EFTA Document EFTA01321634

I I 81,ZZOO-V.L.43 0 z ii C in z r _ 6T TZSE00 IN9 ANGS BEAR STEARNS WC( SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. 383 Madison Avenue New Y New York 10179 ACCOUNT EXECUTIVE EMMA GOVT BOND VISIT OUR IYEASTIE mow.bearsteamscon What's In This Statement Illrrrll.I.1771111 I II You Messages 2 FINANCIAL TRUST CO INC 0/0 JEFFREY EPSTEIN 6100 RED NOOK QUARTER SUITE 83 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Steams& Co. Inc. outstanding as of date of statement PACWSLI NiellettNAW WIC1V5St ME/ PROM REPO ACCRUED PORT WI DOD DAR PINPOPAL RU! INIDIES71 09:28/05 OPEN 19.100,000 TOTAL REPURCHASE TRANSACTIONS 510.312 S19.110,312.87 •As d steliewin Tr stew - de ea woe nay ate wden a no datement NCI AVOW 3.937 10.312 19,110,312.67 Ruda mmrt err 04 Oran a cane mud 44 anent n ter. ro C.1441 Saran awe. to tsar towns a Sr.Yea Sandie. Cent. Or iretnran Coat we, been", etzeleter 7141%c11 ITS 0%OSY CrenaD SUBSOMY Ilea Shen Seculte5 Cap. One lAnersar Oats. North Brociden New Yart 11201.111511 FINANCIAL TRUST CO INC VATS/ENT 000400 Septette 1.2005 nrROUCer September 30.2005 ennLier MA EN TAYPAIER totArtite lox NNW. LAST settinata Aleut] 30. 2004 sit TNT serrnoN is Ice rnn-enoral papom tree It II na reenOta 44 a tat Gannet nee starred Void to nunto me you ten. See /New tide kr rrealint kriteriecn 027 toD103 17 45 001 EFTA01321634 CI.F.ASTED TITROuCTI ITS MOLLY OWNS., II IIISCTARY 0 m cim H r OZTZSEOCINDANGS BEAR STEARNS OM( SERVICING Tout ACCOUNT Beer, Steams 8, Co. Inc. 383 Madison Avenue New Yon. New Yak 10179 2 Your messages Bear. Stearns Securities Cap. Net Capital and Net Capital Requirements: At May 31. 2005 and July 31. 2005. the Companys net capital of approximately $4.1 billion and 53.9 billion was approximately 6% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately 51.3 billion and 51.1 billion by approximately 52,8 billion and 52.8 billion, all respectively. A complete copy of the Bear, Steams Securities Corp. Statement of Financial Condition is available on the Web site vainv.bearsteams.com. Alternatively. to request a free primed copy please call - tot free k.t, Saw" Lwow Ca Ca WireRch Cen ran Proc. . hos Vat 112014”0 FINAN CIAL TRUST CO INC EMMETT /7 PEA= Severnbe I. 2005 1140203M SOptOTbet 30.2005 AOSOUNT SWAM TAXPAYER PAPANIR Not MO W< LAST STAMP/SW Ana" 30. 2004 Securities and other assets in your account are the firm's collateral for any marsin loan made to you, If the sectrtties and other assets in your account decline in value, so does the value of the collateral supporting your loan, and. as a result, the firm can take action, such as Issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: - You can lose more funds than you deposit in the margin account. The firm can face the sale of securities or other assets in your account(s). • The firm can sell your securities or other assets without contacting you. - You are not entitled to choose ',Nob securities or other assets in your account(s) are liquidated or sold to meet a margin call. - The firm can increase as 'house maintenance margin requirements at any time and is not required to provide you advance mitten notice. - You are not entitled to an extension of time on a margin call. OTT 1001.05.1745 COI VISE EFTA01321635 CLEARED OrROUGH ITS *ROUX CANED VASCO*, 0 -n z C in z r TZIZSEOCIA19-ANGS BEAR STBIRNS WC( SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc 383 MaOxon Axen.x. 3 a4 arm This statement is provided to explain Bear. Steams & Co. Inc.'s CBSC-) payment for order flow practices. BSC routes a majority of orders for customer secaities transactions to the primary market for such securities. Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bld or best offer (N880). BSC receives no cash payment a other consideration for such order rout hg other than favorable executions or executions of tint orders at no additional charge. STOPr End of Statement OW Mann Stearin Carp. Grolier:OWN Ono Pant r *112014859 FINANCIAL TRUST CO INC armialea Puce September I. 2005 TIRC03.4 SeXeMbPr 30.2005 ACCOUNT %NUM TAXPAYER KAMER Not AraCide LAST STATVAENY lino:lay 30.2004 frW Pursuant to SEC Rule 11Ant -6. please note the following: Bear. Stearns & Co. Inc. will post its quarterly routing statistics at the following web link: http://iwny.bearsteams.comt Click on Individual Investor. Click on Equities, Click on Order Routing Practices. Customers of Bear. Steams & Co. Inc. may request information on any order executed within the prior six months from the time of the request. Specifically. you may request the identity of the venue to which the identified orders were routed for execution. whether the order was directed by you to that venue. and the time of the executions. if any, that resulted from such orders. 027 L001041743 001 Vats EFTA01321636 xern THROUGH as *MOLLY OA' D SLOSIOVRY - SAW'S Seamen COT ere IhotecIMP, Carter %XIII bag" New Yon, 112314419 FINANCAL TRUST CO INC 4 014 t I itti ZOOVI-43 0 z m C m z H r ZZLZS£00 IND ANUS STATEMENT BACKER IS PRINTED ON THIS PAGE on 1001/06.11 46 001 9196 EFTA01321637