EFTA Document EFTA01345109

To ensure a rom t res onse, lease direct our re I to our team: From: Vahe Stepanian [ Sent: Monday, Decembeilliglill To: Young, Janet E Cc: Amanda Kirby; Lisa D Hurd; PB-Service1318; Subject: Re: Fw: Epstein - Assets to transfer [C] Classification: Confidential Janet, Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. 1PM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C # N4G- xxx804 — Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40432XFP1 — tx via DTC - Okay to free deliver: Pershing DTC # = 0443 - 1,000,0001PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 - tx via DTC - Okay to free deliver: Pershing DTC # = 0443 • 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: 78423EHS6 - tx via DTC- Okay to free deliver: Pershing DTC # = 0443 - 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: X50473106283 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. - LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: XS0717735822 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. - 2,500,000 PETROLEOS DE VENEZUELA 5 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. EUR 291,846.67 - EURO cash wire Instructions needed. Relevant instructions: Bank: Citibank, Frankfurt SWIFT: CITIDEFF Account name: Pershing LLC IBAN: For Further credit to: Southern Financial, LLC Account #: WPM Southern Trust Co., Inc.(Wxxxx5001) — Assets to be transferred to Pershing LLC A/C # N4G-xxx812 - 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN X50460546525 - Pershing Euroclear # = 92146. Please confirm Ud, s/d and amount so that we can match. Thank you, Vahe CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031248 CONFIDENTIAL SDNY_GM_00177432 EFTA01345109