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sd-10-EFTA01344121Dept. of JusticeOther

EFTA Document EFTA01344121

c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC, )eepers, Haze, Personal, Foundation) f. Structured Solutions (all 6 entities) g. Fx (all 6 entities) h. Pre-Post Market Trading Form (all 6 entities) [attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Caroline Kitidis/db/dbcom] (Embedded image moved to file: pic20545.gif) Tazia Smith Director I Key C

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sd-10-EFTA01344121
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c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC, )eepers, Haze, Personal, Foundation) f. Structured Solutions (all 6 entities) g. Fx (all 6 entities) h. Pre-Post Market Trading Form (all 6 entities) [attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Caroline Kitidis/db/dbcom] (Embedded image moved to file: pic20545.gif) Tazia Smith Director I Key C

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC, )eepers, Haze, Personal, Foundation) f. Structured Solutions (all 6 entities) g. Fx (all 6 entities) h. Pre-Post Market Trading Form (all 6 entities) [attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Caroline Kitidis/db/dbcom] (Embedded image moved to file: pic20545.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Fax Mobile Email (Embedded image moved to file: pic12563.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029298 CONFIDENTIAL SDNY_GM_00175482 EFTA01344121

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