EFTA Document EFTA01356394
Out-of-Scope Identified* 143 152 18 10 323 312 98 1 7 with Banker Team" 418 4 6 with Manager Director (MD) 10 6 3 with ABR/AFC 9 24 9 1 # of Downgrades (No longer HR) 34 * Includes Inactive/closed KYC cases and small relationships with CBV < $2 mm. `• Includes all KYC cases submitted to FO plus KYC cases Rejected by ABR/AFC. Week over week HR Client Remediation Progress • arn i 2,17 •53/.1017 •5'522017 WIV:027 • WZEIZZII is 4.(0:317 • 67:017 • 6:W2.7a • 6'2i/2
Summary
Out-of-Scope Identified* 143 152 18 10 323 312 98 1 7 with Banker Team" 418 4 6 with Manager Director (MD) 10 6 3 with ABR/AFC 9 24 9 1 # of Downgrades (No longer HR) 34 * Includes Inactive/closed KYC cases and small relationships with CBV < $2 mm. `• Includes all KYC cases submitted to FO plus KYC cases Rejected by ABR/AFC. Week over week HR Client Remediation Progress • arn i 2,17 •53/.1017 •5'522017 WIV:027 • WZEIZZII is 4.(0:317 • 67:017 • 6:W2.7a • 6'2i/2
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