EFTA Document EFTA01345100

GCL25068 PERSHING LLC POST S/D OPEN ITEM REPORT 10/08/13 CORRESPONDENT: 6X8 OFFICE: N4G DELIVERIES PAGE 1 OIT ACCOUNT CURRENT QTY DESCRIPTION CUSIP CURRENT ANT CCY OLC REF SD PS FC SFKG ACCT ORGIN QTY PRICE ISIN ORIGINAL ANT COUP PCS REF TD SS RR GLOSS IND ACCT SHRT NM GLOSS REF DEPOT REF BIC ISS SL EXPOSURE EXT RECLII DT SELL DT FILE DT EXT DT AFT DT ID CNTL NR REG EXCL EXEC-BKR SUB-ACCT DK IN EXTERNAL -ACCT COD N4G0090190 N40 GW9 2013-10-08 BJ60 RECLAIM COMMENTS 1,090.0000 VERMILION ENERGY INC 923725105 1,090.0000 HAMLIN 2013-10-10 99999999 55.14769900000 CA9237251058 463293811 INTERNAL COMMENT 60,622.31 USD 31HLAZ 2013-10-08 FEN 60,622.31 T3C1PT 2013-10-03 RDK 511.32 N 00000000 61(88977662 Y DTC 0987, BJ60 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031231 CONFIDENTIAL SDNY_GM_00177415 EFTA01345100