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sd-10-EFTA01350883Dept. of JusticeOther

EFTA Document EFTA01350883

Subject: Re: Fw: moving securities in Southern Financial & Southern Trust [I) From: Jay Lipman ‹ > Date: Thu, 17 Oct 2013 17:28:40 -0400 To: Amanda Kirby <E IMM> Classification: For internal use only My. Hero. Thanks Kirbs Kind Regards, Jay Lipman (Embedded image moved to file: pic15657.gif) Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel. Fax Email (Embedded image m

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Dept. of Justice
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sd-10-EFTA01350883
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Subject: Re: Fw: moving securities in Southern Financial & Southern Trust [I) From: Jay Lipman ‹ > Date: Thu, 17 Oct 2013 17:28:40 -0400 To: Amanda Kirby <E IMM> Classification: For internal use only My. Hero. Thanks Kirbs Kind Regards, Jay Lipman (Embedded image moved to file: pic15657.gif) Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel. Fax Email (Embedded image m

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Fw: moving securities in Southern Financial & Southern Trust [I) From: Jay Lipman ‹ > Date: Thu, 17 Oct 2013 17:28:40 -0400 To: Amanda Kirby <E IMM> Classification: For internal use only My. Hero. Thanks Kirbs Kind Regards, Jay Lipman (Embedded image moved to file: pic15657.gif) Jay Lipman Analyst I Markets Coverage Group Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel. Fax Email (Embedded image moved to file: pic29914.gif) From: To: Amanda Kirby/db/dbcom Jay Lipman/db/dbcom@DBAMERICAS, Date: 10/17/2013 05:14 PM Subject: Fw: moving securities in Southern Financial & Southern Trust [I] Classification: For internal use only Jay -- Spreadsheet of all holdings for ST and SF. Some of which have come over. Best, Amanda Kirby (Embedded image moved to file: pic20923.gif) Amanda Kirby Associate EFTA01350883 Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic16495.gif) Forwarded by Amanda Kirby/db/dbcom on 10/17/2013 From: To: >, "Dubov, Anastasia X" < Harry Beller < > , 05:13 PM Cc: Amanda Kirby/db/dbcom@DBAMERICAS Date: 10/01/2013 12:23 PM Subject: moving securities in Southern Financial & Southern Trust Harry, Jeanne and Amanda, Please see attached. Instructions Southern Financial account will account will Southern Trust account will account will Thanks, Stacy hold positions hold positions hold positions hold positions Stacy Dubov Global Investment Opportunities J.P.Morgan 320 Park Ave 14th Floor New York, NY 10022 T: F: that will remain with that will be sent via JPM ACAT to DB that will remain with JPM that will be sent via ACAT to DB This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. (See attached file: Southern Financial.xlsx)(See attached file: Southern Trust.xlsx) EFTA01350884 EFTA01350885

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URLhttp://www.jpmorgan.com/pages/disclosures/email

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