EFTA Document EFTA01355986
personal representatives who obtain such rights solely by operation of law. The rights, benefits and protections of Secured Party under this Agreement shall also inure to the benefit of any affiliate of Secured Party (other than Intermediary) which has been granted a security interest in the Securities Account pursuant to separate documentation executed for the benefit of both the Secured Party and such affiliate. Section 10. Notices. Any notice, request or other communication required or
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personal representatives who obtain such rights solely by operation of law. The rights, benefits and protections of Secured Party under this Agreement shall also inure to the benefit of any affiliate of Secured Party (other than Intermediary) which has been granted a security interest in the Securities Account pursuant to separate documentation executed for the benefit of both the Secured Party and such affiliate. Section 10. Notices. Any notice, request or other communication required or
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Subject: Jeffrey Epstein / Southern Financial [I] From: Keith Buckholz < M > Date: Tue, 26 Sep 2017 18:12:04 -0400 To: Kimberly Hart a Cc: Nicholas Haigh Classification: For internal use only Kim, I want to bring this relationship to your attention given his background. KCP would like to re-engage this client from a credit risk (OTC derivatives) standpoint. Prior to providing CRM approval to trade OTC derivatives I wanted to ensure that this client has gone through the high risk KYC pr
EFTA Document EFTA01365961
From: Patrick Campion Sent: Friday, May 18, 2018 4:14 PM To: Anthony Western <anthoni.westerniadb.com>; Kimberly Hart <kimberly.hart@_db.com>; Stewart Oldfield <[email protected]>; Charlie Burrows <[email protected]>; Nicholas Haigh <[email protected]>; Rachel Goodwin <[email protected]> Cc: Andrew Gallivan <andrews,[email protected]> Subject: RE: Ashley deposit update [I] Classification: For Internal use only Thank you Tony. I'm comfortable with those proposed controls and
EFTA Document EFTA01365920
From: Roddy Moore Sent: 9/2/2015 2:56:34 PM To: Daniel Sabba CC: Subject: ; Vahe Stepanian I Ariane Dwyer TroyD Williams I ; Nicholas Haigh Southern Financial Collateral Acct (I) Classification: For Internal use only All of the facts should be widely known at this point. CRM doesn't set up accts. If it isn't KCP, then it's someone who KCP is working with to get the accts set up. They weren't set up properly from the beginning, because the back office hasn't been provided what the
EFTA Document EFTA01404801
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