EFTA Document EFTA01355774

Each entity, including a parent or subsidiary, must separately meet the requirements to be a qualified insthutional buyer under Rule 144A. Securities owned by any subsidiary are included as owned or invested by its parent entity for purposes of Rule 144A only if: (1) the subsidiary is consolidated In the parent entity's financial statements; and (2) the subsidiary's investments are managed under the parent entity's direction (except that a subsidiary's securities are not included if the parent entity is itself a majority-owned consolidated subsidiary of another enterprise and is not a reporting company under the Securities Exchange Act of 1934). We further certify that we will purchase securities under Rule 144A from or through you only for our own account or for the account of another entity which is a qualified institutional buyer including, if we are an insurance company, our separate accounts. We will not purchase securities for another entity under Rule 144A unless it satisfies one or more of paragraphs (i) through (v) above including as applicable the $100 million test. We agree to notify you of any change in the certifications herein, and each purchase by us of securities under Rule 144A from or through you will constitute a reaffirmation of the certifications herein (as modified by any such notice) as of the time of such purchase. Assets under management Name of entity: SouthernFinancial LLC ets. Calculated per Rule 144A: $ 0O At-CM- (stele s specific STOW It 0Milloam•stechinayte appmeimato tut not woe or minimum) Most recent fiscal year-end: (MontnAlsyNear) By: tam or ars of Chief Finenclist Officer Name: tPri As per date owned/invested: 1O LS I. 1 'fi Title:_tylam_044-tv- (complete only1ftne calculation is is slut moo racism fiscal year anal ,3 Want or type) Daniel Sabba loi0 O lea 4acx1/4.04.,...te4tV} 83 Salesperson: Address entity: ,s./b.,. . SiS1/4.) t _OPI0 80,. (Prim or Mud (Pria type) ) 13.AWM-0065 013787.041714 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-00410 SDNY_GM_00187 EFTA01355774