EFTA Document EFTA01356359

From: Melisa Venegas Sent: 9/5/2014 12:48:42 PM To: Kimberly Hart Lina M Arias CC: I; Zia Memon ; Andrew Gallivan • Charles Hoffarth Erin O-Rourke ; Mary C Keaveney ; Michael-J Davis Michael S Jacoby [email protected] Charlie Burrows Daphne Gales I Josh Rosen Salta Medina Irina Yablochnik Ankur Shah I I • Janice Franklin ; Armen Brash Liz Fitzgerald ; Diana Canter Subject: Monthly Annual Client Update Reports - September [II Attachments: 2014 September - All Overdue ACUs.xlsx; 2014 September - ACUs Due Within 30 Days.xlsx; pic17338.gif; pic10241.gif classification: For internal use only All- Attached are two reports: Any ACU that is past due ACUS due within the next 30 days (See attached file: 2014 September - All Overdue ACUs.xlsx)(See attached file: 2014 September - ACUs Due within 30 Days.xlsx) All appropriate client facing professionals have already received e-mail notifications. Any additional follow up on your end is optional. Please note there are certain customers that appear to have outstanding ACUs for several months and even years. This maybe due to either a system glitch or some other circumstance out of the CFP's control. I am working on these cases with the CFPs on a one to one basis. Please also note that the below reports are created as of the first of the month- clients may appear below even though the ACUs have been completed by the time all notifications are sent out. Kind regards, (Embedded image moved to file: pic17338.gif) Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 60 W 10005-2836 New York, NY, USA Tel. Fax +1 Email .com (Embedded image moved to file: pic10241.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042189 CONFIDENTIAL SDNY_GM_00188373 EFTA01356359