EFTA Document EFTA01350679

Subject: Re: Fw: Securities [I] From: Kevin Quinn Date: Wed, 18 Sep 2 To: Seldon Clarke Cc: Amanda Kirby ‹ > Classification: For internal use only Amanda, Can you help Seldon with info etc? I am swamped with new accounts for live trades and other items. He will help make sure the ACATs are ready. From: Seldon Clarke/db/dbcom To: Amanda Kirby/db/ Cc: Kevin Quinn/db/ Date: 09/18/2013 05:12 PM Subject: Re: Fw: Securities [I] Classification: For internal use only can you send me the TIN's please? From: Amanda Kirby/db/dbcom To: Seldon Clarke/db/ EFTA01350679 Cc: Kevin Quinn/db/ Date: 09/18/2013 04:21 PM Subject: Fw: Securities [I] Classification: For internal use only For Haze check the spreadsheet below. securities on the "DB" tab. Kevin has Jeepers we are doing a full transfer. Best, Amanda Kirby We are only bringing over the the DB account number and the TIN. Kevin has account # and Tin (Embedded image moved to Amanda Kirby Associate file: pic20165.gif) Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New 10154-0004 Tel. Fax Email (Embedded image moved to file: pic05501.gif) Forwarded by Amanda Kirby/db/dbcom on 09/18/2013 From: Harry Beller <• To: Amanda Kirby/db/ Date: 09/18/2013 10:52 AM Subject: Securities 04:20 PM EFTA01350680 [attachment "Haze Trust as of 9-16-13-1.xls" deleted by Seldon Clarke/db/dbcom] [attachment "Southern Financial as of 9-16-13.xls" deleted by Seldon Clarke/db/dbcom] [attachment "Southern Trust as of 9-16-13.xls" deleted by Seldon Clarke/db/dbcom] Amanda Attached are the positions to ACAT and those that are staying by JPM. In Southern Financials, JPM will transfer all the securities that will be transferre to account and then we will ACAT the entire account. Harry EFTA01350681