EFTA Document EFTA01356535

Good morning Jonathan. wanted to confirm that the ElM you sent ember ant now on the hacker reniediation. There ate several (in red below) that do not biota KYC in file, can you please confirm who will Welk al this initial KYC? IC IMI II EMIrI I I Academe Low 9767115 5/143)13 BP Finset Mum Frady Of ice ,Croutactw Brad: Ca an WI In I Low 7,1173(115 Nom WE Fax Offices AON Laurance ?dampers Comma) Ltd I I I Low la Nom Now Ern i l Partneva Capital SA (format Dnay C• • • tonSA.) I I Low Modwate Nan 5107)16 Lel* %won (19I9 hweetawat Courted LIE1 LOW KYC in moon MI916145) flatlet, i- , ton& Co Modena. Moderate 7/1212017 7/172017 , • Irrr,UOTtn— Olrinniallilill. Low Low 7/21/3317 11/7/2013 Wt , Ad' , AM= Seams. Ractaid F. Low Low "Cone W . Imola, Service Chilton That Call.:,. Err5MTMEMMM Low Low MEM 12'22720n Now EIS Dunk Too <image002.jpg> Mesa \reneges Deutsche Bank Wealth Management stetsche Rani T eat Carrion., Nemec 345 Peek ibeeue 26" lea. Nat Yea NY 10154 -;*,,,asoc othat‘t thew", rCJI asnic Prom: Jonathan Groom Sent: Thursday. October 04. 20 IS 4:02 PM To: Wen %/omegas Cc zin Man ere c t sin - !Albject: FIM Relationships and ElMs KYC Tracker Clean-ration: For internal use only Ili Melosa. Will vat please review the reused !AM Register and verifi: that these names an: listed en the KYC tracker? I earned over the info flan your previous check. but we've added several new FI Ms to the register. 'they arc also prospects in &Force. so it's doubtfill they are on the tracker If they are not listed. will you please add them? Hese let me know if you have any quatons. Thanks. Kind regards. Jonathan Groom <irnaf,!e003 Jonathan Groom CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042434 CONFIDENTIAL SDNY GM_00188618 EFTA01356535