EFTA Document EFTA01356056

To: CUSTOMERBUILD BLO < Cc: Keith Buckholz < ; CRM-PWM Derivatives <[email protected]>; Paolo De-Leon >; Collateral Admin-NY <[email protected]>; Sendhil-kumar K < Subject: RE: Southern Financial LLC Classification: For Internal use only Hi Team, Kindly build the below customer. Attached are the KYC docs. Please let me know if you need anything else. Thanks. Southern Financial LLC Kind regards, Abhijit Mukherjee Abhijit Mukherjee DBOI Global Services Private Limited Global Business Services Block s. Velankani Tech Park. No.:43. Electronic City. Hosur Road. 560100 Bangalore. India Voip Mobil Email For Level 1 escalations please contact Mohammed-8 Hussain at email id • For Level 2 escalations please contact Melvin Vat email id : Panitn,:fer Peeprobt. I From: Paolo De-Leon Sent: Tuesday, February 27, 2018 7:57 PM To: Collateral Admin-NY <collateraLadmin-n pdb.com>; Abhijit Mukherjee < Cc: Keith Buckholz < >; CRM-PWM Derivatives <[email protected]> Subject: Southern Financial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this client: N4G025403 and N4G026161. Thanks and regards, Paolo CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041516 CONFIDENTIAL SDNY_GM_00187700 EFTA01356056