EFTA Document EFTA01357141

Deutsche Bank Self Certification for Entity Clients UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) Part 2 — Entity Certfication Part 2 (a) — Financial Institutions Fl 7. If this entity is a Financial Institution (FI). please select the F1's status from one of the options below. Or K i. Depository Institution. Custodial Institution or Specified Insurance Company ▪ An Investment Entity located in a Non-Participating Jurisdiction and managed by another Financial Institution In this case please complete the table in Appendix 1 "Controlling Persons" K iii. Other Investment Entity Part 3 — UK FATCA Classification Part 2 (b) — Non Financial Entities - NFE 8. If the Entity is not a Financial Institution (i.e. a Non Financial Entity. NFE). please select the Entity's status from one of the options below. oi. Active NFE - a corporation the stock of which is regularly traded on an established securities market or a related entity of such a corporation. If you have licked (i), please provide the name of the established securities market on which the corporation is regularly traded: If you are a Related Entity of a regularly traded corporation, please provide the name of the regularly traded corporation that the Entity in (i) is a Related Entity of: ❑ii. Active NFE - Government Entity. Central Bank or International Organisation K iii. Active NFE-other K iv. Passive NFE In this case please complete the table in Appendix I "Controlling Persons". 9. This Part is only to be completed where the Accowd Holder Entity is opening an accord with a Deutsche Bank entity located in the UK, Crown Dependencies and Overseas Territories and where the Entity's classification differs from Part 2(a) or 2(b). K i. Financial Institution K a Active NFE K iii. Passive NFE - In this ease please complete the table In Appendix 1 "Controlling Persons" Sw Corbluxit00 rp Ently Chet' -CRS! VK FATCA -17/2016 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043507 CONFIDENTIAL SDNY_GM_00189691 EFTA01357141