EFTA Document EFTA01355651

KYC Prini DB PWM GLOBAL KYC/NCA: PART A kA KYC Case # : 01082293 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris Relationship to PWM: • New PWM Relationship • Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: How Was the Chent(s) Inuviluced? Hon long has the RM personally known the client? • Client Referral 0 am Prospect 0 Intermediary/PIM 0 Other Source (CIB, etc.) Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey t0 bring some of his funds over to 3PMorgan Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? II Yes III No (If Yes, describe): List all existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 0 Southern Financial, LLC 8/19/2013 2 M Southern Financial, LLC 8/19/2013 3 • Southern Trust Company, Inc. 8/19/2013 4 IN Southern Trust Company, Inc. 8/19/2013 Who is the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Jeffrey Epstein ''' Preferred method of contact(indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved https://dbfurceph.my.salestorce.comi...RveE5gb3INcTRSTXpWYSxhWjAleiRYZIowaXNvem1MciRwem I JI.FIXWmtNR0po&autoMapValues-1(7/10/2019 11:18:17 AM( CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0040889 CONFIDENTIAL SDNY_GM_00187073 EFTA01355651