EFTA Document EFTA01357189

From: on behalf of Sent: To: CC: Subject: Attachments: Dimitra Manley PWM US AMLKYC 2/19/2015 4:48:32 PM Amanda Kirby PWMUS AMLKYC CLEARED: FW: Portfolio Alert - Butterfly Trust Ill grid_alert_DB12000P_2686835_11547720_20150109_000030.pdf; vid_alert_DB12000P_2694212_11547720_20150112_035400.pdf Classification: For internal use only Hello, AML Compliance reviewed the alerts pertaining to Ghislaine Maxwell. She is a beneficiary of a trust wherein Jeffrey Epstein is the grantor. According to the business, Ms. Maxwell is only a beneficiary and is not a client. She has no authority on the trust account. The alert involves allegations against Ms. Maxwell of being a co-conspirator in Epstein's illegal activities. Given that the on-boarding of Jeffrey Epstein has been previously cleared, AML Compliance is comfortable clearing this alert as the account is already marked as high risk and has been cleared from a reputational and AML risk perspective. Kind regards, Dimitra Manley Dimitra Manley AML Compliance Officer Deutsche Bank Securities Inc 5022 Gate Parloney, Suite 400 Jacksonville, FL 32256 USA PupinoV getbow Amanda Kirby—02/19/2015 03:51:48 PM—Classification: For internal use only Hi, From' To. Date Subject Amanda Kirby MMUS AMLKYC =191201503M PM FW: Portfolio Alert - Butterfty Trust VI Classification: For Internal use only Hi, This alert is in regards to Ghislaine Maxwell in approved KYC #01344537. Butterfly Trust was an existing account and the CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043595 CONFIDENTIAL SDNY_GM_00189779 EFTA01357189