EFTA Document EFTA01350971

Subject: Re: Epstein - Assets to transfer From: Amanda Kirby Date: Wed, 27 Nov 2013 15:17:31 -0500 To: Cc: Harry Bailer Lisa D Hurd < Vahe Stepanian Classification: Public Hi Lisa, Thank you for this. Per my conversation with harry earlier today we will do this on Monday. Have a wonderful Thanksgiving! Best, Amanda Kirby (Embedded image moved to file: pic12616.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic15936.gif) Fron in , Janet E" To: Amanda Kirby/db/dbcom@DBAMERICAS, Lisa D Hurd/db/- dbcom@DBAmericas, Cc: PB-Service1318 Harry Batter EFTA01350971 Date: PM 11/27/2013 02:40 Subject: Epstein - Assets to transfer Amanda and Lisa, Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too. 3PM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # N4G- — Southern Financial, LLC BY BY 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: — tx via DTC 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN 2.2,516ca Cusip: — tx via DTC 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: — tx via DTC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD EUROCLEAR ISIN: LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD EUROCLEAR ISIN: 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN EUR 291,846.67 — EURO cash wire instructions needed EFTA01350972 JPM Southern Trust Co., Inc. IIIIIIIIII — Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN Thank You! Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan - 500 Stanton Christiana Road, Newark DE 19713 T: I F: NMLS ID # Alternate contacts: Gina Magliocco and Jason Grosse' T: I F: To ensure a rom t res onse, please direct our re l to our team: T: I F: This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.jpmorgan.com/pages/disclosures/email. EFTA01350973