EFTA Document EFTA01321670

Statements CONFIDENTIAL SDNYG,00352155 EFTA_00224847 EFTA01321670 CLUJMO TIMMS. FM WAOLLY ONMO SMISOVAV 8t8tii:00- V.L.43 O z m C m z 5 r _ 9SIZS£00 IND ANGS BEAR STEARNS CiFICE SERVICING YOUR ACCOUNT Beer. Steams & Co. Inc. 383 Mattson Avenue New York. New York 10179 (212) 272.2000 ACCOUNT (ITCulfvE GRIM GOVT BOND • OUR wTBSITE wwetbearstearns.com Important Message If any information regarding 2002interest. ckvidends. miscellaneous income, gross etcceedS a cWgnal issue discount IS required to be reported to the IRS ter thtS account. a Consofdated Form 1099eill be mailed to you try January 31.2003w a 1042Sby March 17.2003. I FINANCIAL TRUST CO INC WO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Steamsand Co.lne. outstanding as of date of statement 0.141402.1 REPURCHASEt PURCHASE Kai SUM an Ea) DAR POW :PA PRIMO MIt ROW ACCRIA0 PITERtSr 10 00.42 12117/02 OPEN 4,557.000 0.800 1,913 4.558.913.94 TOTAL REPURCHASETRANSACTIONS $1.913 $4.558,913.94 AIL el omen sr me 0110M oaten ea rat now MIN OPIPI war uvr urns Pa. @WWI In, MM.= ra*-e•Ont a Peat Cs. VCOO. 1430111.0 SS 0000.•4 b Oen, Se*. n S.,06.14.10.6; own. a oleo S...cn tl Sue A.-. Uortee cc. . Ore intiod, err he" 121:40" HY • I Allt.)44$ be. Sinn Swann., Cap. Oro Yeratch 0300 MOM tresdr. How Vat 112014.00 121212720= FINANCIAL TRUST CO INC surEsificr Pge00 Noun. 30.2O02 THROUOM Cecemba 31. 2002 •CctfutAT MAIM TAXPAYER IM1$E Not Mettle LMT stmosen Navarre.. 29. 2002 PH unary is t:e rftenceal pones my. R is nx mow SIOUX deatriert stgintin Void Oct rotated kr WU' Meat sn tenne aestonreattre wanner 02' 020101:1213 001 0033 EFTA01321671 alutIO 114/04.4. r75 "mous ONULD VJOSIDMAy 6tittiZOO- V.LA3 0 z m cim z H r LSLZS£00 IND ANDS BUR STD:1MS OTTCE SERVICING YOUR ACCOUNT Bear. Steams b Co. Inc. 383 Madison Avenue New Wyk. New York 10179 (212) 272-2000 2 e Your messages As part of the National Association of Securities Dealer's (NASD) Investor Education Progam, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the Internet address tvhich is werwhasdr.coms In addition, a brochure explaining the Public Disclosure Progam Is available from the NASD upon request. STOPI End of Statement 02? int Sirs Cogan rap. as Wairegan Caw Nan Dix er. New roit 11201.3to RIZ 272.1000 FINANCIAL TRUST CO INC STATELIES, PERM November 30. 2002 P01000., CCCOMbel 31. 2032 iket0 NT Nuns°, Conan Waal% . V.& US? STATtlaY1 nailienba n.2002 01/01.01.12-11 001 V619 EFTA01321672 3 05131,ZZOO- V1.43 0 z m cim z H r BSTZS£00 IND ANDS STATEMENT BACKER IS PRINTED ON THIS PAGE OT 01/01(33:1/13 001 OK EFTA01321673 I SiitZZOO-V.L.43 0 -n C rn r _ 6STZS£00 IN9 ANGS BEAR STEARNS OFFICE SEAMING YOUR ACCOUNT Bear. Stearns 6 Co. Inc. 383 Madison Aware New York. New York 10179 (212) 272-2000 ACCOUNT EXECUTWE GNMA GOVT BOND VISIT OUR WESSITE vArrebearsteams.com I FINANCIAL TRUST CO INC =JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE 83 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear.Steamsand Co. Inc. outstanding as of date of statement PUROa3V RIPUROUSV PlOORCE nal PRONE START DOE DO DATE PAPP:IPA PATE 11/29/02 OPEN 3.570.000 1.000 297 3.514.297.83 TOTAL REPURCHASETRANSACTIONS $297 S3.574.297.83 Mw Ronal OW Toe *tea Kean a AO Wait I' bey OW NORA et N ern REPO ACCRUED MT AlCoV7 End of Staterren ()no npoT see TRAyro u 9A-ArAo CA c.c.s 9. InCo Nobel Se bee,00 b ebb b ORA Simon Y (03-63.1(8.9 cv a la Clic S. awe.. 33.E.). Sew). Coo. Ore liteutth Cote- bum Bents. NY .(20. 9651 CIAAJOLO THROW() RS RACTAY 02040 808810WO ow Sans SCRIMS Cap. Cr. MIMS) Corte MCA IlreOft. Nor Ott 11201.3859 (212) 212.9= FINANCIAL TRUST CO INC STATEMEWT PERCO Wag 26.2602 TITROUOm Neernew 29.2002 ACCOVC PIER TAXPAYER µMeg Fax Ayala* LAST STAMM., WOW 25. 2002 Si Mc venom, Os lArr010131 MORS arty. XISra EMerifed 31 Onvnett 13.5 amen sheilb be Mood To TRY Matt 5.84 tome ROTA), wee tan Worrrata, 077 11000L1700 00) 9618 EFTA01321674 av TODX7H ITS *C.SY 01040 ILJOSOWN• be. Stews ballet Cep. Cno MICOIOCh COCOS NaO &weft Mow Yttt 11201.1059 (212)272.1000 FRANCA:. TRUST CO INC tr 8 I..) h.) 00 00 IJ If z m cim z H r 09TZSEOCIND- ANGS STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1100717.17070 001 VMS EFTA01321675 T4iNaGUNO0 MZSEOCMANCIS I8 IJ IJ OO Lit BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear, Steams & Co. Inc 3B3 Madsen Avenue Now York, New York 10179 (212) 272.2000 ACCOUNT EXECUTIVE GNMAGOVT BOND VISIT OUR MIME wwwbearstearns.com FINANCIAL TRUST CO INC CJO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE 83 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear, Steamsand Co.Inc.outstanding as of date of statement PURCHASE/ NPURCIIA34/ PURCWM PM/ NOG Mn ACCRUED START DATE DID DAN PRNOPM RATE INTERESP NET MOST 08/3002 OPEN 9.400.000 1.430 22.040 9,422,040.39 10/07/02 OPEN 1.000.000 1.430 832 1.000.832.50 10/18,02 OPEN 1.001000 1.430 392 1,000,392.22 TOTAL REPURCHASE TRANSACTIONS 923.264 111.423.265.11 a et inbreed dat se eve ensen es sa anew b, are seer state tl ek name. End of Statement Nene nee My sne, . a w.esnx a awa a noe.cs elated es dente, is es, b Curt Swan si eNselsist421. owes b Choi Sera* se See Sven best es Cob. Ore Meneth Cerny %WA BedIr. MT IZOI.Nee =AND TN OUCH ITS ImeDur Owe SUITSNARY Rem Seems Sweets Cap 0'e IAteceech Cele WA Mn bia* Tot 1.2014869 EMI 272.1000 FINANCIAL TRUST CO INC STATEMENT PERO° September 25.2002 TeltOUSI4 eamei 25.2002 ACCCWT WISER TAAPAyER /OUSE, Na MAIN. LAST rumen September 27.2002 Man The Amway le ler ifeenneul OtcoN1 vb. It IS •a ammo antis Ceinft itinensett shoe, SE retintl M stir rebrds See terse SOS M. tWC4rt Warmer 027 1026CSIT at 301 EFTA01321676 =MED THROUGH 778 ITALY OWNED SUOSOMRY km. Sews STRAW Cop. One Marctech Cow Math ercalts. Nap Tod 11201.380 212 2221000 FINANCIAL TRUSI CO INC 2 a tSiitZZOO- V.L.43 0 -n z C in z -H r _ Z9IZSECIO IN9 ANGS STATEMENT BACKER IS PRINTED ON THIS PAGE 027 10260212.46 COI U137 EFTA01321677 5581,ZZOO-V.L.43 0 0 - z C in z r _ ESIZSE00 IN9 ANGS BEAR STEARNS OFFICE SFS/MOM YOUR ACCOUNT Bear. Steams & Co. Inc. 383 Madison Ammar New York. New Ycek 10179 (212) 272-2000 ACCOUNT EXECIJTNE GNMA GOVT BONO VISIT OUR WEITSITE WASV.b0aISICAMS.CCM Important Message Confirmation: Unless we hear from you to the conUary, it is our undo:clam:Nig that any free CTODit balances in your account are being mantained to facilitate your intention to invest such amounts through US. FINANCIAL "TRUST CO INC C/0 JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements PURCHASE/ REPURCHASE/ 17.1n/lif PQM START DATE MO OATS PREKTPAL INNA6 RIAIE Rua ACCRUED MUM ITET AMINO 08/30/02 OPEN 9.400.000 09/18/02 OPEN 1,190.000 1.460 1.460 11,551 557 9.411.551.56 1.190.557.32 TOTAL REPURCHASETRANSACTIONS 412.108 1,10.602.108.88 •AS et de* The VIM POletefte 40 ea NS Is we OfOr .em, el HA .1 \Mina Wee.* 'teen teN <rename 0' PcAttegAcennonixis. neon n Ocoen: 10 n CAA/ Sent at E04.34-.225 0, Huro b Can Serouesun Swann &Ann Con. Cr* *Ann Crur WT Iltetker, NY II X14310 CLEARED Ten.. rrs vo4CALY 0/0120 SLASSICHARY le.r. Sten Sena Co due Ana," net In liga Pork 11201.33S9 Tna 272.1CCO FINANCIAL TRUST CO INC STATEMENT Pain &In 31, 2002 TiltOnd Sweeter 27.70)2 AODOINT MASER TAXPAYM It Melt LAST VrAltuEUT August 30. 2002 la, TheY n k. ninlot.' pm..., Toy. p AI ne-Ot (I as a Cu Ones 0.19 Vinert nate Se titan f nue rens See Parse 94t prwrArt eitertethr 027 0971127 19 39 001 EFTA01321678 CLEARED DIROUGH rn VenDLAY 0W' SAIISDARR 9Sittit00- V.L.43 O -n C in r _ P9IZS£00 IND ANGS BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Menu* New York. New York 10179 (212) 272-2CCO 2 a+ Your messages Bear. Steams Securities Cap. Net Capital and Net Capital Requirements: At May 31, 2002 and July 31. 2002. the Company's net capital of approximately $2.5 billion and S2.0 billion was approximately 7% and 6% of aggregate debit items and exceeded the minimum reguletOry net Capital requirement of approximately $679.9 million and $644.8 million by approximately $1.8 billion and S1.3 bilfion, all respectively. A complete copy of the Bear. Steams Securities Corp. Statement of Financial Condition is available on the web site you hharciramR torn Alternatively, to request a free printed copy please call -toll free 1.866.299.9331. 11W 3aa. Wan SaAron CaD marowt, Caw SART ODA". Kw Ywt 112014.59 alp 272.1000 FINANCIAL TRUST CO INC STATflOths MASCO Aupat 31.2002 THROutoi Seawater 27.2002 *cepa SUS/0ER Tonstik KAMER Ka &Militia LAST sTATn4CAT Algal 30. 2002 Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral supporting your loan, and, as a result. the firm can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account It Is important that you fully understand the risks inyONed in trading Securities on margin. These risks include the following: > You can lose mete funds than you deposit in the margin *taunt. > The firm can face the sale of securities a other assets In yea account(s). > The firm can sell your securities or other assets without contacting yOu. > You are not entitled to choose which securities or other assets in you account(s) are liquidated or sold to meet a margin call. > The firm can increase its "house maintenance margin requirements at any time and is not required to provide you advance written notice. > You are not entitled to an extension of time on a margin call. 017 0.78011513 001 can EFTA01321679 0 z m cim z H r S9TZSE00- O1D- ANGS BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Beat. Stearns & Co. Inc. 383 Madison Avenue Now York. New 'tot 10179 (212)272.2000 This statement is provided to explain Bear. Steams & Co. Inc.'s MSC') payment for order flow practices: BSC routes a majority of orders for customer securities transactions to the primary market for such securities. Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBBO). BSC receives no cash payment or other consideration for such order routing other than favorable executions or executions of kink orders at no additional charge. STOPi End of Staternen CIAMIE0 TiltOLCH as versOuv ovailf StatiOyar e. . Scum Seaton Cm. Cnelampusch Crew taw 11.0040. R5. Yolk 112014859 (212) 272.1000 FINANCIAL TRUST CO INC now mato Accal 31. 2002 TNROUGH Septerrber 27.2002 Accani riAMER TAxPAYEA MASER Not Avabble LAST STAniitra August 30.2002 Pursuant to SEC Rule 11Acl -6. please note the following: Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the following web link: httpittrnm.bearsteams.comfbearsteamshndMduafinvestodequititesord erroutingpractices.htm Customers of Bear. Stearns & Co. Inc. may request information on any order executed thin the prior six months from the time of the request. Specificaty, you may request the identity of the venue to which the identified ciders were rented for execution. whether the order was directed by you to that venue. and the time of the executions, if any. that resulted from such orders. 027 012802.15 SI 001 V616 EFTA01321680 =wen noICV0.4 as VINIXLV °earn SUISCIARY 8—. Sean StarOn Co Cne MeinX.,* Cerny Mari fireesbn Kw Yew 11101.3069 (212) 2/2.1000 FOIANCIAL TRUST CO INC 4 en 8SiitZZOO-V.L.43 0 z ii C in z -H r _ 99IZS£00 IN9 ANGS STATEMENT BACKER IS PRINTED ON THIS PAGE 022 0.21402.15:33 001 v636 EFTA01321681 o erns), To/Rowel ITS maw Mee WittWow 6SiitZZOO- V.Ld3 0 z ii C in z r _ L9IZS£00 IND ANGS BEAR STEARNS OFFICE SERVICI% ',OUR ACCOUNT Bey, Steams a Co Inc. 383 Macfeton Avenue New Yoh. New York 10179 (212) 272-2000 ACCOUNT EXECUTIVE GNMA GOVT BOND Mit OUR wEBYTE vnve.bearsteeens.com II...II...LLD I I FINANCIAL TRUST CO INC GO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Steams& Co.Inc. outstanding asof date of statement FellOOSE/ REPMem-MI itlICHASE PRCE/ SORT DAR WO DM Pala PROW RAIZ RIP WOWED IldIRESP NB Weed 08/30/02 OPEN 9.400000.00 1.520000 1,587.56 9.401.587.56 TOTAL REPURCHASE AGREEMENTS 99.401.587.56 ••• imam Ws Terr dove mesa 6A el on • • h An Co went* dawn End of Statement P .O e Ind. Any Canna to, Kronneet Cl <MGM a trite seated an oda ow CeR Sorw.m. a OX414-1428; porta b per. Smalls u SAN tan Spates UM. Ors Warden, Car*, torn. WW1" N 20 1.64 Ow Sten Wards Wed laitingth Coln We Sudo. it. Yen II 201.1639 ell/2,20000 FINANCIAL TRUST CO INC STATEMENT %MOD My 27. 2002 'ridded August 30.2002 ACCOura anon Telkortn Pruden WC Made rArewevr My 26.2002 Si Ins weary a h• ermneral parion• Oft/. It IS in Weed weed downwl teemed inNIC ee need t, yedreoerOS. We MOW Me ler MOW% abeam “21 01/3103:16 Se COI VS66 EFTA01321682 CLEARED THACOCal ITS WHOA &MED SLOSOLOW kat Stews Sorts. C615 m• Mentsch Craw IWO incodr Pita Oil 112014859 RIO 272, 1COD FINANCIAL TRUST CO INC 2 a z -n C in z -H r 89IZSEOCIA19- ANGS 8 IJ 00 O IJ STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0881.02:18:& CO1 V568 EFTA01321683 I981,ZZOO- V1.43 0 -n C in r _ 69TZS£00 IND ANC'S BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. 383 Madison Avenue New Yak. New York 10179 (212) 272.2000 ACCOUNT EXECUTNE GNMA GOVT BOND VISB OUR WEBSITE wnwo.beatsteams.com IIM,IIlrr6ddLobili FINANCIAL TRUST CO INC 00 JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE 83 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Steams& Co. Inc. outstanding as of date of statement PURCHASE/ REPURCHASE/ PURCHASE PRIM PACING REM ACCRUED SUIll DATE DOOM! MOM RATE PCCREST* 07/26/02 OPEN 24,769,345.91 1.380003 2.848.47 24.772.194.38 TOTAL REPURCHASEAGREEMENTS 524.772.194.38 NE7 AVOW us et arienri 00. Tb• awe galas a a Ram Mw else maw a ra STOP End of Statement Paw Han P.7 Clivera n 7a.aec4 Saa, 0 sta. oda w awe7 Y> b Mam. So...tau 000614.142R tes0auCierg Ont. Sc Re Ow* Saallas Una. Oro Meratch Caw ‘001,. SaaHr. N 20 Mn. CI.LARIO THROUO1 ITS +AMON awco SURSOARY Ia. SNOTS $00.71147$ CO7P. One Vatach OPUS, (0000r. Ra Vat 17201.3119 c2721 272.1000 FINANCIAL TRUST CO INC STATEWERT PE1030 kr< 29.2002 THROUCH Jai 26.2002 ROGOW, MANN. TOPAVB,C rosin R Abt MUletla LAST SIATEUERT stE TS yawseI Ifb,778}7111 pewits C7b. I A •C. Sonaed As Rba autnitt 77•R Unmet, taatti De ?Kama Rt yur reef OR Sot mune SG br rental Santa 027 0/070210 47 cut vs(4 EFTA01321684 =ARID THROWN ITS wocaly OrME0 SPAISOAfre Ow. Seen Statiket Or lituctech Wow Obeli &OI4.,. Ws York 112014859 C2121172.1co) FINANCIAL TRUST CO INC 2 a2 0 -n C in z -H r OLTZSEOCIA19- ANGS 8 b.) b.) is) STATEMENT BACKER IS PRINTED ON THIS PAGE 02? 07,27,t2 iy 4, CC' EFTA01321685