EFTA Document EFTA01356134

Scott < @LIbi.com>; Halina Laczny < [email protected]>; Hiren Mathur < [email protected]>; Enid Ellis < [email protected]> Subject: RE: New Derivatives account. [I] Classification: For Internal use only Hi Surendra, >; FX Middle Office <fx- >; CRM-PWM Derivatives <crrn- >; Collateral-Assets Newyork <collateral- Can you please let me know who is asking for this information? We have never provided this information in the past when setting up new DDR accounts. I also don't have access to the requested documents. Thanks. Regards, Keith From: Surendra Singh Sent: Tuesday, November 14, 2017 11:00 AM To: Keith Buckholz < db.com> Cc: Srikanta Gouda < >; Surendra Singh < >; Nitin-X Singh <nitin- >; Collateral Admin•NY <collateral admin-ny@db com>; CUSTOMERBUILD BLO «:ustornerbuild.blo©slb.corri>; Surendra Singh >; Sendhil-kumar K >; FX Middle Office <fx-middleoffice Scott < >; Halina Laczn [email protected],com>; Hiren Mathur < [email protected]>; Enid Ellis < Subject: FW: New Derivatives account. Ill Classification: For Internal use only Hello Keith, ist.db.com>; Debra Jasper < • FX Middle Office <fx- >; CRM-PWM Derivatives <crm- >: Roxanne Relevant team is asking to provide below information to get this request processed further. Request you to provide the same. SIC Code NACE Code KYC Document PCR Document RDC Document Kind regards, Surendra Singh Surendra Singh Associate I COO Wealth Management Operations CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041701 CONFIDENTIAL SDNY_GM_00187885 EFTA01356134