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sd-10-EFTA01345015Dept. of JusticeOther

EFTA Document EFTA01345015

is the banker (from JPM) and is managing the relationship/ trading given her Capital markets KCP focus. He's started to do some trading but he really wants institutional service and ideas. and reviewed his holding today at the client meeting, and gave him advice on what to do with the existing portfolio as well as new ideas. This is the same client I want to take you to for dinner but he is not here next week so we will do it when your back in town. He has another $100mm he mentioned he

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Dept. of Justice
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sd-10-EFTA01345015
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is the banker (from JPM) and is managing the relationship/ trading given her Capital markets KCP focus. He's started to do some trading but he really wants institutional service and ideas. and reviewed his holding today at the client meeting, and gave him advice on what to do with the existing portfolio as well as new ideas. This is the same client I want to take you to for dinner but he is not here next week so we will do it when your back in town. He has another $100mm he mentioned he

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Text extracted via OCR from the original document. May contain errors from the scanning process.
is the banker (from JPM) and is managing the relationship/ trading given her Capital markets KCP focus. He's started to do some trading but he really wants institutional service and ideas. and reviewed his holding today at the client meeting, and gave him advice on what to do with the existing portfolio as well as new ideas. This is the same client I want to take you to for dinner but he is not here next week so we will do it when your back in town. He has another $100mm he mentioned he would send over, at some point but I think we need to really make a good effort on trading ideas, wins, good execution etc et his trust and confidence. Additionally, he has many many important relationships. I) who I met the last time we were at his home, who has $500mm of cash that he wants to put to work (would like to get in front of him soon...), among a number of other people. So in short a very good opportunity, we think this is hopefully a Tier 1 relationship, and and team have been v helpful and will continue to be in the coming months. Kind regards, <0.1998.gif> Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154-0004 Tel. Mobile Email <0.2422.gif> CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031086 CONFIDENTIAL SONY GM_00177270 EFTA01345015

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