EFTA Document EFTA01356400

KYC Update Steps Submitted to Front Office (FO) FO Attested to Completeness MD Approved ABR Approved" AFC Approved Completed Owner DT FO FO FO FO N/A 1,034 1,034 1,034 1,034 1,034 Total In Scope (Clients)* 1,034 369 132 109 4 76 *1 Completed (Clients) 80 665 902 925 1,030 958 # Remaining (Clients) 954 35.69% 12.77% 10.54% 0.39% 7.35% % Completed 7,74% " Initial pop 1,319. Items may be determined out-of-scope during review. ** ABR is not always part