EFTA Document EFTA01344400

leepers Derivatives (x5OO5) - ALL Holdings Transferrable Haze Derivatives (x4006) - All Holdings Transferrable STC Asset (x0002) - ALL Holdings Transferrable Southern Trust (x5001) - ONLY Cash Is Transferrable. Please see attached statement. SFFLC Asset (x9006) - ALL Holdings Transferrable SFLLC Derivatives (x0003) - Non-Transferrable Holdings: Holding Identifier Market Value Notes JPY PUT CAD CALL FX EUR STYLE OPTION (EXP 10/8/13) XJPYPBEXZ $ 1,578,637.62 WTI CALL OPTION USD PUT (EXP 2/14/14) OTCBDCPHK $ 549,233.65 LONG TOTAL RETURN SWAP (7/20/14) SWPBDRUH6 406,638.41 JPY PUT USD CALL FX EUR STYLE OPTION (EXP 9/10/13) XJPYPBFJZ JPY CALL CAD PUT FX EUR STYLE OPTION (EXP 10/8/13) XJPYCATZZ JPY SELL CAD FWD (CONTRACT FX RATE VALUE 10/10/13) FXJPYBERE (152,437.87) WTI PUT OPTION USD CALL (EXP 2/14/14) OTCBDPKGF $ (591,105.94) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029794 CONFIDENTIAL SDNY_GM_00175978 EFTA01344400