EFTA Document EFTA01355966

Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 & A-2. Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India Tel, Fax Mobile Email Go green. Consider the environment before printing this email. From: Keith Buckholz Sent: Monday, November 20, 2017 1:27 PM To: Surendra Sin >; Srikanta Gouda ; Collateral Admin-NY Cc: Nitin-X Singh >; Collateral Admin-NY >; CUSTOMERBUILD BLO < >; Sendhil-kumar K < >; Debra Jasper < >; Roxanne Scott Halina Laczny < >; II Middle Office < >; Hiren Mathur < >; CRM-PWM Derivatives >; Enid Ellis < >: Collateral-Assets Newyork < Subject: RE: New Derivatives account. [I] Classification: For Internal use only Hi Surenda, We do need this set up. I am trying to track down these documents, not sure who has them. When the dummy account is set up in LS2, who normally provides these docs? Thanks. Regards, Keith From: Surendra Singh Sent: Monday, November 20, 2017 1:09 PM To: Srikanta Gouda >; Keith Buckholz .: >; Collateral Admin-NY >; Collateral Admin-NY < >; CUSTOMERBUILD BLO >; Sendhil-kumar K < >; Debra Jasper < >; Halina Laczn ;II Middle Office < >; Hiren Mathur >; CRM-PWM Derivatives >; Enid Ellis <s>; Collateral-Assets Newyork < Subject: RE: New Derivatives account. [I] Classification: For Internal use only Hello Keith, CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0041317 SDNY_GM_00 187501 EFTA01355966