EFTA Document EFTA01356711

KYC Print Page 41 of 43 3. Undisclosed Principal Form Complete (Intermediaries Only) fl Yes El No R Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Counties? K yes .4 No Is the account structure unusually complex? Ores r4 No Is there any indication the cl