EFTA Document EFTA01356725

KYC Mint Page 15 of 21 O Foundation/Association RI Trust ❑Company O Estate O Partnership Z Private Investmer: Philanthropic/Charitab e Commercial I Type of Entity Other (specify): Purpose of Entity Other (specify) - Country of incorporation/registration: Australia Date of inco rporation : registration: 12/10/2010 Volcker Status: Determination Required Volcker Flag: ,/c Address (city, street. post Code): 105-153 Miller Street North Sydney NSW Australia U.S. TIN/ON: Provide a description of the entity's organizational structure, its ownership structure and Its Top Management. For trusts/foundations include information about evoatbility,settlor and benefidaries,etc.: This ads similar to a retirement Fund. The fund consists of thousands and thousands of investors. There is no UBO. MLC Investments Limited is the Trustee of the fund. Please indicate how ownership of the legal entity is reflected: NA K Special attention: Bearer Shares - Indicate where shares are custodied: Desenbe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): NA To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel. client referral source, supplier of goods or services)?: Yes O No Z Describe Nature of Entity's Primary Business and Invesbnent Activities Nature of the business. Australian Superarruat:on rund Countries where business is transacted: Australia Number of employees. 50• 3D. Wealth Profile (Orli), for par ie requorng source of view) oescnixion as inthcate0 in Section 2) Primary Country of source of wealth/source of Funds? Australia Primary industry of source of Wealth/Source of Funds? Other Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Investment funds of Australian retires. Estimated gross receipts p a ($) 81,796,000.00 Estimated net profit p a (5) 65.000 000 00 Estimated investable assets (5): $500 MM • Potential Amount to be invested with PWM (5): 85,000,000.00 Other Mown Financial Institutions: Institution: Country: Est Assets Under Mgt: Institution: Country: Est Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042734 CONFIDENTIAL SDNY GM_00168918 EFTA01356725