EFTA Document EFTA01344667

JP 2) This client will look at everything, completely asset class agnostic. 3) This client is very plugged in to financial sponsors and global decision makers 4) we have sent him over a dozen investment/trade ideas since assuming coverage (late Oct). He travels a quite a bit and is not always reachable. As such, suggestions need to be short, poignant, and sized (ie. "suggest S5mm notional in XVZ") Two currently pending trades: Pending entry point: basket of Japanese equities (Slmm across the basket below), opportunstically short yen as an overlay Pending infrastructure set up: Eurostoxx hedge (has a basket of single names still at ll°M that ran up nicely last year, this would be an overlay) Please see the attached. Look forward to discussing with you! Tazia [attachment "southern Financial 1.2.14.xls" deleted by Paul morris/db/dbcom] [attachment "Southern Financial uSDJPY.pdf" deleted by Paul Morris/db/dbcom] [attachment "Haze 1.2.14.xls" deleted by Paul morris/db/dbcom] [attachment "southern Trust 1.2.14.xls" deleted by Paul Morris/db/dbcom] (Embedded image moved to file: pic09203.gif) (Embedded image moved to file: pic00824.gif) Tazia Smith Director I Key client Partners - us Deutsche Bank Securities Inc Deutsche Asset & Wealth Management Te Fax Mobi e Email (Embedded image moved to file: pic16745.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030383 CONFIDENTIAL SDNY_GM_00176567 EFTA01344667