EFTA Document EFTA01344078

From: Lisa D Hurd [mailto: Sent: Wednesday, October 16, 2013 4:58 PM To: Young, Janet E Cc: Amanda Kirby; Barrett Team Subject: Re: update on outstanding securities for southern Trust Co., Inc. (C) Classification: confidential Hi Janet, I only see us receiving 1 security today: 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL VS USD 1,000,000.00 882,200.00 85MARRIER- 5%CPN-28.5% MXRTRN MD I do not see the other being received, please advise, thank you. Kind regards, Lisa Hurd (Embedded image moved to file: pic03401.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Email (Embedded image moved to file: pic24777.gif) T- his communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such.(Embedded image moved to file: pic13930.gif)Ina ' • tails for "Young, Janet E" ---10/16/2013 12:56:08 PM---A/C - SOUTHERN TRUST COMPANY, INC "Young, Janet E" ---10/16/2013 12:56:08 PM---A/C - SOUTHERN TRUST COMPANY, INC From: "Young, Janet E" To: Harry Bal le r inands sa Cc: e>, Barrett Team c Date: 10/16/2013 12:56 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029190 CONFIDENTIAL SDNY_GM_00175374 EFTA01344078