EFTA Document EFTA01350915

Subject: Re: Fw: Southern Financial I] From: Lisa D Hurd Date: Tue, 22 Oct . . To: Amanda Kirby ‹ > Classification: For internal use only Yeah!!!! The shares have been received and will be posted to the account sometime today. I also see we received the regular MM fund yesterday as a wire. Once like the 2 mutual funds are posted, It looks like we are finished with all of these now, do you agree? Southern Fin Southern Tr Jeepers and Haze Tr Kind regards, Lisa Hurd (Embedded image moved to file: pic13517.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax Email (Embece in nove o file: pic08633.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db/ Date: 10/22/2013 08:18 AM Subject: Re: Fw: Southern Financial [I] Classification: For internal use only Hi Lisa, Just tried you. Give me a ring when you're available Best, EFTA01350915 Amanda Kirby (Embedded image moved to file: pic13614.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic10134.gif) From: Lisa D Hurd/db/dbcom To: Amanda Kirby/db/ Date: 10/21/2013 05:18 PM Subject: Re: Fw: Southern Financial [I] Classification: For internal use only It looks like the mutual funds are here I will need to have them manually posted tomorrow. Please call me in AM if possible Kind regards, Lisa Hurd (Embedded image moved to file: pic22456.gif) Lisa D Hurd ACATS Deutsche Bank Securities Inc. Private Wealth Management US Operations 1 South Street, 21202-3298 Baltimore, MD, USA Tel. EFTA01350916 Fax • Email (Embedded image moved to file: pic18487.gif) From: Amanda Kirby/db/dbcom To: Lisa D Hurd/db Date: 10/21/2013 03:04 PM Subject: Fw: Southern Financial [I] Classification: For internal use only Hi Lisa, Did account receive the below 2 positions? I know you reached out to JPM on Friday to let them know the shell account had been set up. Any update? Best, Amanda Kirby (Embedded image moved to file: pic28474.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic24349.gif) Forwarded by Amanda Kirby/db/dbcom on 10/21/2013 03:03 PM From: Harry Beller < EFTA01350917 To: Amanda Kirby/db/ Date: 10/21/2013 03:02 PM Subject: Southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of JPM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America (JLTSX) for the account of Southern Financial LLC thanks Harry EFTA01350918