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sd-10-EFTA01344974Dept. of JusticeOther

EFTA Document EFTA01344974

allocation, they are three times more "expensive". Can you try to get that pre-split allocation to take place? Chip said he was talking to you. I have not spoken to Haig, which I think makes sense Joshua Shoshan Director Deutsche Bank Securities Inc. Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 offic Cell E-Fax From: Caroline Kitidi s/db/dbcom@DBAMERICAS To: Joshua Shoshan/db/dbcom@DBAmericasODBAMERICAS@DBCOEX, Date: 1

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Dept. of Justice
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sd-10-EFTA01344974
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allocation, they are three times more "expensive". Can you try to get that pre-split allocation to take place? Chip said he was talking to you. I have not spoken to Haig, which I think makes sense Joshua Shoshan Director Deutsche Bank Securities Inc. Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 offic Cell E-Fax From: Caroline Kitidi s/db/dbcom@DBAMERICAS To: Joshua Shoshan/db/dbcom@DBAmericasODBAMERICAS@DBCOEX, Date: 1

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
allocation, they are three times more "expensive". Can you try to get that pre-split allocation to take place? Chip said he was talking to you. I have not spoken to Haig, which I think makes sense Joshua Shoshan Director Deutsche Bank Securities Inc. Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 offic Cell E-Fax From: Caroline Kitidi s/db/dbcom@DBAMERICAS To: Joshua Shoshan/db/dbcom@DBAmericasODBAMERICAS@DBCOEX, Date: 11/05/2013 09:51 AM Subject: Re: Fw: allocation [c] Classification: Confidential So what is feedback here from chip and haig, their call ? Caroline v. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New Y Tel. Fax. Mobil Email original message From: Joshua Shoshan Sent: 11/05/2013 09:48 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [c] Classification: Confidential Hi. Butenhoff is an active client; not new. He trades a decent amount -- so we have about S55k of revs with him ytd -- which means he is real -- and, separately, RV has business with him, including loans. She is also very old friends. If he gets 500 shares, that might be nice. The other guy is Bollag, a billionaire that RV made this big deal about since yesterday. He has S100mm + in the firm. Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030992 CONFIDENTIAL SDNY_GM_00177176 EFTA01344974

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