EFTA Document EFTA01345122

From: Vahe Stepanian Sent: To: Subject: Fw: Epstein - Assets to transfer [CJ 12/4/201310:07:24 AM Classification: Confidential --- Forwarded by , n 12:04201310.07 AM --- Fran,. To. @DEUBAINT, • Date. 12/02/201303:41 PM Subject RE: Fw. Epstein - Assets to transfer (Cl Classification: Confidential Great, thank you! From' To' Cc. Date. 12/02/2013 03:40 PM Subject: RE: Fw. Epstein - Assets to transfer IC] Vahe, Current market values are noted next to the security names below. JPM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C tt N4G- xxx804 — Southern Financial, LLC - 3,000,000 LBG CAPITAL NO.1 PLC 14•4A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: XS0473106283 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units 3,000,000 - Market Value - $3,220,320.00 - LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HEW BY EUROCLEAR ISIN: X50717735822 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units — 1,500,000 Market Value - $1,785,435.00 - 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN X50460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units - 2,500,000 Market Value - $2,020,000.00 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0031274 CONFIDENTIAL SDNY_GM_00177458 EFTA01345122