EFTA Document EFTA01357157

Source of Funds — Identification & Verification (Annual Report) - Source of Wealth — Identify and Verify - Client Contact for Patriot Act disclosure email Formation Document (Cert of lncorp, etc) - Nature of Business Doc Thanks, Zack From: Martin Zeman Sent: Monday, March 12, 2018 10:19 AM To: Zack Bunimovich Cc: Nina Tona A Sferrazza Subject: RE: Classification: Confidential Morning Zack, • Xavier Avila ; Alastair Mackinlay Zach Pric athew Negus We haven't heard back from you on Friday. Can you let us know what the timeline looks like today please? Thanks, Martin From: Zack Bunimovich Sent: Friday, March 09 2018 11:30 AM To: Xavier Avil ; Martin Zeman Cc: Nina Tona a Rita Shteynberg ; Man Patel A Sferrazz Subject: R Classification: Confidential Xavier, Mathew Negus Davide- Alastair Mackinlay Davide- The fund was still undergoing a KYC review per my last contact with the team. I will check again today. Thanks, Zack From: Xavier Avila Sent: Friday, To: Martin Zema Cc: Nina Tona Zack Bunimovich us Mackinl ; Davide-A Sferrazza Subject: Rita Shteynberg Alastair CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0043529 SONY GM_00189713 EFTA01357157