EFTA Document EFTA01345081

EP. Morgan Online - Positions Positions trt_cc- c?) 3112/13 11:37AM M vwa oRAVIII201$ 1129414 r-r StI:Ur.ttlAsset {WS)* Shan ( MPAMM041446 •• end ES/ICurratfea * O VIONTInt Loft J Total Vale* Unteeived Gar/Loss Accrued Income East Annual Income Cash & S,aep siasos)537,31 alai 6,4 Ism Slat SelS.4Sass 14,464,141.66 Prom Change 1/2 44 Chat. Gelatines Gescaption Socunly JO Ountille POO WS: Vale (9/15) COM *TO US COLLAR OUSDPRAA7 14A64,141.56 1.00 0.00.) 14,454,141.93 -11903.05. 14,454,141.56 0.00 APO-WOWS& MANAGEMENT LLC APO 2033,167.00 21.57 1.17. 7518.396.49 307993.60 4.299943.00 2,516,412.40 ASCENA RETAIL GROUP INC CCM ASNA 10.503.00 16.72 -0.19 er 1,178,703.00 -13,395.00 - JP MORGAN CHASE & CO JRA 21253.50 5320 .0.41 1.150564.78 -0918.73 - ,IPM PRIME MM FD -*1671. FUND Ce JIM( 199.03502 1201 0.00 et 190,036.62 0.0344 190,036.62 020 0.03% BOMBARDIER INC CIB 913ROF 201:00.00 42959 0.00 a. 97,93004 1,75718 a — I POUND STERUNG 0CIIIMMAPIP 0.14 11413 USG 0.01 A 0.22 000 r t 0.22 1.00 GBP 0.14 0.14 0.00 Totals $24,606,837.31 $276,334.79 $19,453,161.45 92,518,412.44 WleMei,..7715!t!ril!ccounte Mans aoplicatAe, acquiseJat date, cost end geenhose values may reflect scene, cakulations used for gslkd seamen Quotas delayed by et Nast 20 minutes. Market dam provided by Interactive Data. INVESTMENT PRODUCTS: NOT FDIC INSURED I NO BANE GUARANTEE 1 MAY LOSE VALUE JP. Morgan Siounties LLC (JPMS) mid J.P. Morgan Gleaned Corp. (JPMCC) ct•CM, MMTMem of FINRA. NYEE. and 6:r C). and Chace Inwmnc. AO•041. kle. (CM) kconse0 insurance agency, con; busimsa as Qina Insure/Me Agency Serves, Inc in I: vide) 818 0.10:et, cfJPMorgen Chase Bank, NA. (Jvate) (a member of Fog. View Statement of PnendM Conditon I New Sweep Option Yields Bank Produce and Services, Ind:shop Mooney and melody hi ce:•.:c and 5C/V4es. we offered evough JPMC end Ps bank afthiales $ewrites and Investment Savants are worded by the folioeing eretiee • For alernts of JP. Morgan's Private Bank or Private Wealth Management: Seourities Services by JPMS; Custody Serous by JPMC and JPMCC. Oeanro Services by spmcc For arms of J.P. Morgan Securities: Secselbea a investment Advisory Sonora PMS; Otranto 8 CuSaly baKita by JPMCC. Fee Clients ot Chase Mitt Client Semites I nverstmem Anvesory &mute by -Ps.4S: Clearing & Custody Services by JPMCC. sisters 6 ms..runce Products' by is,cas intasenoe exnpanies and offered ttrough CtA 'Products not avallette in all S2iteS 'J. P. Phxgan Pnvate Bank` is a markeeng name for private barium Weems osnthwted by P Morgan Chase a Co. and is aubediaries worldwide. tib EQUAL HOUSING LEM:ER Not a commitment to land AP estamkons of credit are suited to aide approved. Lepage products ald venires ate crtered by JPMorgen CAME Bank N A Mance( FDC. Important inforrnancri about ere new FCC rules Copyright 2001-2013 1 3Morgan Chase & Co MI Wigtil Reserved. blip s:/ /J p morgan.theSe.CORT/Satirt/PositIonsMI-3 96 14 704 3 Page 1 of 1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031191 CONFIDENTIAL SONY GM_00177375 EFTA01345081