Monthly Annual Client Up (Rich larossi, 4/6/2016)Mar 2016 AML/KYC Escalation Reports (II (Melisa Venegas)
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EFTA Document EFTA01356265
Title Matchefta-efta01356265
Case Filesd-10-EFTA01356265Dept. of JusticeEFTA Document EFTA01356265
Unknown1p
Case File
sd-10-EFTA01356265Dept. of JusticeEFTA Document EFTA01356265
Other
Moderate Risk 4 1 2 7 IA 3 3 Low Risk Moderate Risk 2 1 2 1 LENDING 7 1 34 42 Low Risk 4 1 5 10 Moderate Risk 2 1 3 High Risk 1 28 29 TRUST 7 2 3 4 16 Low Risk 6 2 3 2 13 Moderate Risk 1 1 2 High Risk 1 1 Grand Total 166 53 22 109 350 Please note there are certain customers that appear to have outstanding ACUs for several months and even years. This may be due to either a system glitch or some other circumstance out of the CFP's control.
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Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01356265
Pages
1
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0
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