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sd-10-EFTA01356551Dept. of Justice

EFTA Document EFTA01356551

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From: Sylvia Escobar Sent: 4/11/2019 5:05:01 PM To: Kimberly Hart CC: Julie Cataudella ; Karen Cohen Subject: SII Closure: MIFID II - Remaining EEA Countries (Excl Germany r UK FM 17/2019 #43 (dbTrack2407699) Attachments: Finding Owner Closure Pack Template 04.12.2019.docx; EEA Remaining CLients_SII_Evidence_Document.docx Hi Kim, As requested, please see attached/below the following documents to support closure of the 511 mentioned above: 1. Closure template a. Outstanding: ad

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Dept. of Justice
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sd-10-EFTA01356551
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