EFTA Document EFTA01345103

From: Vahe Stepanian Sent: 10 9 20131:43:16 PM To: Subject: w: mov ng securities in Southern Financial & Southern Trust [I] Attachments: Southern Financial.xlsx; Southern Trust.xlsx Classification: For internal use only FYI... positions being ACAT are in green. Forwarded by Vahe Stepanianklbldbcom on 10/0912013 01:39 PM — From. Amanda Kirby/dbAlbcom6DBAMERICAS To. Date. 10/092013 01.27 PM Subject: Rw moving securities in Southern Financial 8 Southern Trust Classification: External Communication From: "Dubov. Anastasia X" Sent: 10/01/2013 04:23 PM GMT To: Harry Belier Cc: Amanda Kirbv Subject: moving securities in Southern Financial & Southern Tnist Harry, Jeanne and Amanda, Please see attached. Instructions Southern Financial Wxxxx0003 account will hold positions that will remain with JPM Wxxxx9006 account will hold positions that will be sent via ACAT to DB Southern Trust Wxxxx5001 account will hold positions that will remain with JPM Wxxxx0002 account will hold positions that will be sent via ACAT to DB Thanks, Stacy Stacy Dubov Global Investment Opportunities J.P.Morgan 320 Park Ave 14th Floor New York, NY 10022 This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosuresfemail. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031234 CONFIDENTIAL SDNY_GM_00177418 EFTA01345103