Text extracted via OCR from the original document. May contain errors from the scanning process.
K YC Friel
One sheet must be established for each account to be opened
2. Account Ownership Summary
Account Name:
Southern Financial, LLC
Acct. Number (if available):
Account Manager:
Paul Weds
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money
Market. To hold funds far the company.
Indicate
•
•
•
•
from where the assets are expected to amve?
DB Group: Same Booking Center (indicate account number):
DB Group: Other Booking Center (indicate DB location and account details):
Other Institution (Indicate name & location): JPMorgan, NYC
Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows &
outflows per month ranging from 51.000 to $10,000.
What Is the expected volume of assets and currency for the
account approx. 90 days after opening?
150,000
I Currency
I USD
What is the expected volume of assets and currency for the
account approx. one year after opening?
I 150,000
I Currency
I USD
Does/will the client have Assets Under Management (AuM)
within DB under Eur. 3M?
•
YeS U No
Please list all parties related to the account
For each party:
• Check if a source of wealth description is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the "Other column.
• Always describe the relationship between the parties in the last column.
• Please drill down to the ultimate/underlying Beneficial Owner(s).
_egal 'Oescriptico
Entity if Source
of Wealth
-equired
Parties
related to
this
account
AccountbIC
Holder OwnerTrust
Setdor of
/
Founder of
Foundation
Ultimate
Beneficial
Owner
Signatorwlmited‘Rnancial
x Full
VA
POA
ntermediarySharehcider
,FIM)
Significant
(>=25%y'Ion-
PIC entity
(indicate
ownership %)
egal
Representative
Srantor/Setdorcoundingather
Oonor
(please
describe
other roles
and/or
ndicate
relationship
between
parties)
Sole
shareholder
of Southern
Trust;
1
O
•
S.
.
.
Epstein
—
•
O
❑O
•
•
•
•
2
O
O
Southern
cinanoal
LLC
O
O
O
•
O
O
•
O
O
O
3
O
O
Southern
CoMp
Company,
Inc.
000
0
0
00
100
O
0
0
Southern
Trust is the
sole
member of
Southern
and J
Financeffrey
Epstein is
the sole
shareholder
of Southern
Trust;
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0040890
CONFIDENTIAL
SDNY_GM_00187074
EFTA01355652