EFTA Document EFTA01351705

Subject: Re: ECM carve ' From: Caroline Kitidis Date: Mon, 16 Dec 2 To: Joshua Shoshan Cc: Chip Packard Donald Summer < Michael Iaquinta Zbynek Kozelsky Classification: Confidential Thanks Josh. Yes, Epstein is one of our first focus KCP Cap market accounts. This is the account that Paul Morris and Tazia have worked on, bringing 200mm of assets over from JPM. He has started trading with us already, and we have him targeted to be a Tier 1 KCP client for 2014. As such, I think it makes sense to think about his allocation from a KCP target bucket as you propose below. Haig and Chip, we discussed this a month ago, having for both PCS and PB, KCP clients that we allocate a % of the allocation. In this specific KCP case, which won't be for all clients, the client is focused on syndicate and wants to be a part of our program. Kind regards, Caroline Kitidis (Embedded image moved to file: pic15249.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. (212) 454-0601 Mobile Email c EFTA01351705 (Embedded image moved to file: pic25794.gif) From: dbcom Joshua Shoshan/db/- To: Caroline Kitidis/db/dbcom, "Chip P " Haig Ariyan/NewYork/DBNA Michael Iaquinta/db/- dbcom, Cc: Zbynek Kozelsk Mathew Negus/db/dbcom, Donald Summer/NewYork/DBNA/D Date: 12/16/2013 10:49 AM Subject: [C] ECM carve out to KCP client Classification: Confidential Greetings, Caroline, Chip, Haig. Tazia and I discussed this case this morning. The proposal from Tazia is that Mr. Epstein would indicate for certain deals, and that he be allocated shares on these transactions from the "KCP allocation". You can see the history below. As this is the first such case, it is proposed that Mr. Epstein be allocated 50bps of the shares allocated to Wealth Management for the deals in which he participates? Do you agree, and will you kindly respond so that Mike Iaquinta and the rest of us are aware of this arrangement? Please also let us know if you have questions or concerns. Best regards, --Josh EFTA01351706 Joshua Shoshan Director Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office 212 454 4433 Cell E-Fax 646 808 3499 Original Message From: Tazia Smith Sent: 12/13/2013 05:34 PM EST To: Joshua Shoshan Subject: Fw: [C] Classification: Confidential Hi Josh - Let's circle up on this on Monday and strategize the best solution. Let me know when works for you... Thanks! Tazia Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM From: dbcom Caroline Kitidis/db/- To: Tazia Smith/db/- dbcom@DBAMERICAS, Cc: Paul Morris/db/- dbcom@DBAMERICAS Date: AM 12/13/2013 11:43 EFTA01351707 Subject: Re: [C] Classification: Confidential Speak to josh about this Tazia and see what we can do. Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. (212) 454-0601 Fax. (64 - Mobile Email Original Message From: Tazia Smith Sent: 12/13/2013 10:35 AM EST To: Caroline Kitidis Cc: Paul Morris Subject: Re: [C] Classification: Confidential 189mm AUM (more coming) total commission just —$11k thus far short yen via zero cost triple one touch (OTC) long AAL via in-the-money risk reversal (listed) long DX] (listed) long AAPL (listed) working on: fully funded basket of japanese eq, quantoed (2-3mm notional) have interest in a european hedge, but we have to get the accounts onboarded in eq derivatives (as discussed) EFTA01351708 waiting for FOMC decision before next FX trade (he's bullish euro, does not like latam) (Embedded image moved to file: pic13202.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. +1 (212) 454-2889 Fax +1 (646) 257-3131 Mobile +1 (917) 327-4107 Email (Embedded image moved to file: pic28008.gif) From: dbcom Caroline Kitidis/db/- To: Tazia Smith/db/dbcom@DBAMERICAS, Paul Morris/db/- dbcom@DBAMERICAS, Date: AM 12/13/2013 10:09 Subject: Re: [C] EFTA01351709 Classification: Confidential Yes. What has he done w us to date since we opened account TZ? Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. (212) 454-0601 Fax. (646) 259-3273 Mobile (646) 460-0940 Email [email protected] Original Message From: Tazia Smith Sent: 12/13/2013 09:38 AM EST To: Paul Morris; Caroline Kitidis Subject: Re: [C] Classification: Confidential great! Caroline, let's discuss (Embedded image moved to file: pic31934.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. +1 (212) 454-2889 Fax +1 (646) 257-3131 Mobile +1 (917) 327-4107 Email (Embedded image moved to file: pic18727.gif) EFTA01351710 From: Paul Morris/db/- dbcom@DBAMERICAS To: , Caroline Kitidis/db/- dbcom@DBAMERICAS, Date: AM Subject: [C] 12/13/2013 09:12 Classification: Confidential hi, we should get him involved, thx Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: 917-971-2507 Forwarded by Paul Morris/db/dbcom on 12/13/2013 09:11 AM From: Jeffrey Epstein <[email protected]> To: Paul Morris/db/- dbcom@DBAMERICAS, EFTA01351711 Date: AM Subject: 12/13/2013 09:10 i shoul d be in the equity syndicate program *********************************************************** The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of Jeffrey Epstein Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01351712