivi&bacl DOLElLE UNE TOTAL RETURN RAID iNSTL AS OF 12i31r 18 58.68 SYMBOL Deux contmeed need pate CaP7CCOBOC6750934 W70120197332 OXIN 0119 030575004 YI2369755000000) ►age 6 of 8 S0NY_GM_00325608 EFTA_00198423 EFTA01307569 *IBS UBS Strategic Advisor January 2019 Account activity this month (continued) Pitt Ann*, Account name: GNSLAFTE MAXWELL IRA Friendly account name:Indy IRA Account type: Indiodual Retirement Account Account number. Wier Nnancial Advisor: SCOTT STACK MANLYLE CASRIEL Oricription Arnounl IT) Dividend and interest income (continued) "4,ot...treat 'conones) Fees Lin 2 Dvidand PUTNAM SHORT DURATION INCOME FUND Y AS OF 12131/18 38 35 SYMBOL PSDYX 14n 2 nearest Total miscellaneous Total dividend and interest income U85 RANK USA DEPOSIT ACCOuNT AS OF 12:31/1 8 025 Dale Acimei CieTorPliOn Ian 24 Fee Charged OVAR1ERLY FEE 10749 - Total professional management fees 4107.49 997.28 $133.55 Amount (I) Investnvent transactions me, nye iriberialotn atcolt Ire awe/value saonn tar itgreted SieunteS. Ste froportior ntormaron No00 pate etatereerie et the one& ths docuriont Pte Actisty Otsciphon rtoceeds Iran Investment Drool*/ veue(1) Price (2) transedicee. (I) Funds nTITiOravin to ACOVed inecilireMS boar (I) Illtreft (1) tan 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL CIVIDEND REINVESTED AT 10.42 NAV ON 113818ASOF 12/31118 SYMBOL' DOLTX 5.631 .5868 Jan 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y PRIM-ND REINVESTED AT 10 03 NAV ON IV31/18ASOF 12/31118 SYM301. PSDYX 1824 38.35 - Jan 30 Reinvestment JP MORGAN SNORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.71 NAV ON Cil/29' I9 STIV1301. HIV% 3.380 3620 . Total 413323 Date AcIntly Dexicemn Amount (I) Money balance activities Dec 31 Balance forward 91.304.55 Jan 2 Deposit UBS emir USA DEPOSIT ACCCIJNT ASOE 12131118 0 25 Jan 8 Deposit UBS BANK USA DEPOSIT ACCCVNT AS OF 01107/19 0.07 Jan 25 Withdrawal V85 8A111: USA DEPOSIT ACCOUNT ASOF 01124119 -107.49 tom 31 Closing MIS Bank USA Deposit Account 91.19741 The US'S Bank USA Depose Account IS you Cetelary SweeD COM 0.70003005750925197000I97332 °COCA 0119 030579COI YI23697650 OCOCCO Pogo 7 of 8 SDNY_GM_00325849 EFTA_00198424 EFTA01307570 S UBS Your notes c wooceoosncces um/30197332 ooxhi on 9030575004 YI23697$50CCCOX ►age S o}8 End Of Statement kr aCCOLIII number SDNY_GM_00325650 EFTA_00198425 EFTA01307571 Important information about your statement Fruncial Street lm. (Me firme UBS Financer Sonnet et annoter of al anapaluoniy, ccrencdty and optons berges UBS FrurnalSemes and LIEG Bart USA re rdrect macler e LOS AG rd e nef. of U35 54esibes 11C Meir ,' I narrai strier« ear table tcen requett Referai', neutre effets,. al blaS I curial Senkel 1200 Met« Bouleront Vitareihn N) 07086 1M Ornent «Meer* the orry Meut record ot yor ISS Fayoter Sentes accort ettyr recels. nedel offe el lei:lacune*. antieng cordIttngdaltrsheed roi be rad ter I you Delers leve 6 rem« a racer. Otan Peel e minedrelr n prend to the french enager ot t. offre utry; >w accort. AØ at bogata der re ruade! toler range. *remet data d-ould nec be used ta te ;gamet Pefy ettysenr ia eend tac lnnt.ae. Form 1099. 5498. ale )^4‘m Veen, Yeu* te reum M Fern requred by Us to opta toile *5 inertie drrdeds. «portable nriteubb drdends rd !stable nitre ered on montes held n >ou accent net yards r tale Rennete. ard toe base on <rien couered %ru Met Communkrione voir the Fine • Flow recedinn r oral ennuierons n ventre, toque« per >en refit reb-eln9 pot Tel verdorMe S'ente Mette Protectne, Att (S A) • If tho torcol noce*, on tre up ler otte fit« of Met surfer' 6 not le Frirent Sem*, tes Seoreet erre you xcoum at (Wood trok« by rare* avih the recto] none en We edeened rue Mes rebehrer0 sien ru c tnS thoron' h to case. >et lieds and rudes se lard M UBS lnantir Sema% and reg ter cg becta. rd >eu mot mua. à report ol ry er a aneson to ble green • Al dcxebed e tin accent narrent% you ma! notdy us e any onces cl baya egelengctsects retinted cn gote cliannent stelhe 30 d*, di« 6 rem merde rude 'retro • Mo au. cleecg cueowee «nier« « mare to the ren't Clem Mec« Dépannent et 201.352 • I bat a tollrye e (0335.9103. BODAM. Io 600 P M. CI Mende ghrough Colin a n yrt rg to 185 Fninnal Senne, Ir.. (lent Rettug Øre<. P0. Bo. 766 Laer Cly. 18 07087. • AI arment, Moll be deemed complet* ad monte d ne obectedto n rang wthil des • ta TlY serve*. Cal 84441209% et kam aride eeU S Cr1201.352.1495 • h <ne ol «Ton« eastens aber an errent keds bene« (611 !dl parent cr U3S trot clebs <rd trantxtires cal 800762.1000. of Aneto UEIS rureul Soyas Sec.. 10:0 limbe «A, 6th I kor. Walser, NI 07086, Atm RMNBSA Sevan Cri« mite as scion M can. l su Met su slaloment a /octet es wØ or 6yoa med more nternmen about strant« cn the gaiement ce recept Re Fens or Ced blut• (a> appleable)eme Nue romeuno lm« the, 60 deys rite tr. Fim cent ru de hm cournre on torche/ro Erre or Probitm :Menai - Pnrode yer nane rd accort nurse (et arry) - Dette the MO. or the renier y:u se tnewe about rd *rien at der/ as eu can ode/eu Moyenneserre ce styp . red met donner, - Proue tee ckdar arm-nt of le memected erra Re Benn M Card Mue sil nvesteste yoe camant and second ry rra aØ.le eØ agas neng UBSVoredebn rad mansacto-6. e voire mer the IO terrer dieelodo Mt, we Mll made ytt rare for Il* amer* you the* n n mot. Io the puwia rue the ute ol the money dorg t. tette, tales x610 complet, or neesecoten Plane me* all dull payable lo te Fr or to fnancial nonce Mn/Judo, te lent er the maternent ln addeneeto moule aeccure foot accounts enry be abject tornamenance les, cher; fa tete parent fer traies pure** rd Margés fa u-ped amant n cash accents. A«ourt der ne transfeend to «ber miaulent nul be taterar toa renie hie LIS Swap OMM,* tes off«, calots »vape., «oh berces b birr, &pose accore at an elluted bats rd aglelated bant( and 'renne maden meuel le di (AlOney krel(). Dopar rose ai LOS Bye USA ana annallacetd nanti partsconing n titt LIGS eCnC n'und Progern are ECK-nord n mordre sobr e ( eut.: rot ms* rdomuton. Ope sne *rte* f der.. Diane *coures el te AG Slengord Bardy rd 'hères of May Kea me ne entend ty Me FOC Eure derls are nor pretred be SllC More/ rend Mares ee prolectedbySIFC Se."1851 remet Sentes encan, Roterai' belon tapon rentrera berce( nirobark Clearec ma te wehtraer, rd dam of a lierre Tard rna be leiadnen rd the eatedt retunedlo >eue es anuries .Wesnl Pinte nt cmmg•x• *tag valable recta optons. nc14ro curer, enterre rate rd o »valstek M verne abs contweemeles. benne F runcul Aber by cens ECO 762100 • f bonde Unkei aocount protection Rar fan es a member of te Sanson nome Protecton Caper on (SOC). trick voient tectilhes ruterer of es merdent tee to 11.00.000 (encludng 1250030 for clams fe cash) trlanatory Øre notable scaces Øl stemm s« 0•9 eke sn *se robre lint .a:p1/4 go il accore tut eu hold nabot:ut, <nitr The Pan, tarder men edam eh**, bon ab> Ø d tupplerrental rornce Re monmen amer perle to el rat* clore. <obtenir* und« de polochon s ISCOmIlen et OlOngerter IO. 2016 Sueur to the miel cri, eam and lintehrn, can do Fer A fut« protectrice Le b $1 9 roder en Me Xeregete fa il yre accents Mb en e pari euler crac ty fui <Ce, 04 the polry wedng 6 »diable con remet Ilerter tee SOC Ilarden ra eemespbentreal «Conon xply • Crin 'Armer met cattroAed byfent ncteded n Su' «roue vat.) but heklaway !cornLES Forer Seences en naine erla'n COentrexe «efrit m'An, drubk *mutes. and Oeuf* of rituel haxbrproored n the none of tre rorte boldo,' on Ure baks of the me or terre pot), • nomment «erres ce nomment remet (tg. Irmed ortnenhe rd guet placement%) te re not mamad rd« the Sauntot Act of 1973. • Commet* «renom (eg. leur **change rd ore oui mataf enter* ncludn; fiantes corsant mawrodt7 (Pion contrxn. and • Demi *courts feria eneecates e dopa«) rte Bat ()SA. UBS AG U S tranches and brrr, to FDK hm.red Dépota Proyine fhe S4PC «cerne rd te appeemental prer do not appM lottese m'eh née å Ney ccrennae taxer onyx.« examen* Re SIC protection and the supplerrentaleot«fion da ne promet pane changes n te marketvole ol yin mono-nets brrr as e meut of market rra/ormet mur barde nie« er othen.essi DividendRoinvearnont Peograin ODRIP) Re prie geilnled n an arerpe «ce N'o., ma obten Ile «lue «ce lent ro, I ventral &Mixe Onie Abek tan me pechased end« ORIP. prebal den mil te sed rdthecash mal be depeated your scco-nt. Me dended 'ennemi« once Mente' be Ire esmree TPl des hen the mrlet ace al sneh te Prut Mures re Car•itelieu D'el 'renie une ree/ be Mb n pta er«ar• dey a 'rad b. panel ust *aveuli of a dØ parent or ~ne. the rem my ete "Mord val al tesnei pica a sept el !Miel deteernamitee «Pend clama amen/. ride.« par accent lerrannérobjectitse The rentrer <becter rednsk ore* re totaleIo cure accourt and nvyney besace Ku x<oty Pers ruse the Frm proteplbr ol °recel Cange ne po Influa ramena amure« ote(gan Foe *eh accent fat you domo en of the folbong m'animent <layntes • t ee Curent brome trottine* ,eitmg de go-erre. ol rare orly • Ad..., C•pulAracuten( ymnimets utero) gr oret of encor rader Inari the oseraie ci axone • eremk• Combes/ce *omise,. Je cet.; Appt« er;on Inenznienn xeking ban Ne enem on of rame rd "one of principal °vend kpr.FAe. • Conaennene Sens, to masser, end penciaal ant bée rie rd marli y to the accon oral. ben if Mat mers &nattent die na genre. radicant rome ce rotures ard may ne toms Presle. rra, • Moderato Ming to rapt ore ne to perçai rd brette tare ver dey +a sett Meer relent • Agame* to xcte bentloPnfel»I" he rabbin, en ciel bernant one terre • MostneenapeteyConsdergen t«baoga patron ce the perfidelog tv ro:grime nclude carpe. turegm, lard 14aday ad (rem valating Maternent liouseholcing• Vie **contente< til te tete wouni lustrerasse. the tore elles et the terne «neige, e.g. because they hem ores *ho ro menton ore «cent Witte...hm relhother tares st the >ne «Sens d >ou ad« to men end Mar gnomons graled n copra. enwekçog, you dru>, *gent honteakfna by cale-ne./ Format AMme Priendly «cotan marne The ;rendit '<tonal nom R seustradable •runninn• dosen by you to *te you sit, your recordant:na les ro legal effet on yen accent is ne ntendoi to rell«t nl tuent. prorit rocornmenlmon. internent *Mine a rd trahie assauted vals nx• accorts. en n not apomne or surent* Inn s'ah ce ry irnexle muai, <na nul b. xhe end Al ritternmt englue té ree• cl bu. «Leang to ne ol lots of Me «mot /tenue« you<an<hangeyw hand. xccusi narres troup Crane Sente* or by contactent yer Frunttal Aden« ACCOLetetlIVIWI • Vat* ol pas anocorpordoe> Neg red • Amen reluit* eadre <ah berne. Met fe froared seront% (e), rd Global Tire Dedans, erealeed nerf s n'orle* and cenneneet not held by Me; rm Dots nol nclecle eecnced seariteinsets at de «de ter pnot rd osent mawern pana a peau menine* vred stock «ne and feercob» ne* aphone • esiblen l'OUM den entre« c./geai-4 mer g n tort «oc* 'ne, den roue braen • Ca:Absents, barren Total of ummemod rolable (eh bliel:14, pl* epose berce al ad Amr ed non-affluer bras. rd mer marin ne.P.d tad trop der* st the (>noce te stem-mea [roi Noncormmelty free rd* balances new accoste an from other bilames ed Me Inn crut eme prydd Mme knis nt* ordnry tore ol terre« Rem tint re payable tØ pur demand. Ro lest o n0.Ø in Me one perd cbeng Mue Lean ireferererden fa *tard Mamelon onde fers lendrg exiges ad auburn te« to pots Cher Retettornhp Agreement a Accent terrent rd te Genre, Terme red Concile& llitS kakernent ot Credit turnes amiable nAgreeronenriCarbicee lanns SDNYGM00325651 EFTA_00 198426 EFTA01307572 Important information abu ut y aur starement (ceulmued) Var mann Vett »derak» etaCte mona end *ar amt held na/ roken st tet end of te natreol etted You niry ri for *bry fr 'uty nagd trona r ry tret Vott mai trene Intetteet dal at ban <otrar atm Paird albint dur attan Ary enka be, vanfred tott fan dåna the slatement poidae 'sted al mitt våkte st d the ond of the %tronen' pead • ~bø& In senetana at ost baks of the seona inodes n ad defeenent *te ndcad wth the ada« 'I,' Les Francial le Sent<st hr ridd on ref ormar <bland hot toarm dh «tamreka (as fram5entai. aludng ~matta br ~h« Om« ter you mag have parded to yots al Adm« led Fem don not ndryatecbmb, ~dy Cm. ~elet the x*. r xy vadty of re doringa+ t:roded ty sona dh« don LGS ?mai Samoa Ø ark akhoogh LES inni SOVL., genera Lcdote, M ricnnatcn øneettved the fan doef tal vade arry mime; /hal the (tonalt. ~Con bra' and •Untaked gant loss' n *tete,» at os tie <letna the namnam Atna !Solet, non rityr an '«maitro malte pschate a la danen, fa WI:OSO « Othenette A«OtItS etneettee to te hm mai Mal gasbo ''tralt only fot tite good of line ihey se eed åt ne inn More helorbal tåteretten Cen be xtled Ry >os Fesne el Acktof • U.wSind goinsflosns adr, daa is notable. eatnotol frodiatel ~filmes se </kutta' fcr nductot utdry bh ene knelt en data for Malet bit my« mag n« tel corernastam. <håar tar toalter toorga+.2x.ca ~nu Omland al olha fdry.~i lon a-.1 snitatåta arabis bl, ro who:nedad to dasla, cm adraad lai Ten 'lodda,' «Ann lyssatt the Aege‘ttlide~ trade dele • [Sabla nedtids. Bords ad selred mak ar the auer <ib for tarY ~ion nil be selested vatn" by lot tan arg aR foonbes cd dat nar bS n od narre or n nomne* akne fot ar demt, (sl ferde ~anis °bland korn thrd pates ard as xoncy n not paranoid Othr WI bant my onn %hoho:da aifM Vold «møne relomobon rat bt panlad fancard • Priostraha fatt thp/ayed ler tanta and dh« indra mai be hør or bm . nar the pence tie yxmould rima* mona n the ~sl Pan at <1~Irnmvargalltledlannylll•ne5 iihnh rit betro to be Sine. br ne .3 not ~alte tett roar - %Y* rora* La the <bag pk* nag, arkåbor the monodl tet bel and ask pekes kr åsted fatna anclopantiany bil vanla OTC ~tett - Inc aval,. trådd ~alet mey b rod treg a vanta rordl er the mon han pro va ~antd ard may nei ofte« an ~al matt tro Or Oki? - Caen pashOn roa taper %vranta a peke and valtar. al ido sand salane' d ake ire kneble lo ebbe, a vice teetet - Nar es «snushit dartontried fl arrteces dh« tar u S. doar Jf. erflecied ault ~bana rate asal te strimen date - Fer ctinew‘wvibe, tred.? n noninetarmn; *namna, ca, nett ad ClInt ty lla< e raa) nnly hat been »utlad to taka ropa valuta, . To oburavran otta:" *hm ~Irak. <dart —fasandal /SO•SOf • Prima innsynet. and strand intimt. Pore ~mat trytt.% (MØ dreg taktton togtro tid real ,,tatt ~bant nusl fanes) ad or and proiJus re genera, haifly stavid Ca n å uc Lad s odr hoe not bon ra ssored wen the San ei and Eec hange Carrnostand al de ay nare ~Mfl, ben Yte doode *simrad ota bor prate narre stana and ~lund dabett fce 'snaua pilpodes a AtAkelley 4 not ga rant...d - The,* oles in* OSI« stbserti kIsdn does. d tty, v.Ith å pore nagment sal er e tomt tomteredn podiet mi; be lao4n d toha and do rot nrofsaly my nem the via su niry meia Ora Souidaton. - Rod pay Mara of »Ir re as d • ~an dra and are stoplad OBS Snaut kran arta ofair base by a rdegenkre "Aaron fan - bar. genral onnor crtponor eatmud ri" d ry. ar* ~Sed 10 te Fem by the ~at ganar panna er ~nor and may be oblat«, bardm Mann Ornaon kon Kr mated by thrd pattes to danse ref simrad esken - Vei dan doran Jobbar nfamatontecardng de ..1`,4.4,of used to detten-da the Maste cl okt and the dra ot te Saman thai n the baus la the mane by ontactrgyod Friara aciteor - Tnrd party arnaled vattes may br raff/ca:d as '14d pased' n sari ~art yren n e:»paSat valtar lem hr rot Ølod or e doble to anen vaka eta vre barne tara tal a malar ran hb cn osred ~odla ote opt venened yale rno ~dan. ct ahen J nøtt *dyd be hota, snaut", dan 10 line nave cd the Runy. - Nette not« an ~i', grol partner er cpcace ittrnalad obt nor a ardnany ri nød valg proakd the obo d at »<ny Ml be delar< from n notbas,* prte - 'Garta/om to dat' mag Mole *treet flette, norne d bah ▪ 'tiara un« ste eall~illne mi Mang peke ps inn ånd my n41 nilett >ai cent base - OPP ard Ldiried Rift' utdan re ript lad cn å nstfool fatna ankar, and te rna" , ahard ard...ende*, on be fold, the pro rena« may bo hes ar to pa tent nemme/ valt* Ølkel n the XeCtsli pate~ • RellIbeelbed MOMS. Reannwa ~Sable "rotete aro not cs,erty *bøk la pirk og LBSF na-Kul Sdnxes vies It* maitet one el de knalented toa of the fro none as ar trepdad rir kr It* orde/ flod for aerpases of ai >Ohmen! ody. To ett Ment Mit Mett led sauna et <bable ot ok, des vake roexed mag be abstenotal Ka te nand okt tonn. • Est. (earnateginconw. ornat yealtb and Ot«. An e>tmine el sved arie is handon cram dadtal ånd norn ra ~tranen stana til bo held la ont ra kom aromat dam «kal namna Ihn «mate 4 my a ?.delro, afiliaCy ad talord trame re not gurantad ff Famn! mil morer and turcm raid lor ((dan Mad Of tana «ad indbudt ram of verpa er °Pli gåta n Ittelh Mf the ni ;norne ferd omn, >ield) «midt. *emneled - Etar ed inni «ane rd <tina yeeld ånd the afasi :nome and yeld møt be bmr or høer den the ntensted remsa - An *rima» cl rroatod nome (dvdord anda tinaren) daird by the orran matet ~mor balance pbxef onda an dadond «mant papnent male by the mott and V a al be held kane ra' br te st sanert deo cr unblmatdaY, koral( rd conand yr.] se not geront • *an noe held by ABS Fardal Sarioam. Cola aret> re ete Keldby the Frm ai nat hann the tereis ~na ce ornat Tane Mett art adoleyed en ras sutra« loe Sansbar mor« «ly netters and fota notata(' re prondad by at tvg ham Ued natal Sann es not osprittas fot "5 mormaten a-ddoar« ?uranler m reurry. New makt at nal paralvi by SIK «the Oms bopatenta SPC cottage • Ratata skaving and additåsal campereation - b, sidanto rattfont faks ad I lb't len ~ned n canedcn wth the (bakut on of austom fink to od tetnes te end« os 'Ohm nar roarar tang parwatt Iran dstranott ad« altgata tbs nyast ta* tat to vel Rak rant re bradd, tas dataen or rprear ta ran of lirt by IBS of a partar n ual ferd fra/ to oil dann, and OB the ist vaned a partnis ~kul Sal fri/ s fronheld alde fim - Via st or ruture al» trev networlay and ~Stas ententte len n con,-0eralkii fer unte, ara tanet thai mr~ to the ~ot ti dt. Dato toa gatt" ro pad han nome *taktt te en-toltad and ro afse/ dollar ~on bia on tie ant« of scoret at the bakar-dor hoting 'nial kn& of taut tud treny - b addebn to onninans mened n favalion *lb te tel er dinbution d ~ly tonar% ard tnt aantrnml net «ell loa/ eler" yre sd« cd "Ide tetne et~ fkaliN1<neeelenlaen ham inry ol the ~sno ~aren unclemeeng the mue), ortrads, ~x« d ai ovanu organa ce onencet of na isse ~nat Ialt a/data:uta - b a:Metro (r ^ ~nid fan the Ludo,. and tak cd ~Aasfink sve anler ørte tedrma n asv+banncl rein snering ormen, from fledShres charter" en all as hrdna for technology cltalopmem urta ad *duoar, - ahatneon Utdry connisecen and ote ccapernien from niteel trell te ~ane organa seao getaaat b•LO (labre Wit trent oatonsat af frem LGS Brd. L6A, LGS AG SennordEranth and ros affilred baks tro-ø out cash torp progrns TM ccaqtarian mal boa mcntln, per ran fet cr rna, be a patenta:teol moge dalt Jaret tinn Antidy nfcrenzion reordna cancanen and aber sogn auran n temma" itle the neo-rand vart. nehadM gaten ,romtoen nr bon 'tinda cn •enlemal,nr5 pesnpay furnnned bro, ad all b• troaded to you dcald/Y Orf nOtee ~nibs Il you se <and n sliet, telna a touny, >co may nor a ~gt &e lo <slå n borvavro costs la thi Praia' ~Ot/ Gan adm RoStrdng open er ga:d Wca:akt ordets ti rorol ~and by tie stranten dale, opal boy and tel ropanten re recbced ty ter amma ol dadeals er nøt re an er-todanch cal a røk dato alm nansod ohm« byyak 1/cd re responsa* lor orda Int returutid <21.* lo >tv fatte lo tarmtel ~ing ocen orda triver To obtan a copy of co orre (hem Nør, Nake, dem~ >as r ~Kiel aielcce Ce vet wetnte at no obodOrrono.t - ISS TantalSonte, b rol *br* The RMA. Giren Sansa Accarn BSA end RUA re batane atoonit tann troa* tteett to bra ing tana and nrcdris Itectørtangnments onn "bod batt ånd de« talar, bånti ad tyendet rott to dyete and anotty pairt inord by knalfilata thrdorty ~neo:flana tea* rann* ~ty ffAncluten of ISS Feurin Satan en. - hodment, ~aret and rnuky Rrcdxn - tryt MI( nyed • No bal moner neo lose~ - MIA Rasrace itaagemem kota "Mads Sandet Attan @SA, IRMA and rartoberui anane Mare« Accare re mostered favne mels of liti Smola, Sanos - VISA n a (agnora trana **od by vita altmann? Sers« Amasona and urod Leda kase The LES iss «edb ords .rd the LES vise Ø fads ae ,3%.* Cl by LES Sant. USA tak Parissol Iran Via USA lx orpotaltd Mod'« regdred nådeensts. sove. med, ard og and femte merkt re of tos res~ ~pinn ILOS FirneiSkeviae Y,c Pa ?Giftig SDNY_GM00325652 EFTA_GO 198427 EFTA01307573 SUBS UBS Financial Seneces Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0032 CNP7011560112510219 xt VI 0 Account name: GIRSLAINE MAXWELL IRA Friendly account name: Kith IRA Account type: Indrnclual Retirement Account Account number Your Nnandd Advisor. SCOTT STACKMANRYLE CASRIEL Phone Value of your account Questions *bout your statement? Call your Financial Advisor ct the on January 31(SI on February 28 4/ RMA Resourceune at a30-AMA. 1000, account Your assets 58,260 54 58,378 57 Your liabilities 0.00 000 %sit our wehate: wwn Lbsoarranancralserwes Retirement Account UBS Strategic Advisor February 2019 GHISLANE MAXWELL IRA Items for your attention t Help protect yourself from fraud and renew bank, credit cant and brokerage statements regularly. Also, get yos free credit report annually from www. annuakreditreport teen Value of your account $58.260.54 558.37857 Tracking the value of your account I Thousands Sources of your account growth during 2019 Vase of your , count alyeas end 2018 558,125.23 570 57.0 57.2 57.7 99.1 583 584 Net deposits and wthirarvals -5107 49 • ■ ■ 1 01 • Your arestrnent return: Dundend and interest ncome Change in gnarly' value 526907 591.76 vs.. of your amours on Pon2019 86t378.57 Dec 2014 Dec 2015 Dec 2016 Dec 2017 OK 2010 Jan 2019 Feb 2019 Member SIC CeP70003005679251 Ne7000195856 00034 0219030575004 Y123697650100000 Pits I of 8 SDNY_GM_001, nny.3 EFTA_00198428 EFTA01307574 *UBS UBS Strategic Advisor February 2019 Your account balance sheet Summary of your assets valueon rebtualy 2840 Percentage of your ICCO.Mt A Cash and money balances 1,197.71 2.05% B Cab alternatives GCO 0.00% C Equities 000 0.00% D Eta:id income 57,180.86 97.95% E Norntraditi0cial GOO 0.00% Account name: GIELAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: indnidual Retirement Account Account number. Value of your account $511,378.57 Your current asset allocation A Total assets $513,378.57 100.00% D Eye on the markets Index S&P 500 Your Financial Advisor: SCOTT STACK MAIILYLE CASRIEL • cam and money balances may include avaiable cash balances, UBS Bank USA deposit account, UBS FDIC Instead Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual find sweep balances. See the important '<made° about ow statement on the last two pages of this statement for detais about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2019 3-month Treasury bills' 2 40% One-month LIBOR: 2.49% Percentage change kteuary 2019 Year to date 3.21% 11.48% 3.52% 12.40% 2.56% 9.32% 4106% 1.00% CM, OOOBOOS60ai53 t$1000186856 0=4 0219 03057%04 vI23697550100000 Par 2 of 8 SDNY_GM_00325054 EFTA_0O198429 EFTA01307575 UBS UBS Strategic Advisor February 2019 Change in the value of your account February 2019 (1) Year to dice (1) Opening account value $58,260.54 558,125.23 Withdrawals and fees, nclizzling investments transferred out 0 00 -107 49 Dividend and interest income 135.52 269.07 Change in market value -1749 91.76 Closing account value $58,378.57 $58,37137 Account name: GFISLARIE MAXWELL IRA Friendly account name:Incite IRA Account type: Indnechriat Rebrement Account Account number Dividend and interest income earned for Reposes d ins stdernent tantdAy d Interest and dridmd income hat been determined Iran a US to IttelosalansOectrer Erased dion the residence of the account hider, account nye, of proazl type. some 1 hinest andd didend °s)men's may COI be stisten so unted Uses (u5 arida Panto Rico (PR) income tams the them monilly Valence is rd Intended to be used Mnf cannot De feted icon for IS purposes Clem% shoukt Neter tote* arOK2t10 tat top:ding forrrz they rocone lean 1185 annual'', lab at the FOrrni 1099 and the Fan 480, for to reCabng nitro/mato) l if the practice of LIDS to fie the avicade Is nporieso toms nth the US intend Revenue Senn, and PR Treasury belOddnfif, and in such lane actLeddy clzaty dvderct ardor waned as tar exempt or tackle income flat carnal your inthidual tat preparer. February 2019 (1) Year to delta) Dividends 135.22 171 42 Merest 0.30 0 37 Total current year $135.52 $171.79 Pr or year adjustment 0.00 97.28 Total dividend & interest $135.52 5269.07 Summary of gains and losses Values reported below exclude products for Ands dans &Idioms an not dayslied. Realized gam and losses unrealized Your Runde, Advisor: SCOTT STACK MAHLYLE CASRIEL February 2019(1) Year to date (s) garns and bdres (SI Short term 000 000 352 Long term 0.00 000 -839 70 Total $0.00 $0.00 -$836.18 Cash activity summary See Actounfarthly Nu) monthfc4 Odes Marcel rn woe Sweep Oplont an inducted In she coenna and dosing 'Mantes vain FDIC insurance apples IQdel:01M Id UBS Bank USA *Idea banks partigiabno in lie matfett Inured DIVOSII Rogan, a d:e1nOf Say 10 d!artni el U8S AG, Sisnloid Branch WC prottoon app..% to moray market sweep fund Padang< ON net bank docent See rupolant tettonnston abOur your tranmenr on the last Iwo pages d IM Oddment for delay. February 2019 (1) Year to date (SI Opening balances Additi0na Dividend and interest ncome $1,197.41 135 52 $1,304.58 269.07 Total additions $135.52 $269.07 Subtractions Professional management fees and related sereces 0.00 -107.49 Funds withdrawn for investments bought -135.22 -268.45 Total subtractrons -$135.22 -$375.94 Net cash flow $0.30 -$106.87 Closing balances $1,197.71 $1,197.71 0.7000300SA)8S3 NPT000 I ES8S6 0103a Di 19 03052D104 W23697650 ICOOCO page 3 of 8 SDNY_GM_00325655 EFTA_00198430 EFTA01307576 UBS UBS Strategic Advisor February 2019 UBS Bank USA Deposit Account APY rarest penod Jan 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 $1,304.90 Closing UBS Bank USA Deposit balance Feb6 $1,19771 Number of days in interest period 30 Average daily balance 11,254 74 Merest earned $0 30 Annual percentage yield earned 029% Account name: GHSLAINE MAXWELLIRA Friendly account norm: Inch," IRA Account type: Indni remenl Account Account number Your investment objectives: you have identified the follov.ing invesonent °beans for this account d you have q about these obaxtives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager YOU can find a full description of the alternative nvesImeni obieclives in Important inibtrnarken about your statement at the end of this document. Your return objective: Cvnent income S capital aPPreClabOn Your dab profile: Primary- Moderate Investment eligibility tensidecation None selected Your account instructions • UBS Financial Senices mc. is your IPA custodian • Your account cost bass default closing method is FIFO, First In, Frst Out Your Yineaciat Advisor: SCOTT STACK MAIILYLE CASPIEL Cre7C0C600S6C8254 HP7000186856 0iXOI 021903052`5004 Y123697%010000) Page 4 of SDNY_GM_00325656 EFTA 00198431 EFTA01307577 SUBS UBS Strategic Advisor rebru-xy 2019 Your assets Account n erne: GHSLAINE MAXWELL IRA Friendly account name:Inda IRA Account type: Indus/rail Retirement Account Account number lame prXcl. 'Milne Jnd Curial 'luta :hewn may be OPOrtiareile As a Met. gain and losses (nay not be &wheel/ reflected See important Aroma:co about Awe statement al the eat a this clamed Tor more information Cash Cash and money balances bin and noisy balance: may include evade cash telexes. UBS Bent USA Oman account balaxet. UBS F Cif Unused RoganSane Blames, UBS AG Parnlord Wean deposit account Waxes and money malcel rt tua fund avert Nixes. See the IMpOrlaat tafOrMNIOn aaCwit)Oul Stahvaent at the end d this 000.ment to detalS about 00Se Wanes. °Leong blame ciovngedence Haring on Feb 1 (1) on IM 28 (5) UBS RANK USA UP ACCT 1,19741 1,197.71 Fixed income Mutual funds Tote memestya is the lots d alb Nernvested dudends It dors not inertia any cash addends. his rct a tax be for the purposes el detennInni slang per or cog tars The shawl you referee each erne you (tinsel elands become a Male tat la. Gott birSo iS the tell purls's. f051 05 the seamy. incl sang leinreSted dearth The Cat basis may need to be acl listed or return d capital paymerts in order to daemon/ the admica col baps ca tar RP1ton: Purposes Rada, DOUBLE IKE TOTAL RETURN FUND INS& Symbol- DBLTX Trade time Ma 31, 17 Total reinvested (Al: S706 Current tneld 3.74% Security total JP MCRGAN SHORT DURATION BOND FUND CLASS I Purchase pnov minter Awn price al thaw per share (S) Chem infottmen1 Year Foetid,/ Advisee: SCOTT STACKMANIPLE CASRIEL 11135 Ball LISA &Idyll UBS FIX insured Rog/natant depart ascent telertet at Insured by the FDIC WINn applicable l ma. bet are not panted by WC UBS AG Stamford Branch citcosit account eataxes are not enured try FOIC arc are not protected by Set Macey market strap balances are wanted by WWII* WI 'mitred by the FOIC ence per share Average ea Feb 78 (5) °indent/Intent Par in Peeled Penal tip aroma (S) 250,00000 Weak:(d ray) gain m Iasi is the cilletence between the current value ad the col bars and ssaid genteelly te your last* On a loss 4 the secunlywa sal on I he date The avenged am) 9s n a toss may need tote alusted la return d tarn Pap:Inns m ceder todeterrent the redodd 9a n a IOSS la lax reporting purposes. drodridi feeds) n UV Current slue corpus the amOunt *messed. r des no 'nen* Share; that ae no reflected on yam Statement, indudrq stares that hat been fel eed as enter a gin or a loss it alsoCots not irclude usn dada.* the were not reassessed Cost Prue pet that basic (1) on FM 28(S) Value unreal:se Pm* Investment Halm FM 28 (s) own arms (S) mum IS) Passel 1,693.321 10629 18,000 00 18,000 00 10.420 17,644.40 -355.60 LT 117.569 10515 1236 34 10.420 1,225 07 -11.27 1,810890 10623 18.000 00 19.236 34 18.869 47 -366.87 869.47 continua:loot pen UP7000:00:6:625S HP7000'46856 °COCA 0219 030g7SCO4 vi2369765010000) Piga S of 8 SDNY_GM_00325857 EFTA_00198432 EFTA01307578 *UBS UBS Strategic Advisor February 2O19 Your assets . Fixed income a Mutual Witch kOnenued) Nunn/ Rocha, pied Meld? plc, Ord Cat Pike per snot value on Unreel/ad Cloe irweniTent Honing Hddng ashes per Oat? (5) Intetrinend CI) MS (1) on NO 280/ Feb 280) Sff 90n0ss(1) num IA ptd Symbol HLLVX Total reinvested 1,833.973 10985 20,147 77 10740 19,69687 .450.90 19,696.87 EIVI 5361 Current yield 1.83% PUTNAM SNORT DURATION WOVE FUNDY Symbol. PSDYX Tiede date. Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.050 17,982.09 -17.91 LT Total reinvented 62.928 10058 632.93 10050 632.43 0.50 EAR S426 arrant rekl 2.29% Security total 1,852.192 10060 18.00000 18,632.93 18,614.52 -18.41 614.52 Total $96.000.00 $51017.04 $57,189.86 4856.18 921.110.86 Total estimated annual Income: 51.493 Your total assets Pexerafled Con ES101101e0 unrealized Valle OA Feb 28 (11 your fiCICUM basa(t) SOMAS ,ACCint (SI puma loss (t) Cash Cub and money balonces 1,197J1 2.05% 1.197.71 Eked income Mutual funds 57.180.86 97.95% 58.017.911 104900 .836.18 Total $58,378.57 100.00% $59,214.75 $1,493.00 4836.18 Account name: GHSLAME MAXWELLIRA friendly account name:Inch," IRA Account type: Indoidual Retirement Account Account number: Your Plaamlai Advisor: SCOTT STACKMANLYLE CASRIEL Account activity this month Ode Mikity Delve Ilion Arnounl IS) Dividend and interest income Dendends Feb I Dividend DOUBLE UNE TOTAL REOJRNFUNDINSTL AS OF 01/ 3 V19 56 51 SYMBOL DBLTX Feb 1 Dvidand PUTNAM SHORT DURATION INCOME ROO Y AS Of 01/31/19 43 30 SYMBOL PSDYX Feb 27 Dividend 1P MORGAN SHORT DURATIONBON) FuNDO_ASS I 35.41 SYMBOL HLLVX Total dividends $135.22 CaP7C0060059:025614, 201301958560,X01 0219030575004 Y123697550100003 Page 6 of SDNY_GM_00325658 EFTA_00 198433 EFTA01307579 SUBS UBS Strategic Advisor February 2019 Account activity this month (continued) Ozte Annoy Account name: GMSLANE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Rebrement Account Account number. Year Remade& Advisor: SCOTT STACKMANLYLE CASRIEL °mention Amount 11) Dividend and interest income (continued) mtesest kb 7 kitAfQst U8S 8 At“ USA DEPOSIT ACCOUNT AS OF 02106,19 0.30 Total interest 50.30 Total dividend and interest income $135.52 Investment transactions for ncrie inIcrinalicn tout Ire eke taut >boron toe IntliatCl Wu Mitt Ste opof fent rtformarno about )our sletemeof al the erK101 INS cl3C unto, Dee Astrsty Cleutpbon irnre. Iran invesanent Ouatly Vdue(5) Roe (5) tram-RumsIS) funds net eravm fa Accnwd mellments tcoOt (5) mlere0 Feb 1 Rein seStrnent DOUBLE UNE TOTAL RETURN FUND INSTI. DVIDEND REINVESTED AT 10.45 NAV ON 01/31119 AS OF 01/31119 SYMBOL DEILTX 5 408 5651 - Feb 1 Reinvestment PUTNAM SHORT OURAITON INCOME FUND Y DVICEND REINVESTED AT 10 04 NAV ON 01/31/19 ASCE 01/31/19 SYMBOL PSDYX 4.313 4330 . Fob 27 Ranvostmont IP MORGAN SHORT DLRATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10 74 11AV ON 02/2E/19 51741301 KLUX 3.297 .35 41 TOM •513511 Oat Annoy OtSCIptien ArnJunl IS) fan 31 Balance forted $1,197.41 Feb 7 Deposit UM WIT USA DEPOSIT ACCOUNT ASO 02/06/19 0.30 PO 2$ Closing UPS Bank USA Deposit Account 51.197.71 TM uBSeank USA Deport Account isycur army, sweep opium Money balance activicin 04170003005603257N7700016685600034 0219 030575004 Y1736976501=60 Page 7 of c SDNY_GM_00325659 EFTA 00198434 EFTA01307580 RUBS Your notes CW700030050:6258 icocois685600C04 OD 9 030575804 Y1 23697550100000 hoe $ of 8 End of statement for account number SDNY_GM_00325660 EFTA_00198435 EFTA01307581 Important information about your statement LeS Fe-uncial Sawn n. Me Firma UBS ennui Sown), is a motet ol al anapal uowty.. ammoity *adoption...oho-got UBS FinaroalSonrces and ISS Bart USA are robed a-bp:lanes of UPS A6 and Oita*. of WS Um/Am ILC ins I naval statement n wadable tor request The Frm's miscue., °floes are K. ISS Instal SWUCtS n. 1200 Hata Boulevard Weehatelon N)02COS IM Manua raracentc the ore, officialwad of )W Len frame Semen account 01044 reartts. Ow.dd *NO tar floweret ontwing codified clateshcoAd we be relied Lear F you bele* they 6 alma a *mason phase report a rorredately n ogling to the Bergh Maruopi of to office timed so cgcoot Altough at haat anal are melded lobe accuno. stalemere data taM no be trod foe tx papaws rely *Ze n Yorend tar lava, be. Form 1099. 5498. I tic.) when realm, yota lax worn the Fein is mond by law ha sepal WM. RS Auntie &a back. reoortabh mmtnabb dnidends and !nab* Merest tamed °flimflam held n SOUr eccoul. naCratt4f a , sr liareacl CM. ad (04 base On (Celan oared axis ilea Cownwnkations with the fins • Nat m.o.:Minn ay croloarrronorbons ri wring to bother pane IOW efts. s'a-C1i9 your TH adoKSiouan banter Protean/1kt CS A) • II Meawed cocoa, on the op lei cl Pe not of thrt 4.1107001 a ant IBS Frircial Santa. UBS MANI Sows cartes your roam at (Wong baba by artarent win the rekalsd 01044 en we adorned pail led relledniga nhenrea opened 44 Ottani In the cat. >Oat ball and invites se totaled a UBS enema, Saran and rot We swab no brcta, and you anal (We a raw of ay ma a omission to both fins • As decrbed n the octant xrctinents, you nut mid y vs of any carat of Mena errolorig dwelt related at your slannonl selhei 30 days after n was Milakc ro de an at. • Nose droci rtynorirof ani0lOrdi a nrpaira to the Paws Clone 1•14Ilait Cipsnilont at 201.752 • 1659 tolirce a 800.35.9103. SWAM to 6.00 IT Made, through Folly, a fen ova rs 10 te5 hunt 0IStrecti n.. Clat Riede Doormen. PO. Bo. 766 Lhon Cly. 1607081. • Al statements shall be deemed corrolete a -clause, it not *bodedto n twang Whin 60 days • fa TT' sewn. Called-612.09%ot from outside nett MI457.1495 • In (Me 01 rat a 0.0401S *CAA an electrerx led: trier 0BIll WI parent a CBS Vet deb* cad transxtens.. cal 800.762.1000. of *Melo UBS f na-eul Swart lc.. 11:00 Harbor Bad, 6th I kor. Walesa ter, NI 07086, Ann RMS/SSA Sewn <Outwit. n tor as Sf•J can asaa talc you statement o wept rs wrong on I you nerd more nfonneur abate a transferal the statement a rococo The Fens or Card bps fee arolcable)mni heat Man sou no bee than CO day: aria We firm um you to fret a manure on *rich the era or Foliar " aPPerecl. - hoed. sot nano rd accare nuntre (et any) - Neat* the into, a be wander you a wave about arid *vitt as cirri as youwnwha you blew n is an ma a why soa need inn riormalin - Prank tied: Aar arwnt of the Respected error. The Firm or Card low nil nvestoate your <emplane rd oval Owed sty error promptb• For alleged Van mate-g LEIS VaOckba cad namacto-o. ma tie twothan 10 haw day; to da tie, we tell made atccon fee the amen you the* is es mot. so the you wit hint the use of the money long Me Imo tales ust0 corocatte w ntesligaban Fitt Tat all checks payable to Me fern or the fnancial insiwicn Mooed*, tie front of the itiarroOnt In addition to atria , Want feat, accounts may be abject toman:mace fees. chasm fix late pay ern fa secure.; purchase; and charges foe tepid anions nosh >awls. Accasts itio re transferred to other miaowt nu, be sublet to a &rd. , N. WS Sweep OpIkev IBS others options fa sweepeo cash balances to bark deposit =arm at non-el lined bats and elated bona and money Mann mewl funds (Money cede). Clow* %COAT{ al LIBS Brit LISA and mortis:poi bunt; panicoachg n the UBS PDC nosed Program awFOC-nswel n accordance withr i C rule: Pot none riomtabon, plena tee wow fabc.gar. Depose "awn n LOS AG Stanford Bach ad 'hers of Money Wet Are not rovedby the IOC. Bpd deposits se net Pratrad bYSJFCMon ey find Ihann ire protected by SRC See "WS Inmost Services Attar, Prot/ace' below. upon 'we ecunt. harem n me bark depots may b *throws. and sham of a Money rand my be liaadapy and rematch Mon-0dt° afuersas Sauna?, .iaosc Fara rt.:moon about notable sweep options. nclang <untie intentries and yields.* 43/4plible wow its carfsweemelds. Man yoke Fnan<ul Anna a by tiling BCO 262-10:10 LAS financial Services account protection The fern is a member of tie Senses renta Protector Corporation (SVC). which protects %CU ern customen 01 nrocbren to to 5500.000 (ncludrd $250.000 for claim fa cash) &planatory brochure nobble an Mun i a a mve SOX erg. The SIPC /owl Protection lints aopiy to if '<cows that you hold ha prikular <opacity The Pen toothy with *Man has atm Prohnod supplemental coerce The mon-run snarl payable to all enable clam. colearrebUrtat the 41010('M c IWO mllat it 01 Decanter 10. 2016 ern b to try polcy <profit" ad ocntana Cash 41 **rn 6 'unbar prOarad (.41 SI 9 macei on the 0a110000 ta you accost held in a whaler rabsc Cy. Aka ata of the polcy twang m bailable LIDOrtrataft. Ware K SIC prardion rer the stoplawertal parlItle1 Moly 10: • Cann Inexii asuatt candied by fad notified A So Kowa vat.) b. ri d away Iran Lin FaaMYI Sawa For armpit oaten CO antrexe pagan, noLdn, drub* females. and BO sham of mutual hmds registered nthy name of the scowl holder on the to:as of the our a orrice fl at), • Irweranent (carob a nwstrant nlerato le g tented patnenhos and ornate placements) tut are not rog oared carder the Sauntat Act of 1931. • Common.. <attach (e q, fire gn **charge and pro an metal <read* mayday liana contrail and o nwed ee Warr comracts. and • Depose accounts °moo tendon., of deposital L135 Bre LISA. UBS AG U S branches and bras new KIK roved Down Proven The SIP< Wanton and the tmainwial pronto" do net apply to these asseh men if they oterwee aroma on yar stiernentt The SIPC protection and the supplemental potation eh no, (IOW against changes in the market vele of yin reestrnals (whether as a read of market movement. war turencla othawnel Dividend Roinvosomont Program WW) The V" **clod at, ann00 ace. VW may obtain the actual ace Icon so InannN Aetna Only Mick awes ate pu (based tncle DRIP. panel sham roll be sold arid the cash WE be riposted it your xca-nt The dincked ter...intent price Roofed by Me nun mat *or lam the meta VC* at aochlbOPInralsbroo re sod Cash-Mies On't wholetamsma/ be held nyor afoul d you" mulled ov a paneltest as a renal of a &Mend grew. or ~roe. the Fum mR ether 'Awl. unit al owlet we. a swot al an determated by a inaiend cleama fl eecy. ad credo yoke account teammate objectives The reestwe *beams rank profit are yak to ear account and may stay between yor =coat Noo name KFm proemlbr a *Nog d ay sap/rant chary)e a pas band mow a trataarre oblecines For each account hell you choose ore of the °bang imminent <batten • Pro-dee Current Income arrestmeres ward the generirr of name orly • Aram' Cap utAopeneon yaminwits wing Torah of onto! tatiet Man the gamier ff Mont • hobo Comnato• on ;tame ei•ICAMai Appieoa fm tian Innmenerns sakirg bar the penwation of come e4 comb of principal Dowel ebb frofk• • COnaerVelne Sairt SO manta, rale4 catgut meth burred rd salinity tote moot metal. nor if Mat more the accuse dam not gene, * agnficant income a rows ad may art Sap Pre wth eta an • Morcbate Wiling to ocelot ;ono nt to pnocoal and tolerate sane valatioy” see briar rams • Ancoose With; to accept hqr r1t 1°P'" "l b' l rd Pio rabble/ 10 (nil. hap tnitnt Our leo • fraant•r-tfAgotty CakarkNeCti I .4.1octod, a paean of We perdue° fa ha runeMay include earploy aral•g•K, lanai lipabr and Tara ootalibr Statement leotaaholiferte We my cotto-oWt al asked Want itaWnertsmth the satin alms." the same antelope, e.g. because they here wen at., ebo omen one "awe rola...leo *Mother clans al the sere eaten I you prefer to Maar rat rola statements mailed n coparato NOWNIII:O1, you may Orono hoisted.%) by cAr9 yoo frontal Adntor Prionly &mown name The kern* '<coon Noe R Ilttatmaible *nOlitume* dam , by you to aunt you will your moidtetona t has no loot effect on your 'occur*, is not mended to felled fey irate* prodAt neortmerdien. metre* *Mine a rd: profile associated wit pour Kau,. ado not a promo* or oarintee that wratt any Invrii rya aria wit be aChOved Al nontrninil elate Kra el bat includng the 64, of loss of the antic mostrwe Youcanchange pout hardy rouse elms tiroull OW. Sancti a by confactrgyar FnaeulAdmor Amara overview • Vat* of your emcees:or:bit Net of assets ad bat m. • Asters i-cludes naitibleUnhesednal. valets foe ast4tad watt/ (eat), lad Gobi Time Deposers, wealized was to retold. and colon assets not held by Mefern Does not nark tweed seasihriassels awn and ci te ow and on* natant* Feria a awnr mestrwes. wonted dot aprons and moodabb nod, *phone • Wearer MLitt debit Daiwa, °flaying rargn loam. croneIn*. shat accost balances • Cashuronsy Warne: Total of volutednalabb cash talan:n .pots taalaws al all itatid ncnalflutod bares. rd rro-ey main mita fund rd sweep batmen. a the cote of the Aomori wed Non-conerodly het wed. balances rises account at no, seine aned from other babrxes and the Fm may toe re Ora funds new adnry can, d Ifs teArea Thew fled are payable coon your demand. The total* exteled in tee ant penadckoing value Lasing infeernatien For detailed Manton on the nWs lerdng practices rd dolman refit to yap Clem Robteornhp Agaternent a Saar! buyeanterl ant10-0 Giotto, Terns and Cfrottions LIEtS katerWit of Credit Precikes Grabble nAgreem•nt, and DCx busts al town o rflorlorr SDNY_GM_00325661 EFTA_00 198436 EFTA01307582 Import= information abort your statement (COntinued) Vas stå Vett natemten tterrete mosens ad *er mots held n the acrost a Mr end of eit talrem proa Tea mi, ark t«dehetyd 'uty paed ensax ane tele You mai raene 14<0•114 used at ban <flaneri atm Inernel arry biset due omham Arv wcurbm trarefered totefim saug the sirenealen pm:dåre tetid ei madet våkna of the ond of the staament per cd • Gat IS In determnnq <ost boso ot the ~Am intid n IN, nettanes. *nem ndead ~h the osa:«' Les franc& knest ha rand 05 Sammen anane,. from touros otta thea (as salsreb Stmces. reludeg ~mates ban ~ha fem« thie you mag have prmded,o yms Innyhed Adm« the nåm dom not nd•patbreb, ~uty a ~elet the mo vxy vidty of sa dontsico nronded ty saras ("ei 'han f ninci Sem«. Øen akhough Les in" oiSerwes genera t osete thy Samansnø et o atonal the inn Ø nat cromk arry rest Vart!, til tiN, dangla, ~Con bite' ad •Urreied gatt loss' n imam* at os todataa the nattmann At tasse, Plome do not 01/ ønte rictrnacn a målte prehase a uh bose" la ta• paaws « <Menns A«trantt estimat totefem mai tonal god loss damem *My fot te panda Irre they se ketl åt ne inn More hetabal bomalm can be adled by >ot retreol Acktot • Unrealirod gint.flossa Men data is notable. esentral eseedbeeloantflosses et takutied kr nivAul madg bh the knatt on dia for Matlut bes may or mai nce nal let arrenstrare. Avga amle( cm:umy roorgri:x.ca ~nu Omknd sml Oillt1 etn.rsewrt Ion res nytemne ~Mase bl' ro eat Øreed to dia,/ cm meaged let The 'trade date' <anm ~ett the ~kantinen fl * de• • [Sable ~død Buda anandmed mak ste the, etaer <ab for tarY ~ion spil be setated rgart" by lot km arnag al steadees ol the ente bedd nott runn, «n nomne* norne fot må demt, Cal leive ~kones °Vemod kom !herd pota and as xosacy n nol gatranteed ura cal lomra rmy nen whoh avta altra yokk. Ølre ~on ml be punded Ø forunt • Priteivalua Pren OtpLayed lor savnet and «her acetras mai be høl< or broa "ante pnce Mat yamould small, mone n the marki! Prat så asaread Irom vatgi ?brd Panty tøtte, etuth spe belta, to be rivable. tel st do net ~Mor accany. - %Ve gmeral‘• uro the <knm pk* abs ~Labb er «enpol Ua trelod and are. orka la åsted stevnes scl optecn•cr ran bispen ta OTC ~tilet - Lote rovelr tråddanta« My te veid ing a vatem model or the mon nasa pm. val !Zealandny/ nei alle« on studmarka tue a vake - Ctrlm nih'et« nyt tweer wahout a ake and val show sann solane' i ert am kneble lo oblat, a rna *a 4 5.0tey - Otoosts «helsniks dencninted n aneroe, ah« tar u S. Bobs ve reflecied i the ~hange rate na the ~mere date ia Cern ulvte, vedr9 nraecadamr9 dencmnaces, ase sd gat ty (ba vis) may Hot hes »una tto bolene acoor ralualen. To oboen nanten Ølatom. *hm nabb». <stil atar leunagi AgmOr • Prandti innelmenta and ientelandproduas. Prime mosnum socarbet (rebYtg deal Natte:ia" Mas , sd real (Mat fientrienl "Ot stirates) stl struosedao•lacts at gemse, h..»), dhanl Can n a ra Lad g ote hoa not ban macared wen the Settet es and &charge> C«renesana a-der ry Ote ~nen klen Ytt pode esanated vant ter ornat evestnent nattet yd starla' ;miss ta nlorrnmenat 0,v0M“ my Auka} 4 not garånteed — The,* vala 1 Må, rtilli« SlbfebMild./ kan ttg•e1. selry, v.Ith a praie matment recur or strutta& product may be boa,* a soll sd do not naesstely manet the niar su enry maie aion Souidaton. - %ni pat, Minna of slae sex el • calan daa and are suppial io OBS inrem Same on a N9it base by a, tdhandent Mams Inn - Kaie. genral panner ca emne stormad ei" d ry. am ~Sed to te Fim by the ~at gana,' panna « spana and may be cabiated bardon dikt.,. ~maori Iran livt tad by tud pattes lo dana leet nimated ete - Tau can clain aciSt~ refamatonrecatcfnq fr intrdÅ.a med mo detalerne the Mened yd,* sd the dr,. ot te ntomates timt n. the bant sa the Bautaby rentactrgyat admer - Thrd party otunalod vala nabo relbmci as 'Na proed' n ~al ~atom' woon depere.S•nt vabion lem hat rot Ølod or isble to anda vis Men spe Oseana arvet ' ,at arrarena ment has ceosred bat my cal a Pre~1( ~od vals mo ~sbs. « tren J Vale sold be Ngli), speculakme 43!10 the natve Ot the Metety - Whonnethte an muer, 9~11 partner er cpcmce almanad ...As nor a twd.ory riflen, rast pcmckt te rate et er* 'away Ml be deltin from ts pubhasepme - 'Delbo tnen to dete' mag rade tekn, Of UP til, rame a bah ▪ •ononal un« set' ~Menn te mi slamg ake pie enet ånd ~ymt reiten yta ~base - OPP ord utried Kfr 'teaken re na lenedcn a namna tovtes ankra, and are osa", !klid and mer .1 the, tan be sold, the pro seered mai be len ~to per stive rant«, vak* promad n niv saum assmet • Raelbiebed ~ekla ROCCIVItd antitet "nattfly are not cairty alibia for purk sak tas Fnats Sem«. MB It* maite orme el te urtesincled.od of de same Siket as an nor ltd via. la te rakett./ sloa for papases of Mi >Memento**. To de <neie Mit nedreled smie es se elgble lor ule, the vake «reed meg be ubstenotar less Kn tre ~Se taxn. • Ese. («Smed) Memo. ~mm yieleb andras. An temte el aket nare a te:01M tUtrent derdend and ~fa *51~1. stavbry val bo held la or* yta kom etan« dale er gmt inaticy Ne Mina» 4 my a guttene aftttaty sd ~nid «nome te not gusanteal •• Famns mil mana rd taren raid ler («antiges of matret «ad innad, aret" ol areoal er <mai garn n whith <Nette oil irittene (ed orren, >jeg) «old be ~Mated - Cangted fraral «ane sd yid and the actgal navne and yeld med be ba« or ',eta than the estensted snasa - An *fint». Ot rrgatrod aroma (chidord anda Menne dmird ty the <«rere matet ~nano balance pbxed ant,* lan de!~ «mant Nyrens male by Hm nor and nynn te wcalheitavosts ml be held krone ra. kan the sl terneet dne a unett old". Atotacy Dameid 'ed ve net gotstad. • Aue° net hyld by VIS Fralads Sars. (eden aszota ret na helda the i em ard nat niton the Inri ~sis or <emna !hese ame. are deplayed on ras natspars lor reormattnal Nepa« cely wattut ond rebe penn(' ve norded by øre ovng lem UBS ansto, Sonett not respsstde f« natt Mannaen a-ddoar« %innta 45 neursy ame meis se not ordrered by SIK or the Ifra ttaaeamentål SPC cometage • Revenue ,hamg and additOral meresemeatien - M oØtiv,te tomtehiren ai salet sd I 7.h. I len mened na/meda, wth the chterfavion of manual kodetoca dann se st os Slaga mai* nysta Marg pa/mots Iran deskuots redd admat ot zbe nytta taletat my MI ~a som re bauden fm> «knm ccapremst te ritue el 19“ by LEK of a palmar rntai htd lama/ dov dams. and lod the mol rate a a cortnis ~ku, Sad Isnys ~n held alte finn - Wo aW ar illgre ah, 'ame netwodna and arrbus rennonag leet et toreteleraden I« unte nem unnes ti sa~ to the misual tidt. Natte« ganer" am pod hom mana X44« n de rnsual land and ve a lmod donor uncam barod on the rada« of score a the bratordmke holding mavel krål ot let lund I "ty - b eddas to eamMsonsmentd n arT1Klion Wit, te sale or dilrbution d treaty «nam% sd urd mestrnini avåt vris loar (lent,. ere anda ca Slekte mara reanat Oareentaban ham «syd the (ouramo ~namn undamang the arnuity «arna, Saba« a Mi :lossa merpanos er sesam a fa sne ~nem bunt ~dankar. - In addlis to «ammast raeted from the. ~ne and sit cf Ne•TShanes fireds. sve sbler os attlate ICC...? dit asset~ enene sivneg >innen, from Ile•tShires clarlaulors. a Aen n luring fa technology cinelopment, tranita sd *dataen - 0v 411051.5 skortene talg corranscen sd oPeer <arg:reien from ~VM 'urd, sd reva-tt amaana st«. getCLICH VLO dabiea ~tamt carnontat o, kan LeS Bra. Leik LeS AG SurrdordEtanch årdnsalfelaNdbarks th~ our cash smop preg ams 1M ~sies rnay bo a mrtly Ne ~i la er «rery ba a parertapes smage d.ar Snart urnen Actbrity ntarnrion regsdna canmease and aber ~gen Mored n <snerten mit, the tan-dona vada. nek-4^3 opten vrexecns naboen ncludad CCniernIlrOre. qn.)inkr 'vens/rod lona, end mil be preaded to )tau acnta/Y an masa Short odling you re ageord n short slig a saLray, year may nil, adhge Me lo <tam barowna can la telt OSho.dr ~it/ OPMI enn PaStadn9 open or '9:od bilasakt adm ta vesena ~and by the summen dato open buy and sel lia, <rim se nedadbø tø> amma ol *.ilods «ars cee ordre deeds a a ords dato unless nansoad ~me by yaa nou re responsiaa ler «din KM MV tandid dat to >ar talte to ertet Maning *con adm. Primen To obtan a copy ot as om« aen friere Nake, atm~ yta rat"MliAdKla «vet ca, miste »muca••radoneten~t - les f sneiSenkes b rot •br* the fibbk. Biten ~Acta" BSA sd BUA se bropage amouni‘wimch 005•511 3C045 to balt ing «feen and predtht 11~ anangtant wen Siling brik ånd one thalpsy banks. and pronSes sats to masa sd annua crodsts issund by ~filial Med-party maste ramses *n:utifemroms ~ty ubedne el IBS Fmrcel Sonen yle. - h.enment. ~arne. and ~uty P,XLC% - hia MK ~0 • No bant ggararter Mal kne~ - MIA Rasrace itsagemem Att.," Binnen Sanert Attom ISA, Ria and nierma ti bussa Mana-r ent ~are se enge end smi« mrs of l.6) tromla, Scnxes 11C - Vri rs a regewed tadaturt owned by Va Vrernsbenii Sewe Attauters and used ber kome The ISS iss (reda radt sd the LeS Vita det« tids se end by ISS Sant LISA mb PermissentranVea It SA at apotaltd M.M« mootred traderm&s. savne mad., ard regelred terme matt re el imf res~ fanpari LØS FiswirlSreviae Ysc Pa ?OIE«) SDNY_GM_00325662 EFTA_00 198437 EFTA01307583 UBS LIEIS Financial Serwes Pr/vete Wealth Management 299 Park Avenue 26th FITOI New York NY 10171-0002 CNI0c055N5230319 x15 YI 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: mdiv IRA Account type: Individual Retirement Account Account number. Your Knamial Advisor: SCOTT STACKMANNYLF CASRIEL - Phone Questions about your Palermo° Value of your account Call fl u, Financial AdkNor cr the on February 28 (5) on March 29(11 RMA Fesoteceline at 8CO.AMA.I030. account Your assets 58378 57 58,82495 Your liabilities 0.00 O00 Mat oar umbrae: mew. tbs.conYfnanc•ahenaces Value of your account 358.370.57 558,824.95 Items for your attention . welp protect yourself from fraud and renew bank, credit cant and brokerage statements regulady. Also, get yaw free Credit report annually from www annuakreditreportcom Tracking the value of your account S Tbausards Sources of your account growth during 2019 VS* of your wcount alyez end 2018 158.12523 Net depositsand 570 sip 57.2 37.7 sit 584 588 vnthilaivah -$107 49 41 • • • Your awestrrent return. 010dend and interest income $40560 Change in martat value 1401 61 Value of your account on Mar 20, 3019 Dec 2014 Dec 2015 Dec 2016 Dec 2017 OeC 2018 Feb 2019 Alai 2019 Member SIK Csn700030C651, 523Nr7000302i990X0e 03190305750M n23697550 10,10in Page 1 of 8 Retirement Account UBS Strategic Advisor March 2019 GHISLANE MAXWELL IRA SDNY_GM_00325663 EFTA_00198438 EFTA01307584 UBS UBS Strategic Advisor March 2015 Your account balance sheet Summary of your assets Account name: GleSLAINE PAAXWELL IRA Friendly account name:Intim IRA Account type: indnidual Retirement Account Account number. Value on Percentage of March 29 (0 yo accent A Cash and money balances 1,197.99 2.04% Your current asset allocation B Cab alternatives 000 0.00% A Value of your account 858,824.95 Eye on the markets index S&P 500 veer Almeida' Adviser - SCOTT STACK MANCYLE CASPIEL • Cam and money balances may include avaiable cash balances, UBS Crank USA deposit account UBS FDIC Instead Deposit Program Bank accounts, UBS AG Stamford Branch depose account balances and money market mutual ftrod sweep balances. See theimportant reformation about ow statement on the last two pages of this statement 101 detail about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills' 2.31% One-month LIBOR: 2.49% Percentage change March 2019 Year to dare 1.94% 13.65% 1.46% 14.04% 0.74% 10.13% 1.92% 2.94% CeP700080C65I 7524 rt7000302I9900X4 0319030575004 )n23697550100010 Page 2 of 8 SDNY_GM_00325664 EF1'A_00198439 EFTA01307585 UBS Strategic Advisor T March 2019 Change in the value of your account March 2019 (S) Year to dale I$) Opening account value 158,378.57 158,125.23 Withdrawals and fees, ncluding investments transferred out 0.00 -107.49 Dividend and interest income 13633 405.60 Change in market value 309.85 401.61 Closing account value $58,824.95 $58,824.95 Account name: GHISLAINE MAXWELL IRA Friendly account name; Indiy. IRA Account type: Individual Retirement Account Account number: Dividend and interest income earned ror 0uØ of the sidernent Imatilay et inkiest and clikkrid income has been Orlennned Iran a US tar Kati lit Wiped.« Based Tpon the «Pik«, or the a«ount WO« account ispe, ot max( type. some inres, enact clniend payments mar not be Pant 10 UM44 Slats (u9 and« ?TKO PK (MD income Imes The nooniNy statruert R nol Wended 10 be used aid cannot De rebid t, for I& purposes Clank should rim to IM apples:It tar ropsong forma OW MOM Iran OBS ainualy, tech as tie Foam 1099 and the Foam 480. Col ta rezoning 'Mots It it the ounce of UBS to file the swap« ta «pone« loons wee the US intemal Revenue Sent« and PR 'treaty« Defotrwent, and in such forms accurstety clearly &dent ada interrA as tar excerpt or usable Kant Raze <arm« you, inchidual tea peeparer. March 2019 (SI Year to date IS) Dividends 136.25 307.67 hterest 0.28 0.65 Total current year 1138.53 $30832 Prix year adjustment 0.00 97.28 Total dividend 11, interest 1138.53 $405.60 Summary of gains and losses Ydues 'exited below odude products lot %%fah wins ~loss« are not donned. Realized gaits and tones Unrealized March 200 (I) Year to date (S) gains and losses ($) Short term 0.00 0.00 12.38 Long term 0.00 0.00 -538.71 Total 10.00 10.00 4528.33 Your Ilsasezie1 Advisor. SCOTT STACKMONLYLE CASRIEL Cash activity summary See Account «they EM month la Odal. Brianctis in your Sweep0Mo« se induced in the oaring and t101"10Sentes value. FDIC insurance applies to «pools a UBS Bant USA aid all banks particeabrig in tee UBS ODIC 'muted ~mil PrOgill. II Øe not Wy to ~slit re UBS AG, StrmfOrd loch, SK pottuion fl an to moray mart« stereo fund hcedirgs bel not bank «posit Set trowetant infoemarion about your ~enter" on theist two pages cr tbsciixtment for Cretan. Martry 20 I 9 IS/ Year to date ($) Opening balances Ackkons Dividend and interest nome 11,197.71 136.53 31,304.58 405.60 Total additions $136.53 $405.60 Subtractions Professional management fees and related services 0.00 -107.49 Funds withdrawn for investments bought -136.25 -404 70 Total wbtractions 4136.25 -$512.19 Net cash flow $0.28 -3106.59 Closing balances $1,197.99 31,197.99 CW7C0030C6SIeS2SNP7000302I990C034 00 '9030575034 Y193697650 103010 Page 3 of 8 SDNY_GM_003258135 EFTA_00198440 EFTA01307586 *UBS UBS Strategic Advisor Mardi 2019 UBS Bank USA Deposit Account APY Thterest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 $1,197.71 Closing UBS Bank USA Deposit balance Mar 6 51,19799 Number of days in interest period 28 Average daily balance $1,197 71 Merest earned $0.28 Annual percentage yield earned 0.31% Account name: GIELAINE MAXWELLIRA friendly account name: Indiv. IRA Account type: Individual Retirement Account Account number: Your investment objectives: you have identified the following investment olopectives for ths account t you have questions about these objectives, disagree with them, or wish to change them, please COntaCt your Financial schism or Branch Manager YOU can find a full descnption of the alternative nvestment oblectives in important information about sow statement at the end of this document. Your return objective: Curtest income S capital aPPreCtelnan Your rig profile: Primary - Moderate investment eligibility cocredecatton None selected Your account instructions • UBS Financial Sect ces It is your IRA custodian • Your account cost bass default closmg method is FIFO, First In, First Out Your Yineocial Advisor: SC077 STACK MANIPLE CASRIEL Retirement services information Benefkiaries you've named for this account The benef juries listed below reflect the information in one records as of the end of ths statement pored if this informanon is not <Weft, or you wish to change your beneficianes, please contact your Financial Advisor Beneficiary changes are not Ofectne voless you give them to us in Writing and we accept therm if you live m a community property state, your beneficiary designation may be subject to community property laws Percentage Benefcrary Contingent beneficianes 10000% Katie Vaughan-Edwards (100 00%) Cne700080C65ITS26NeT0C0302I9900004 0319030575004 el 2369TSSO tO0010 Pogo 4 of SDNY_GM_00325656 EFIA_00198441 EFTA01307587 UBS UBS Strategic Advisor March 2019 Your assets Account =no: GI-ISLANE MAXWELL IRA ?deadly ECOunt non.: Indio IRA Account type: Individual Retirement Account Amount number. Some Gras, axonte ascl C Until ydKS thoeen may tie applaainlyle Ay a 'flat gam andlosses mai not te druid* reflected See Imported siformareer dad >our 'Wend 8 the en1 of ths &camera tot more oftxmalion Cash Cash and money balances Cash and nOrey Dance may «ludi avaltie ah balances. UBS Bane USA aw*t amulet Galax's. UBS FCC 'Malta Rogan Rana 8.4arKM UBS AG Stamtora Burn *goal account talaxes andmoney ~HI nUud Land syrup [olarei See the Vapor/ant iniformattonabovitour slatedent at Me end d this /cement for *tab about trose timann. Hddng UBS BANK USA CEP ACCT Fixed income Mutual funds ~nag tilaxe Closing balance on Mat 29 (S) on Ms (h) 1,19771 1,197 99 Xs: 42 senses( R the toes dal reulvesteD dvdendt n does nee ~tide ani cash cigdendi h ih rot a tar lee for the Guiposts of deteiminng UNIng per o«ost basis. The shaves you rue.* each err you mows! Orden°, become a STOrate tau ICI Gast NM is the tola purchase oost tin the security. Ind udng Retuned CM,ClenCt The Ott basis mar need to bo =lusted fix return d <rust onworts morter to datomine the Witch-a <02 bans lotta 6971R1 rig moose. Nddng ~riser of duret %Khasi pri«/ Airerage met par Mare 0) Chem inresumni <11 tetteld on your statement induclrq shaves that has been red SKI .96 Pew agars el AIM It aim 00e5 hat include cash &dew* the, were not remeiked Cott Prite per ;hare Value Co unrealized dap investmen Hosting barA cn lAar »d) Mat 29(1) gin alma (S) he um ti) pored DOOM Last TOTAL RETURN FUND INSR Symbol- DBLTX Trade date Mar 31, 17 1,693.321 10629 18,00D 00 18,000.00 10.530 17630.67 •169.33 LT Total reinvested 123,104 10 511 1294 01 10.530 1,2%.28 2.27 Ea: $708 Osten t yield 3.70% Security total 1,816 425 10622 18.000 03 19.294 01 19,126.95 -167.06 1,12695 JR MCRGAN SHORT DURATION BCNO FUND CLASS I continued next page CW70005026SIXS2TN"7000302199000W 0319030575134 T123697550 100010 Page 5 of 8 Year Muncie' Advisor: SCOTT STACK MANLYLF CASRIEL UBS Bent USA end SI UBS ado insured Rog" Bank deposit aeon Manes are Insured by the FDIC waNn ~kJ* amts. bul are not pileiled by WC UBS AG Ranked hatch deposit account brases ale not insured by FCC and se not Protected by WC Moily market snug balances are prcented by SEC til ay MI mitredDi the FCC Mt per share Aet.age WM& 29 (t) tat osnencintr<rit Dot n Puled penal fiat anount (S) 250,CCO 00 unieuard fray) gain or it the allnese tunreen the turrem value arc she colt Gars and swild generallyte your toot* non or loss d the seceinty v..86 so° on rart date The hre e caged &loosen cr toss ma; need tow aillisted lor return01(20W pa<mledl5 M omier to &terns ne the Haired pan cr loss for tax reporting Purres. trseweenr return R the current va Lie ennus the amount you invested e Øs na induce shares that We na SDNY_GM_00325687 EFTA (H1198442 EFTA01307588 T UBS Strategic Advisor Mardi 2019 Your assets . Fixed income . Mutual funds cntinati) wane Symbol HLLYX Total reinvested 1,837.579 10985 20186 71 10.803 1984585 -340.86 19,84585 EN: $377 Current yield 1.90% PUTNAM SHOOT DURATION CaCOVE FUND Y Symbol MY* Trade date Mar 31, 17 1,789.264 10.060 18,00)00 18.00040 10.053 17,982.10 -17.90 LT Total reinvesled 66.872 10057 672.57 10.050 672.06 0.51 EN: 3442 Current yield 2.37% Security total 1,856.136 10060 18,000 00 18,672 57 18,654 16 •18.41 654.16 Total 396400.00 $51,153.29 157.626.96 4652623 671,626.96 Total estimated annual income: 51.527 4,ertei al shares atheist pima Amm43' Pat p)( Oa* (0 Account name: GHSLAINE MAXWELL IRA Friendly account name:tally IRA Account type: Indisidual Reactant Amount Account number. Cam inmitmem (5) Cost Otos (it atict pet mat on Mai 29(1) Your Ilnandel Advisor: SCOTT STACKMANLYLE CASRIEL Value on Unmated 284 inflamer* Holdry Ma 29(5) Lam at lots (I) .!loin (1) Wed Your total assets Cash Med Income Total YaHe on Mar 29 (5) Pacentned Cost Hanna your &WWII tea 01 annual 'mare la Cash and money balances 139799 2.04% 1.19799 Mutual funds unexcited attnct loss (0 Account activity this month 57.626.96 9716% 56,153.29 1327.00 42633 $58,824.95 100.00% $59,351.28 $1,527.00 -$526.33 Date Aellbity Cescapton Amourl (5) Dividend and Interest outcome Dondends Mar 1 Dvidend DOLI3LE UNE TOTAL RETURN FUND NSTL AS OF 0021,19 57 67 SYMBOL DBLTX Mar I Dvidend PUTNAM SHORT DURATIONINCCME FUND Y AS OF 02(28/19 39 64 SYMBOL aSDYX Mat 28 Dvidend la MORGAN SHORT DURATION BOND FUND CLASS I 38.94 SYMBOL' HLLVX Total dividends $13625 CW700:60C6S1752814, 70003021990C031 0219030575004 Y123697550 200010 Page 6 o1 8 SDNY_GM_00325668 EFTA_00 198443 EFTA01307589 c*1UBS UBS Strategic Advisor March 2019 Account mune: GHSLAITIE MAXWELL IRA Friendly account name:Indio. IRA Account type: Inthodual Retirement Account Account number. Your R medal Advisor: SCOTT STACK MAINTLYLE CASRIEL Account activity this month continued) ode Aohlty Oeunption Amount 11 Dividend and interest income (continued) merest Mar 7 hteast UPS RANK USA DEPOSIT ACCOUNT AS OF 0310619 028 Total interest $0.29 Total dividend and interest income $134.53 Investment transactions rol more inloonalion about tre pii(el vibe shCmin tor rests% led seat fillet. Ste en portent ntornatilo stout )out steterwere S 1St erkfolthn ONLinen, Dale ActrAty Deuipbon CTOCMCC from investment °alley v8ut (5) Pace (5) tram-than: rune vuthdca‘m ter ACC Ned mmettrnents pacI11(1) mteren <5) Mart Rem*StMent DOUBLE UNE TOTAL RETURN FUND !NM DIVIDEND REINVESTED AT 10.42 NAV ON 02128'19 AS OF 02/22/19 SYMBOL: COLD( 5 535 -57 67 Mar 1 Rein wstment PUTNAM SHORT DURATION INCCME FUND Y CIVICEND REINVESTED AT 10 05 NAV ON 02/2Erl9ASOF 02/28(19 SWAM: PSDYX 3.944 -3964 Mar 28 Reinvestment IPMORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.80 NAV ON 03127/19 5V8/801: HUN% 3 606 3894 Total •113615 Oat Annoy iDeuralcn Amount IS) Nib 2$ Balance forward $1,197.71 Ma. 7 Deposit UBS BANK USA DEPOSIT ACCCLINT AS Of 0310019 0_28 Mar 29 Closing MIS Sank USA Deposit Accouet 91.197.19 The UBS Sank USA Dews Account is your pinery syrup coon Stoney balance activities CeP700030C651, 529 TP7000302199 0X04 0319 030575C04 Y123697550100010 Page 7 of SDNY_GM_00325669 EFTA_00 198444 EFTA01307590 *UBS Your notes CW70008086517530 W7000302199 OXOI 0319030575004 YI23697550 18O010 Pogo 9 of 8 End of statement for account number SDNY_GM_00325670 EFTA_(() I98445 EFTA01307591 Important information about your statement LOBS retencial Santo H. Oho firma UBS Fractal Senor), c a motet ol al Knopf teo.nty, anyncdty and crams *se hahges UBS Enamel Sores a-dUBS Bart USA re stied stsdnrind LOS AG and ifstales of WS Secrales TLC the km% frontal lament n wadable upon request Therm's eon-tete °floes re at lin Instal SWUCCI ex. 1200 Hata Boulevard Wei-wale* NY 02COS IM nawnool r•ite•contc the ore, Mod Weed of yon IBS rnargial Scenal ac<ount Gibe. records. faedd *NO Is cloo.rterts. e onlanng coracle., elateshotid ma be relied urn I yOu bele* there 6 stance a racoon please repat a ornately n writng to the Bergh Manaept of the office omen; sees cgcoLet Ahdugh al gurei thorn, one Molded IOW ahufalt. nt ohniert data had net be tad foe ex rowan wy t1ey5.").0-4,14 It. kohl, Oa. Form 1099. 5498. tic )Own Prang Yates warn The Fern it mound by taw hp Opal TOM* RS Auntie duties*. reportable nntacibk (*Mends and !stable :teed toned ennead*, held sour accent. net proceeds On sale Itarerlars. ad pale basis on colon roused sectsbes Cownwniations with the Pins • bete et.confinet wryaiterratum...nom n retro tofurther pans you ntin. ecLarg Putt , ado. the Unreel MestaProlocInn Acth A) • II MO ONION' nemecn on the up tell cl re front of nut subset* is rot IBS Felelcal SlenChl. LEI MAW Sows ewes your roam at (loom trots by artarert wash the nekaud Mid./ en we Opened you cd Ire relleOnria nfohydd 004mtd the Ottani h the Chi. hat fund and toadies are leaned a UBS fnormalSanas rd rot We nod no totaa, ad sob wog nuke a few of cot ma a <mown to both ferns • As devised n the cocoon nonentity, you nut rolify in of any ono, ce lewd orntorm hod; reflected on your ild•monl MOO 30 doh shoe n saw Mad a mole and** • NM dnici cudonhe hrehlardi a VtoinKIO the Paws Chant MAO% Coonhont at 201.752 • 169) atolls fe B00.35.9I03, PCOA.0 to 600 IT Moeda, though Fro*, a en ninny to te5 *trout *Yon x.. Clot RMaFwe Departmen. PO. Bo. 766 Lhon Cnp 111 07081. • Al statements shall be deemed corn:fete ad acetate d not abettedto n twang tribal60 days • for TTY servoes. Cal 1144-612.09EIS ot Iran outside Met) Call 701.757.1495 • hose of eon a feJnICns *CAA an hodninK firth Manske bh parent a IBS Uce•debe cad oansactiam, cal 800-762.1000. of vent 10 UBS f na-col Sweet Inc. 11:03 Raba OW, 6th flea. Weehantat NI 07086, Ann RMASSA Sown Cita write as scot as )0J on. P ;co Lek sat statenent a wept ts swag or 6 you need more Sanwa, atrata a transfer en the gowns+ a meg The Fnn or Card bps (as arolcable) snag heat kora sco no heir than CO days rue We tem Call you to IM otaternme on *loch the NYC( Or Fob*" *Pend - horde aos nano and =art nurire Of any) - boat* the all Or doe wander you katt•• bout int 1001n *chg./ Myty Ca- *411)c° WOW n K aMa a why pa red my* dormice, - Precede Modals ansaLnt of the traded era The Arm of Card byrenil nee:tote your canals-4 and wed coned ant ma proptb• Fa alleged eras mohvg UBS Vas deb) cad transacto-s. a we it* none than 10 banns dlyttOcb the we oilmade Dee watt fee the arrow* you the* is n mot. so tna you vat hate the use of Memoney dam; Me Imo tales tato complete az nosligatran Mere make all checks payable to Me rem or the f nodal intutaien Mooted*, tie fret d Ms immune In add/onto rogues wart foes. accounts nor be abject toman:mace fees. changes fix late papaw fo- sectaries purchase, and Margo, fce u-pacl ;mans n ash ahhhis ACChnh that re transferred toothe nehmen. mat be u.*,ect to a node, tee IAS Swop Operas IBS ono" atom fa sweepro cash balances to bark depots xcarft at nen-alluted baits ardaHilated boat and money Markel Maui hods (Money rads). Depose yawn at LOS Bark LISA arclegn.althrod tortes pancoachg n the UBS PDC tared Depo Program re PDC-nstred n reactance weInr i C rulK For ma* riomnbon. please me wnwldcgew. Depose oast, at UM AG Slonlad Bath rd thins of Wanly hack are not ivied by the IOC. Bare aeons" am not protected he WC Monty rad Owes re protected by SIPC Sc. "LOS Inmost Sences Accord Prolate" below. Leah say recur* brava, n the bark alum may be wth&awa. rd ohm of a Merry rtrd may be Itiactalecl andthwarted, rancho pa coax thud es eho.rd Fate nfammton about babble swop options. nclang <atm, entericl reef std yields. o toast,* al wow tat comf sweeps:vies. lean yoke Frunn el Achiscr a bb <afro BCO 262-10:10 Sorekep account protection The Pan is a monster of Me Sauces nada Prohdon CaPaahon(SOC), which protects Sburetoi *waren of es members to to SS00.000 (naafis; 125400) for dome fa cash) Enstralory brochure nobble teen realm a a www sp<019 The SIPC awl Protection limn apply to al accords tut you hold ha prattler bore), The ran, together withco-Ian *hart hr. abo p.eMased supplemental cosine* The mailman man payable to all Stable dem* coledneb under he prOlhbon s 1%0 mike at of Oochithr IC. 2016 bona to to topic? con11 urn ad lynthmen. can the Fern s *mho( protected ice to to SI 9 mato on the onnhOhe la all you alchrlf bed es a pelotas (they A het <Copy of th• poky te:rdro s amiable Loon moat bother the SIC pearden roe the stoparnertal phialon holy id: • Ginn tomcat aster worked by fad melded es $11 Scow vat..) tut hetiaway Kern LES fnancul Sense Foe matte anal CO anteexe geoids, nckdro drub* note". and BO ire" of mutual hods registered min name of the roan, holds on the to*, of the ore a transfer !glen), • imestmere «marts a nwsinerst Merest, (e 9. tented patnenheas rd ante placements) teat re not massed tray to Setunttc Act of 1931. • Coremodhesccetrach (e gt. levels oychaego ad ascots metal <anti* rte ludo) haves contract, atl trawrodtt <Taco comraas. rd • Depose accounts0a-cot <enact*, of *rota IBS Bak LISA. UBS AG U S benches and bras n TDK ensued Doman PrOdtm The SIPC DeOlhloo ad Iheluaohnenielputecich do not apple to these assets ern if they came* ;par on you' garments The SIPC peolecton red the supplemental protection cbna VOW aging changes the market vela of you reestmeres (whether as a roil a market movement. issue baknseya otheewtsel Dividend Reinvestment Program (13Pi'l The V" rtihtlod a en Sneer IMO, you may obtain Me actual once Oho y0.• Inmost &chaser One neve sheet me puchased under DRIP. partial shoe, rill be paid ad the ash all be *pouted n yw xcc•-nt The dwdend ren.thlineni once ,sped WPM )sus my claw Iran the math ace at yawl, to Phial ium, resod Cash•iebliau Gray whit' enbt my be held ri yet" ware a you n Willed Ion pink., oh as a roan of a &nand paernere or ~roe. the rimn all ether sell ant unit at owl** ace a rapt an !Mull determased tat a reatend term *racy. rdoede yoke rerun lenvetment objectives The evonrwe *beams and ask profile are streak to nth account and soy vary batman you teases Pete advs. the Fens prorreibr n wrong d WO sayhoint Mange ha fond mamma • em °brows For each Account Mkt you choose an of het °bang tenement clabdrees • hocks& Current Income arentmeres tang the generic. of none aly • At Imo CoprtniAKAWurcex ywhInWelf Meng gronth of panto., !aim than the gowaten ecorne • PrenduesCombsan of won* owl CAMM Appeecaanon Ineesunerns 'taro tab the generation of •-ccme and trona of principal Berta ask ;Silo • Conattwene Seeks to fronton nth pitch. ?nth bora and salinityto the mast oretal, hen i4 Ong neap the accobnt clan not genre. Kinnear* income ce roans at may rot Imp Pre val.' ttibbr, • Modenre Wing to accept save n010 pnmpal rd tolerate sane obliey to IM here rams • Ancoove Wait; to =oh ^* l*fnrc1B.I ad logo rarity to oh hip want ha len • fralow-tAgdaty COnad•rr Ca I 4•10a0d, a paton of We pentolo ha tat Jahr. may Mauch oomph. coolegh, hotrod 'dude,/ and ccomf welding Statement Isataholdete We may conso-clrelt aft re ed account itaWnerts with the same eaten n the same eenekee. e.9. because they hare wenn *to ado mean pee eaccati re Loonier, *eh other clans al the wee sate) I you prefer to maw led /obi statements marled n aparte trohoch, you mar &ono hooter:43N by calrg yea fractal Adage Friendly it coat name Re bendy 'Court NW* it fa tugantible •rutrarro• Morn by you to tint you wit, yet' rerordkeepng t has no hod effect on your tease. is not mended to read rte straw. onxIAL reCOrrererdien. mermen* *bade* a rd: wade tweeted wren pour marls. and es not encamps of suarrake nut wratt or not hoaxer mutt. <ma wet be achond thOWYsintt /MAO IN oh el kAS onthcfn2 to nO Ol loss of the rare et...omens You <n dung* yout handy rear* names group Oruro Seneca or by contactag your f nal( ethane, Accoratovorview • Vats of your accocodpardort Net of assets ad bJ et • Assets hank" nibble <ash braces. oler foe 'twinedstunt/ (eta, ed Gobi Tent Depot; veralgednuat wake. and anon amen not held by the cm Does not okra aced seasibeinsels a the and a the poor and Onat gatemen periods. a rho% neestetwel anted dock vixen and eat rouble goo oven* • Cubless Whin dMil Wlanat, Oulitaning Munn loans veer In, then rearm bares • Cashbonty Weer Total of trrearod ratable oath hdardh OA &poor balances al all Aged ad nen-aff tubed bares. and matey market natal's-id sweep balances. at the <bled she grown prod Nen-cormsedly needy& balances n your a(catel at not seat gaol from other balances ski the Fern troy toe re thew ketch nine adnry caned is [camels Thew finch re payable tern your demand. Tens town a1 ale, the curia prod eke., oar landlna iticematiten fa doted nIcemoon en the anis Iraq radian ad &dons refs to yas Clore Rebtionshp Ageernent a Attar* Arreement ardt*Gmecal Terns mdColations IBS kakeenMt of Credit Prielkes lamiabk nAorem•nel and Mt busts ad oww ce ectro,urtyttc.cho SIDNYGM00325671 EFTA_00198446 EFTA01307592 I luport a nl information about your slate Meld (rodead) Yam rani Your ratenar ~es sauntes and orer amts had new meant A the end of ilneflaismeil prod You may ad for ~fluty paid stones x ay ern You enarieam won*. used at loan <Omani Am Iseteq any balance due anthem Ary waive ransfered topfim dang the statement pea dat hied al main valdal a the end of the statement penal • Cathesia. In deternsinno the cost boms of the stair included n ten tenement. *Ste *visaed web the reurrte 'I,' L85 anneal Sweat ha nand feennalen <blared Icons ~on alper tiso lei Savod Sinnott inducing Mammon Iran anther Irma thie you may have ponied ,o you financial Admix la Fern does not rud•ptecbmIl ~Ay cc griminess. xy ca any darner fronded tysoLras other than L8Sf nancwl Samoa adlion akhough LEK F na el SAW'S antra vattertes Ow ~Sr as t o mewed the Firm does mat randt any Main that the Samar ~Cost bate' sd 'Unaided gin loss' o accurate at es Pie dated thi stater. Ostrich, plowanon ray on des nIcemelca make ~chase« sale dat ea la Ixn papaws a *therm» Accounts erolated Iota Fan nay flied {wars donation only for ix pond of lime they se ad at the Fah More historical Warmer can be added by pas Peskal Aatot • Unrealiad gantaloans Wan data el nobble, estrated raYearked gamily's., et </lotted for /duds., May bh the enact on data for relaclo, toes myr may nc< roan <crams/am Algot tar to:umy toorgr,:x.ca ~nu Orrand ad Olief foal loll ais syttemate ~Maw la re each craned to diatarce. ,tiard lot Tha 'trade date' <Øn prawns the agW lieedflee papa dale • Calais sescurlas Buds and troldred lock that the issuer ails for earY ~eon wil be wlested ~A. by lot lim raced xl saunbes d that issuehS r, out rum, armament* name for car dents Cal lean ~ern oared from tad pates ard is money's nol wiranteed Other cal leans mental mode add eta well. ample* ~as wit be worded ran noun • fritak, has aptayed forward*, and other rØ maybe hip« or arm thin the pnce that you would actually mono in the market Peat aro ~rpm wart Bed Pry ~as arch we beta, so be ratable. INA we do not parrite tar ataxy. - We anew* use dew chino peke when »ratable or the ~of the bd and oik prkes b bled wanes re: colon a only bid awn Ice OTC ~eel - Via rialf tradedWan« may be vivid taxi a vaster medal a the most recent price we atoned and may nal reflect W. actual mat« at oi - Cedar wham rum spear without a pike and we show as 'ace was not snitte we ire unable to chin, a Via da a Minty- Otpows a warm. deriomnsed in osraca abet than ti.5. dear re reflecied at the mana rate alai the stamen date - Fee vitae ivy Gea fadegn noncorionnny snoroseens ace rd gurney dace .4Wray how been aanied to *whale proper wanton. To obtain <tram <man" when addable. contact ray fnats AatOr • Firred invalreenta and strand produas. Private nwstani $46Vilina (r(istrq dean artaharan Morn «drat estate earthmen flod mutt) ind Amused groacts ae genteely hitry rigid (ran simkrearodmis hare not been armed with the anti es and fat bra Commotiona ‘ncler ry 301e atefinni laws We prow* nitrated valem for rev% roestneet stones and ~lard products fa Soren, ficnat OraG Ateelity e not Surånteed - GeV Wiles Pithy deler sdastantMay Iran ants. any, 44 vki(h a pram radiant see'vr eer strata& product ray be bowl* a soll and do not nnewady maestri the wire you may mare LOW, haidmen. med party estimates of »La are as of • sedan date and are suppled to UPS Prurcul Sayan on a roals base by as ~at ...Lotion Inn - drue. ~at panne or room& &dinned rawc d ay. ant traad toteSim by the mar. antral pan a wand and may be <ablated bawd on 0~4 mamaan ban that used by did panes to dame he nimated wean - You can obtain aatiral ritcrmatentegorcfrig dav ~ndn•AI.w used to deterrent the ntemate of value and the date el Pw Samren that n. the bisis la the «was* by <on actrgyos inrad Odra( - med party ortmaled valas maybe Saari as 'NA aced' on several Iowans' neon an don Awe valaon lam has rot 949Ired a 6 unable 10 align sae newer we became ante that am/VW vent has roared rm., calla Pre~'Y fared wire et east«, « when a value mold bang.), spaubure due to the raze el the "many - Wen nit an ea.', ~II panel« a spate anted akt me a ~dory Pined vale 6 pro.cal the rat* of the sonny eel be &gram from us peach».pie - '061r201Orn to date mair include ravnot Morle a both ▪ 'Oriorui unit site' Vialtionls the nial oaring age per unit and myna react >as ant base - DPP and Wined PVT '<cairn re not listeden a ortneal ~Gel ,doge, and are CICeraly dicsad and amen d they can be sold Ih pme mead may be as tanflat share maenad value prattled n she roan aurae • Ilsobatedaeritiss Pisannedtentail4 "Peaty are not mert* digiblr to pilk mal. Les Firssul Stn.«, unG tea mark« one ad twUrettintledstod the sane issuer as an nand yak* la the rtOrkied slat forpapaws of Md >Meant onfy. To Pe Vent that mess led setae es me eight., or sale, the wire mead may be salastemidir less than Ix Maned sae ran. • Ca (estarrate4 yields and VAS. An antinee ol and neonod it bottlen current dialed and ~fates, WisneiG Ile leaven wit be held fa one yea from statement date a oil nar saey TM eraillalia t coy a guisblanis aftVaCy ad Veltvad inane» ail not gumantad Earnrad an d mane and currant raid Ice (.1ar, M>P1 Of ~as <cad include anion el anal a 0014i gm's n *Nth Me the ell income fend anent yØ would be aerated - &Mad rand «arse end anti yield and the actual income and Mid anti be brae a eater than the ester:tad amounts - An enema al ma:4d income(anard antra infant) dried byManama market ~awn. balm« A~ on the lass dwand et rarest parmm madby the nora and asnnn wcanwidmosts tot be aid tare ww. from she st Arrant ate or untilnun". Acomacy rid oranad yed se net wined. • Maas not hold by MIS Financial Sans. Cerwn assets at not held by the in, and not wino the Innis possessir or <carol Thew Matt are displayed on yeas slat~i1 la Idonealsanal pep«« enly Potions id Wk.< P•n•nt6d ae pronad by the openg hem UPS Sneed Sinai not resparstaa foe PA Mammon rd does not atria is accurry law asses me no, protected by SAC a la arms tradeantal SPC coverage • Rana sharing and addithnol compensation - In Jana, to cowasonsai sales and I :b.l fen retened n <radon wets the diserfavban of mutual funds to am cants we refer at Altai recta nan, Nang papaws fern ~en ardor admen of the mewl ea Pill ~0 ~al ae bred on two Wart orrancenst (0 Ina arose 01 ISMS by LØS *4 a partatar nand lund fati9 lo toots <twat% and OB the deal skred a >aorta maul Sod Ian*, shares held al rhe fim - we ad a Atha alt 'Kea ~wed:pan:I antis veneer.; lees es conederadv for ante nerd union trav provide to the mural Ma Tate ton genet" re pad frem maw Awn n the rn-tual and and se afeceddolly wan bawd on the runt« of eCterat at to brear-bake Mang rascal fade of to find laity - l addt Sr to earns's:asMead la ~ion wit, the sale or diabution ral fl uty contrxts end tint nwelmel Inn/ urns loots clans. we anda as Miaow mare tewrwe ,haring orranSatran ben mow of the rourarce aware, underming the annuity artraaL Aldan d the nuance anoanos a spatters of the urne ~ban busts ~dabs* - Adder to Oremily•Mreternd from the pirate and sale of tanrAar s loth we yder Aft ate wawa an assn.based ~shoring payment from lantStures ~Wort. en well as fundnalot inhaled, development train? rd educator.. - apses rho recs.e wring corerisscro and adv. carperoren from mast unds and mose compana gic&cts vLo dabs* We went con•i: tux on Iran L85 Die LISA, LGS AG Surdord Chinch and ncn.aff elated bras ti-~ our cash swap proya-ns TMs ccmpensxpn may be a mantely pa scan fee a may be a patentrand awn°. dal! apart balances Activity Information regsdn; swannery and ether throes incurred in caned on *Or the omton of van, raludr9 Øen Våre.rbant haban ncluda on cairrahons pf 4,/i)Wkr furn9yd lord. ad sill be fronded to >co renal/ en maid Short walling I you re tamed n short wing aspeny, you may itv ei dyne dut to ostan baravna cosh fa ths polyol* security. Open ran teltadn9 open or 'aed idlancelet cedes dan urol ~AVM by the Weaned dale, open buy and sell Popoden se reamed by the amount ol audits antes am rot dale,* a ex reps date unless nsimmed ~ea byso You re mamba tor actors that at named due 10 your fast to cant« ending am orders. Privacy To Wen a copy of am ant« Clown Privacy Make. Plea~ your r atInt.41 AØ a vet a website www&meorubmarrat - TetanalSemen e rol• bank The BMA &awn Sena: Ocean BSA and BLU we brawn, account with pond. MVP be baling ~et and pedals larartr arrangements wan Alibied bank and Wee *what,' tails. and preneht access to mane and annoty parrs issuder unalfil+211,1 thedearty frivan <Weans. Oro* insane arty hadunn V ol LFFS nano' Senn" Inc, - ern-Anent, ~roe. andenus Veda - tla WIC rand • No bard. pater May lose ni.* - tMA Resod«. Management Amami. Dimness Steen Mecum BSA, MAC and riernatovi Rattan Management Account se ,grand sewn nuns of MS Stone., Satins en - ViSA rs angerod Vadanirk owned by Vda Yeammonsi Sanwa, uto easel ad MedWrc kenoThe WS %/ ona tads rah. LEIS Vita debt ordn an mad by Ise5 Barl. USA wain Wasson Iran ve USA Incorporated Mahn trademarks, raotered natmads, tenet mat and mg awed savannas re of then recant companies LIBS Farad Serven Inc an 2018,0 SDNY_GM00325672 EFIEA_00 198447 EFTA01307593 it4 UBS UBS Financial Seroces M Prwate Wealth Management 299 Prk Avenue 26th Floor New York NY 10171-0002 Cedr70056844$50419 VI 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: India IRA Account type: Indreclual Retirement Account Account number. Your Ilnancial Advisor. SCOTT STACKMANLYLE CASNEL Phone Value of your account Questions about your statement? Cal your Financial Advisor a the on March 29 (1) on Apol 30 (S) - RMA Resou'celme at 80041MA1000. account Your assets 58,824 95 58,826 73 Your liabilities 0.00 000 %sit our valuate: www Lbs cow fmancialwences Retirement Account UBS Strategic Advisor April 2019 GHISLAHE MAXWELL IRA Items for your attention • Help protect yourself from fraud and Norew bank, credit card. and brokerage statements regulady. Also, get your free credit report annually from mew. annuatcreditrepOn.ccen. Value of your scam nt 558224.95 Tracking the value of your account I Thousands $58.826.73 570 • ■ ■ -41 570 57.2 52.7 931 588 588 • Dec 2014 Dec 2015 Dec 2016 Dec 2017 ON 2018 mar 26,9 *a2019 Sources of your account growth during 2019 MILL' of your &count at yin/ end 2018 Net degOSitSaNd wthdrawab Your mestwent return: Dividend and interest eveme Change in trurtat value Value of you accoust on Apr 34 2019 158.12523 -$21748 5553 39 S35559 Mall26.73 Member 51k ChP7000300$684485Ne2000t856960C034 Os1903057SCO4 'et 236975500000CD Page 1 of 8 SDNY_GM_00325673 EFTA_00198448 EFTA01307594 SUS UBS Strategic Advisor Apnl 2019 Your account balance sheet Summary of your assets value on April 30(1) Percentage of your FICatInt A Cash and money balances 1,08829 1.85% B cash alternatives 000 0.00% C Equities OCO 0.00% D Fixed income 57,73&44 98.15% E Non-traditional 0.03 0.00% Account name: GleSLAIIE MAXWELL IRA Friendly account namc Indne. IRA Account type: indnidual Reorement Account Account number: Value of your account $58,826.73 Your current asset allocation A Total assets 158,826.73 100.00% D Eye on the markets Your Nmedal Adviser: SCOTT STACK mAntrLE CASRIEL • Cam and money balances may include avaiable cash balances, UBS Bank USA deposit account, UBS FDIC instead Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual turd sweep balances. See the important mkumadon about ow statement on the last two pages of this statement sot detail about those balances. Index Percentage change Apri 2019 Yew to dam S&P 500 405% 18.25% Russell 3000 3.99% 18.60% MSCI- Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2019 3-month Treasury bills 2 38% One-month LIBOR: 2.48% 0.03% 2.97% 0.700:0005684486NP70001E669600X4 CAI9 03057%5004 YI 23697550 000000 Page 2 of 8 SDNY_GM00325674 EFTA_0O198449 EFTA01307595 SUBS UBS Strategic Advisor April 2019 Account name: GI4SLAIIE MAXWELL IRA Friendly account name:Indus, IRA Account type: Inclonduai Retirement Account Account number Change in the value of your account Summary of gains and losses April 2019 (II Opening account value Withdrawals and fees, ncluding investments transferred out -109.99 $58,824.95 Dividend and interest ricome 147.79 Change in market value -36 02 Closing account value $58,826.73 Your liaaedal Adelson SCOTT STACK/kg:LYLE CASRIIEL Year to da Se IS/ Values MCCAW below encludt products for nerds eons and losses are not (tooted. Realized darn and lasses unrealized gams and bc..es(1) $58,125.23 Apra 2059 (1) Year to dam (1) Shen term 000 000 999 -21748 Long term 0 CO 000 -572 34 553.39 Total $0.00 $0.00 -$562.35 365 59 $58,826.73 Cash activity summary Dividend and interest income earned for Pulhoses of ass stsernent tactility c4 Interest and OrtOind income has been driermned ban a US to repuang tenOeCtive Used Won the residence d the a<Ount Neer, acount tn. of meow byre some interest and& ovoenopnments may not be salted to tinted Sixes (u9 ander Puerto RAO (PR) Mucere uses The client rronitity Palterer, is not Intended to be used Mn cannon be meted ti tot IS puTotes. Chintz thou 50101 to 1M ;OK to tat toporting toms they wove hem UBS amity, nth as the Forms 1099 and the fats £Be, for tar retorting informatai nit the [Mate of ties to fie the swap, tee reporteho loons nth the US Intend( Rnenue Sent(' and PR Treasury Deponent. and in such terra needy cl.tfy dvderct ardor interest as tar exempt or Iambic income. lime tornatt your inchidual tat Dreamer. Aped 2019(1) Year to date a) Dividends 147.50 455.17 Merest 0.29 0.94 Total current year $147.79 $456.11 Pr or year ad)uStmerd 0.00 97.28 Total dividend & interest $147.79 $553.39 See Anna, attkly nres month los deals. &lances in you( %Leto Oci1oTt at indiackd in the totem; and dosing biantes 'ea rm. FDIC insurance adobes to deposits a ties Bank USA AWED baron parteparrnd in Ile ties FDIC tenured Deposit Program a Met not may to deposits al UBS AG, Stanford Branch SIPC TohttflOn Cites to money market swap fund balding; but net bank *pout. Seetrapottant Moe fzuron ebOuryOut daternem on me last MO pages of INS casement kr April 2019 (1) Year to date (SI Opening balances Addkions Dividend and interest ncome $1,197.99 147.79 $1,304.58 553.39 Total additions Subtractions Professional management fees and related servces $147.79 -109.99 $553.39 -21748 Funds withdrawn for investments bought -147.50 -552.20 Total subtractions -$257.49 -$769.68 Net cash flow Closing balances -$109.70 $1,088.29 -$216.29 $1,088.29 CW70003005684487 e6696 0000c 041903057%04 VI 236971S0 OCOCCO Page 3 of 8 SDNY_GM_00325675 EFTA_QO 198450 EFTA01307596 *UBS UBS Strategic Advisor April 2019 UBS Bank USA Deposit Account APY interest period Mar 7 - Apr 4 Opening UBS Bank USA Deposit balance Mar 7 $1,197 99 Closing UBS Bank USA Deposit balance Apr 4 11,198 28 Number of days in interest period 29 Average daily balance 11,197 99 Merest earned $0 29 Annual percentage veld earned 0.31% Account name: Gle5LAINE MAXWELL IRA Friendly account name:Melly IRA Account type: Indn4'I na rement Account Account number: Your investment objectives: You have klentibed the following investment obiectwes for this account g you have questions about these objectrwas, disagree with them, or wish to change them, please contact your Financial Achisor or Branch Manager You can find a full description of the alternative ',vestment objectives in taloa/an( ',dominion about your statement at the end of this document. Your return objective: Cvnent income & capital appreciation Your nag profile: Primary- Mxlerate ',vestment eligibility consideration none selected Your account instructions • OBS Financial Serwes Mc. is your IRA custodian • Your aCcotnt cost bass default closing method is RIO, First In, First Out Your Muscled Advisor: SCOTT STACKMANtYLE CASPIEL CKP70O)30O5634488 rP7OO0195696OOZOI Cul 9O3O575O04 VI 2369755O CCOOCO Peg. 4 of 8 SDNY_GM_00325676 EFTA_0019845 I EFTA01307597 UBS Strategic Advisor JBS Acid 2019 Your assets Account mane: GIi SLAVE MAXWELL IRA Friendly mount name:Infix IRA Account type: Indnadi. Rebrement Account Account number kene pnal, ecome and CserMI elueS Sham may be apOrtormale. Asa revel gals anC110SMS at* no be monad/ needed. See imported informeicn *out ice, statement al the ewe of tat cleaned for nxvt mlcanelic Cash Cash and money balances China/id 1,OThrf balaree; ma, roc ups asalarie cash blames, UBS Ban USA aspen amen beasts, UBS F Cs( Muted BogenBank Beams, UBS AG Stamford Branch avast account Waxes and n-asey nerd mut al Iund sweep bataXes. See the imported efonnabon Moot rxm steeeeent at the end on this doomed foe dials about teat Wanes. ng Openng balance Closing Mince on Apr 1 (1) on Apt SO(S) Your limodal Advisor: SCOTT STACKMAJELYLE CASRIEL ties Ban USA andel UBS FEW Insured RogenBares ckpost dawn Warts art Mused by the FDIC Wiles amicable mum, tin are not crawled by StFC uBS AG gawked Branch deposit account Waxes as not whined by 10K and me not protected by 9PC Many market sweep balances are protected by S$C but an IV whiled by the rOiC Pnce per share on Oa 20 MI Are rage rate Peden° interest Penrod Dar el Pena/ Cap snots/ (S) UBS BANK USA UP ACCT Fixed income Mutual funds 1,197.99 1088 29 Total teeniest.% is the lad of dl Demented dedends n does nce include any cash chidden& n is net a tax la for let purposes of deeming rddng peneds a cod tress The shares you recent each are )Co tensest chidencK become a S(ykarate 'Sc W. COSt base ethe total purchase cost of the 'crusty. Ind sang 'vomited dndends Tee COSI bash may need to be aluited f or return d captat pry mat in order to deterrnne the adissed cod bass lot ix lemon; Purposes Hddng DOI/BULK TOTAL RETURN FUND 94511. Symbol DBLTX Tradedate Mar 31, 17 Total reinvested Ea: S719 Current peld 3.73% Security total 1P MORGAN SNORT DURATION Kr* FUND CLASS I etoomm pope Hunter Astray Mee of shares per thaw IS) Chord ihrostmen1 (II 250,020 00 weaved pad gain coots is me clUtrence beta en the Current value an, Me colt ban and scud general'sO.your tattle grin a loss d the seamy wa soil on this date The unr <Sued Rap gm n a toss may need to be x051010' return of Captal Papmerls m crew to omen ne the (Matti ga n a IOSS fa LP mooning papaws. walleye', 'ewe the current ka ue menus the amount)au infested h does na induce Shares that we not reflected on sour pat/meat, ,nducirq shares that ham been reeled BS titre a gal or a JOSS It sleS0 MIS not include cash dedext the nit riot retitled Cott Prior per share bass 01 cn Apr 30(S) Value as unmarred (tat) metre:rem Ncerg Apt 30 (SI Slan * Elms (I) seen IS) Pored 1,693.321 10629 16,00000 18.000 00 128,770 10512 1,35367 1,822.091 10622 18.00000 19.353 67 10.500 10.500 17,77987 -22013 LT 1,352.03 -1.59 19,131.95 -221.72 1,131 95 con tmued next per 0417000200568140210200016569600034 0119030575004 Y123627550030002 Page S Of 8 SDNY_GM_00325677 EFTA_00198452 EFTA01307598 SUBS UBS Strategic Advisor April 2019 Your assets . Fixed inoxne . Mutual funds «Or:bound/ 110(har. pore cr b shasn" ncleng Symbol HUY% Total reinvested 1,841.668 EN: $392 Current yield 1.97% PUTNAM SHORT DURATION 'KOS% FUND Y Symbol MY% Trade date- Mar 31, 17 1,789.264 TOtal reinvested 71.222 EN: $454 Current yield 2.43% Security total 1,860.4% Total Total estimated annual income: 51.560 Your total assets Account name: GHSLAISE MAXWELL IRA Friendly account name:Indy. IRA Account type: Indredual Rebremen I Account Account number. Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Auer:Tee l:141Z Client Cost Ale pet Play value on Untrained PM inresimert Holdna mostrorm (1) baSA (II on At( 30(11 Apr 30 0/ Cron or kr° (I ) return (11 Genoa 10965 29230 83 10800 19)390.01 -34082 I 9,860 01 10060 18,000 00 18800.03 10.060 17,999.99 9.01 LT 10.057 716 29 10.060 716.49 0.20 10.060 18.0%00 18,716 29 18,716.48 0.19 71648 896.000.00 $58300.79 857,73844 4562.35 821.73844 Cash Cash and money balances eland income SAMS funds Total Account activity this month Dividend and interest income avidends value on Apt 30(1) Femme:red your &WWII COSI PM (1) Dinneen annual 'Marc (1) Unwind pang ID'S CH 1.08839 135% 1.08829 57,73544 98.1596 58.300.79 1,560.00 •S6235 $58,826.73 100.00% $5%389.08 $1,560.00 -$562.35 Dee Antony Descaption Amount IS) Apr I Dviderd DOUBLE LINE TOTAL RETURN FUND iNSTL AS OF 03,2919 SYMBOL ULM 59 66 Apr I Outdoor! PUTNAM SHORT DURATION INCOME FUND Y AS OF 03129/19 SYMBOL PSDYX 43 72 Apr 29 Dvidrmd JP MORGAN SMDRT DURATION BOOR FUND CLASS I SYMBOL' HLLVX 44. 12 Total dividends $14730 CAPTC0C60056844301M0001135696030310119 030575004 Y123697%00=0 Peg. 6 of 8 SDNY_GM_00325678 EFTA_00198453 EFTA01307599 1 UBS UBS Strategic Advisor April 2019 Account activity this month (continued) Ole Activity Account mime: GI-ISLAM MAXWELLI RA Iriendly account name: Indiv IRA Account type: Individual Febrement Account Account number. Year Nisandai Advisor: SCOTT STACK MAPILYLE CASRIEL Dexapron Amount IS/ Dividend and interest income (continued) anoint Apr 5 Intorast ,J85 RANK USA DEPOSIT ACCOUNT AS OF 04104119 029 Total interest Total dividend and interest income Oar sonny Apr 23 Fon Char9oei OUAFIIERI.v FEE .10999 Total professional management fees 4109.99 50.29 $147.79 Oneapron Amount (S) Fees Investment transacdons Format informer., about tre pnte value shonn for restreteOsecuetes, see Importer,: rwaaroiroa about 100€ statemem at the end of tree cIxeenent Data Acttsty Onoplpon 'overacts Iran Investment Quantity vier? (t) P1( (5) traniancen (S) tuna vottarttern for At< rue0 InttlItantt Mold (5) *Nemo (5) Apr I Ponsestment DOUBLE UNE TOTAL RETURN FUND INSTL CIVICCND REINVESTED AT 10 53 NAV ON 03/2919 AS OF 03/29119 STN1301. 1781.T% 5.666 59.66 . AprI Rein etTtment PUTNAM SHORT DURATION INCOME FUND Y CIVICEND REINVESTED AT 10 05 NAV ON 0312999 AS OF 03129119 SYMBOL: PSDYX 4.350 .43 72 Apr 29 Reinvestment 1PM3RGAN SHORT DURATION BOND FUND CLASS I DIVICENDREINVESTED AT 10.79 NAV ON 04/26119 SYMBOL FLLVX 4.089 -44 12 Total -5107.50 Date Ammer OtookoOcA Amount II) Money balance activities Mar 29 Palma (onward $1,197.99 Apr 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 04404(19 0 29 Apr 24 withdrawal UPS BANK USA DEPOSIT ACCOUNT AS Of 04‘23019 109.99 AP( 30 Closing UPS Pant USA Deposit Amount 51,001.29 The UBS8r3a USA Deport Account is your primary sweep calm 0.7000300938449119700019369600034 C419030579)04 v1236976500:00:0 Page 7 of 8 SDNY_GM_00325679 EFTA_00198454 EFTA01307600 SUBS Your notes C W70003005E84 492 N77000195696 CCON N19 030575034 Y123697350 CC,C030 reg• II of 8 End of statement fct account number SDNY_GM_00325680 EFTA_00198455 EFTA01307601 Important information about your statement CBS re-uncial Sean Mc. (the firma UBS finaroal Stomas k a muter of al anapal seamy.. canna:Sty and <ohms *schwa), LIB6 rnaexialSthras and LIBS Brk USA re radian sLbsciarres a UPS A6 and ef nem of WS Stoats U.C. the Pim% franca, gamer, es nobble upon request therm's omen °flats re at Len inatel Sakes he. 1200 Warta Boulevard Weave& en NY 07086 IM trawnoor (*Wonted* ore" Med frefee0 0t )W tan Parma Senses ea0unt Olho recceds. +**91 onkel tit, dawns-M. antwing <aalclep date shaid rot be reed teen P you bele* Thee 6 th ence a emus n. phase report a mendedf n twang to the Bergh Marucpr of that office omen; rats mean Alta* al hams dawn re intended to arCuralA stalemed <Ira to not be used lee La rowan ray sty$0^ rex-mid ta, lams, ea. Form 1099. 5498. . dlc h Own rea m, Yas 'Zr worn The inn o reputed be taw he Opal loth* RS Auntie &elan*. reportable nthtmabb (*Mends and !stable Meng caned en secontei held n Meant. net C Kat* Cer fee traneal WA and tog basis on oaten coveted sectsitm. Carnaniatione with the Finn • Pease reconfirm the teal commune...bons n retro to ',Fehr pace, you mfrs. ekb-arg P o rt" %Ma the Salsa k( s Yank( Protecten Ade a A) • II the finthad nada°, on the asp Ion ci te More of thieSiltentre 6 ra ABS Farina Stearn. UBS MANI Soros cartes your mount at charm, tacky by artarent •vih the nrkaud nala Orr we reformed acted the relleOnthia ethenyar Olealn .a the atani In the are. teat Iola and wades re located s UBS frsannelSen as and rot We nab cra btctee. rd you wag mike a report of nova a ammo to both firms • As devised n the acacia Kretinentz you mat rplif y w of any eras of Ireira swolarg &eel ahead on your sidemen' alhn 30 dip *0' n sot Ineleda nude avatar* • Nye Orel (Won'tf ampler.. a eflairei to the inn% Clem leant% Depatiene at 201.)52•169) toliree t 600354.9103. SWAM to 600 FM. IT Monday though Foley, a in IN al to te5 enamel *von lx.. (lent Rilelaw Department. PO. Bo. 766 Lhon Cly, In 07081. • Al statements shall be deemed correplete a -cl mane ii not *bettedto n wrong wthil 60 days • fa TTY woad Cal Illa-612.09BSot from °Aside nett 041201.357.149S • hose of amen a <mislay abat th ole:treat Ise* Vander (DM bitparent a UBS Vet debe cad oansactem. cal 800.762.1000. or wMb UBS Financial Swan Ye.. WOO Harter OW, 6th f kor. Wanes. NI 0)0314 Ann RIANBSA Sewn Canaanite as soon as )Ca <an. I gaa tat you statement a roeµ es acne or aye need more nfarnann Eras a transferal the statement a retept The Peen or Cad bas(an molcable)rmot heat frornyaa no It.. thane° days roe **tem MI you IM tee Catena, al Mich the Ere Or Fob*" *Petal --- hoed. was nano and act nn nada. Of any) - Debbi the 0108 a he wander you me a6Ve about and mpLan molest", m yarcthned Pal blew nit thence a why pa neednen ricemehm - Provele the claw ampule of to expected error. The Firma Card based meg oat you <emplane and veilarea any era purrµ( to sapped errors moth-g LEIS Vaaockba cad uthesacto-o. a sold* awe that 10 banns clay; toot tn, we allnada you wan , fee Ile Snare you that re e. not. to the yeti vol hie the use of the money dung the Ire tales Leto complete at nwsloaban Mara make all checks payable to the rem or to financial residakn alerted co to front d ite statement In add/into rogues Ware too, swains maybe 9.1aptct tomanta-ace fees, chaµs to late papaw fa. acumen purchases and charges Ice u -pael ;mans nosh aaCunis Meant thr re renetond tootle( nostaials resat be suhea 101 handle lee /AS S Opekew IBS whom O fa sweepro cash Rance, to bark depose =arm at nthelloted bats ardaHelated beat and money Markel natal Itrds (Money &MO. Depose %COAT{ at LOS Bari, LISA and nthathIcrod bade particoang n the UBS PDC Wend Prosram re FDC-nswel n accedence wehr i Crules. Pot woe riomtabon, please me rem loc.cor. Depose scowls 01 LOS AG Stread Birch ted shins of Nary fold Are not ivied ty the IOC. Bre deposits re not protected fel SIPC Monet red thanes re protected by SIPC See -10S Inmost Semites Attar, Prot/Oat' below upon sots remit hereof whets** dowse may be wthdraim. and than of a limey rtrd rimy be ',Weaned. and the woe& returned to 'cocoas Wades anew" Cuter Mcnnaton etas mailable sweep options. nclano <than fl eet rate andyields. o 43/4atable al wow Uss co-dsweepyelds. from yea Fnan<ul Masa a by tatra &CO 762-10:10 UK financial Serekep amount protection Ihe Fern es a member of the Seduces Yoga Precede-, Cap<eation (10C). which ;tweets 91<ureei custaren of es remixes ea to SS00.000 lindafro I2S4000 for clam kr cab) tylosatory tecchure nobble wen 'Magas www SAC 0t9 The SIPC owl CeMedion Tait carti, toll accosts the you hold n a pet aibr (Wan/ The Tan, loathe nit colon *halo, hit abo a -rebated supplemental rosance The mammon than path to all.teable dents. colecrob \Mt( the eintlabon 4 1%0 rehab t of thaerter 10. 2016 Subact to tope(' cordial% and Irritieenr. Ora el the funned/the aOtiread b am to St 9 mace, in the r"),Kele Ice al you accosts bed es a palkular CaPaCty A ful copy Of tat poky wadeg n apagabla upon retest teethe the SIC pecan-len ref the stapplanortal paerlon Meg le: • Crean Inanael atom antraied by find raided n YOu Meet" vale) ttA held away Iran Len inancal Sean Foe enavole oriel CO anisexe yodels, na..drs, yob* reutes. and (4 sham of radial halt revered nth, name of the roan, holder on the becks of the our a terrier fl at), • imestmem attach a es...semen interests (e 9. limed patnenhps rid orate placements) hat re not reocard under the Stump Act of 1931. • Comma:get <cream (eq, fire on **charge and Prices metal Call eater aaudagfilltett airlf IRS rtl tearrodIT <taco co each: and • Depose accounts Precept acetic**, of divan) a IBS Bak LISA. UBS AG U S branches and bras n Be KIK hosed Davos/ holm The SIPC DrOtalallre the lUXArrienial at:talon do net ape( to these assets erm if they °thaws< appal on yea garments The SIPC protection and the supplemental protection cbnoe Veal agent/ <hinges is the maker volt of you mestmeMs (whether as a reseal of market movement. wean batnµcya otheennel Dividend Reinvestment Program 03IBP) the V" **I 'S a an an era. VOA( may obtain the actual pee lean you Inancul&chaser On whole sheet me puthasedt.nder DRIP. paid 'hoe, tort* sold Jedtheta all be dep000d accost Me dredged reniegrnera aye woofed IN the issuer "W CPI* horn the mate race at awl, to Pro' Owes resold Cads-Mies 0* weak tat, may be held en you rave d you at Loa rolled panel use as a retell of a &Mend gement or ~roe. the rem al either sell panel wet al owlet pace a rapt as lanai deteemand be a reeMenel Ow ma fl aky. ardveda yea account rammer* objectives the reestmet <beams ad ask predie are aptedk to oath account and may very between yea X<Claa. ry aw ilea IMF IT pleaTAbi a *Nog a try tartan theist pot foxed manna nemerwre abeam.% Fa axle accost Ned. you <loose ore Cl Ur °bong imminent objectan • Pro-Ilse Current Income arentmerts team the generale. of mares air • Aram, Captor Aopwatort yawned% mane avant of atonal take( than the gemiaten mane • am-Ax• Cambrwasorsaome IMICAMM AppreCbtiOn Inemmems seeking tads the generation of mane terl comb of principal Devil Ski:Sibs • Corneae*, Seeks to marten mid abetnett besr4 rd talatilty to the acorn oars. tan ir that meths the meant does not genre* acinficant mane a maims are may rot Imp Owe ark eibtan • Medlars Wiling to accept sane int to pnorpal and tolerate sane wtalatylo seek hearer return . Aggrnsse Wil hp to accept her it 1°O•cdh'i ad hqn ealatley ro u•l. hal Wane Oat to • len: tnt.en Ago* ColkatingiN I t+Ioctod, a paten of the podia° foe that ravemay Mode corrple. talial•H,10111Cd lipdmi and Text' wbnq Statement Itotgaiterlioner We may centoWleit aft rete*ci realm itaWnets sit the um **km n the same eenekpe. e because they hoe teems who also mantan pee stave /elate...hem a/holler dents at the same eaten I yea pelt to mane rod ideal statements mailed re operate erneracreh you mar doom houseroWne by oalrg you Peanut Adage Friendly mown name Re Freebie rant nano IS fa tuatAntible •rekrurred chosen by you to mint you wits you reardleepro t has no kcal effect on your accost is not mended to reflect thy strategy, oralAt reCOnmerdaen. me:errant **tree a re& polite associated war par mar ls. and es not a promo> of waren that wrath or ary leasnal rest" aria wit be xhensel Al • neaninet ehave arena d bat notarg to nee loss of the attic rammint YouGinChange you. trend( roam ems trot* Oran. Sawn a by otntactegyae feu tal Masa Accathlometriew • Vats of pas accouedsom1/444 Net of asses ad • Assets taunts[ male* (al , blesInf 0. elate foe ftw idId taunt/ fen and Global Time Departs, urralad marts to retake. and (man agen not held by therm Dots not relate aced maker/men a the add the poor and Cantle Catena penock. Wale mennwek anted dock options and etercaabb ned *phone • tataher ra:Lede den bathoe atoning mean Ions. node In. than roam bath: et • Cashenonsy Warm: Total of wthaarod ratable oath talan:m FAA &poor traelar al allneed and ncaafflood bares. ad norm maim mad fund sweep balances. at the <bled the Immure prod Nthconenedly het wed. balances n your sawn at not from other Defames ski the Fern miry it. rydd tarn ketch n the adnry caste ol as barest Thew finch re payable teen your demand. Dv, total is extrledm the oaten pea:deka., value Ler4fne irefametien fa detailed nlermahon en the nWs lerdeg radices ad &down refer to you Clore Ratateonshp Ageetnent a Attar* Adevernent area* Genital Terre and Conditions CBS kaleenent of Credit 'makes rattle nAreement, and C.& busts soww,t, a- matt, than, SDNY_GM_00325681 EFTA_00 198456 EFTA01307602 inportanl inforMation abo ut your state InCnt (COntinued) Var ~J Vos rietmat derdes ~tos rd *we enen held bena ~nl g th* edd tin monne prol rya mat ad fa cbittry a fuly pad ~nosra's/ tree vat moe [neme yenflein vod at ban <agio/ dm PaYrd en/ bite due indient Ary worgen randend to tefan ding the statement pen:date bied at mrt« vaat b d the end of the statement ptead • Cdsdbawit. In ettteig tet <ooi ba» of a e seoros inbed n th ademeen. «fee neosats wen d th* nart« '1,' LeS Fenaul Sam« has eend en domdon cblaned hom ton« abn Mar LEK f rund Sent« mloadeg teermat»ban "aha Irma trog you mag haw prorded to yoga' lord Adosa Men" does not Manna-dm,/ venly a ~riet the ~al e a feanday of normson nronded saras othee ass, fnanedl Sens«. Øen akhough LeS Fresec eal Sawa, genera updates ren n'amat cn as n o nawed, lbo 'na does rot tronie arry twistes Ural the relarnaban aiite'Cost bbc' rd • Ontdeed garf los,' a wurg* at pi gedraaf te monna. At suoir. ofeas• <b MI 1.4 en &n ntarninCee enge persar« tal* dececnt, la ta. pa>asa othenenso A«oantt translatie.] toto hm mat eellott oaraloss doemden only lor Me perod ot tere key se rob at the Fien More hatakal reconx<nert be ases bry >or Festol Adé« • Unroalirod painallossas Mbo data is adlable. er mated tvested wegkom re <akutred ncloctut laagte low. Me trammen data for mineclat bes maya ~nee rollen tiensein fl or ada watt' 'Ontgraaf ga MMS Omleid ard <Mor rora~ tors ant spierrat natthai bes ro <och ecenbned to etioLy ene aoragad lot Ti'. 'Tra& date" <Menn pasants tro adnaltranaann wade die • klabb socueltina Bidea nd anlemed dak "X IN? bouw <db lor ese ~en wil be wlested éraárt"by lot Iran arricna al ~os of hat tour enenes n oerram or n nameet name lor w dient, Cal lease ~fonts oblaned kom !had paven rd as ~satyrs nei panweed Othw cal fora« mytar st.:hcola yte veld Økte Mammon vnl be rionted fan aow« • Peltátvaluo Peen eMptayed tor aanbel mdothet cengollfilgibe nept& er twee &intro. pee Mat >tv %muil amati,. weeg in to mark« tras re ebtabedfromvarbut Ml panty %Vee, intah ne Ww., to be retable. bul ne do nol ~ante trer aceracy. - ere getal* uw to <burg pekt aha" mikte or the meer of thebd and ad. peke, b bied staan rd opeen, a Way bd aces kr OTC &Oen& - Lets adwalf. ~wao« nuy brood uw» a fratatonmxtd ee th* most mam -`we ottaned ard rnay nol retten arf artualmark« vwo asel - Cat.en pashkes mw sper genut a peke and wil show as face wang ~Jane 4 we are ab* to Man t vno latt worst- - Otposis a gOnbee enemnes n camee« oh« thanuS dolbrs aorelleciod at the ~hang* rate as cd tro strtmere date - Fer Oenen &(oden vederg nnone:damarg denannatens, pree rid gurety (Ixe vabe) ram/ hate ban »inbed to faculteit roeper rabatte, . To Maninent <nota eons. veen seiben. ("kl yent Fnán<tal lágItsOr • Printte immense*. and strand gedwee. Private ~wei Wnrden (MØ deed ParttioatOn Voor and red <stalt nostment Mol "nos) ad strutved~ts ae goreraly highly dWd Cen n .t a tred F Gag hare not been regieleed ach tbr Saust of and Tachancao Contramoer ad« at' gele ontribm tm We egenry estenaled vn& toe penale ettanen tentfes Yd sturkted ;eo:besta nIcernaheng PsO:4“ arst Ai.no•op 4 no gasneia - These valestroydill« stlatintigh< kantte." 4 gen, at nee& d pront nentinenl Samrya WO 'V & genot ma; bebost* a soll ed do rhoe n«essody renteure the vaLe Yw may weke gaar Souidarmn. - Ihrd party errores of valar re as d *celen den and are sopt:44010 Minimal Smoes on m913. rato by an ~k« weiabt fan - bauw. ~ai paft n« a amor «tenaud dauw. ry. "9~ to to Frm by thema«. omwal panne' or spanor and may be cablated basedon Meter< Monroe kom Mat uwd by trid poes to deme thee esinbeed waars - You can drain achttaal Hormoon ressworrd tre n‘thf.rakw wed to dunratene the ester,» of vaka and the date ot te nionnattonthat n the bun sa the «anno by tomring aai Feens Adroot - Tnrd party tered vak*. rnay be relbeami as '14:e pnadf n straat ~rt Ween al rdopendfnt valt% on tonn hat rot $0:910d « tintelt to att Çfl vake eken we betane mere tal a molens! eient ha ccoored nal ~ode renaled velje rno «aston. «.ten J Moe wild benden tpeculatne ebt 10 the noire cd the st< unty - Whon ptt an eea" general partner et tp:nace «Intrad WW,or attenile rintged egora prorcbt the tata of Me soosey wil be diere from poeha,* pm* - 'Ontrtei an to date my odde entend treer, "enne a bah ▪ •ononat uni we' eeprelledi &e Mi odeon pene per urn and iaat' noe roteefta <ent base - OPP rdttMled FEIT '<tabel re ra bieden a nsteenal gnoe& anhonge, and re gentraPy inctatt aderend ego ca, be sold the pm, room« may bo bis Mar Me per share ~red aak* etatsis n Oro raam watwront • RaeWidadsotwitlet Poannad innmat oen•raly are not <uwe dil* br purk lab. Lei Fna-cul Serven &n int mok« pn& ol te urentoolod stak of Wo same muur at an ia(uitd nl). lor lto regnled stak fa papases of Mi shrteofentody. To de adem tut rentend snaai es re <VA* lor site. te vake wandmag be sLbstriodkr less Min le mouted val* toen. • la (astanategifecome. went yielets and Cate& An ernst ol arn.df nane n bord (n (Weent dndend and ~ie% manna th sof abn MI be heb la ene ser kom statement date a anti ~ei Ma namaa e ank a gudetro, acagacy rd centneidncen".a ge not gontantori f• Emmad anaal momt and arren rab lor f <elan tabn Of ~rem <cad tnebde aceton of oreboal a (paaldans h wette terter ese imam and <wee Weld)nould be overratel - Estimated waal neane and <nl yeald and th. Kroot ecora and yeeld met4 be beer er nyre Man the ernested smout, - An «introot a-naalred nom. (dvdord arder interne dwded by the <are« ~Set roldwano babroo e~ eten last dodend ce omwast palltom malt by len neer and ~ron te fecanwidepfats wil be ereti laaie >er kan the st "mere date or untd mat". Atoracy erenad pekt re net negrolied. • Anno not held by VIS linancial ~om (enen intet not hobby Meien ard rot nitro, the Inrit potetsena ~nat These antet art &pined on naar slat&WI toe Sommend mpota way Posiont and naken pennen/n ee• prordedby tho engang hem biti ~ui Seneosa not afspant« toe Ist nionnaten addoesn:e gamla ns a<eurxy. Mate ~ets de, ral poredel by SIK a fix Faas wedterne SPC omarm,. • Rans 'haring and additianal aterestewalion - in *Mala, to caneussern en laks and 17h' I Ion mened n camedo, ad, Ire diserbdon of naad funds to ca <fonts we »Sa os affaire taai.* romans Omina parnts I ran eertube ander isartene rh. naral bads end wo gal lhno maas gebased en ton> daken expo-ent 0 Me amore of laks by letS ot a primair ~wal rad lama/ to out <lont% and Oi Me mol radd a coniculs renate kal trijs ~n held alte tem - We ard or alf Ibre eh* reces,. ~woelig and Øs passen leef erf onwderaion la unief flard wroet' rat no ges& to Me ra-oudron& Moto lees genet" ro pad from menen ases n te ravel hm and et a leod dollar ~ani baad fan th. ~Wow of ~ms at lbo brolardeake holding ~uil krt& cd the I und lamly - In addlirf to ~afros reeened n arrection witr tro sale ee diarbutien ot renhy (Øens ard unt ~tomen hm/ units lona <Ier" we avla os aflaat regen* Meng gallen <mennenenen bom mat' of the maarte <nel undenanng the arnuity Omart atilan d the dorane tienrun M spanen of te urmt ~amant nu& eder4no - n addabn to (plennSbnleetemd bram the antdo and tab drownhares lach. we ada ca Mate reawe n assnbased re~ shotin, >samen, trom IdenShires drrioulors as welt as kaserg fa teshmlegy &betonnen% tranng and Motnat - 0v afkaats aho reces. tradng (Gewinnen ad othe«arpensaan trom ~vallord, rol enkra-re ampanot stat pØ< w* derta• - We ment cony•nsat ranktenLa Bril Lek LeS AG kamtod &inch and oen.* daad bras oue cash ~aap pro 9. a-n, Mos ~won rnay be a ~kW pa a<«rrl fee er mw boa patent/deed koog* daly &poot bl w« AtGeky bfoneution modder; ternmoseen and ether Mrots &omen n <oenen& min Ine nendon el Vedel. "" 1"9 enten várcaemns bas baan ndoded oei carhandons prenausy turnseed tona. and wil be prouded to >ou prentafif on mam' Short aaiing you are enoarpd n short wen a sentay, yes may nets a Menie duo lo <st in bavown, cals fa trol oortioalittectshe Omdeden Poltaking open om good idlcarakt aders the mee roe canard by ten namat date. open bun and tel slop enden re reebeed the afmoord ol erodads « mes eet are «dode,* a e. firn date orden nsInsted Narente by yup You re respornbb lor aen IINt are ~Wied Ooi loogt haakse to twee ~ingoten ceders Inwoog To °blaar a topy of as onnet Chang Mary etere. Pleine contact wo, relax...1P~ a ma at «thee ai »wo olm rom/oneraw*t - 155 Tnaroal Sonja.% è trot • br* The RMA. Stress Sames Acceunt BSA ard OMA re brokten) kanarie whth pand. Ment to breng ~n and patois livaspareingennis een adf 'tred bres and otte Ihrdenety brult. andpronkt scan to nssta-Ke and armry wens Issue-dUw knalfiltintO geninany ~no «n nen trast , nsuraxe agency smeden of tel Femnut Sent., ". - hieginert, ~ree, ard must orcd.on - heel ICIC rond • No bant smoren,. Mal lost. wle - MIA Resora 'Aannemen, Amant Busness Sonore Atoom BS& tata and nternabrui Retort* Mangemme Meeat re roost wed savee mark, d LES Anne., Sam« re - VISA n a (*gatend Vademart owned by vóa Praam onii Street Usa trial and uted eerder kent Me LES vasa credit <e& .rd the LEIS Visa debt cards n wreed by LES emil. LISA wak patteson bromura V SA inc aporaltd AI ah« kadetoko, moetend trademarld. sen« mek, and nadeed weimines wol thee respect.« companos LOBS Fiwnéal &trim kat Pen 701110 SDNY_GM_00325682 EFTA_00 198457 EFTA01307603 UBS LIFIS Financial Services ix Prorate Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CNP7205.6i 7990519 VI 0 Account name: GHISIAINE MAXWELL IRA Friendly account name: mdiv IRA Account type: Indr.ndual Retirement Account Account number. Your linansial Advisor. SC077 STACKMANOLAF CASRIEL Phone Questions *bout your statement? Call your Financial Advisor cc the RMA kesouNetme at 8CO-RMA-ICCO. account Ksit our website: wven. LIDS.COrranarladhervKan Items for your attention e Help protect yourself from fraud and review bank, credit card. and brokerage statements regulady. Also, get your free Credit report annually from www annuakreditreport com Value of your account Retirement Account Resource Management Account May 2019 GNISLAIN MAXWELL IRA on Aced 30 (1) on May 3t Your assets 58,826 73 58,967 22 Your liabilities 0.00 000 Value of your account 558226.73 Tracking the value of your account S Thousands 558,967.22 57.0 • 570 57.2 • 57.7 981 sae • 590 • Dec 2014 Dec 2015 Dec 2016 Dtr 20s 7 OK 2010 0012019 May 2019 Sources of your account growth during 2019 Yake of put ,xcount at sot end 2018 Net deposits and wthdrawals Your melt rent return. Dwidend and interest income Change in marbet value Viduis of your mond en IllaY M. 3019 558,12523 -516069 565547 5347 20 $51%7.22 Member SIPC Q."7000300540 789 N.7000'83706 0002a 0519030576,04 YI23697550 090000 Page 1 of Id SDNY_GM_003256ft3 EFTA_00198458 EFTA01307604 UBS Resource Management Account May 2019 Your account balance sheet Summary of your assets value on May 3I (1) Percentage of your 4CC01.44 A Cash and money balances 58,967 22 100.00% B Cab alternatives 000 0.00% C Equities 000 000% D Fixed income 000 0.00% E Non-traditional 0O3 0.00% Account name: GIELAINE MAXWELL i R A Friendly account name: Indiv. IRA Account type: indnidual Retirement Account Account number. • Total assets 0.00% Value of your account S58,967.22 100.00% 158,967.22 Your current asset allocation A Eye on the markets Index S&P S00 Year ileancial Adviser- SCOTT STACK MAIIITLE CASRIEL • cam and money balances may include avaiable cash balances, UBS Bank USA deposit account. UBS FDIC Instead Deposit Program Bank accounts, 1185 AG Stamford Branch deposit account balances and money market mutual find sweep balances. See the important information about ow statement cn the last two pages of th n statement for detais about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% Percentage change May 2019 Year to date -6.3S% 10.74% -6.47% 10.92% -a66% 8.05% 1.78% 4.80% CeP20008005•8129arleT000183T0600021 0519 03052%04 Y123697550 000000 Page 2 of 14 SIAY_GM0032 5684 EFTA_00198459 EFTA01307605 Resource Management Account *UBS May 2019 Account non*: GHSLAPIE MAXWELL IRA Friendly account name:Inds( IRA Account type: Incloadual Retirement Account Account number. Change in the value of your account Summary of gains and losses May 2019 0/ Year to date I/ Opening account value $58,826.73 $58,125.23 Wrthdrawals and fees, ncluding investments transferred out 56 80 -16068 Dividend and interest income 10208 655 47 Change in market value -18 39 347 20 Closing account value $58,967.22 $58,967.22 Dividend and interest income earned to, boloosesd Ihi sMement larablIty Cl inkiest and chichod income hm been determined fram a I/5 tar retalood berm:dice Med Won the resided, d the d<Ount Nett mount type, or prodd type. smbe inueest andor addend pdMentS hay not be croen to Unted Sides (US) ender Putn0 R8009) t,corre uses The them monthly gam en is not Intended tO be used aid cannel be relred Wm for Ia. purpotes Omit should Idol to the 2rOKS:10 tar reoceling foam they neon, lean OBS annual'', sith as the Forms 1099 and the Fan 490, for is recortdo rnformatat It is the CrfaC8Ce Of UPS so lie the volicarde Is repalano loons vAth the US internal Resent. Sent(' ad FR Ireasu9 Ondtment. and in such barns acctrately tImary dvdentt ardor interest as tar exerrpt of lactic 'MOM Items (dub your indoduaI tat paperer. May 201931 Yea, to dart (1) Dividends 99.88 555.05 Interest 2.20 3.14 Total currant year $102.08 $558.19 Pror year adjustment 0.00 97.28 Total dividend & interest $102.08 $65547 Year Neaacial Advisor: SCOTT STACKMAIN/LYLE CASRIEL Wats repented below °dude Products for Moth cans and misses are not dadand. Realized darn and bases unrealized May 2019 01 Year to date 01 gams and bores (A Shun term 9.63 9 63 003 Long term -590.37 -590.37 0.00 Total -$580.74 -$580.74 $0.00 Cash activity summary See Account palely FM montnict tateffs adarCr-S.n nue Snap ODIOns Se induced in the wenn; and dosing beantes yaw FDIC insurance awes to deposits a SUBS Bank USA and 41 banks pattepabnon Ile UPS FDIC Muted tripod! Madam It Met not ma to reposes at U8S AG, Minion] Bench SinC dotecton Mows to money mariun swop fund nsidings bN net isani *pouts. See oadatant ninon/moon pbOur your rtgenenr on the last two pages d ihp Clatehen1 for &tali. May 2019111 Year to date (S1 Opening balances $1,088.29 $1,304.58 Addt.ons Dividend and interest ncome 102.08 655.47 Proceeds from nvestment transactions 57,819 93 57,819 93 Total additions $57,922.01 $58,47540 Subtractions Professional management fees and related services 56.80 -160.68 Rinds withdrawn for investments bought -99.88 -6.2 02 Total subtractions -$43.08 -$812.76 Net cash flow $57,878.93 $57,662.64 Closing balances $58,967.22 $58,967.22 ChP7C0XO093817911.9, )0018310600034 0S190305751:04 Y1236975500000:0 Page 3 of Id SDNY_GM_00325685 EFTA_00198460 EFTA01307606 $UBS Resource Management Account May 2019 UBS Bank USA Deposit Account APY hterest per.od Apr 5 - May 6 Opening UBS Bank USA Deposit balance Apr 5 $1,198.28 Closing UBS Bank USA Deposit balance May 6 $58,910 42 Number of days in interest period 32 Average daily balance lit 327 65 Merest earned $2 20 Annual percentage yield earned 0.30% Account name: GlaSIAINE MAXWELL IRA Friendly account name:Inch! IRA Account type: Indnidual Retirement Account Account number Your investment objectives: you have identified the following investment obiectives for this account. d you have questions about these objectives, disagree with them, or wish to change them, plinse Contact your Financial Adtisor or Branch Manager YOu tan find a full description of the alternative ',vestment obreOives in important information about yam statement at the end Of Ibis document. Your return objective: Current '',cone & Capital appreciation Your dab Prafik: Primary - Moderate Investment etigubdity CiroSideratiOn None setected Your account instructions • UBS Financial Sewers ex. is your IPA custodian. • Your account cost bass default closmg method is RIO, First In, First Out Your Financial Advisor - SCOTT STACKMANULE CASK'S!. ciirsooceoceaei 792 trocolsesosoixoi OSt 9030575004 Y123697%0 00000) Page 4 of 14 SDNY_GM_00325686 EFTA_00198461 EFTA01307607 UBS Resource Management Account May 2019 Your assets Account name: GI-ISLAINE MAXWELL IRA Friendly account name: Ind., IRA Account type: Indinduat Retirement Account Account number Some prem. occort mgwrest hues shorun may te acoratimolt Maims& Wird and losses met not te swath reflected Ste orpothsteohnhafecn Moot roof see:time., a the end of ths Wisner( for awe of oanstion Cash Cash and money balances Cain and money balance: may *via avatare can breaths.: UBS Ban. USA copoot account bathes: UBS FcVC Insured RoganSant litaarkts, UBS AG Stamford Bunch deposal accourt Waxes and nroney motel moue lundsvrefp take, Ste the important in km abOn abOut 'Our StYteaent at the end of ths Comment for detals about dose balances. Maine UBS BANK USA CCP ACCT Vow total assets Your Remote/ Advisor: SCOTT STACKMAJILYLE CASRIEL yes Pall USA alcIall UBS Fry[ Inured Frogorn Bank *pout amount besets at *wed by the FOC %%Mit adokable Pmts. but are not natkied try SIPC UBS AG Stamford Branch doom account basun ale not enured by FOIL and at not protected by SIFC. Money market satin balances an protected by SRC but ert MI enuedby the FDIC Chong Work. Cloung hence Poet per shay Atom* Width interest D4s n Orr Mnr 1 (5) on his 31 (t) on may 31 (t) Pei' ad period CV amount 0) 1,088.29 58,957 22 250,000.00 Percentage ci Cost Fdbmated Untwisted hut on May 35(S) IOU, account bass (t) enroll income DI Ono( loss (S) cash Total 558,967.22 10000% $58.967.22 Cash and money Winces 51.96732 10000% 51.96722 Account activity this month Date With Chtmon Amount IS) Dividend and interest income Omdends May I Dvidee4 °Ole LE UNE TOTAL RETURN FUND !NM AS OF Oa 30'19 58.01 SYMBOL DBLTX May I Oedema PUTNAM SHORT DURATION INCOME FUND Y AS Of 04/30t 19 d 1 87 SYMBOL RSDYX Total dividends $00.11 lotefeSt 1a17 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0906119 2.20 Toul Nearest $2.20 Total dividend and interest income 1102.6$ 0.7000300540 793 fart0001831060C034 0519030579W, Y123697550 000000 hoe 5 of 14 SDNY_GM_00325687 EF1'A_00198462 EFTA01307608 UBS Resource Management Account May 2019 Account activity this month (cOribnuerfi oa. mildly Ens Investment transactions Ins crest inlermaien about ow ono:rid:2r ;boon Tcr .1 rxted SKunOeS..er impoiNni )0ve StliefaeN at the erg 01 INS CIOCVAN* DSC AcliAty OsruipliOn Omegn Jbo•W Dummy v4ve(I) Prue (0 "weed Fran InKttmenl pankwipin Funds ~Minim tor inseslivenN 00~, (5) halved WPIVASS (5) May 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND iNSTL DIVIDEND REINVESTED AT 10.50 NAV ON 04/ 3019 AS OF 04/31319 SYMBOL COLD( 5.525 • 58 01 May I Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10 06 NAV ON 0413019 AS OF 04/3019 ~sot PSDYX 4. 162 -4I 87 May 2 Sold DOUBLE UNE TOTAL RETURN FUND INSTL FOOD 91210674074 SYMBOL COLTX -1,827.616 10.500 19,18997 May 2 Sold PUTNAM SHORT DURATION INCOME FUND Y FOOID 91210674090 SYM/110L PSDYX -1,864.648 10.060 18,758 36 May 2 Sold 1P MORGAN SHORT ORATION BOND FUND CLASS 18300 912106746032 SYMBOL HLLVX -1,841 668 10.790 19,871 60 Total 55781893 499.88 Ode Admir Oescicom Arnaud IS) Money balance activities AIS 30 Palawan forward 11.06029 May 3 De9OS t UBS BANK USA DEPOSIT ACCOJNT 57,819 93 May7 Decosa UBS BANK USA DEPOSIT ACCCVNT AS OF 0906119 220 May 16 Deposit UBS BANK. USA DEPOSIT ACCOUNT 5680 May 31 Closing UPS lank USA Deposit Account $ SII.96722 Account name: DHSLAINE MAXWELL IRA friendly account name: Incliv. IRA Account type: Indnidual Reortiment Account Account number. Your Plemsdal Advisor: SCOTT STACKMANLYLE CASRIEL Oemiption amount If) May IS Refund PRORATED ADVISCRY FEE 56 80 Total professional management fees SS6.60 The uErS8ank USA pepml AQUI01 SS you PS&N,SYNSeeP opion CAP70)0607)481 744 Sr0001837060000S 0519030575004 Y123697SSOOTOOCO Page 6 of 14 SDNY_GM00325688 EFI'A_00198463 EFTA01307609 UBS Resource Management Account May 2019 Realized gains and losses Amount nom GHSLAHE MAXWELL IRA friendly .moon name:Indic IRA Amount type: Induadual Rebrement Account Account number The Haunted realced went 64010350 storm boon we nct for tat pupates. ritett rate that gen alas Iwo:ailed on the tae a re: encase of <Men Straturtderaiucts. ale Contintent Pete Sacoliet. ma[ admen and rid cadet min alas Hem (Tett with you, tat editor. To cat date (kim and bates. vet IguitNtlht 0,41 securily MI be. TH1 4 know, as the lirsiart RM1I .out pi RIO anounmememoi we use Its monadcram you specified which tw tou to dose wen yeti paced yam order. That n known at a whin pachasts or CS. order. See rimortant olormation *Um yaw flatement a II* axiol aisdatinvnt for more Short-term capital gains and losses Securdy OcCoptOn Methol 'Dummy or Purchase Hawke date Sale date Sde amen' (II Weill Sae Cost cot boss bath (t/ edjustneM(St LOIS IS) Gaa IS) DOUBLE LM TOTAL RETURN FUND if4sn_ FIFO 5.473 May 31.18 May01, 19 57.07 57.10 0.33 FIFO 5758 Jun 29.18 May01. 19 60 45 6000 0.45 RIO 5.571 hi 31, 18 May01, 19 58.50 57.83 0.67 RR/ 5.696 Aug 31, 18 May01,19 59.81 5930 0.51 RFO 5.544 Sep 28, 18 May01, 19 5831 57 32 089 RIO 5793 Oct 31. 18 May01,19 60.83 5.9 SS 1.28 FIFO 5.841 Nov 30, 18 May01,19 61.33 60.22 1 11 RFO 5631 Dec 31.18 May01, 19 59 12 58 68 0 44 RIO 5.403 Jan 31.19 May01, 19 56.79 5651 0.28 RIO 5.535 Feb 28. 19 May01,19 58.11 57 67 0.44 RIO 5666 Mar 29, 19 May01, 19 59.50 59 66 .0 16 RIO 5.525 Ape 30, 19 May01,19 58.01 saw JP MORGAN SHORT DURATION BOND FUND C LASS I RIO 2.393 May 29.18 May01, 19 25.82 2561 0.21 RFO 2.522 Jun27. 18 May01, 19 27.21 26.93 028 FIFO 2.549 Jul 27, 18 May01,19 27.50 27.17 0.33 RIO 2.725 Aug 29, 18 May01, 19 29.41 2906 0 33 RFC 2.822 Sep 26, 18 May01,19 3045 3005 0.40 RIO 2.858 Ocl 29. 18 May01,19 31.27 30 89 0.38 RIO 2.994 Nov 28, 18 May01, 19 32.30 31 89 0.41 RIO 3.006 D. 27,18 May 01, 19 32.44 32.13 031 RIO 3.360 Jan 29.19 May01, 19 3647 15 20 0.27 RIO 1297 Feb 26, 19 May01, 19 35.57 35 41 0 16 RFO 3.606 Mar 27, 19 May01,19 38.91 3894 003 Your Raaadal Advisor: SCOTT STACK MAIILYLE CASRIEL anformatan we mre not Oust sons and tones for as (0:014t <haves We autcmacrI1y °Mist oat tests for taremna and MIT comm muriopul securities for esisnoted anal:Mon of told own tens and for accreted 00 to sec awes hosed al a d XOure you requested Het 045 Mull cost Dios lot he [cod porno*" artattibilionen tawble debt Hannon then cost OM reflected On these SKurelet hat wen alusied Stumm°, tat thMasseed section <an not be natio:bat Ohm farmorlong Iron [Kass* Mammon is mewl a the product It cm in which nn ga MOO CaCtAblai rs not (raided Clantmued neat page ChP700:6009a9179STPT0001837060C034 0519030575004 Y123697550000CCO Page 7 of 14 SDNY_GM_00325689 EFTA_00198464 EFTA01307610 *UBS Resource Management Account May 2019 Realized gains and losses (continued) Short-term capital gains and losses (continued) Security clescapeon Alelnod Ouanlity Ot Nacho. (me vite dabe 54. date Sale arrourd (It Cost bays ($) Wash cafe cost bails nuirneeRD Las(3) Can IV NFO 4089 Apt 26, I9 May 01, 19 44.12 44.12 PUrNAM SHOAT DURATION INCOME FUND Y RFO 3,393 May31, 18 May01, 19 34 13 3413 FIFO 3.545 Jun 29, 18 May01, 19 35.66 3566 RFO 3.471 Jul 31, I8 May01, 19 3492 34.92 RFO 3955 Aug 31, IS May01, 19 39 79 39 79 RFO 1159 Sep 28, 18 May 01. 19 31 78 31.78 FIFO 3.675 Ocl 31, 18 May01, 19 36.97 3697 RFO 1945 Nov 30,18 May01, 19 39.69 3965 0.04 RFO 0148 Dec27, 18 May01. 19 1.49 148 0.01 RFO 0 148 Dec 27. 18 May 01. 19 1.48 148 RFO 3.824 Dec31, 18 May01, 19 38.47 3835 012 FIFO 4.313 Ian 31,19 May01.19 43.39 43 30 009 FIFO 3944 Feb 28. 19 May01. 19 39.68 3964 004 RFO 4.350 Mar 29, 19 May01, 19 43.76 43 72 004 FIFO 4.162 Apt 30, 19 May 01, 19 41.87 41.87 Total 81.562.68 $1353.05 .80.19 89.92 Net sitotteann capital gains and lamas 89.63 Long-term capital gains and losses Wash sae Downie, of Purchase Sao Sae Cost cost tins Secant', ciestroton Molted lege vilue aye date acrourd al Oasts (9 adnornenI(y) Lois 01 Gain IS) DOUBLE letE TOTAL RETURN FUND INSR. FIFO 1,693.321 Mar 31. I7 May01, 19 17)79 87 18.00003 420.13 FIFO 5.037 Apt 28, I7 May 01, 19 5)89 53.80 491 RFO 5 363 May 31.17 May01. 19 56.31 57 54 -123 FIFO 5212 Jun 30, 17 May01, 19 54.73 55.66 493 FIFO 5051 Jul 31, I7 May01, 19 53.03 54.05 -1.02 RFO 5026 Aug 31. 17 May 01, 19 52.78 54 13 -I 35 RFO 5072 Sep 29, 17 May01, 19 5125 54.27 -1.02 Amount name: GKSLAINE MAXWELLIRA Sand& account nanw:Ind.v. IRA Account type: Indnidual Retirement Account Account number. Your limatial Advisor: SCOTT STACK MAHLYLE CA SPIEL continued neat page CaP7CCCGOOSSI 796 Na7000I 83706M091 OS19030575004 VI 23697550 C0700) page $ of Id SDNY_GM_00325690 EFTA_00198465 EFTA01307611 *IBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses «crtnueth 5.0.tily an/roan Norco °USW), Ot Ixe vat. ROCK* data 5* me 5* amount 4t, Was sat C011 (al 049$ Pant TO acluarrum40 Las IV Gan it) RIO 5183 Oct 31. 17 May01, 19 54.42 55.30 -088 RIO 5150 Nov30,17 May01, 19 54.08 54.74 -0.66 RIO 4938 Dec29, 17 May01, 19 51.85 52 49 -064 FIFO 5147 lan 31, 18 May01. 19 54.04 54.09 -005 RIO 5152 Feb 28. 113 May 01, 19 54.10 53.134 0.26 RIO 5482 Mar 29, 18 May01, 19 57,56 57 45 0.11 RIO 5041 Apr 30, 18 May01, 19 52.93 52.43 0.50 JP MC8G4N SHORT CVRATION 13CRD FOND C LASS1 RIO 1,462.782 Sep 13, II May 01, 19 15,783.42 16,105.23 -321.81 FIFO 6824 Oct 03, 11 May01.19 73.63 74.93 -130 RIO 6827 Nov01,11 May01, 19 73.66 75.03 -1.37 RIO 6392 Dec01, 11 M601, 19 68,97 70 13 -1 16 RIO 6470 Dec 16, 11 May 01, 19 6961 7092 -1.11 RIO 3.601 Dec 16, 11 May01, 19 38.86 39 47 -061 RIO 6.884 Jan 03. 12 May01, 19 74.28 7538 -1.10 RIO 5952 Fth 01, 12 May 01.19 64.22 6542 -1.20 RIO 5501 Mar 01, 12 May01, 19 59.36 60 46 -1.10 RIO 5977 Apr 02, 12 May01, 19 64.49 65.57 -1.08 RIO 5514 May01, 12 May01, 19 59.49 6060 -I.II RIO 5524 Jun 01, 12 May01, 19 59.61 60 66 -I OS RIO 5070 11 02.12 May01, 19 54.70 55 67 •0.97 RIO 5526 Aug 01, 12 May 01,19 59.63 60 79 •1.16 FIFO 5062 Sep 04, 12 May01, 19 54.62 5579 -1.17 FIFO 41* Oct 01. 12 May01. 19 44.73 4569 -096 RIO 5076 Nov01, 12 May01, 19 54.77 5589 -1.12 RIO 4 157 Dec 03, 12 May 01, 19 4485 45 77 -091 RIO 0.934 Dec 14, 12 May01, 19 10.07 10 28 •0.21 RIO 0.314 Dec id. 12 May 01. 19 3.39 346 -O.07 RIO 6022 Jan 02. 13 May01, 19 64.98 66 19 -1.21 continuednag page CW70001005081 797 197000183106 OWN 0519030575004 Y123697550 000000 Page 9 ol 14 Account name: GHSLAINE MAXWELL IRA hiondly account name:Indw IRA Amount type: Indmdual Rebrement Account Account number Your Riaancial Advisor: SCOTT STACKMAP/01Z CASTOR SDNY_GM_00325691 EFTA_00198466 EFTA01307612 *UBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses c<ciltlueco Rosa, clescepton Nonce Ourrstyot Purcrtebt Ise voce dab 591. date 5* amount (i) warn sae Cost cm balls basis (I) alJutimonlf I/ Las (3) Gana/ RIO 4.178 Fab 01, 13 May01, 19 45.08 4588 .0.80 RIO 4.181 Mar 01, 13 May 01, 19 45.11 4591 -0.80 FIFO 4.650 Apr 01, 13 May01, 19 50.18 51 06 -088 RIO 1723 May01, 13 May01, 19 40.17 40.83 -0.71 FIFO 1739 Jun 03. 13 May 01.19 40.34 4091 -057 FIFO 3.755 Jul 01, 13 May01, 19 40.52 40 94 •042 RIO 17% Aug Ot , 13 May 01, 19 4062 40.97 445 RIO 3,294 Sig 03.13 May01, 19 35.54 35.88 -034 RIO 3293 ON 01.13 May01, 19 35.50 35 90 -040 FIFO 4229 Nov01,13 May 01, 19 45.63 4619 -0.56 FIFO 1759 Dec 02, 13 May01, 19 40.56 41 09 -053 FIFO 1646 Dec 13, 13 May 01, 19 39.34 39 78 -0 44 RIO 0.376 Dec 13, 13 May 01, 19 A.OS 4.11 -0.06 FIFO 6612 Ian 02, 14 May01. 19 71 35 72 01 -066 RIO 3.304 Fob 03, 14 May01, 19 35.65 36.05 .040 RIO 1307 Feb 28, 14 May 01, 19 35.68 3608 -0.40 RFO 2.841 Mar 31, 14 May01. 19 30% 3094 -028 RFO 2367 Apr 30, 14 May01, 19 25.54 25 80 -026 RIO 1.889 May 30,14 May01, 19 20.38 20.65 -027 RIO 3.7% Jun 30, 14 May01, 19 40.85 41 31 -046 RIO 4.746 lul 31, 14 May 01, 19 51.21 SI 68 •0.47 RIO 3.7% Aug 29, 14 May 01, 19 40.96 41.38 -042 RFO 3.803 Sep 30, II May01, 19 41.03 41 41 -038 RIO 4.277 Oct 31. 14 May01, 19 46.15 4662 •0.47 RIO 1326 Nov 28,14 May01, 19 35.89 3629 -0.40 RIO 0.091 Dec 12, 14 May01, 19 0.93 099 -0 01 RIO 2.974 Da< 12,14 May01, 19 32.09 32 42 -0.33 RIO 5.736 Dec 30, 14 May01, 19 61.89 62.29 -0.40 RFO 3.814 Ian 29,15 May01, 19 41.15 41 57 -0.42 FIFO 3.343 Feb 25, 15 May01, 19 36.07 3641 •0.34 Acosunt name: G1451.41% MAXWELL IRA fdrendly account name:Incloc IAA Account Type: Individual Retirement Account Account number. Your Knead.' Advisor. SCOTT STACK MA1NI (LE CASPIEL (=loved neat page caqcoc600ssi ne incoi 9370600:0i 0519030575004 Y123697550000000 Pogo 10 of 14 SDNY_GM_00325692 EFTA_(() 198467 EFTA01307613