EFTA Document EFTA01344309

O 0 O 0 zz -n 00 mm zz l- -D C 33 C C 3> —1 —4 0 m 0 rn CD 07 Z • 0 -< I0 0 C Z I -< o o -4 (0 CO 07 tn 0) D.) CO SOUTHERN FINANCIAL, TLC ACCT. For the Period 7/1/13 to 7/31/13 Price Quantity Value Atlustad Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Accrued Interest Non-USD Cash CANADIAN DOLLAR 0.97 0.01 0.01 0.01 P EURO PRINCPAL CURRENCY 1.33 (154,361.73) (204,969.07) (204,969.23) 0.16 Total Non-USO Cash US Fixed Income HEADWATERS NC 7.625 04/01/2019 DM 03/11/2011 42210P-M3-5 El+ /B2 106.00 1,000,000.03 ($204,969.06) 1,060,000.00 ($204,969.22) 1,035,000.00 $0.16 25,000.00 80.00 76,250.00 25,416.00 0.00% 6.35% EARTHUNK MC 8 7/8% MAY 15 2019 OTD 05117/2011 270321-AC-6 MC /B3 98.91 1,000,000.00 989,130.00 1,033,500.00 (44,370.00) 88,750.00 18,738.00 9.12% KINDRED HEALTHCARE INC 81/4% JUN 01 2019 OTD 06/01/2011 494680-AB-9 NR M3 105.25 2,000,000.00 2,105,000.00 1,986,250.03 138,750.00 165,000.00 27,500.00 7.13% SERVICEMASTER COMPANY 8% FEB 15 2020 DTD 0'2/13/2012 81760N-AN-9 B- /CAA 97.75 2,500,000.00 2,443,750.00 2,885,625.00 (221,875.00) 200,000.00 92.220.00 8.45% LLOYDS TSB BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN X50717735822 SEDOL B7RIXT1 G47152-90-3 BBB MAI 117.50 1,500,000.00 1,762,485.00 1,627,500.00 134,985.00 148,125.00 92,577.00 7.03% J.P.Morgan Account Page 15 01 33 Consolidated Statement Page 18 EFTA01344309