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sd-10-EFTA01356330Dept. of JusticeOther

EFTA Document EFTA01356330

she would now be handling his DB relationship. 00000500416 Florescue Family Corporation Andrew Gallivan 3/14/2017 No changes to report. No changes to report. Rachel provided Barry Florescue an update on the recently executed swap and introduced the GSMM investment opportunity. Yes No Rachel Maglicic 00000486426 Butterfly Trust Andrew Gallivan 3/16/2017 change in beneficiaries No material change Yes No Stewart Oldfield 00000487223 HBRK Associates, In

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Dept. of Justice
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sd-10-EFTA01356330
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she would now be handling his DB relationship. 00000500416 Florescue Family Corporation Andrew Gallivan 3/14/2017 No changes to report. No changes to report. Rachel provided Barry Florescue an update on the recently executed swap and introduced the GSMM investment opportunity. Yes No Rachel Maglicic 00000486426 Butterfly Trust Andrew Gallivan 3/16/2017 change in beneficiaries No material change Yes No Stewart Oldfield 00000487223 HBRK Associates, In

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
she would now be handling his DB relationship. 00000500416 Florescue Family Corporation Andrew Gallivan 3/14/2017 No changes to report. No changes to report. Rachel provided Barry Florescue an update on the recently executed swap and introduced the GSMM investment opportunity. Yes No Rachel Maglicic 00000486426 Butterfly Trust Andrew Gallivan 3/16/2017 change in beneficiaries No material change Yes No Stewart Oldfield 00000487223 HBRK Associates, Inc Andrew Gallivan 3/16/2017 No material change No material change Yes No Stewart Oldfield 00000487225 Hyperion Air, LLC Andrew Gallivan 3/16/2017 no material change no material change Yes No Stewart Oldfield 00000487244 JEGE, Inc Andrew Gallivan 3/16/2017 no material change no material change Yes No Stewart Oldfield 00000487244 JEGE, Inc Andrew Gallivan 3/16/2017 no material change no material change Yes No Stewart Oldfield 00000487216 JEGE, LLC Andrew Gallivan 3/16/2017 No material change No material change Yes No Stewart Oldfield 000O0489505 Andrew Gallivan 3/16/2017 no material change no material change Yes No Stewart Oldfield 00000487264 Neptune, LLC Andrew Gallivan 3/16/2017 no material change no material change Yes No Stewart Oldfield 00000487265 NES, LLC Andrew Gallivan 3/16/2017 No material change No material change Yes No Stewart Oldfield 00000487219 Plan D, LLC Andrew Gallivan 3/16/2017 No material change No material change Yes No Stewart Oldfield 00000483882 Southern Financial LLC Andrew Gallivan 3/16/2017 No changes in activities. No changes Yes No Stewart Oldfield 00000483883 Southern Trust Company, Inc. Andrew Gallivan 3/16/2017 Southern Trust Company has not changed its nature of business within the past year. it is still a private investment company and has no changed. Southern Trust is still a private investment company and has not had any changes No No Stewart Oldfield 00000487199 The 2007 Jeffrey E. Epstein Insurance Trust #3 Andrew Gallivan 3/16/2017 No material change No material change Yes No Stewart Oldfield 00000462886 Appoint Capital Partners, LLC Andrew Gallivan 3/10/2017 They are part of the small accounts exit project.. we are planning to close There are no changes to clients employment No No Brian Convey CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042148 SDNY_GM_00188332 EFTA01356330

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