EFTA Document EFTA01356522

From: Sent: To: Subject: Attachments Latest I have Oliver Esslinger 12/7/2018 8:09:38 AM Kimberly Hart Fwd: FIM Relationships and FIMs - KYC Tracker [I] image001.gif; ATT00001.htm; image002.gif; ATT00002.htm; image001.gif; ATT00003.htm; image003.jpg; ATT00004.htm; image001.gif; ATT00005.htm; image002.gif; ATT00006.htm; image004.png; ATT00007.htm; imageO05.png; ATT00008.htm; Tracker v03 _Jonathan Groom.xlsx; ATT00009.htm Begin forwarded message: From: Jo-Anne Santos Date: December 6, 2018 at 09:20:10 EST To: Jonathan Groom Cc: zia Memon , Brian H Heidelbach >, Emily Craig Oliver Esslinger < Subject: RE: FIM Relationships and FIMs - KYC Tracker [I] ._c . Hi Jonathan, please see attached file. Regards, Jo Anne From: Jonathan Groom Sent: Wednesday, December 05, 2018 4:21 PM To: Oliver Esslinger < Cc: zia Memon ; Jo-Anne Santos Brian H Heidelbach • Emily Craig Subject: RE: FIM Relationships and FIMs - KYC Tracker [I] Classificabon: For Internal use only Hi Jo Anne, Will you please share the latest KYC tracker so that I can compare with my records? Thanks, Kind regards, Jonathan Groom CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042417 CONFIDENTIAL SDNY_GM_00188601 EFTA01356522