EFTA Document EFTA01355921

fA.ornwe, Ifl ,int • ,.or-.Korn • Sad' ern Fln.wcal firiifiwFF COCO4C45111I rg Oterg, C. '0i.VIir..NAB OA 034.1 From: Teresa Metallo Sent: Thursday, January 11, 2018 10:04 AM To: Paolo De-Leon < Cc: Diana Canter < >; Keith Buckholz Subject: RE: New Derivatives account. [I] OP.fXr Clal, If /Ca Classification: For internal use only Hi Paolo, Can you provide the client's account number Teresa Metallo Vice President WM OPS Regulatory - Risk & Control 60 Wall Street New Yd.., Tel # From: Paolo De-Leon Sent: Thursday, January 11, 2018 9:57 AM To: Teresa Metallo Cc: Diana Canter < >; Keith Buckholz < Subject: RE: New Derivatives account. [II Hello Teresa, Cit. 0 Cools? r I, re ID i,a/...)en KM )• :YT -4. QIdI'S gE3030:1)400, .. 1 alEMIT2t2 Can you kindly provide the below documents for Southern Financial LLC? KYC Document PCR Document RDC Document Thank you, Paolo Paolo De Leon CMS; Cat*, Pip is <> CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041229 CONFIDENTIAL SDNY_GM_00187413 EFTA01355921